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THIRD
SECTION
CASE OF ALİ AND AYŞE DURAN v. TURKEY
(Application
no. 42942/02)
JUDGMENT
STRASBOURG
8
April 2008
This
judgment will become final in the circumstances set out in Article 44
§ 2 of the Convention. It may be subject to editorial
revision.
In the case of Ali and Ayşe Duran v. Turkey,
The
European Court of Human Rights (Third Section), sitting as a Chamber
composed of:
Josep Casadevall,
President,
Elisabet Fura-Sandström,
Rıza
Türmen,
Corneliu Bîrsan,
Boštjan
M. Zupančič,
Alvina Gyulumyan,
Egbert
Myjer, judges,
and Santiago Quesada, Section
Registrar,
Having
deliberated in private on 18 March 2008,
Delivers
the following judgment, which was adopted on that date:
PROCEDURE
- The
case originated in an application (no. 42942/02) against the Republic
of Turkey lodged with the Court under Article 34 of the Convention
for the Protection of Human Rights and Fundamental Freedoms (“the
Convention”) by two Turkish nationals, Mr Ali Duran and Mrs
Ayşe Duran (“the applicants”), on 6 September 2002.
- The
applicants, who had been granted legal aid, were represented by Mr Ş.
Turgut, a lawyer practising in Istanbul. The
Turkish Government (“the Government”) were
represented by their Agent.
- On
25 January 2007 the Court declared the application partly
inadmissible and decided to communicate the complaints concerning the
alleged violations of Articles 2, 3 and 13 of the Convention and the
complaint under Article 6 § 1 concerning the alleged excessive
length of the criminal proceedings brought against seven police
officers to the Government. Under the provisions of Article 29 §
3 of the Convention, it decided to examine the merits of the
application at the same time as its admissibility.
THE FACTS
I. THE CIRCUMSTANCES OF THE CASE
- The
applicants were born in 1933 and 1945 respectively and live in
Istanbul. They are the parents of Mr Bayram Duran, aged 26, who
died in a police station in Istanbul on 16 October 1994, as a result
of having been beaten by four police officers.
- On
12 October 1994 a certain M.Y. filed a complaint with the police
maintaining that a man had threatened his son and taken his money.
- On 15 October 1994 M.Y. saw Bayram Duran on a bus and
told the bus driver to go to the police station. Once in front of the
police station, M.Y. asked the police officers to arrest Bayram
Duran, maintaining that the latter was the person who had threatened
his son. Subsequently, at around 11 a.m. Bayram Duran was arrested on
suspicion of having committed robbery (gasp).
- On
16 October 1994 at around 5 a.m. Bayram Duran was found dead at the
Gazi police station.
- On
the same day, at 12.35 p.m. a “scene of incident and
examination of the corpse” report was drafted and signed by the
Gaziosmanpaşa public prosecutor, a medical expert, the director
of the Gaziosmanpaşa police headquarters and four other persons.
According to the report, there was no sign of ill-treatment or bullet
wound on Bayram Duran's body. The medical expert concluded that
an autopsy was necessary to discover the cause of death. The report
also contained details concerning the detention conditions, according
to which the cell where Bayram Duran had been found dead had not been
cleaned for around one week. There were several cigarette butts on
the floor and spider webs on the walls. Furthermore, a sketch plan of
the cell where Bayram Duran was found dead was drawn.
- On
the same day, the Gaziosmanpaşa public prosecutor took
statements from the police officers who were on duty. The officers
all contended that Bayram Duran had not been tortured or
subjected to ill treatment while in custody and that they had
found him dead in his cell when they had gone there to offer him a
cup of tea.
- On
17 October 1994 an autopsy was carried out on Bayram Duran's body. In
the autopsy report drafted on 14 December 1994 and signed by four
doctors from the hospital at the Cerrahpaşa University, the
cause of death was identified as cardiac failure. The forensic
experts found a haemorrhage of 3 x 8 cm in the left scapular region.
They nevertheless considered that the haemorrhage had not directly
caused Bayram Duran's death.
- On
29 December 1994 the Gaziosmanpaşa public prosecutor issued a
decision not to prosecute in respect of Bayram Duran's death. Basing
his decision on the autopsy report of 14 December 1994, the public
prosecutor noted that the cause of death was not the haemorrhage.
- On
21 February 1995 the first applicant, Ali Duran, filed an objection
with the Beyoğlu Assize Court against the decision of
29 December 1994. He maintained that the content of the autopsy
report was inadequate as, inter alia, it did not specify how
the haemorrhage in Bayram Duran's body could have been caused. He
further contended that the public prosecutor had questioned only the
police officers before rendering his decision. Ali Duran finally
submitted that his son had been tortured to death and that the
decision not to prosecute constituted a violation of his right to
life.
- On
30 May 1995 the Beyoğlu Assize Court requested the Gaziosmanpaşa
Magistrates' Court to hear evidence from the first applicant and a
witness and to conduct an examination of the case.
- On
15 September 1995 the Gaziosmanpaşa Magistrates' Court heard
evidence from the first applicant and two witnesses, H.K. and Ü.Y.
The court then ordered the Forensic Medicine Institute to draft a
report in order to determine whether the haemorrhage in Bayram
Duran's body could have been caused by ill treatment and whether
there was a link between the haemorrhage and Bayram Duran's death.
- On
13 March 1996 a report was drafted and signed by six forensic
medicine experts, including the director of the Forensic Medicine
Institute. Having examined the autopsy report, the experts noted that
Bayram Duran had suffered from a heart condition. They further
considered that the haemorrhage had been caused by a direct trauma to
the scapular region. The experts concluded that the stress caused by
the trauma and the material conditions in which he had been detained
had aggravated Bayram Duran's heart condition and had given rise to a
cardiac failure.
- On
9 April 1996 the Beyoğlu Assize Court annulled the decision not
to prosecute and decided to initiate criminal proceedings against the
seven police officers who had signed the documents concerning Bayram
Duran's arrest on 15 October 1994. In its decision, the court
noted that Bayram Duran's death might have ocurred as a result
of torture inflicted on him and it therefore considered that criminal
proceedings should be initiated.
- On
6 June 1996 the Eyüp public prosecutor filed a bill of
indictment with the Eyüp Assize Court charging seven police
officers with causing death unintentionally as a result of an act of
violence, under Articles 452 § 2 and 251 of the former Criminal
Code.
- On
28 August 1996 the Eyüp Assize Court decided to transfer the
case to the Denizli Assize Court on the ground of public security.
- On
18 November 1996, upon the request of the Denizli Assize Court, the
Silopi Assize Court heard evidence from one of the accused police
officers, A.K., who denied the allegations against him.
- On
26 November 1996, at the request of the Denizli Assize Court, the
Istanbul Assize Court heard evidence from the persons who had alleged
that Bayram Duran had committed robbery.
- On
11 December 1996 the Istanbul Assize Court heard evidence from two of
the accused police officers, H.A. and M.S., who denied the
allegations against them and contended that Bayram Duran had died as
a result of a heart attack.
- On
20 December 1996 the Istanbul Assize Court heard evidence from the
first applicant, H.K. and Ü.Y. The court postponed the hearing
as a third witness was not present.
- On
24 January 1997 the Istanbul Assize Court heard evidence from the
third witness.
- On
26 February 1997, at the second hearing before the Denizli Assize
Court, the first applicant joined the proceedings as a civil party
seeking redress for his pecuniary and non-pecuniary loss (müdahil).
- On
26 March 1997 the Istanbul Assize Court heard evidence from one of
the accused officers, A.Ç., who contended that he had not
inflicted ill-treatment on Bayram Duran.
- On
the same day, at the request of the Denizli Assize Court, the Edirne
Assize Court heard evidence from a doctor who had worked at a medical
centre close to the Gazi police station at the time of the incident.
The doctor maintained that he had been called to the police station
by police officers in order to examine Bayram Duran, but that when he
arrived there, Bayram Duran had already died.
- Between
7 July 1997 and 10 May 1999 the Denizli Assize Court postponed
hearings due to the absence of one of the accused, police chief A.Ş.,
whose statements had to be taken.
- On
10 May 1999 the first-instance court ordered A.Ş.'s detention in
his absence.
- On
22 June 1999 the second applicant made a request to the Denizli
Assize Court to join the proceedings as a civil party, seeking
redress for her pecuniary and non-pecuniary loss. The first-instance
court did not take a decision regarding the applicant's request.
- On
3 December 1999 A.Ş. made statements before the Denizli Assize
Court and denied the allegation that Bayram Duran had died as a
result of ill-treatment inflicted on him. A.Ş. maintained that
Bayram Duran had been in custody on account of a simple accusation
and that there had been no reason for inflicting ill-treatment
on him. On the same day, the first-instance court reversed its order
to detain A.Ş.
- On
31 January and 6 April 2000, upon the request of the Denizli Assize
Court, the Istanbul Assize Court and the Bakırköy Assize
Court once again heard evidence from A.Ç., H.A. and M.S., who
reiterated their previous statements.
- On
6 September 2000 the Denizli Assize Court gave its judgment in the
case. In the judgment, the assize court noted that M.S. had retired
from public service and the other accused were serving as police
officers. The Denizli Assize Court acquitted A.Ş., A.Ç.
and H.A. of the charges against them, holding that there was
insufficient evidence to convict them since they had left the police
station at around 7 p.m. on 15 October 1994 and since the applicant
had visited Bayram Duran a number of times up until 7 p.m. on 15
October 1994. The court considered that M.S., A.A., A.K. and İ.U.,
the officers who had been on duty between 7 p.m. on 15 October 1994
and 5 a.m. on 16 October 1994, had caused Bayram Duran's
death unintentionally by beating him, for reasons that could not be
determined, and convicted them. Noting that the death had occurred as
a result of the officers' acts combined with a circumstance that had
existed prior to the act which had not been known to the officers,
namely Bayram Duran's heart condition, the court sentenced
M.S., A.A., A.K. and İ.U. to five
years' imprisonment pursuant to Articles 448 and 452 § 2
of the former Criminal Code. The court did not apply Article 243
of the former Criminal Code applicable at the time of the commission
of the offence as it was unable to establish that the convicted
officers had beaten Bayram Duran with a view to extracting a
confession of guilt. In its judgment, the court noted that Bayram
Duran had been beaten by the convicted police officers and that he
had died as a result of the stress caused by this trauma. Taking into
account the fact that the actual offender who had caused the trauma
to Bayram Duran's head could not be identified, the assize court
reduced the police officers' prison sentences to two years and six
months pursuant to Article 463 of the former Criminal Code. Having
regard to the fact that the officers had committed an offence while
on duty, the first instance court increased the sentence to
three years and four months pursuant to Article 251 of the
former Criminal Code. The assize court finally reduced the sentence
to two years, nine months and ten days of imprisonment for each
convict pursuant to Article 59 of the Criminal Code, having regard to
the fact that some of the convicted police officers' statements had
been of help to the authorities during the investigation and the
criminal proceedings in establishing the circumstances of the case.
The first-instance court held that the applicants' right to redress
for the pecuniary and non-pecuniary damage that they had suffered
should be reserved.
- The
first applicant, through the lawyer who had represented him during
the proceedings before the assize court, and the convicted police
officers appealed.
- In
his appeal, the first applicant's lawyer submitted that the
application of Article 452 of the former Criminal Code and the lack
of severity of the prison sentences rendered the first-instance
court's judgment ineffective, and thus constituted a violation of the
provisions of the United Nations Convention against Torture, the
European Convention on Human Rights and the European Convention for
the Prevention of Torture and Inhuman or Degrading Treatment or
Punishment.
- On
1 October 2001 the Court of Cassation quashed the judgment of
6 September 2000 on procedural grounds. The court held that the
Denizli Assize Court had failed to take a decision in respect of the
second applicant's request to join the proceedings. The case file was
then remitted to the Denizli Assize Court.
- On
10 December 2001 the first-instance court decided to allow the second
applicant's request to join the proceedings as a civil party.
- On
25 March 2002 the Denizli Assize Court heard evidence from the
accused police officers, who denied the allegations against them. On
the same day, the first-instance court once again convicted M.S.,
A.A., A.K. and İ.U. as charged and sentenced each of them to two
years, nine months and ten days' imprisonment and reserved the
applicants' right to redress for the pecuniary and non-pecuniary
damage that they had suffered.
- The
applicants, through their lawyer, appealed. They alleged that their
son had been killed as a result of torture inflicted on him and that
the first-instance court had failed to interpret the facts of the
case correctly. They contended that the police officers should have
been convicted of homicide as a result of torture under Articles 243
and 450 § 3 of the former Criminal Code in accordance with
Article 3 of the European Convention on Human Rights and the
provisions of the United Nations Convention against Torture and the
European Convention for the Prevention of Torture and Inhuman or
Degrading Treatment or Punishment. The applicants finally claimed
that the convicted officers should have been debarred from employment
in public service.
- On
10 June 2003 the Court of Cassation dismissed the applicants' appeal
and upheld the judgment of 25 March 2002.
- On 1 June 2005 the new Criminal Code (Law no. 5237)
entered into force.
- Subsequently,
A.A., A.K. and İ.U. filed requests with the Denizli Assize Court
asking that their convictions be revised in the light of the
provisions of the new Criminal Code. They maintained that their acts
should be considered as “inflicting minor injury”. They
further submitted that they had been debarred from public service.
A.A., A.K. and İ.U. finally noted that the execution of their
prison sentences had been suspended pursuant to Law no. 4616,
which governed conditional release, suspension
of proceedings and execution of sentences in respect of offences
committed before 23 April 1999.
- On
24 November 2005 the Denizli Assize Court reviewed the sentences of
A.A., A.K. and İ.U. and decided not to reverse its judgment of
25 March 2002.
- A.A.,
A.K. and İ.U. appealed against the judgment of 24 November 2005.
- According to the information in the case file based on
the latest submissions by the parties, the case is still pending
before the Court of Cassation.
II. RELEVANT DOMESTIC LAW
- The
relevant provisions of the former Criminal Code, in force at the time
of the death of the applicants' son, read as follows:
Article 243
“Any ... public official who, in order to extract
a confession of guilt in respect of a criminal offence, tortures or
ill-treats any person, engages in inhuman conduct or violates human
dignity, shall be punished by up to five years' imprisonment and
disqualified from holding public office temporarily or for life.
Where such conduct causes death, the sentence incurred
under Article 452 (...) shall be increased by between one third and
one half.”
Article 448
“Any person who intentionally kills another shall
be sentenced to a term of imprisonment of twenty-four to thirty
years.”
Article 452
“Where death results from an act of violence
inflicted without the intention to kill the victim, (...) a sentence
of eight years' imprisonment shall be imposed on the offender.
If the death occurs as a result of the offender's act
combined with circumstances which had existed prior to the act and
had not been known by the offender or as a result of fortuitous
circumstances that the offender could not anticipate, (...) a
sentence of a minimum of five years of imprisonment shall be imposed
on the offender.”
Article 251
“If a public official commits an offence while on
duty ... the sentence stipulated for that offence shall be increased
by between one third and one half.”
Article 463
“If the offence proscribed by Article 448 (...) is
committed by two or more persons and if it is not established at the
trial which one of those persons caused the death, the prison
sentence to be imposed on any of the offenders is not more than two
thirds and not less than half of the maximum prison sentence
stipulated in the relevant provision of the Criminal Code (...)”
Article 59
“If a court considers that, besides the mitigating
statutory excuses, there are mitigating circumstances in favour of
reducing the sentence imposed on an offender, (...) the prison
sentences shall be reduced by up to one sixth.”
- According
to Law no. 4616, execution of sentences
in respect of offences committed before 23 April 1999
could be suspended if no crime of the same or a more serious
kind was committed by the offender within a five year period. Section
5 (a) of Law no. 4616 stipulated that execution of sentences in
respect of the offence proscribed by, inter alia, Article 243
of the former Criminal Code could not be suspended.
THE LAW
I. ALLEGED VIOLATION OF ARTICLES 2, 3, 6 AND 13 OF THE
CONVENTION ON ACCOUNT OF THE DEATH OF BAYRAM DURAN
- Relying
on Articles 2, 3, 6 and 13 of the Convention, the applicants
complained that their son had been tortured to death at the hands of
the security forces and that the authorities had failed to carry out
an effective investigation, as the criminal proceedings brought
against the police officers had not been concluded within a
reasonable time and since no deterrent sanction had been imposed on
those who were responsible for their son's ill treatment and
death.
- The
Court considers that the aforementioned complaints, as formulated by
the applicants, essentially concern the positive obligations to
protect the life and physical and moral integrity of the person
through the law (see Öneryıldız v. Turkey
[GC], no. 48939/99, § 95, ECHR 2004 XII;
Okkalı v. Turkey, no. 52067/99, § 54, ECHR
2006 ... (extracts); Zeynep Özcan v. Turkey,
no. 45906/99, § 38, 20 February 2007; and,
a contrario, Dölek v. Turkey, no. 39541/98, 2
October 2007) and therefore should be examined from the standpoint of
Articles 2 and 3 of the Convention, which read as follows, alone:
Article 2
“1. Everyone's right to life shall be
protected by law. No one shall be deprived of his life intentionally
save in the execution of a sentence of a court following his
conviction of a crime for which this penalty is provided by law.
2. Deprivation of life shall not be regarded
as inflicted in contravention of this article when it results from
the use of force which is no more than absolutely necessary:
(a) in defence of any person from unlawful
violence;
(b) in order to effect a lawful arrest or to
prevent the escape of a person lawfully detained;
(c) in action lawfully taken for the purpose
of quelling a riot or insurrection.”
Article 3
“No one shall be subjected to torture or to
inhuman or degrading treatment or punishment.”
A. Admissibility
1. The parties' submissions
- The
Government argued that the applicants had not raised their Convention
grievances before the national authorities.
- They
further argued that the investigation conducted by the Gaziosmanpaşa
public prosecutor, the bringing of the criminal proceedings against
four police officers and their conviction by the Denizli Assize Court
had constituted an effective remedy for the alleged violations of the
Convention. The Government further submitted that had the applicants
not been satisfied with the domestic courts' decisions, they could
and should have sought reparation from the administrative authorities
and, subsequently, the administrative courts. The Government
concluded that the applicants had failed to exhaust the domestic
remedies available to them.
- The
applicants contended, in reply, that they had exhausted the domestic
remedies by way of filing a criminal complaint, joining the criminal
proceedings brought against the police officers and making
submissions on the merits of the case to the first-instance court and
the Court of Cassation. They further submitted that although the
police officers had been convicted, no deterrent sanction had been
imposed on them and the execution of their prison sentences had in
any case been suspended. They maintained that the remedy for
reparation referred to by the Government was not an effective remedy.
2. The Court's assessment
- As
regards the first limb of the Government's submissions, the
Court reiterates that it is sufficient that the complaints intended
to be made subsequently before it should have been raised, at least
in substance and in compliance with the formal requirements before
the national authorities (see Gökçe and Demirel v.
Turkey, no. 51839/99, § 63, 22 June 2006; and
Fressoz and Roire v. France [GC], no. 29183/95,
§ 37, ECHR 1999-I).
- In
this connection, the Court observes that following Bayram Duran's
death, an investigation was initiated ex proprio motu by the
Gaziosmanpaşa public prosecutor, which was concluded by a
decision not to prosecute on 29 December 1994 (see paragraph 11
above). Upon the applicants' objection, the decision of 29 December
1994 was quashed and criminal proceedings were brought against seven
police officers, in which the applicants actively participated. In
their requests to the first instance court as well as the Court
of Cassation, the applicants not only made submissions concerning the
alleged criminal responsibility of the accused police officers, but
they also explicitly maintained that their son's death had
constituted a violation of the prohibition of ill-treatment and the
right to life under the provisions of the United Nations Convention
against Torture, the European Convention on Human Rights and the
European Convention for the Prevention of Torture and Inhuman or
Degrading Treatment or Punishment (see paragraphs 12, 34 and 38
above).
- Having
regard to the aforementioned elements, the Court finds that the
applicants raised their Convention grievances before the national
authorities. It therefore rejects the first limb of the Government's
objections.
- As regards the Government's submissions that the
criminal law remedy in the case provided appropriate and effective
redress to the applicants and that the latter failed to seek
reparation from the administrative authorities and, subsequently, the
administrative courts, the Court reiterates that the present
application essentially concerns the positive obligations to protect
the life and physical and moral integrity of the person through the
law (see paragraph 48 above). It therefore considers that the
Government's objections are inextricably linked to the substance of
the applicant's complaints. It follows that this issue should be
joined to the merits of the case (see Okkalı, cited
above, § 61).
- The
Court considers, in the light of the parties' submissions, that the
applicants' complaints raise serious issues of fact and law under the
Convention, the determination of which requires an examination of the
merits. The Court concludes therefore that these complaints are not
manifestly ill-founded within the meaning of Article 35 § 3 of
the Convention. No other ground for declaring them inadmissible has
been established.
B. Merits
1. The parties' submissions
- The
Government submitted that the investigation into Bayram Duran's
death had been prompt, thorough and effective. They maintained in
that connection that an autopsy had been conducted and statements of
the police officers who had been on duty at the relevant time had
been taken immediately. They further submitted that the Denizli
Assize Court had also conducted the criminal proceedings brought
against the seven police officers meticulously. The court gathered
the relevant evidence and heard evidence from witnesses, subsequently
to which it convicted four of the officers.
- The
applicants submitted, in reply, that the Denizli Assize Court had
failed to take into account the fact that Bayram Duran had been
tortured to death. They contended that the qualification of the
offence committed by the Denizli Assize Court under Article 452 of
the former Criminal Code, as a result of which the execution of the
prison sentences had been suspended, had granted the convicted
officers virtual impunity.
2. The Court's assessment
a. General principles
- The
Court reiterates that Article 2 of the Convention ranks as one of the
most fundamental provisions in the Convention. Together with
Article 3, from which no derogation is permitted, it enshrines
one of the basic values of the democratic societies making up the
Council of Europe. The object and purpose of the Convention as an
instrument for the protection of individual human beings also
requires that these provisions be interpreted and applied
so as to make its safeguards practical and effective (see Uçar
v. Turkey, no. 52392/99, § 102, 11 April 2006; and
Anguelova v. Bulgaria, no. 38361/97, § 109,
ECHR 2002 IV).
- The
Court further reiterates that where there is a credible assertion
that a detainee has died as a result of ill-treatment by the police
or other such agents of the State in breach of Article 3, that
provision and the obligation to protect the right to life under
Article 2 of the Convention, read in conjunction with the State's
general duty under Article 1 of the Convention to “secure
to everyone within [its] jurisdiction the rights and freedoms defined
in ... [the] Convention”, require by implication that there
should be an effective official investigation capable of leading to
the identification and punishment of those responsible (see, mutatis
mutandis, Slimani v. France, no. 57671/00, §§ 30
and 31, ECHR 2004 IX (extracts); and Assenov and Others
v. Bulgaria, judgment of 28 October 1998, Reports of Judgments
and Decisions 1998 VIII, § 102). Otherwise, the
obligation to protect the right to life and the prohibition of
ill treatment would, despite their fundamental importance,
be ineffective in practice and it would be possible in some
cases for agents of the State to abuse the rights of those
within their control with virtual impunity (see, mutatis mutandis,
Zeynep Özcan, cited above, § 40; and
Khashiyev and Akayeva v. Russia, nos. 57942/00 and
57945/00, § 177, 24 February 2005).
- The requirements of Articles 2 and 3 go beyond the
stage of the official investigation, where this has led to the
institution of proceedings in the national courts: the proceedings as
a whole, including the trial stage, must satisfy the
requirements of the positive obligation to protect lives through
the law and the prohibition of ill treatment. While there is no
absolute obligation for all prosecutions to result in conviction or
in a particular sentence, the national courts should not under any
circumstances be prepared to allow life endangering offences and
grave attacks on physical and moral integrity to go unpunished
(see Öneryıldız, cited above,
§§ 95 and 96; Salman v. Turkey [GC],
no. 21986/93, § 104-109, ECHR 2000 VII; and
Okkalı, cited above, § 65).
- The
important point for the Court to review, therefore, is whether and to
what extent the courts, in reaching their conclusion, may be deemed
to have submitted the case to the careful scrutiny required by
Articles 2 and 3 of the Convention, so that the deterrent effect of
the judicial system in place and the significance of the role it is
required to play in preventing violations of the right to life and
the prohibition of ill-treatment are not undermined (see Okkalı,
cited above, § 66).
- That
being said, a requirement of promptness and reasonable expedition is
implicit in this context (see Hugh Jordan v. the United Kingdom,
no. 24746/94, § 108, ECHR 2001 III (extracts)). A
prompt response by the authorities in a case in which a person dies
while in the custody of the authorities may generally be regarded as
essential in maintaining public confidence in their adherence to the
rule of law and in preventing any appearance of collusion in or
tolerance of unlawful acts (see Slimani, cited above, §
32).
- The Court finally reiterates that where a State agent
has been charged with crimes involving torture or ill-treatment, it
is of the utmost importance that he or she be suspended from duty
during the investigation and the trial and be dismissed if convicted
(see Abdülsamet Yaman v. Turkey, no. 32446/96,
§ 55, 2 November 2004).
b. Application of the general principles
to the circumstances of the present case
- The
Court notes, at the outset, that a preliminary investigation was
conducted by the Gaziosmanpaşa public prosecutor, which resulted
in a decision not to prosecute. Nevertheless, following the
applicants' objection against this decision, criminal proceedings
were brought against seven police officers before the Denizli Assize
Court and a judicial determination of the facts took place in these
criminal proceedings. The Denizli Assize Court established that the
applicants' son had been beaten by four police officers and
subsequently died. The Court further notes that the facts of the
case, as established by the Denizli Assize Court, are not disputed
between the parties before the Court.
- Therefore,
in the Court's view, rather than examining whether there was a
preliminary investigation fully compatible with all the procedural
requirements as suggested by the Government (see paragraph 57 above),
the issue to be assessed is whether the judicial authorities, as the
guardians of the laws laid down to protect the lives and physical and
moral integrity of persons within their jurisdiction, were determined
to sanction those responsible (see Okkalı, cited above,
§ 68, and Öneryıldız, cited above, § 115).
While it is true that it is not the Court's task to address issues of
domestic law concerning individual criminal responsibility, or to
deliver guilty or not guilty verdicts (see Öneryıldız,
cited above, § 116), in order to determine whether the
respondent Government have fulfilled their international law
responsibility under the Convention (see, mutatis mutandis,
Tanlı v. Turkey, no. 26129/95, § 111,
ECHR 2001 III (extracts)) the Court must have regard to the
Denizli Assize Court's considerations while convicting the four
officers and to the punishment imposed on them as a result. While
doing that, the Court should grant substantial deference to the
national courts in the choice of appropriate sanctions for
ill treatment and homicide by State agents. However, it must
still exercise a certain power of review and intervene in cases of
manifest disproportion between the gravity of the act and the
punishment imposed.
- In
this connection the Court reiterates that it has been established
that M.S., A.A., A.K. and İ.U. caused Bayram Duran's death
unintentionally by beating him (see paragraphs 32 and 65 above). It
has also been established that the offence in question was committed,
and thus Bayram Duran died, while he was detained on a charge of
robbery in a police station, where he was under the control of the
police officers who beat him, and while the officers' primary
responsibility was to question Bayram Duran regarding the accusations
against him. Indeed, the first instance court increased the
sentence by one third pursuant to Article 251 of the former
Criminal Code, taking into account the fact that the officers had
been on duty when they beat Bayram Duran and caused his death (see
paragraph 32 above).
- Yet,
the convicted police officers benefited from a reduction of their
prison sentences as “their statements had provided help to the
authorities during investigation and the criminal proceedings in the
establishment of the circumstances of the case”. Given that the
police officers did not make any statements before the Gaziosmanpaşa
public prosecutor and the Denizli Assize Court other than by
persistently denying the allegations against them (see paragraphs 9,
19, 30, 31 and 37 above), the Court considers that the
Denizli Assize Court used its power of discretion to lessen the
consequences of a serious criminal act – causing death as a
result of inflicting ill-treatment upon a detainee – rather
than to show that such acts could in no way be tolerated (see Okkalı,
cited above, § 75).
- Furthermore,
as appears from the petitions submitted to the Denizli Assize
Court by A.A., A.K. and İ.U. following the entry into force of
the new Criminal Code on 1 June 2005, the convicted police officers
never served their prison sentences, as the execution was suspended
pursuant to Law no. 4616 (see paragraph 41 above). The
Court has already held that where a State agent has been charged with
crimes involving ill treatment, it is of the utmost importance
that criminal proceedings and sentencing are not time-barred and that
measures such as the granting of an amnesty or pardon should not be
permissible (see Abdülsamet Yaman, cited
above, § 55). In the Court's view, suspension of the
execution of the convicted police officers' prison sentences pursuant
to Law no. 4616 is comparable to a partial amnesty (see,
mutatis mutandis, Kalan v. Turkey (dec.), no.
73561/01, 2 October 2001) and is a measure which cannot be
considered permissible under its jurisprudence since, consequently,
the convicted officers enjoyed virtual impunity despite their
conviction.
- The
Court observes that it appears in the petitions submitted to the
Denizli Assize Court by A.A., A.K. and İ.U. following the
entry into force of the new Criminal Code on 1 June 2005 that these
officers were dismissed from duty following their conviction (see
paragraph 41 above), although the Denizli Assize Court had failed to
make a ruling in this respect. The Court considers that this measure
is insufficient to compensate the consequences of the fact that the
convicted officers' sentences were never executed. The Court notes
that neither pending the criminal investigation nor when the results
of the criminal proceedings were known were any disciplinary measure
taken in respect of the police officers (to compare with
Fazıl Ahmet Tamer and Others v. Turkey,
no. 19028/02, § 97, 24 July 2007).
- In
the light of the foregoing, the Court considers that the assessment
made by the Denizli Assize Court combined with the fact that the
convicted officers' sentences were never executed demonstrated a
clear disproportion between the gravity of the offence in question
and the punishment imposed (see, mutatis mutandis, Zeynep
Özcan, cited above, § 43, and
compare Dölek, cited above, §§ 76-83, where the
Court considered that the necessary individual responsibility was
established and therefore there had been an effective investigation,
in a case where the national court established that the applicant's
husband had been killed by a member of the security forces when the
deceased had attempted to reach for the gun of the member of the
security forces, convicted the latter under Article 452 of the
former Criminal Code and suspended the execution of the prison
sentence imposed on him pursuant to section 6 of Law no. 647).
- In
conclusion, the Court considers, as to the suspension of execution of
sentences pronounced against the police officers, that the criminal
law system, as applied in the instant case, proved to be far from
rigorous and had little dissuasive effect capable of ensuring the
effective prevention of unlawful acts such as those complained
of by the applicants (see Okkalı, cited above, § 61,
and Zeynep Özcan, cited above, § 45). It
therefore concludes that the respondent State failed to fulfil its
positive obligations to protect the life and physical and moral
integrity of the person through the law in the present case.
- The
Court accordingly dismisses the Government's preliminary objection
based on non-exhaustion of domestic remedies (see paragraph 55 above)
and concludes that there has been a violation of Articles 2 and 3 of
the Convention.
II. ALLEGED VIOLATION OF ARTICLE 3 OF THE CONVENTION ON
ACCOUNT OF THE CONDITIONS OF BAYRAM DURAN'S DETENTION
- The
Court does not deem it necessary to make a separate finding under
Article 3 of the Convention on account of the conditions of Bayram
Duran's detention, in view of its aforementioned finding of a
violation of Articles 2 and 3 of the Convention.
III. APPLICATION OF ARTICLE 41 OF THE CONVENTION
- Article
41 of the Convention provides:
“If the Court finds that there has been a
violation of the Convention or the Protocols thereto, and if the
internal law of the High Contracting Party concerned allows only
partial reparation to be made, the Court shall, if necessary, afford
just satisfaction to the injured party.”
A. Pecuniary Damage
- The
applicants submitted that Bayram Duran, who was 26 years old at the
time of his death, was married and worked as street vendor selling
simit.
On 14 March 1995, five months after Bayram Duran's death, his wife
gave birth to their son, Erdem Duran. On 7 April 2006 the first
applicant, Ali Duran, was appointed as his grandson's legal guardian.
The applicants submitted a report prepared by an expert witness
specialising in the calculation of loss of income in compensation
cases in Turkey in support of their claim in respect of pecuniary
damage. Taking into account the average life expectancy in Turkey and
having regard to the legal minimum wage, the expert calculated
8,872.06 new Turkish liras (TRY) (5,051 euros (EUR)) in respect of
the loss of financial support which Bayram Duran's son purportedly
suffered and would suffer until the age of eighteen years on account
of his father's death. The applicants however maintained that this
sum did not include any interest. They also claimed the sum of TRY
30,000 (EUR 17,081) in respect of the expenses for the education of
their grandson. In sum, the applicants claimed EUR 50,000 in respect
of pecuniary damage.
- The
Government submitted that no compensation should be awarded to the
applicants as they had failed to substantiate their claims. They
maintained that the amounts requested were fictitious and were not
based on any real expectations. They also disputed the calculation
made in the expert report submitted by the applicants. The Government
finally argued that the amounts awarded by the Court should not lead
to unjust enrichment.
- The
Court observes that the Government have not provided any detailed
arguments to contradict the basis of the applicants' calculation. Nor
have they suggested any figure which they would regard as reasonable.
The Court also notes that it has found violations of Articles 2 and 3
of the Convention (see paragraph 73 above). It considers that there
is a direct causal link between the violation of Article 2 and the
loss of financial support suffered by his son. The Court recognises
that if Bayram Duran was still alive, his son would have been
financially dependent on him.
- Taking
into account the awards made in comparable cases (see, inter alia,
Acar and Others v. Turkey, nos. 36088/97 and 38417/97, §
121, 24 May 2005; Çelikbilek v. Turkey,
no. 27693/95, § 119, 31 May 2005; and Süheyla Aydın
v. Turkey, no. 25660/94, §223, 24 May 2005) and deciding on
an equitable basis, the Court awards the applicants the sum of
EUR 22,000, to be held by them for Bayram Duran's son, Erdem
Duran, under this head.
B. Non-pecuniary damage
- The
applicants requested the Court to award them the sum of EUR 60,000
for themselves by way of non-pecuniary damage on account of the
distress caused to them by the death of Bayram Duran. They further
claimed the sum of EUR 50,000 for Erdem Duran, maintaining
that he did not have the opportunity to know his father and that he
suffered on account of being brought up without a father.
- The
Government argued that these sums were excessive.
- The
Court reiterates that it has found violations of Articles 2 and 3 of
the Convention. It further accepts that non-pecuniary damage suffered
on account of these violations cannot be compensated for solely by
the findings of violations. The Court, on an equitable basis, awards
the sum of EUR 10,000 to each of the two applicants.
C. Costs and expenses
- The
applicants also claimed EUR 10,000 for the costs and expenses
incurred before the Court.
- The
Government submitted that the claim was excessive and
unsubstantiated. They argued that no receipt or any other document
had been produced by the applicants to prove their claims.
- According
to the Court's case-law, an applicant is entitled to reimbursement of
his costs and expenses only in so far as it has been shown that these
have been actually and necessarily incurred and are reasonable as to
quantum. In the present case, regard being had to the information in
its possession and the above criteria, the Court considers it
reasonable to award the sum of EUR 4,000 to cover the costs of the
proceedings before the Court, less the EUR 850 which they received in
legal aid from the Council of Europe.
D. Default interest
- The
Court considers it appropriate that the default interest should be
based on the marginal lending rate of the European Central Bank, to
which should be added three percentage points.
FOR THESE REASONS, THE COURT UNANIMOUSLY
- Dismisses the Government's preliminary objection
that the applicants did not raise their Convention grievances before
the national authorities;
- Joins to the merits the Government's
preliminary objection that the applicants failed to seek reparation
from the administrative courts and dismisses it;
- Declares the remainder of the application
admissible;
- Holds that there has been a violation of
Articles 2 and 3 of the Convention;
- Holds that it is not necessary to examine
separately whether there has been a violation of Article 3 of the
Convention on account of the conditions of detention of the
applicants' son;
- Holds
(a) that
the respondent State is to pay the applicants, within three months
from the date on which the judgment becomes final in accordance with
Article 44 § 2 of the Convention, the following
amounts to be converted into new Turkish liras at the rate applicable
at the date of settlement:
(i) EUR 22,000 (twenty two thousand Euros), plus any tax
that may be chargeable, in respect of pecuniary damage, which sum is
to be held by the applicants for Bayram Duran's son, Erdem Duran;
(ii)
EUR 10,000 (ten thousand Euros) to each of the two applicants, plus
any tax that may be chargeable, in respect of non pecuniary
damage;
(iii)
EUR 4,000 (four thousand Euros) jointly, plus any tax that may be
chargeable to the applicants, in respect of costs and expenses, less
EUR 850 (eight hundred and fifty Euros) granted by way of legal aid;
(b) that
from the expiry of the above-mentioned three months until settlement
simple interest shall be payable on the above amounts at a rate equal
to the marginal lending rate of the European Central Bank during the
default period plus three percentage points;
- Dismisses unanimously the remainder of the
applicants' claim for just satisfaction.
Done in English, and notified in writing on 8 April 2008, pursuant to
Rule 77 §§ 2 and 3 of the Rules of Court.
Santiago Quesada Josep Casadevall Registrar President