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THIRD
SECTION
CASE OF BRAGADIREANU v. ROMANIA
(Application
no. 22088/04)
JUDGMENT
STRASBOURG
6 December
2007
This
judgment will become final in the circumstances set out in Article 44
§ 2 of the Convention. It may be subject to editorial
revision.
In the case of Bragadireanu v. Romania,
The
European Court of Human Rights (Third Section), sitting as a Chamber
composed of:
Mr B.M.
Zupančič, President,
Mr C.
Bîrsan,
Mrs A.
Gyulumyan,
Mr E.
Myjer,
Mr David
Thór Björgvinsson,
Mrs I.
Ziemele,
Mrs I.
Berro-Lefèvre, judges,
and Mr S. Quesada, Section
Registrar,
Having
deliberated in private on 15 November 2007,
Delivers
the following judgment, which was adopted on that date:
PROCEDURE
- The
case originated in an application (no. 22088/04) against Romania
lodged with the Court under Article 34 of the Convention for the
Protection of Human Rights and Fundamental Freedoms (“the
Convention”) by a Romanian national, Mr Alexandru Bragadireanu
(“the applicant”), on 25 May 2004.
- The
applicant, who had been granted legal aid, was represented by Mr A.
Grigoriu, a lawyer practising in Bucharest. The Romanian Government
(“the Government”) were represented by their Agent,
Mrs B. Ramaşcanu, of the Ministry of Foreign Affairs.
- The
applicant alleged, in particular, that his continued detention, in
the light of his severe health problems, and the standard of medical
care received in prison amounted to a violation of Article 3 of the
Convention. He also complained under Article 6 of the Convention that
the criminal proceedings against him had been unfair and had lasted
too long.
- On
4 July 2006 the Court decided to communicate the above complaints to
the Government and to grant formal priority to the application, under
Rule 41 of the Rules of the Court. Under the provisions of
Article 29 § 3 of the Convention, it decided to
examine the merits of the application at the same time as its
admissibility.
THE FACTS
I. THE CIRCUMSTANCES OF THE CASE
- The
applicant was born in 1954 and lives in Bucharest.
A. Criminal proceedings against the applicant
- On
9 June 1993, the applicant was placed in police custody for five days
under the accusation of having murdered his partner. On 14 June 1993,
the prosecutor attached to the Giurgiu County Court ordered the
applicant's remand in custody.
1. Examination of the merits by the domestic courts
- On
22 October 1993, the prosecutor attached to the Giurgiu County Court
committed the applicant for trial for aggravated murder, under
Article 176 (a) of the Criminal Code.
- On
4 April, 10 October, 28 November 1994, 9 January, 13 February and 15
May 1995, in the presence of the applicant and D.U., his chosen
defence counsel, the County Court heard evidence from witnesses.
On 10 October 1994 the applicant also gave evidence. On 15
May 1995 the County Court heard evidence from the prosecutor, the
civil party and D.U. It then allowed the applicant to address the
court last.
- In
a judgment of 29 May 1995 the County Court found the applicant guilty
of aggravated murder and sentenced him to twenty years' imprisonment.
It based its judgment on the witness testimonies, the applicant's
declarations and behaviour and the medical reports concerning the
death of the victim. On 16 February 1996 the sentence was confirmed,
upon the applicant's appeal, by the Bucharest Court of Appeal which
heard evidence from the applicant and I.C., his defence counsel.
- The
applicant appealed in cassation before the Supreme Court of Justice
alleging that he had not committed the murder and that, therefore,
the evidence had been wrongly interpreted by the courts.
2. Development of the applicant's medical condition
during the proceedings
- The
applicant was sent to the Prison Hospital from 4 August to 5 October
1995, from 4 April to 25 April 1996 and again from 8 to
22
August 1996. He underwent several surgical interventions there. In
1996 he was diagnosed with a perianal tumour but refused further
surgery.
Due
to a severe problem with his eyes, the doctors who examined the
applicant recommended his release.
- During
the proceedings before the Supreme Court, the applicant's health was
in constant decline. Therefore, he was absent from most of the
hearings held in the case, but allegedly requested repeatedly that
the proceedings be suspended because of his illness.
- It
appears from the non-definitive decisions that the applicant was
represented either by a court-appointed counsel or by a lawyer of his
choice for most of the hearings.
- On
17 February 1997, after having examined the applicant and having
noted, in particular, that he had lost 20 kg in six months, the
prison doctors recommended that the applicant undergo an expert
examination by the Forensic Institute. On 10 March 1997, the same
doctors recommended the applicant's release.
- He
was hospitalised again between 8 January and 30 May 1997. In March
2007, he was transferred under escort to the Bagdasar public Hospital
in Bucharest where he underwent a colostomy. He claims that he was
handcuffed to the bed.
- On
23 April 1997, the doctors recommended his release from custody due
to his severe medical condition.
- On
15 May 1997, the Forensic Institute concluded that the applicant had
to follow a three-month course of treatment, which would prevent him
from participating in the proceedings.
3. Suspension of the proceedings
- On
27 May 1997 the Supreme Court suspended the trial due to the
applicant's health condition, as revealed by the Forensic Institute's
report adduced in the case. It also ordered the applicant's release,
which took place on 30 May 1997.
- The
Supreme Court requested periodically the experts' opinion on the
applicant's condition in order to assess if the reasons for the
suspension of the proceedings were still valid.
- After
his release, the applicant continued to be treated for his illness.
On 15 January 1998 the Forensic Institute certified that another
six month course of treatment was necessary and that during that
time the applicant could not participate in the proceedings.
- On
10 March 1999 the court held a hearing and noted that the
medical report had not yet been submitted. It set its next hearing
for 2 June 1999.
- On
12 March 1999 the Forensic Institute informed the Supreme Court that
the applicant was fit to participate in the trial.
- On
2 June the court took note of the medical report but noted some
informalities and sent it back to the Forensic Institute. It set its
next hearing for 13 October.
4. Referral of the case back to the first-instance
court
- On
13 October 1999, in the presence of the applicant's chosen counsel,
the Supreme Court noted that neither the prosecutor nor the lower
courts had ordered the applicant's psychiatric evaluation, required
by law for any person prosecuted for aggravated murder.
- Therefore,
in a final decision of 25 October 1999 the Supreme Court of Justice
quashed the previous decisions adopted in the case and sent the case
back to the County Court, ordering the applicant's psychiatric
evaluation.
5. Re-examination of the case
- On
10 March 2000 the file was sent to the Giurgiu County Court, which
held the first hearing on 10 April 2000, and then several more, the
applicant being absent due to his health problems. He was, however,
represented in the proceedings mainly by D.U., a lawyer of his
choice.
- Evidence
in the file showed that on 31 May 2000 he had been released from
hospital.
- On
20 November 2000 the County Court referred the case back to the
prosecutor to order the psychiatric evaluation.
- The
prosecutor's appeal against this judgment was allowed by the
Bucharest Court of Appeal in a final decision of 1 March 2001
which instructed the County Court to order the applicant's evaluation
itself, as decided by the Supreme Court on 25 October 1999.
- On
23 April 2001 the case was restored to the County Court's list of
cases.
- Some
twenty hearings took place before the County Court, the case being
repeatedly postponed due to the absence of the expert reports or for
erroneous summoning of the parties. It appears that the applicant did
not attend any of these hearings but was represented at most of them
by D.U., his defence counsel.
- On
15 June 2001 the applicant was hospitalised for another operation.
- On
14 September 2001 the Forensic Institute estimated that the applicant
required a four-month course of medical treatment that could not be
administered in prison. However, on 29 October 2001, upon the County
Court's request, it concluded that the applicant was fit to
participate in the trial.
- On
5 November 2001 the applicant appeared before the medical commission
for his psychiatric examination.
- On
27 March 2002 the psychiatric expert report was adduced in the case.
It confirmed that the applicant had been mentally competent for legal
purposes at the time
of the victim's murder. The County Court heard
evidence from the applicant's lawyer and the prosecutor on 20 May
2002 and pronounced its judgment on 10 June 2002. Due to the
applicant's repeated absence on account of his medical condition, the
County Court could not hear evidence from him in person.
- The court re-examined the evidence already in the file
and based its decision on the corroboration of witness testimonies
gathered by the investigators and the courts, the expert reports
concerning the victim's death and the applicant's behaviour towards
his partner, towards his former wives (witnesses in the case) and
during the criminal investigations and court proceedings –
including the assessment of the answers he gave during a polygraph
test that he had agreed to take on 12 June 1993 and in the course of
which he had not been assisted by a lawyer – and the
psychiatric evaluation of the applicant. The County Court found him
guilty of aggravated murder and sentenced him to twenty years'
imprisonment.
- The
applicant, through his lawyer, lodged an appeal against this judgment
challenging the interpretation of facts and law by the County Court.
He claimed his innocence and alternatively asked the court to reduce
his sentence. His appeal was rejected as out of time in a decision of
13 November 2002 of the Bucharest Court of Appeal.
- However,
on 28 February 2003 the Supreme Court of Justice, upon the
applicant's request, quashed the decision and referred the case back
to the Bucharest Court of Appeal for a re-examination of the appeal.
It considered that the applicant had respected the time limits for
lodging his appeal.
- The
applicant did not attend any of the four hearings held before the
Court of Appeal. I.C., his chosen representative, attended one of
these hearings. The court noted that both the applicant and his
lawyer alleged that their health had prevented them from attending
the hearings. However, the Court of Appeal found that the applicant
was not hospitalised at that time and that his lawyer had failed to
designate a substitute, although the court had requested him to do
so, in compliance with the law.
- On
29 May 2003 the Court of Appeal designated of its own motion a
representative for the applicant. The same day it examined and
rejected the appeal, the applicant not being present at the hearing.
It found that the evidence confirmed the applicant's guilt and that
in the circumstances of the case the penalty imposed by the District
Court was justified. The court appointed counsel pleaded for the
applicant's innocence and alternatively asked the court to lower the
sentence imposed.
- The
applicant appealed in cassation against this decision with the
Supreme Court of Justice, challenging, as before, the interpretation
of facts and law by the courts. The applicant did not attend any of
the three hearings on the merits held in the case. At the first
hearing, his personal assistant appeared (see paragraph 42 below),
informed the Court of the applicant's poor health and asked for a
postponement to allow the applicant to appoint a representative. The
court postponed the case and appointed a lawyer for the applicant.
Before the next hearing, I.C., the applicant's defence council who
had represented him in the appeal above, made a written request for
another postponement on the ground that he did not have time to study
the whole file. In the presence of the court-appointed counsel and of
the prosecutor, the court allowed the request. However, I.C. failed
to appear at the last hearing of 12 February 2004. The
court appointed counsel participated on behalf of the applicant.
In a final decision rendered on the same day, after reassessing the
evidence adduced in the case, the Supreme Court upheld the sentence.
B. The applicant's detention
- On
28 August 2003 the applicant was examined by a commission of doctors
from the Commission for the protection of handicapped persons. They
established that his condition amounted to a severe functional
deficiency which entitled him to a personal assistant.
1. Expert examination of the applicant with a view to
postponing or suspending the execution of his sentence
- On
19 February 2004 the applicant lodged a request for the postponement
of the execution of the sentence for medical reasons. Later on he
reformulated it, asking for the suspension of the sentence.
- On
1 March 2004 the applicant was referred to the Forensic Institute for
an opinion on whether he was fit to serve the sentence.
- The
Forensic Institute doctors re-examined the applicant and concluded
that the stage of his illness permitted the continuation of his
imprisonment and that his medical treatment could be continued in
prison hospitals:
“The pathology ... is severe, with unpredictable
evolution, possibly towards a fatal prognosis which can happen
regardless of whether [the applicant] is in prison or released.”
The
doctors submitted their report on 30 September 2004.
- Based
on this evidence, the applicant's request for suspension was rejected
on 18 October 2004 by the Giurgiu County Court. The decision was
upheld by the Bucharest Court of Appeal on 22 November 2004. The
applicant did not appeal on points of law and thus this latter
decision became final.
- On
24 October 2006 the Forensic Institute started a new expert
examination of the applicant in order to assess the possibility of
interrupting the execution of his sentence. However, on 30 August
2006 the applicant refused to continue with this examination, as he
considered that it would not benefit him.
2. Medical care and conditions in prison
- On
10 March 2004 the applicant was imprisoned in order to serve the
remainder of the sentence. He claimed that he had been placed in a
cell with thirty beds arranged at three levels and with badly damaged
mattresses, with two detainees in each bed, two toilets and no shower
or warm water in the room. Due to his medical condition (as he had an
artificial anus, he was unable to control his bowel movements) he
asked to be transferred to a single-bed cell, but his request was
rejected on the ground that no such cells existed in that
penitentiary, except those for solitary confinement.
- According
to the applicant, he repeatedly requested to be examined by a doctor,
but to no avail. He claimed that his medicine had not been provided
by the authorities for lack of funds, and his family had had to send
it to him.
- The
Government sent the applicant's medical file along with a letter from
the Administration of Penitentiaries dated 26 September 2006 which
detailed the medical care that the applicant received in prison.
- It
appears that from 10 to 22 March 2004 he was hospitalised in the
Jilava Penitentiary Hospital where he was examined by the
penitentiary doctors. He underwent laboratory tests and an
oncological evaluation in public hospitals.
- Subsequently
he was examined periodically by the penitentiary doctors and often
sent for specialist check-ups.
- From
8 May to 22 July 2004 the applicant was hospitalised again in the
Jilava Penitentiary Hospital. Laboratory analyses were performed and
he was also sent to the public hospital for more detailed
examinations.
- He
was hospitalised again in Jilava from 8 to 28 August 2004. On
18 August 2004 the doctors performed an abdominal ultrasound
scan and recommended check-ups every three months.
- On
6 August 2004 the applicant received from his family thirty tubes of
Pentoxifilin.
- His
medical surveillance continued throughout 2004, 2005 and 2006. He
underwent ophthalmologic check-ups, was seen by specialist doctors at
least every other month, and received through the penitentiary
pharmacies the prescribed medicines every month.
- On
28 June 2005 the applicant informed the authorities that he refused
to be examined in the Jilava Penitentiary Hospital, bearing in mind
his criminal complaint of ill treatment against the penitentiary
doctors (see paragraphs 61-62 below).
- He
was hospitalised again in Jilava from 23 to 31 August 2006.
- It
appears that the applicant received medicine from the penitentiary
pharmacies as prescribed by the doctors that had examined him.
- Between
the periods of hospitalisation, the applicant was detained in the
penitentiaries in Rahova and Giurgiu.
3. Complaints concerning the conditions in prison and
medical care
- On
4 June 2004 the applicant lodged a criminal complaint against the
penitentiary doctors that had operated on him while in detention. He
accused them of intentional harm and malpractice during the surgical
intervention. On 1 April 2005 the Bucharest Military
Prosecutor's Office dismissed the complaint as out of time. The
applicant appealed against this decision. In his letter to the
Prosecutor's Office, he invoked the fact that he was “transported
to and kept in the Bagdasar-Arseni Hospital under escort”. The
criminal complaint was re-examined and dismissed again, on
28
July 2005, by the Bucharest Military Prosecutor. In a decision of
18
April 2006 the Bucharest Military County Court upheld the
Prosecutor's decision, on the grounds that the accusation against the
penitentiary doctors was unfounded and that, in any case, due to the
time lapse between the operations and the lodging of the criminal
complaint, responsibility for any of the alleged crimes was
time-barred.
- On
3 August 2005 the applicant lodged a complaint with the Bucharest
District Court under the Government's Ordinance no. 56/2003. He
considered that his right to information, to the protection of his
health and to a healthy environment had been infringed in prison.
Furthermore he claimed that the prison conditions had amounted to
torture. Accordingly, he argued that despite his severe medical
condition the prison authorities had refused to put him in a cell by
himself. He also claimed lack of access to his medical and criminal
files.
- In
a decision of 17 October 2005 the District Court dismissed his
action. It considered that the quality of medical care did not fall
under the ordinance invoked; the applicant should have lodged an
action in civil responsibility against the doctors. In any case, the
evidence showed that the applicant had been given adequate medical
care, seen by various doctors and examined and afforded the aftercare
that had been prescribed.
- The
court dismissed as unfounded the applicant's allegation of lack of
access to his medical file. It noted that the said file had been
adduced in the case, both the applicant and his representative having
thus had access to it.
- Lastly,
the District Court recalled that the Ordinance did not impose an
obligation on the prison authorities to ensure access for the
applicant to his criminal file. It recalled that the applicant had
the right to designate a representative to study it.
- The
applicant's appeal was also dismissed by the Bucharest County Court,
in a final decision of 5 December 2005. The County Court noted that
the Penitentiary had refused to move the applicant to an individual
cell on the ground that he would be soon transferred to a new
section, to a room that would be better suited to his medical
requirements. It appears that the court estimated that the
applicant's allegations concerning the negative influence on his
health of the conditions of his detention were unfounded. The court
also recalled that it was for the prison authorities to provide his
personal assistant.
- In
a letter of 16 December 2005 the Commission for the Protection of
handicapped persons informed the applicant that as long as he was
imprisoned he was not entitled to any special allowance for his own
needs or for hiring a personal assistant, since it was for the
penitentiary to provide care for him.
- To
date, the applicant is still in prison. It seems that he has not been
transferred to an individual cell.
II. RELEVANT DOMESTIC LAW
- The
relevant provision of the Code of Criminal Procedure on the
psychiatric evaluation of a person charged with a criminal offence
reads as follows:
Article 117 Mandatory expert examination
“(1) The psychiatric evaluation is
mandatory in cases of aggravated murder...”
- The
Code of Criminal Procedure provides that informalities in the trial
such as the courts not hearing evidence from the accused in person,
constitute an infringement of the rights to defence which shall lead
to declaring the decision taken null and void. The relevant
provisions of domestic law and practice are described in detail in
the case of Ilişescu and Chiforec v. Romania
(no. 77364/01, §§ 18-19, 1 December 2005).
- The
relevant part of law no. 51/1995 on the organization and exercise of
lawyers' practice reads:
Article
38
“The lawyer shall study the case thoroughly...,
shall attend every court hearing...”
- The
relevant part of the statutes of the lawyers' practice reads:
Article 221
“(2) When the lawyer is prevented from
fulfilling his professional duties, he shall provide a substitute...”
III. RELEVANT PROVISIONS OF THE COUNCIL OF EUROPE
CONCERNING CONDITIONS OF DETENTION
- Extract
from the 11th General Report of the European Committee for the
Prevention of Torture (CPT) (CPT/Inf (2001) 16)
“29. In a number of countries visited
by the CPT, particularly in central and eastern Europe, inmate
accommodation often consists of large capacity dormitories which
contain all or most of the facilities used by prisoners on a daily
basis, such as sleeping and living areas as well as sanitary
facilities. The CPT has objections to the very principle of such
accommodation arrangements in closed prisons and those objections are
reinforced when, as is frequently the case, the dormitories in
question are found to hold prisoners under extremely cramped and
insalubrious conditions. No doubt, various factors - including those
of a cultural nature - can make it preferable in certain countries to
provide multi-occupancy accommodation for prisoners rather than
individual cells. However, there is little to be said in favour of -
and a lot to be said against - arrangements under which tens of
prisoners live and sleep together in the same dormitory.”
- The
CPT standards (“Substantive” sections of the CPT's Annual
General Reports)
“50. The CPT would add that it is
particularly concerned when it finds a combination of overcrowding,
poor regime activities and inadequate access to toilet/washing
facilities in the same establishment. The cumulative effect of such
conditions can prove extremely detrimental to prisoners...
[Prisoners unsuited for continued detention]
70. Typical examples of this kind of prisoner
are those who are the subject of a short term fatal prognosis,
who are suffering from a serious disease which cannot be properly
treated in prison conditions, who are severely handicapped or of
advanced age. The continued detention of such persons in a prison
environment can create an intolerable situation. In cases of this
type, it lies with the prison doctor to draw up a report for the
responsible authority, with a view to suitable alternative
arrangements being made.”
- The
CPT visited Romania in 1995, 1999, 2001, 2002, 2003, 2004 and 2006.
All but its most recent visit report have since been made public.
Overcrowding
of prisons and lack of reasonable hygiene facilities were constantly
stressed by the CPT.
- Recommendation
no. R (98) 7 concerning the ethical and organisational aspects of
health care in prison reads:
“C. Persons unsuited to continued
detention: serious physical handicap, advanced age, short term fatal
prognosis
50. Prisoners with serious physical handicaps
and those of advanced age should be accommodated in such a way as to
allow as normal a life as possible and should not be segregated from
the general prison population. Structural alterations should be
effected to assist the wheelchair-bound and handicapped on lines
similar to those in the outside environment.
51. The decision as to when patients subject
to short term fatal prognosis should be transferred to outside
hospital units should be taken on medical grounds. While awaiting
such transfer, these patients should receive optimum nursing care
during the terminal phase of their illness within the prison health
care centre. In such cases provision should be made for periodic
respite care in an outside hospice. The possibility of a pardon for
medical reasons or early release should be examined.”
THE LAW
I. ALLEGED VIOLATION OF ARTICLE 3 OF THE CONVENTION
- The
applicant considered that the conditions of his detention and the
lack of adequate medical treatment for his illness amounted to a
violation of Article 3 of the Convention, which reads as follows:
“No one shall be subjected to torture or to
inhuman or degrading treatment or punishment.”
A. Admissibility
- The Government commented in detail on the applicant's
pre-trial detention and the conditions of his release on 30 May 1997,
including the alleged use of handcuffs to attach the applicant to his
bed in the
Bagdasar-Arseni Hospital. Insofar as the complaint is
understood to refer to these aspects, the Court recalls that the
present application was only lodged on 25 May 2004, that is,
more than six months after the end of the pre-trial detention.
- As
for the alleged use of handcuffs, the applicant did not raise at
least in substance such a complaint with the local authorities. The
mere fact that he mentioned in his criminal complaint against the
doctors that treated him in 1995-1996 that he had been “transported
under escort” to the public hospital does not enable the Court
to consider that the applicant allowed the Romanian authorities to
deal with the matter. If it were argued that he had no effective
channel of complaint at his disposal, the six-month rule, with which
the applicant did not comply, would come into operation once more
(see, mutatis mutandis, Rosengren v. Romania (partial
dec.), no. 70786/01, 27 April 2004).
- It
follows that this part of the complaint must be rejected in
accordance with Article 35 §§ 1 and 4 of the
Convention.
- However,
in so far as the complaint refers to the conditions of his
imprisonment from March 2004 onward, the Court notes that these
allegations are not manifestly ill-founded within the meaning of
Article 35 § 3 of the Convention. It further
notes that this part of the complaint is not inadmissible on any
other grounds. It must therefore be declared admissible.
B. Merits
- The Government contended that the applicant had not
proved “beyond reasonable doubt” his alleged
ill-treatment. They recalled that the applicant was examined
periodically by specialists and received the adequate treatment as
prescribed by his doctors. The fact that he had to occasionally
receive medicines from his family did not amount to ill treatment.
They relied on cases such as Cara-Damiani v. Italy ((dec.),
no. 35995/97, 28 March 2000) and I.T. v. Romania
((dec.), no. 40155/02, 24 November 2005).
- The
applicant replied that his medical condition, namely his inability to
control his bowel movements, generated a very hostile environment in
his cell, subjecting him to continuous mockery from his inmates, and
culminating in his exclusion from any social activity. He recalled
that although he was entitled to special conditions and even to a
personal assistant (see paragraph 42 above), he was still sharing the
cell and could not ensure a minimum standard of hygiene, because of
the lack of warm running water or showers. In addition, the applicant
contended that nobody had offered to help him get from his cell to
the sanitary facilities in the penitentiary.
- The
Court recalls that although Article 3 of the Convention cannot be
construed as laying down a general obligation to release detainees on
health grounds, it nonetheless imposes an obligation on the State to
protect the physical well-being of persons deprived of their liberty,
for example by providing them with the requisite medical assistance.
The Court has also emphasised the right of all prisoners to
conditions of detention which are compatible with human dignity, so
as to ensure that the manner and method of execution of the measures
imposed do not subject them to distress or hardship of an intensity
exceeding the unavoidable level of suffering inherent in detention;
in addition, besides the health of prisoners, their well being
also has to be adequately secured, given the practical demands of
imprisonment (see Kudła v. Poland [GC],
no. 30210/96, § 94,
ECHR 2000 XI and
Mouisel v. France, no. 67263/01, § 40,
ECHR 2002 IX).
- Coming
back to the facts of this case, the Court considers that this
complaint has two branches: medical care in prison and the conditions
of detention. The Court will assess them individually.
1. Medical care in prison
- The
evidence available to the Court shows that the applicant was examined
by the penitentiary doctors on regular basis and sent to the public
hospitals for further examinations when considered necessary. The
applicant's claims to the contrary seem unsubstantiated in the light
of his medical record adduced in the case by the Government and
uncontested by the applicant.
- It
is true that the applicant's family provided medicines for him.
However, the Court notes that this was only reported to have happened
once, on 6 August 2004, and the medical record of the applicant
contains doctors' prescriptions during his detention, which proves
that the penitentiary authorities have generally responded adequately
to his medical treatment requirements.
- The
Court will not speculate on the effects on the applicant's health
should these medicines have not been provided by his family. However,
it is to be noted that the applicant's general health did not seem to
have deteriorated in prison due to lack of medical treatment.
- Lastly,
the Court recalls that on the question of whether a severely ill
person should remain deprived of liberty, it is precluded from
substituting the domestic courts' assessment of the situation with
its own, especially when the domestic authorities have generally
discharged their obligation to protect the applicant's physical
integrity, notably by providing appropriate medical care (ibid.).
- In
the instant case, the courts refused to suspend the execution of the
sentence based on the 2004 medical report's conclusion that the
applicant was fit for detention. In 2006 the applicant put an end to
the second medical examination that was meant to assess the
possibility of his release from detention.
However,
there is no indication in this file of the ineffectiveness of the
application with the courts for release from prison on health
grounds.
- Therefore,
taking into consideration the medical care in prison alone, the
applicant did not prove “beyond reasonable doubt” that
his suffering attained the minimum level of severity in order to fall
within the scope of Article 3 (see Kudła, § 91 and
I.T. (dec.), both cited above, and also paragraph 95 of this
judgment, below).
2. Adequate facilities in prison
- The
Court considers that a separate issue arises insofar as the
conditions ensured to the applicant in prison are concerned, regard
having been had to his health requirements. The applicant's
allegations of the lack of any organised help from the prison
authorities are in no way contested by the Government. Moreover, it
seems that the applicant did not benefit in prison from a personal
assistant, required by his poor health, being forced to rely on his
inmates for the most basic sanitary needs.
- It
is true that the Court requires in such cases that the interference
be proved “beyond reasonable doubt”, it being noted that
such proof may follow from the coexistence of sufficiently strong,
clear and concordant inferences or of similar unrebutted presumptions
of fact (see Ireland
v. the United Kingdom, judgment of 18
January 1978, Series A no. 25, p. 64-65, § 161).
- In
the present case the Court cannot but notice that the Government,
which provided very detailed information from the penitentiary
authorities concerning the medical surveillance of the applicant,
could not produce a single piece of information on the facilities
offered to the applicant in detention, including on the question of a
the personal assistant. This allows the Court to conclude that no
such facilities were provided to the applicant.
The
Court recalls thus that the applicant's medical condition is severe,
his basic sanitary needs are difficult to attend to and he has severe
functional deficiencies. Although the authorities are aware of these
facts, he is still detained in a regular penitentiary, is sharing the
cell with other persons, has no showers or warm water at his disposal
and is not regularly assisted for his needs. His poor condition has
led to social segregation from the rest of the prison population.
- Moreover,
the applicant's description of the prison facilities both in his
initial letters to the Court and in his further observations, in
particular overcrowding, obligation to share beds with other persons,
damaged mattresses and inappropriate sanitary facilities are not
contested by the Government and are confirmed by the CPT's reports on
Romania. These conditions do not satisfy the European standards
established by the CPT (see paragraphs 73-75 above).
Accordingly,
as stressed by the CPT, the cumulative effect of overcrowding in
large capacity (and sometimes also insalubrious) dormitories, poor
regime of activities and inadequate access to washing facilities can
prove detrimental to the prisoners (see also, mutatis mutandis,
Kalashnikov v. Russia, no. 47095/99, § 97,
ECHR 2002 VI, and Kehayov v. Bulgaria,
no. 41035/98, § 66, 18 January 2005).
- In
this context the Court also recalls that it does not exclude that in
particularly severe situations humanitarian measures could be taken
(see, mutatis mutandis, Farbtuhs v. Latvia,
no. 4672/02, § 52, 2 December 2004)
- The
foregoing considerations are sufficient to enable the Court to
conclude that the conditions in prison, in particular the
overcrowding and lack of access to hygiene and other facilities
appropriate to his health situation, caused the applicant suffering
attaining the threshold of inhuman and degrading treatment proscribed
by Article 3.
- There
has accordingly been a violation of Article 3 of the Convention
insofar as the conditions of the applicant's detention are concerned.
II. ALLEGED VIOLATION OF ARTICLE 6 § 1 OF THE
CONVENTION
A. Right to a fair trial
- The
applicant complained under Article 6 § 1 of the Convention that
he had not had a fair trial before the domestic courts. In
particular, he claimed that the witnesses had been influenced by the
prosecution, that the courts had judged the case in his absence and
that he had not always been represented by a lawyer during the
proceedings and in particular during the polygraph test (see
paragraph 36 above).
- The
relevant part of Article 6 reads as follows:
“In the determination of ... any criminal charge
against him, everyone is entitled to a fair ... hearing ... by [a]
... tribunal...”
- The
Government contended that the decisions taken by the courts in the
applicant's absence had not been decisive for the applicant's fate.
Unlike in the case of Ilişescu and Chiforec, cited above,
where the Court found a violation of Article 6 on the ground that
the applicant had not given evidence before the domestic courts that
convicted him, in the present case the applicant had given evidence
twice before the first-instance court.
- The
Court notes from the outset that there is no evidence in the file
that would allow it to draw a conclusion as to the alleged lack of
representation during the applicant's polygraph test. Moreover,
nothing in the file indicates that he raised this complaint with the
domestic courts. However, even assuming that the applicant was not
represented and that he did exhaust the domestic remedies for this
complaint, the Court notes that his conviction was not based solely
on this evidence. Therefore, although regrettable, such a
circumstance is not in itself sufficient for the finding of a
violation of Article 6. Moreover, it is not the Court's role to
speculate as to what the outcome of the criminal proceedings would
have been if the answers in the polygraph test had not been taken
into account by the domestic courts.
- As
for the applicant's conviction without having given evidence before
the domestic courts, when national law permits a trial to be held
notwithstanding the absence of a person “charged with a
criminal offence”, that person should be able to obtain, from a
court which has heard evidence from him, a fresh determination of the
merits of the charge (see
Colozza v. Italy, judgment
of 12 February 1985, Series A no. 89, p. 15, § 29,
and Ilişescu and Chiforec, cited above, § 34).
- The
Court has already established that Romanian law allows for the
quashing of a decision taken without the person accused being present
and questioned by the courts (see paragraph 70 above).
- In
the present case, the Court notes, as do the Government, that the
applicant gave evidence, in the presence of his chosen counsel,
before the first instance and the appeal courts that examined
for the first time the merits of the case (see paragraphs 8-9 above).
However, in the re-trial, the same levels of jurisdiction re-examined
the merits of the case without hearing evidence from the applicant.
It is true that unlike in the cases of Constantinescu v.
Romania (no. 28871/95, § 19, ECHR 2000 VIII)
and Ilişescu and Chiforec (cited above, § 15) where
the courts refused to hear evidence from the applicants and/or their
lawyers although they were present at the hearings, in the instant
case neither the applicant nor his chosen counsels (with few
exceptions) appeared in court.
- However,
the applicant did not raise at least in substance a violation of his
right to give evidence in person in his appeals, which were
formulated through his chosen representative. Neither did he provide
any arguments that would allow the Court to conclude that such a
remedy could not be effective in his particular case (see Ilişescu
and Chiforec, cited above, § 14).
- Therefore, bearing in mind that under Article 35,
normal recourse should be had by an applicant to effective remedies,
that is, remedies that are available and sufficient to afford redress
in respect of the breaches alleged (see, mutatis mutandis,
Sakkopoulos v. Greece, no. 61828/00, § 44,
15 January 2004), it follows that this part of the complaint must be
rejected under Article 35 §§ 1 and 4 of the
Convention for non-exhaustion of domestic remedies.
- As
for the representation, the Court notes from the outset that the
applicant did not complain about the lack of effective representation
in his appeal lodged with the Supreme Court by his representative on
his behalf.
- Notwithstanding
this and even assuming that the applicant did exhaust the domestic
remedies in this matter, the Court considers that this complaint is
inadmissible for the following reasons.
- Accordingly,
it notes, as do the Government, that each time the courts heard
evidence from the applicant or witnesses, his lawyer was present.
However,
in the re-examination of the case, while the applicant's lawyer was
present during the first-instance proceedings, he did not attend the
appeal proceedings. Moreover, he failed to provide an acceptable
explanation both for his absence and for his failure to designate a
substitute (see paragraphs 26, 39, 71-72 above), although he had a
legal obligation to do so. The Supreme Court allowed two
postponements to ensure the applicant's representation by a lawyer of
his choice, but to no avail.
In
this context, it is reasonable that lawyers were appointed by the
courts of their own motion (see a contrario, Imbrioscia
v. Switzerland, judgment of 24 November 1993, Series A
no. 275, § 38).
- For
all these reasons, it considers that this complaint is manifestly
ill-founded and must be rejected in accordance with Article 35 §§
3 and 4 of the Convention.
B. Length of the criminal proceedings
- The
applicant complained that the length of the criminal proceedings
against him had been incompatible with the “reasonable time”
requirement laid down in Article 6 § 1 of the Convention, which
provides:
“In the determination of ... any criminal charge
against him, everyone is entitled to a ... hearing within a
reasonable time by [a] ... tribunal...”
- The
period to be taken into consideration began only on
20 June 1994,
when Romania ratified the Convention. However, in assessing the
reasonableness of the time that elapsed after that date, account must
be taken of the state of proceedings at the time. Accordingly, at the
date of the ratification, the case was pending with the
first-instance court, the criminal proceedings having being pending
for one year.
The
period in question ended on 12 February 2004, when the Supreme Court
of Justice delivered the final decision in the case.
The
time during which the proceedings were suspended due to the
applicant's illness, from 27 May 1997 to 2 June 1999, will not be
taken into account.
The
proceedings thus lasted eight years and eight months, of which seven
years and eight months were after the ratification of the Convention.
During this time, the case was heard by eight courts at three levels
of jurisdiction.
1. Admissibility
- The
Court notes that this complaint is not manifestly ill-founded within
the meaning of Article 35 § 3 of the Convention. It further
notes that it is not inadmissible on any other grounds. It must
therefore be declared admissible.
2. Merits
- The
Government contended that the case had been very complex because of
the very serious crime committed, and that the authorities had had
difficulties in gathering the evidence. The complex nature of the
case was confirmed, in their view, by the significant period of time
that was necessary for the completion of the mandatory psychiatric
examination of the applicant. In their opinion, the time during which
the proceedings were suspended should not be taken into account by
the Court (see Lavents v. Latvia, no. 58442/00,
§ 100, 28 November 2002). Lastly, they contended that the
applicant and his representative had been responsible for the
protraction of the case insofar as they had been absent from hearings
and the latter had not appointed replacements, as required by law.
- The
Court reiterates that the reasonableness of the length of proceedings
must be assessed in the light of the circumstances of the case and
with reference to the following criteria: the complexity of the case
and the conduct of the applicant and the relevant authorities (see,
among many other authorities, Pélissier and Sassi v. France
[GC], no. 25444/94, § 67, ECHR 1999-II)
- The
Court has frequently found violations of Article 6 § 1 of the
Convention in cases raising issues similar to the one in the present
case (see Pélissier and Sassi, cited above).
- Having
examined all the material submitted to it, the Court considers that
the Government have not put forward any fact or argument capable of
persuading it to reach a different conclusion in the present case.
- In
particular the Court notes that it took the courts almost six years
before they ordered the mandatory psychiatric evaluation of the
applicant. It does not accept the Government's argument that this
long period was caused by the complexity of the case, insofar as the
applicant was charged with aggravated murder from the beginning of
the proceedings and the obligation to examine psychiatrically in such
cases is set down directly by law.
- The
Court also recalls that since the remittal of cases for
re examination is usually ordered as a result of errors
committed by lower courts, the repetition of such orders within one
set of proceedings discloses a serious deficiency in the judicial
system (see Wierciszewska v. Poland, no. 41431/98,
§ 46, 25 November 2003). Because of these remittals the
case was correctly decided by the first-instance court only on 10
June 2002, that is, eight years after the ratification of the
Convention, during six of which there was continuous examination by
the courts.
- Lastly,
the Court attaches great importance to the stakes of this case for
the applicant, who was charged with aggravated murder.
- Having
regard to its case-law on the subject, the Court considers that in
the instant case the length of the proceedings was excessive and
failed to meet the “reasonable time” requirement.
There
has accordingly been a breach of Article 6 § 1.
III. OTHER ALLEGED VIOLATIONS OF THE CONVENTION
- The
applicant also complained under Article 8 of the Convention about his
pre-trial detention and claimed that he had been prevented from
contacting his family at that time. However, the Court notes that the
applicant was released on 30 May 1997, while the present application
was only lodged on 25 May 2004. Assuming that the applicant did not
have an effective remedy at his disposal to complain about the
violations that had allegedly occurred during his pre-trial
detention, the starting date of the six month period provided by
Article 35 § 1 of the Convention is that when the violation
ended, namely 30 May 1997.
- It
follows that this complaint has been introduced out of time and must
be rejected in accordance with Article 35 §§ 1
and 4 of the Convention.
- Lastly,
the applicant considered that the way the authorities had handled the
criminal proceedings and his detention constituted a violation of
Articles 1, 7, 13 and 14 of the Convention. However, the Court
considers that nothing in the case file indicates a violation of the
aforementioned Articles and the applicant failed to produce any
evidence to substantiate his complaint.
- It
follows that this complaint is manifestly ill-founded and must be
rejected in accordance with Article 35 §§ 3 and 4 of the
Convention.
IV. APPLICATION OF ARTICLE 41 OF THE CONVENTION
- Article 41 of the Convention provides:
“If the Court finds that there has been a
violation of the Convention or the Protocols thereto, and if the
internal law of the High Contracting Party concerned allows only
partial reparation to be made, the Court shall, if necessary, afford
just satisfaction to the injured party.”
A. Damage
- The applicant claimed 30,000 euros (EUR) in respect
of pecuniary damage, namely EUR 10,000 for the violation of Article 3
and EUR 20,000 for the violation of Article 6. He also
claimed EUR 40,000 in respect of non-pecuniary damage, respectively
EUR 25,000 for the Article 3 violation and EUR 15,000 for the Article
6 violation.
- Later
on he revised his position and only claimed EUR 30,000 in respect of
non-pecuniary damage, that is EUR 10,000 for the violation of Article
3 and EUR 20,000 for the violation of Article 6.
- The
Government asked the Court to acknowledge that the applicant had
withdrawn his claims for compensation for pecuniary damage and
considered that, in the light of the Court's case-law, the
compensation claimed for non-pecuniary damage was exaggerated.
- The
Court notes that the applicant limited his claims to compensation for
non pecuniary damage (see paragraph 129 above). It further
accepts that the applicant suffered distress and frustration because
the State authorities continued his detention while failing to
provide him with adequate decent facilities in prison and because of
the length of the criminal proceedings against him. Making its
assessment on an equitable basis, the Court awards the applicant EUR
6,500 in respect of
non-pecuniary damage, plus any tax that may
be chargeable on that amount.
B. Costs and expenses
- The
applicant also claimed the reimbursement of the costs and expenses
incurred before the Court, without specifying the amount and without
sending any supporting document.
- The
Government contended that the applicant had not justified the
expenses.
- According
to the Court's case-law, an applicant is entitled to reimbursement of
his costs and expenses only insofar as it has been shown that these
have been actually and necessarily incurred and are reasonable as to
quantum. The applicant's representative received EUR 850 in respect
of legal aid from the Council of Europe. No other costs being proved,
there is no call to award any sum on that account.
C. Default interest
- The
Court considers it appropriate that the default interest should be
based on the marginal lending rate of the European Central Bank, to
which should be added three percentage points.
FOR THESE REASONS, THE COURT
- Declares unanimously admissible the complaints
concerning conditions of detention after May 2004 and the length of
the criminal proceedings, and the remainder of the application
inadmissible;
- Holds unanimously that there has been no
violation of Article 3 of the Convention insofar as the medical care
in prison is concerned;
- Holds unanimously that there has been a
violation of Article 3 of the Convention insofar as the conditions of
detention are concerned;
- Holds by six votes to one that there has been a
violation of Article 6 § 1 of the Convention (length of criminal
proceedings);
- Holds by six votes to one
(a) that
the respondent State is to pay the applicant, within
three months
from the date on which the judgment becomes final in accordance with
Article 44 § 2 of the Convention, EUR 6,500 (six
thousand five hundred euros) in respect of non-pecuniary damage, plus
any tax that may be chargeable;
(b) that
this amount is to be to be converted into new Romanian lei at the
rate applicable at the date of settlement;
(c) that
from the expiry of the above-mentioned three months until settlement
simple interest shall be payable on the above amount at a rate equal
to the marginal lending rate of the European Central Bank during the
default period plus three percentage points;
- Dismisses unanimously the remainder of the
applicant's claim for just satisfaction.
Done in English, and notified in writing on 6 December 2007, pursuant
to Rule 77 §§ 2 and 3 of the Rules of Court.
Santiago Quesada Boštjan M. Zupančič
Registrar President
In accordance with Article 45 § 2 of the Convention and Rule 74
§ 2 of the Rules of Court, the partly dissenting opinion of Mr
E. Myjer is annexed to this judgment.
B.M.Z.
S.Q.
PARTLY DISSENTING OPINION OF JUDGE MYJER
I
voted against finding a violation of Article 6 (reasonable time).
True,
a long time elapsed between the dies a quo (20 June 1994, the
date when Romania ratified the Convention) and the dies ad quem
(12 February 2004, when the Supreme Court delivered the final
decision in this case). At first sight such a long period seems to be
sufficient to conclude that the national judicial authorities did not
act with the necessary diligence. However, as the Court rightly took
into account in paragraph 113, the time during which the proceedings
were suspended due to the applicant's illness (more than two years)
should be deducted from that period. In my opinion, there were many
other substantial delays attributable to the illness or poor health
of the applicant and/or his absence from hearings, or to the fact
that his lawyer did not attend the hearings. These delays should not
be held against the Government. Besides, the case was a complex one
and many hearings were needed in order to hear the testimonies of
witnesses. The fact that the applicant made use of all the legal
possibilities available to him to appeal against the various
decisions and judgments also contributed to the overall length.
In
general terms, the fact that a case was heard by eight courts at
three levels of jurisdiction justifies the remark made by the
majority in paragraph 120 that this discloses a serious
deficiency in the judicial system. However, in the particular
circumstances of this case, I consider this to be too harsh and
unjust.
Because
in my opinion there has been a violation of Article 3 only insofar as
the conditions of detention are concerned, I also voted against the
amount of compensation awarded in respect of non-pecuniary damage.