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FIRST
SECTION
CASE OF VLADIMIR FEDOROV v. RUSSIA
(Application
no. 19223/04)
JUDGMENT
STRASBOURG
30 July
2009
This
judgment will become final in the circumstances set out in Article 44
§ 2 of the Convention. It may be subject to editorial
revision.
In the case of Vladimir Fedorov v.
Russia,
The
European Court of Human Rights (First Section), sitting as a Chamber
composed of:
Nina Vajić,
President,
Anatoly Kovler,
Elisabeth
Steiner,
Dean Spielmann,
Sverre Erik
Jebens,
Giorgio Malinverni,
George Nicolaou,
judges,
and Søren
Nielsen, Section
Registrar,
Having
deliberated in private on 7 July 2009,
Delivers
the following judgment, which was adopted on that date:
PROCEDURE
- The
case originated in an application (no. 19223/04) against the Russian
Federation lodged with the Court under Article 34 of the Convention
for the Protection of Human Rights and Fundamental Freedoms (“the
Convention”) by a Russian national, Mr Vladimir Aleksandrovich
Fedorov (“the applicant”), on 2 March 2004.
- The
Russian Government (“the Government”) were represented by
Mr P. Laptev and Mrs V. Milinchuk, former Representatives of the
Russian Federation at the European Court of Human Rights.
- The
applicant alleged, in particular, that he had been severely beaten up
by police officers and that there had been no effective investigation
into his complaints of ill-treatment.
- On
7 November 2006 the President of the First Section decided to give
notice of the application to the Government. It was also decided to
examine the merits of the application at the same time as its
admissibility (Article 29 § 3).
- The
Government objected to the joint examination of the admissibility and
merits of the application. Having examined the Government’s
objection, the Court dismissed it.
THE FACTS
I. THE CIRCUMSTANCES OF THE CASE
- The
applicant was born in 1976 and lived until his arrest in the town of
Prokopyevsk in the Kemerovo Region. He is now serving his sentence in
a correctional colony in Kemerovo.
A. Applicant’s arrest and alleged ill-treatment
in a police station
- On
12 March 2003, at approximately 10 a.m., police officers of the
Rudnichniy District Police Department in Prokopyevsk stopped the
applicant and his friend, Ms S., in a street and took them to the
Rudnichniy District police station.
- The
applicant provided the following description of the subsequent
events. He was placed in office no. 17 where five police officers,
D., A., I., K. and Ko. severely beat him up. Ms S. was left in a
hall, near office no. 17, and heard him screaming. She saw the
applicant, covered with injuries and barely walking, two hours later.
On 13 March 2003, unable to bear the beatings, the applicant wrote a
statement, prompted by the police officers, in which he confessed to
having committed a robbery. He was released on the following day
under his own recognisance not to leave the town.
- On 15 March 2003 the applicant attended the Central
Trauma Unit where he was examined. The examining doctor recorded the
following injuries on the applicant’s body: injuries to the
kidneys, injuries and bruises on the upper extremities, buttocks and
left shank and an injury to the soft tissue of the head. Treatment
was recommended.
- On 20 March 2003 the applicant lodged a complaint with
the Prokopyevsk Town Prosecutor, seeking institution of criminal
proceedings against the police officers who had ill-treated him on 12
and 13 March 2003.
- Five
days later the Prokopyevsk Town prosecutor’s office remitted
the applicant’s complaint to the Prokopyevsk Town Police
Department with a request to conduct an official inquiry into the
events of 12 and 13 March 2003.
- On 7 April 2003 the head of the Prokopyevsk Town
Police Department issued a decision, approving the findings of the
official police inquiry into the applicant’s complaints. The
decision read as follows:
“On 25 March 2003 the police department received
[the applicant’s] complaint from the town prosecutor’s
office; [in that complaint the applicant] indicates that the police
officers of the district police station applied psychological and
physical pressure to him and his acquaintance, Ms S., in order to
extract a confession statement.
According to [the applicant], on 12 March 2003, at
approximately 10.00 a.m., he and Ms S. were arrested by a police
officer, D., and taken to the Rudnichniy District Police Department,
where in office no. 17, [officer] D., having handcuffed [the
applicant] to the chair back, beat him with a shovel handle.
[The applicant] indicated that on a number of occasions,
in the police station between 12 and 14 March 2003, the police
officers D., A., I., K. and Ko. had taken him from a detention unit
to the service garage, where [they] had beaten him up, had buried him
naked in the snow, had threatened him and his girlfriend with
violence, [and] had applied psychological pressure.
Ms S. explained that after [she had been] taken to the
police station, she had been near office no. 17 for approximately two
hours and had heard [the applicant] screaming. After [the officer] D.
had questioned her, she was placed in a detention unit where she
remained until 9.00 a.m. on 13 March 2003. Ms S. also asserts that
psychological pressure was applied to her.
The police officer, D., stated that on the basis of
information received pertaining to an armed robbery, on 12 March
2003, at approximately 10.00 a.m., he had arrested [the applicant].
As the latter had attempted to hide on the premises of a psychiatric
hospital and a [hospital] staff member had called [the police], [the
applicant] was taken to the police station in a police car. On the
same day criminal case no. 665913 was opened pursuant to Article 162
§ 2 of the Russian Criminal Code in respect of the robbery.
[The officer] D. also explained that Ms S. had
voluntarily gone to the police station. D. had a talk with her (not
an [official interrogation]) as she had close ties to [the applicant]
and could have certain information. Ms S. was not detained in the
detention unit.
A police officer working with arrestees, Mr Se., stated
in his explanation note, that Ms S. had been registered by housing
maintenance authorities (registration no. 1309) and, on an order from
[officer] D., [he] had verified information about her in the address
inquiry office. However, she had not been placed in the detention
unit.
All the police officers, who were named in [the
applicant’s] complaint and statements, save for Mr K. who had
been on annual leave since 24 March 2003, firmly deny that physical
force, threats or psychological pressure were applied to [the
applicant].
However, taking into account that on 15 March 2003 [the
applicant] applied to the Central Trauma Unit (certificate no. 1983),
which recorded injuries, [and having regard to] discrepancies between
statements of individuals and police officers, it is necessary to
perform certain investigative actions to establish the truth, which
is impossible to do within the limits of the official inquiry and is
within the competence of the prosecution authorities.”
- On
15 April 2003 the applicant was re-arrested and placed in a temporary
detention ward.
- Three days later an assistant of the Prokopyevsk Town
Prosecutor, having examined the medical certificate of 15 March 2003
and the conclusions of the official police inquiry, dismissed the
applicant’s request for institution of criminal proceedings
against the police officers because “there was no objective
data” confirming the applicant’s allegations.
- On 5 May 2003 the applicant underwent a chest X-ray
examination. As is apparent from a medical certificate issued by a
prison doctor on 26 May 2004, the X-ray showed that the
applicant had a fracture in the front part of the ninth rib in the
consolidation phase.
- Relying
on medical evidence in support of the applicant’s allegations
of ill-treatment, the applicant’s father complained to the
Prokopyevsk Town Prosecutor about the assistant prosecutor’s
decision of 18 April 2003. On 1 October 2003 the Town Prosecutor
quashed the decision of 18 April 2003, pointing to the incompleteness
of and defects in the assistant prosecutor’s decision, and
authorised an additional inquiry.
- On 13 October 2003 an assistant of the Prokopyevsk
Town Prosecutor, once again relying on the police officers’
denials of the use of force, refused to institute criminal
proceedings against them. The relevant part of the decision reads as
follows:
“On 15 March 2003, in the trauma unit, [the
applicant] was diagnosed with several injuries; however, in the
course of the inquiry it has been impossible to establish the time
and mechanism of their appearance without a forensic medical
examination. The circumstances of [the applicant’s] beatings as
indicated by him were not corroborated by any objective data. The
police officers ... interrogated in the course [of the inquiry]
strongly object to [the applicant’s] arguments concerning the
application of unlawful investigation methods...”
- On
10 March 2004 the Prokopyevsk Town Prosecutor sent a letter to the
applicant’s father informing him that his complaints had been
examined and had been dismissed by a decision of 13 October 2003. The
Town Prosecutor also informed the applicant’s father that he
had no standing in the proceedings pertaining to the alleged beatings
of the applicant and that, therefore, he had no right to appeal
against the decision of 13 October 2003.
- On the same day the Prokopyevsk Town Prosecutor sent a
letter to the applicant, notifying him of the decision of 13 October
2003. The Prosecutor added that the decision of 13 October 2003 had
been lawful and that there were no grounds to annul it. As shown by
the postmark, the letter was served on the applicant on 17 March
2004.
B. Trial and appeal proceedings
- In the meantime, on 15 September 2003, the Rudnichniy
District Court of Prokopyevsk found the applicant guilty of
aggravated theft, fraud and robbery and sentenced him to seven years
and six months’ imprisonment. The District Court based the
conviction on the applicant’s partial confession given in open
court, statements by the victims and witnesses, including Ms S., a
record of a search in the applicant’s flat showing that the
victims’ belongings had been found and seized, records of
identification parades and other material evidence. The applicant’s
confession which he had given on 13 March 2003 did not serve as
the basis of his conviction. The District Court examined the
applicant’s allegations of police brutality. It noted that the
prosecution authorities had conducted an inquiry into the applicant’s
complaints about the beatings and had decided not to institute
criminal proceedings because the allegations had not been proven.
- The
applicant and his lawyer appealed, arguing, inter alia, that
the District Court had not examined his ill-treatment complaints
thoroughly and that it had disregarded the medical evidence
supporting the applicant’s version of events.
- On 18 November 2003 the Kemerovo Regional Court upheld
the applicant’s conviction, endorsing the reasons given by the
District Court.
- According
to the Government, on 20 October 2006 the case file pertaining to the
inquiry into the applicant’s ill-treatment complaints was
destroyed due to the archiving time-limit.
Opening of the criminal investigation into the ill-treatment
complaints
- On 18 January 2007 a deputy prosecutor of the Kemerovo
Region instituted criminal proceedings against the police officers
who, according to the applicant, had tortured him in March 2003.
- On
18 May 2007 an investigator of the Prokopyevsk Town Prosecutor’s
office closed the criminal proceedings, finding that there was no
prima facie case of ill-treatment. The investigator based his
decision on statements by the applicant and Ms S., who had confirmed
their allegations of police brutality, and statements by a number of
police officers, investigators and a judge who had come into contact
with the applicant in March 2003. Due to the remoteness of the events
in question the interrogated officials could not recall certain
details of the applicant’s arrest and his subsequent detention
in the police station or even if they had seen or talked to the
applicant on 12 and 13 March 2003. The police officers, the alleged
perpetrators of the offence, were also interrogated. They fiercely
denied that force had been used and also had difficulties recalling
either the applicant himself or the details of his presence in the
police station. The investigator questioned two persons who had
allegedly been detained in the police station together with the
applicant in March 2003. Those persons did not remember the applicant
and merely stated that during their detention in the police station
they had not been ill-treated and had not heard anyone complain about
police brutality.
The
investigator had been unable to examine the medical evidence,
including the X-ray records made in May 2003 and records of the
medical emergency unit of the Prokopyevsk Town Hospital, as they had
been destroyed due to the archiving time-limit.
The
investigator concluded that the applicant’s ill-treatment
allegations were not supported by any evidence, save for statements
given by him and his relatives. The investigator noted that those
statements had to be treated with caution as they had been made by
persons having a direct interest in the case.
- It
appears that, on an unspecified date, the decision of 18 May 2007 was
annulled and a new round of criminal proceedings commenced.
- The
applicant lodged a complaint with the Prokopyevsk Town Prosecutor,
seeking the transfer of the case file to the Kemerovo Regional
Prosecutor’s office for further investigation. He also asked to
change the legal classification of the police officers’ actions
and to ensure his and his relatives’ safety.
- On
27 July 2007 a deputy to the Prokopyevsk Town Prosecutor dismissed
the applicant’s complaint in full.
- On 6 August 2007 the applicant received a letter from
the Prokopyevsk Town Prosecutor, informing him that the criminal
proceedings were stayed as “it was impossible to identify
persons who could be charged” with a criminal offence against
the applicant.
II. RELEVANT DOMESTIC LAW
A. Investigation into criminal offences
30. The Code of Criminal Procedure of the Russian Federation
(in force since 1 July 2002, “the CCrP”) establishes that
a criminal investigation can be initiated by an investigator or a
prosecutor on a complaint by an individual or on the investigative
authorities’ own initiative, where there are reasons to believe
that a crime was committed (Articles 146 and 147). A prosecutor is
responsible for overall supervision of the investigation
(Article 37). He can order specific investigative actions,
transfer the case from one investigator to another or order an
additional investigation. If there are no grounds to initiate a
criminal investigation, the prosecutor or investigator issues a
reasoned decision to that effect which has to be notified to the
interested party. The decision is amenable to appeal to a
higher-ranking prosecutor or to a court of general jurisdiction
within a procedure established by Article 125 of the CCrP (Article
148). Article 125 of the CCrP provides for judicial review of
decisions by investigators and prosecutors that might infringe the
constitutional rights of participants in proceedings or prevent
access to a court.
B. Civil-law remedies against illegal acts by public
officials
- Article
1064 § 1 of the Civil Code of the Russian Federation provides
that damage caused to the person or property of a citizen must be
compensated for in full by the tortfeasor. Pursuant to Article
1069, a State agency or a State official will be liable to a citizen
for damage caused by their unlawful actions or failure to act. Such
damage is to be compensated for at the expense of the federal or
regional treasury. Articles 151 and 1099-1101 of the Civil Code
provide for compensation for non-pecuniary damage. Article 1099
states, in particular, that compensation must be awarded for
non-pecuniary damage irrespective of any award for pecuniary damage.
THE LAW
I. ALLEGED VIOLATION OF ARTICLE 3 OF THE CONVENTION
- The
applicant complained that on 12 and 13 March 2003 he had been
subjected to treatment incompatible with Article 3 of the Convention
and that the authorities had not carried out an effective
investigation into the incident. The Court will examine this
complaint from the standpoint of the State’s obligations
flowing from Article 3, which reads as follows:
“No one shall be subjected to torture or to
inhuman or degrading treatment or punishment.”
A. Submissions by the parties
- In
their initial observations lodged with the Court on 5 March 2007 the
Government submitted that the applicant had failed to exhaust the
domestic remedies available to him under Articles 125 and 148 of the
Russian Code of Criminal Procedure. They stressed that he had not
appealed against the decision of 13 October 2003 to the Rudnichniy
District Court of Prokopyevsk. In the alternative, the Government,
relying on statements by the Prosecutor General’s office and
the Ministry of Internal Affairs, noted that the applicant had not
been subjected to treatment in violation of the Article 3 guarantees.
- In
their further observations submitted to the Court on 27 November
2007, the Government pointed to the institution of the criminal
proceedings in respect of the applicant’s ill-treatment
complaints and stated that this time the applicant had failed to
appeal against the deputy prosecutor’s decision of 27 July
2007. They further noted that another form of remedy was open to the
applicant. He could have brought a civil action under Articles 151
and 1069 of the Russian Civil Code seeking compensation for pecuniary
and non-pecuniary damage caused to him by public officials. According
to the Government, such an action would have had very strong
prospects of success, as in 2004 the Supreme Court of the
Karachayeva-Cherkessiya Republic had delivered a judgment accepting
an action brought by a certain individual against prosecution
authorities and awarding him 10,000 Russian roubles in compensation
for damage.
- The
applicant submitted that having learnt about the prosecution’s
decision of 13 October 2003 by which his ill-treatment complaints had
been dismissed, he had not appealed against it because the Rudnichniy
District Court had already examined his ill-treatment complaints and
had dismissed them, relying on the prosecutor’s decision of 18
April 2003 which had been similar to the one issued on 13 October
2003. The applicant did not expect that an appeal against that
decision to the same court would have been any more effective.
B. The Court’s assessment
1. Admissibility
- The
Court notes that the Government listed three possible forms of remedy
which could have been used by the applicant: a complaint against the
prosecutor’s decision of 13 October 2003 to the Rudnichniy
District Court, an appeal against the prosecutor’s decision of
27 July 2007 and a civil action for damages.
(a) General principles
- The
Court reiterates that the rule of exhaustion of domestic remedies
referred to in Article 35 of the Convention obliges those seeking to
bring their case against the State before the Court to use first the
remedies provided by the national legal system. Consequently, States
are dispensed from answering before an international body for their
acts before they have had an opportunity to put matters right through
their own legal system. The rule is based on the assumption,
reflected in Article 13 of the Convention - with which it has close
affinity -, that there is an effective remedy available in respect of
the alleged breach in the domestic system whether or not the
provisions of the Convention are incorporated in national law.
In this way, it is an important aspect of the principle that the
machinery of protection established by the Convention is subsidiary
to the national systems safeguarding human rights (see Handyside
v. the United Kingdom, 7 December 1976, § 48, Series A
no. 24).
- Under
Article 35 of the Convention, normally recourse should be had by an
applicant to remedies which are available and sufficient to afford
redress in respect of the breaches alleged. The existence of
the remedies in question must be sufficiently certain not only in
theory but also in practice, failing which they will lack the
requisite accessibility and effectiveness (see, inter alia,
Vernillo v. France, 20 February 1991, § 27, Series A no.
198, and Johnston and Others v. Ireland, 18 December 1986, §
22, Series A no. 112). Article 35 also requires that the complaints
made before the Court should have been made to the appropriate
domestic body, at least in substance and in compliance with the
formal requirements and time-limits laid down in domestic law and,
further, that any procedural means that might prevent a breach of the
Convention should have been used (see Cardot v. France,
19 March 1991, § 34, Series A no. 200).
- Furthermore,
in the area of the exhaustion of domestic remedies, there is a
distribution of the burden of proof. It is incumbent on the
Government claiming non-exhaustion to satisfy the Court that the
remedy was an effective one available in theory and in practice at
the relevant time, that is to say, that it was accessible, was one
which was capable of providing redress in respect of the applicant’s
complaints and offered reasonable prospects of success.
However, once this burden of proof has been satisfied it falls to the
applicant to establish that the remedy advanced by the Government had
in fact been used or was for some reason inadequate and ineffective
in the particular circumstances of the case or that there existed
special circumstances absolving him or her from the requirement.
- The
Court would emphasise that the application of the rule must make due
allowance for the fact that it is being applied in the context of
machinery for the protection of human rights that the Contracting
Parties have agreed to set up. Accordingly, it has recognised that
the rule of domestic remedies must be applied with some degree of
flexibility and without excessive formalism (see Cardot, cited
above, § 34). It has further recognised that the rule of
exhaustion is neither absolute nor capable of being applied
automatically; in reviewing whether it has been observed it is
essential to have regard to the particular circumstances of each
individual case (see Van Oosterwijck v. Belgium, 6 November
1980, § 35, Series A no. 40). This means amongst other
things that it must take realistic account not only of the existence
of formal remedies in the legal system of the Contracting Party
concerned but also of the general legal and political context in
which they operate as well as the personal circumstances of the
applicants (see Akdivar and Others v. Turkey, 16 September
1996, §§ 65-68, Reports of Judgments and Decisions
1996 IV).
(b) Application of the general principles
to the present case
(i) Alleged failure to appeal against the
assistant prosecutor’s decision of 13 October 2003
- The
Court reiterates that the applicant’s allegations of
ill-treatment were initially examined by the assistant prosecutor
who, in a decision of 18 April 2003, decided not to institute
criminal proceedings. Following the applicant’s father’s
complaint to a higher-ranking prosecutor, that decision was quashed
on 1 October 2003 and a new round of a prosecution inquiry was
authorised. However, merely thirteen days later, on 13 October 2003,
the assistant prosecutor closed the inquiry, refusing to institute
criminal proceedings. Under Articles 125 and 148 of the Russian Code
of Criminal Procedure that decision was amenable to appeal to a
higher-ranking prosecutor or to a court of general jurisdiction (see
paragraph 30 above). The parties did not dispute the fact that the
applicant had not appealed to a higher-ranking prosecutor. However,
the applicant argued that he had made use of the judicial avenue for
the purposes of exhausting remedies, by raising his ill-treatment
complaint before the Rudnichniy District Court and then on appeal
before the Kemerovo Regional Court.
- As
regards an appeal to a higher-ranking prosecutor, the Court has
previously held that such an appeal does not constitute an effective
remedy within the meaning of Article 35 of the Convention (see
Belevitskiy v. Russia, no. 72967/01, § 60, 1 March
2007).
- The
position is, however, different with regard to the possibility of
challenging before a court of general jurisdiction a prosecutor’s
decision not to investigate complaints of ill-treatment. The Court
has previously found that in the Russian legal system the power of a
court to reverse a decision not to institute criminal proceedings is
a substantial safeguard against the arbitrary exercise of powers by
the investigating authorities (see Trubnikov v. Russia (dec.),
no. 49790/99, 14 October 2003, and
Belevitskiy, cited above, § 61).
- The
Court observes that in the present case the applicant did not make
use of the judicial appeal, in the formal sense, as laid down by
Article 125 of the Russian Code of Civil Procedure, by instituting
judicial proceedings against the assistant prosecutor’s
decision of 13 October 2003. Instead, he raised the ill-treatment
issue before the Rudnichniy District Court, the trial court which
determined the criminal charge against him, and then on appeal before
the Kemerovo Regional Court.
- In
this respect, the Court reiterates its finding made in the
Belevitskiy case (cited above, § 64) that an
ill-treatment complaint raised before a trial court cannot, as a
general rule, be regarded as a part of the normal process of
exhaustion in respect of the complaints the applicant made to the
Court. At the same time the Court accepted that in certain
circumstances a more flexible approach in matters of exhaustion might
be called for, taking into account that the rule of exhaustion of
domestic remedies must be applied with some degree of flexibility and
without excessive formalism. The Court noted that the stressful
situation in which persons held in custody often found themselves,
together with an absence of legal training and professional legal
assistance, might be taken into account when deciding whether an
applicant was exempted from pursuing a formal channel of judicial
appeal (ibid, § 66).
- Shortly
after the Belevitskiy judgment had been adopted, the Court
identified another situation which called for a more flexible
application of the exhaustion rule. The Court again examined a case
in which the applicants had not brought a formal complaint against
the prosecutor’s refusal to institute criminal proceedings
against police officers, but had opted to raise the ill-treatment
complaint before the trial and appeal courts. Applying the approach
adopted in the above cited Belevitskiy case, the Court found
as follows:
“since the same domestic courts, to which a formal
criminal complaint laid, examined the substance of the applicants’
complaints about the ill-treatment in the police station and the
prosecutor’s inactivity, the applicants cannot be said to have
failed to exhaust domestic remedies. It follows that the complaint
cannot be declared inadmissible for non-exhaustion of domestic
remedies.” (see Akulinin and Babich v. Russia,
no. 5742/02, § 33, 2 October 2008)
- The
Court considers that this finding is fully applicable to the
circumstances of the present case. The Court firstly observes
that the applicant raised an ill-treatment complaint before the
Rudnichniy District Court during the trial proceedings against him,
complaining to the trial court about police brutality and the
prosecutor’s indifference to his claims. At that time the
prosecutor’s decision of 18 April 2003, refusing institution of
criminal proceedings, was still valid and a new round of the
prosecution inquiry had not yet been authorised (see paragraphs 14
and 20 above). The Court notes that the District Court accepted the
applicant’s complaint alleging ill-treatment and the inadequacy
of the prosecutor’s investigation into the events in question.
It took cognisance of the merits of the applicant’s claims,
enquired of the prosecutor’s office about the investigation,
examined the reasonableness of the assistant prosecutor’s
decision of 18 April 2003 and based its conclusion on the findings
made in that decision, taking the view that the assistant
prosecutor’s assessment could not be said to be wrong. The
court’s reasoning was not confined to the compatibility of the
applicant’s complaint with the formal requirements.
- Furthermore,
the applicant and his lawyer once again drew the attention of the
domestic authorities to the alleged violation of the applicant’s
rights by raising the ill-treatment complaint in their statements of
appeal against the judgment of 15 September 2003. The Court does not
lose sight of the fact that neither the applicant nor his lawyer
cited the assistant prosecutor’s decision of 13 October 2003,
while complaining about the prosecutor’s failure to conduct an
effective inquiry. However, the Court does not find it surprising in
a situation where, as is apparent from the materials submitted by the
parties (see paragraph 19 above), the decision of 13 October 2003 had
not yet been notified to the applicant. The Kemerovo Regional Court,
on appeal, examined the merits of the applicant’s complaint and
dismissed it, endorsing the reasons given by the District Court.
- The Court observes that the Government did not argue
that, in pursuing this avenue of judicial review, the applicant had
removed from the courts the option of examining the relevant issues.
The Court reiterates that the applicant learned about the decision of
13 October 2003 after the trial. The Court does not find it
unreasonable that, after being apprised of that decision - in a
situation where the trial and appeal courts had analysed the
applicant’s ill-treatment complaint and the assistant
prosecutor’s decision of 18 April 2003, which was fairly
similar to that of 13 October 2003, being based on the same
evidence and containing the same findings - the applicant did not
lodge a separate complaint with the same court following the formal
procedure as required by the Russian Code of Criminal Procedure (see
paragraph 30 above). In circumstances where the domestic courts at
two levels of jurisdiction examined and dismissed the applicant’s
ill-treatment complaints, basing their conclusions on the assistant
prosecutor’s findings, it is not apparent that a challenge to
the assistant prosecutor’s decision of 13 October 2003
through the avenue of a separate criminal procedure before the same
courts would have been any more successful, or would have been
decided on the basis of any other issues. The Court does not lose
sight of the fact that the Government did not argue otherwise. In the
light of the foregoing, the Court considers that it has not been
established with sufficient certainty that the remedy advanced by the
Government could have been effective in the particular circumstances
of the present case (see, for similar reasoning, Vladimir Romanov
v. Russia, no. 41461/02, §§ 50-52, 24 July 2008).
- The
Court reiterates that the objection of non-exhaustion of domestic
remedies cannot be raised against the applicant if, in spite of the
latter’s failure to observe the forms prescribed by law, the
competent authority has nevertheless examined the substance of the
claim (see, mutatis mutandis,
Dzhavadov v. Russia, no. 30160/04, § 27,
27 September 2007; Skałka v. Poland (dec.),
no. 43425/98, 3 October 2002; Metropolitan Church of
Bessarabia and Others v. Moldova (dec.), no. 45701/99,
7 June 2001; and Edelmayer v. Austria (dec.),
no. 33979/96, 21 March 2000). The Court therefore considers
that the circumstances of the present case are similar to those
examined by the Court in the Akulinin and Babich case (cited
above) and finds that by raising, before the trial and appeal
courts, a complaint about ill-treatment and the authorities’
failure to investigate, the applicant provided the domestic
authorities with the opportunity to put right the alleged violation.
It follows that the applicant cannot be said to have failed to
exhaust domestic remedies, in so far as he did not lodge a separate
judicial complaint against the assistant prosecutor’s decision
of 13 October 2003, and that this part of the Government’s
objection as to the non-exhaustion of domestic remedies should be
dismissed.
Civil action
- The
Court observes that the Government, without providing any further
explanation, suggested that an action for damages lodged with a court
could have been an effective remedy in the applicant’s case for
his complaints about the alleged ill-treatment in the police station.
At the same time, without providing a copy of the relevant judgment,
they supplied an example from domestic practice showing that by using
the means in question it would have been possible for the applicant
to obtain compensation for damage. In this connection, the Court
observes that, in the absence of documents supporting the
Government’s assertion, it is unable to identify the relevance
of that judgment to the issue of the effectiveness of an action for
damages as a remedy in the circumstances of the present case.
Furthermore, in the Court’s view, the one case cited by the
Government does not suffice to show the existence of settled domestic
practice that would prove the effectiveness of the remedy.
- In
any event, the Court reiterates its finding in a number of cases that
in situations of wilful ill-treatment the breach of Article 3 cannot
be remedied exclusively through an award of compensation to the
victim. This is so because, if the authorities could confine their
reaction to incidents of wilful ill-treatment by State agents to the
mere payment of compensation, while not doing enough to prosecute and
punish those responsible, it would be possible in some cases for
agents of the State to abuse the rights of those within their control
with virtual impunity, and the general legal prohibition of torture
and inhuman and degrading treatment, despite its fundamental
importance, would be ineffective in practice (see, among many other
authorities, Krastanov v. Bulgaria, no. 50222/99, § 60,
30 September 2004, and mutatis
mutandis, Yaşa v. Turkey, 2 September 1998,
Reports 1998-VI, § 74; Tanrıkulu v. Turkey
[GC], no. 23763/94, § 79, ECHR 1999-IV; Velikova v. Bulgaria,
no. 41488/98, § 89, ECHR 2000-VI; Salman v. Turkey
[GC], no. 21986/93, § 83, ECHR 2000-VII; Gül v. Turkey,
no. 22676/93, § 57, 14 December 2000; Kelly and Others
v. the United Kingdom, no. 30054/96, § 105, 4 May 2001;
and Avşar v. Turkey [GC], no. 25657/94, § 377, ECHR
2001-VII).
- It
is apparent from the above that a judicial award of compensation to
the applicant represents only one part of the group of measures
necessary to provide redress for ill-treatment by State agents (see,
mutatis mutandis,
Nikolova and Velichkova v. Bulgaria, no. 7888/03, § 56,
20 December 2007). In particular, in the case of Vladimir
Romanov v. Russia (cited above, §§ 71-91), the Court
found that a successful civil action could not, in the absence of an
efficient investigation into the alleged instance of ill-treatment,
provide the applicant with the appropriate redress and remove his
victim status within the meaning of Article 34 of the Convention for
his complaints raised before the Court under Article 3 of the
Convention.
- The
Court also reiterates its finding in the context of a complaint under
Article 13 of the Convention that there is no case-law authority for
Russian civil courts being able, in the absence of any results from a
criminal investigation, to consider the merits of a civil claim
relating to alleged serious criminal actions (see Tarariyeva v.
Russia, no. 4353/03, ECHR 2006 ... (extracts); Isayeva v.
Russia, no. 57950/00, § 155, 24 February 2005; and
Isayeva and Others v. Russia, nos. 57947/00, 57948/00 and
57949/00, § 147, 24 February 2005). The Court stressed that
while the Russian civil courts in theory have the capacity to make an
independent assessment of fact, in practice the weight attached to a
preceding criminal inquiry is so important that even the most
convincing evidence to the contrary furnished by a plaintiff would be
discarded and such a remedy would prove to be only theoretical and
illusory (see Menesheva v. Russia, no. 59261/00, § 77,
ECHR 2006 III). The Court has found that in a case where
criminal proceedings against public officials were discontinued
without any finding of guilt, any other remedy available to the
applicant, including a claim for damages, had limited chances of
success and could be regarded as theoretical and illusory rather than
practical and effective (see Dedovskiy and Others v. Russia,
no. 7178/03, § 101, 15 May 2008).
- The Court therefore finds that the question whether an
action for damages could have been considered an accessible and
effective remedy capable of providing the applicant with adequate
redress for the alleged violation of his rights under Article 3 of
the Convention is closely linked to the question whether the
investigation into the events in question was prompt, thorough and
effective. However, that issue relates to the merits of the
applicant’s complaints under Article 3 of the Convention. The
Court therefore decides to join this issue to the merits.
Failure to appeal against the decision of 27 July
2007
- The
Court notes the further argument by the Government that a judicial
complaint against the decision of 27 July 2007 could have provided
the applicant with redress for the alleged violation of his rights.
In this connection, the Court reiterates that on 18 January 2007
criminal proceedings were instituted against the police officers who
had allegedly taken part in the events of March 2003. The applicant
lodged a procedural request seeking, inter alia, a transfer of
the case to the office of a higher-ranking prosecutor for further
investigation. The complaint was dismissed by a decision of a deputy
Town Prosecutor of Prokopyevsk on 27 July 2007.
- The Court observes that the deputy prosecutor’s
decision of 27 July 2007 did not bar or preclude in any way the
further investigation into the applicant’s ill-treatment
complaints. It was a mere interlocutory decision pertaining to
certain procedural aspects within the criminal investigation into the
impugned events of March 2003. The Court reiterates that the decisive
question in assessing the effectiveness of a remedy concerning a
complaint of inhuman and degrading treatment is whether the applicant
could have raised that complaint before a prosecutor in order to
obtain direct and timely redress, and not merely an indirect
protection of the rights guaranteed in Article 3 of the
Convention. The remedy can be either preventive or compensatory in
nature (see, among other authorities, Koval v. Ukraine,
no. 65550/01, § 94, 19 October 2006). The Court notes
that the Government did not explain how a judicial appeal against an
interlocutory prosecutor’s decision could have offered such
preventive or compensatory redress, or both, for allegations of
treatment which had been contrary to Article 3 of the Convention
(see, for similar reasoning, Ostrovar v. Moldova (dec.), no.
35207/03, 22 March 2005). Accordingly, the Court does not consider
that the Government have discharged the burden upon them of proving
that a complaint against the decision of 27 July 2007 was capable of
providing redress in respect of the applicant’s Convention
complaint.
- If,
however, this part of the Government’s objection is interpreted
as implying that the applicant’s complaints under Article 3 are
premature, as the criminal proceedings were re-opened and are now
still pending, the Court first reiterates that if an individual
raises an arguable claim that he has been seriously ill-treated by
the police, a criminal complaint may be regarded as an adequate
remedy within the meaning of Article 35 § 1 of the
Convention (see Assenov and Others v. Bulgaria, no. 24760/94,
27 June 1996, Decisions and Reports 86-B, p. 71). Indeed, as a
general rule, the State should be given an opportunity to investigate
the case and give answer to the allegations of ill-treatment. At the
same time an applicant does not need to exercise remedies which,
although theoretically of a nature to constitute remedies, do not in
reality offer any chance of redressing the alleged breach (see Yoyler
v. Turkey, no. 26973/95, 13 January 1997, and Akdivar and
Others v. Turkey, 30 August 1996, § 68, Reports 1996 IV).
If the remedy chosen is adequate in theory, but in the course of time
proves to be ineffective, the applicant is no longer obliged to
pursue it (see Tepe v. Turkey, 27244/95, Commission
decision of 25 November 1996, DR 87-A, p. 90, as confirmed in
Mikheyev v. Russia, no. 77617/01, § 86, 26
January 2006).
- The Court notes that in the present case the criminal
proceedings were instituted against the police officers almost four
years after the alleged instance of ill-treatment in the police
station in March 2003. The investigation is still pending. The
applicant and the Government disagree as to the effectiveness of this
investigation. The Court therefore considers that this limb of the
Government’s objection as to non-exhaustion of domestic
remedies raises issues which are linked to the merits of the
applicant’s complaints under Articles 3 of the Convention. The
Court therefore decides to join this issue to the merits.
(c) The Court’s decision on the
admissibility of the complaint
- The Court further notes that this complaint is not
manifestly ill founded within the meaning of Article 35 § 3
of the Convention and that it is not inadmissible on any other
grounds. It must therefore be declared admissible.
2. Merits
(a) Establishment of the facts
- The
Court reiterates that allegations of ill-treatment must be supported
by appropriate evidence. In assessing evidence, the Court has
generally applied the standard of proof “beyond reasonable
doubt” (see Ireland v. the United Kingdom, 18 January
1978, § 161, Series A no. 25). However, such proof may follow
from the coexistence of sufficiently strong, clear and concordant
inferences or of similar unrebutted presumptions of fact. Where the
events in issue lie wholly, or in large part, within the exclusive
knowledge of the authorities, as in the case of persons within their
control in custody, strong presumptions of fact will arise in respect
of injuries occurring during such detention. Indeed, the burden of
proof may be regarded as resting on the authorities to provide a
satisfactory and convincing explanation (see Salman v. Turkey
[GC], no. 21986/93, § 100, ECHR 2000-VII).
- Where
domestic proceedings have taken place, it is not the Court’s
task to substitute its own assessment of the facts for that of the
domestic courts and, as a general rule, it is for those courts to
assess the evidence before them (see Klaas v. Germany, 22
September 1993, § 29, Series A no. 269). Although the
Court is not bound by the findings of the domestic courts, in normal
circumstances it requires cogent elements to lead it to depart from
the findings of fact reached by those courts (see Matko
v. Slovenia, no. 43393/98, § 100, 2 November
2006). Where allegations are made under Article 3 of the Convention,
however, the Court must apply a particularly thorough scrutiny (see,
mutatis mutandis, Ribitsch, cited above, § 32).
- In the present case it was not disputed between the
parties, and the Court finds it established, that on 12 March 2003
the applicant was arrested and taken to the Rudnichniy District
police station, where he was detained until his release on 14 March
2003. On the day following his release the applicant requested
medical assistance at the Central Trauma Unit in Prokopyevsk.
According to the medical certificate drawn up in the unit, the
applicant was diagnosed with injuries to the kidneys, injuries and
bruises on the upper extremities, buttocks and left shank and an
injury to the soft tissue of the head (see paragraph 9 above).
Furthermore, on 5 May 2003 the applicant had a chest X-ray which
revealed that he had a fracture in the front part of the ninth rib in
the consolidation phase (see paragraph 15 above).
- In
the first place, the Court observes that the Government did not claim
that the applicant’s injuries could have dated from a period
prior to his being arrested or could have been sustained in the
period between his release from the police station and his admittance
to the Central Trauma Unit. In response to the findings of the
medical reports the Government, citing the Prosecutor General’s
Office and the Ministry of Internal Affairs, merely stated that the
applicant had not been subjected to treatment in breach of Article 3
of the Convention. The Court observes that the applicant provided a
detailed description of the ill-treatment to which he had allegedly
been subjected and indicated its place, time and duration. It notes
the consistency of the allegations made by the applicant that he had
been ill-treated by police officers while in custody, and the fact
that he maintained his allegations whenever he was able to make
statements freely before the investigating authorities or the
domestic courts. If the Government considered the applicant’s
allegations to be untrue, it was open to them to refute them by
providing their own plausible version of events and submitting, for
instance, witness testimony and other evidence to corroborate their
version. Indeed, the Government did not provide any explanation as to
how the applicant had acquired the injuries. Furthermore, although
the effectiveness of the investigation into the applicant’s
ill-treatment complaints will be examined below, the Court would
already stress at this juncture that it is struck by the fact that,
despite the seriousness of the applicant’s allegations, the
investigating authority did not advance any version of events, while
declining to institute criminal proceedings against the police
officers. It apparently did not occur to either the investigators or
the trial and appeal courts that the applicant’s injuries
should be accounted for. The Court further notes that it was open to
the respondent Government to submit a copy of the complete
investigation file relating to the applicant’s ill-treatment
complaints. The Government, citing the destruction of the documents,
failed to provide the Court with the materials, confining themselves
to submitting a copy of the decision issued by the head of the
Prokopyevsk Town Police Department on 7 April 2003, approving the
findings of the official police inquiry into the applicant’s
complaints.
- In these circumstances, bearing in mind the
authorities’ obligation to account for injuries caused to
persons within their control in custody, and in the absence of a
convincing and plausible explanation by the Government in the instant
case, the Court considers that it can draw inferences from the
Government’s conduct and finds it established to the standard
of proof required in the Convention proceedings that the injuries
sustained by the applicant were the result of the treatment of which
he complained and for which the Government bore responsibility (see
Selmouni v. France [GC], no. 25803/94, § 88,
ECHR 1999 V; Mehmet Emin Yüksel v. Turkey,
no. 40154/98, § 30, 20 July 2004; Mikheyev,
cited above, §§ 104-105; and Dedovskiy
and Others v. Russia, no. 7178/03,
§§ 78-79, 15 May 2008). The Court shall therefore
proceed to the examination of the merits of the case on the basis of
the applicant’s submissions and the existing elements in the
file.
(b) Alleged inadequacy of the
investigation
- In
paragraphs 55 and 59 above, the Court found that the questions
whether the applicant complied with the requirement to exhaust
domestic remedies in spite of failing to lodge a civil action seeking
compensation for damage caused by the alleged ill-treatment, and
whether his complaints under Article 3 of the Convention were
premature in view of the ongoing investigation at national level,
were closely linked to the question whether the investigation into
the events at issue was effective. It thus decided to join those
issues to the merits and will examine them now. Before embarking on
an analysis of how the investigation unfolded, the Court considers it
necessary to reiterate the principles which govern the authorities’
duty to investigate ill-treatment occurring as a result of the use of
force by State agents.
- The Court reiterates that where an individual raises
an arguable claim that he has been seriously ill-treated in breach of
Article 3, that provision, read in conjunction with the State’s
general duty under Article 1 of the Convention to “secure
to everyone within their jurisdiction the rights and freedoms defined
in ... [the] Convention”, requires by implication that there
should be an effective official investigation. An obligation to
investigate “is not an obligation of result, but of means”:
not every investigation should necessarily be successful or come to a
conclusion which coincides with the claimant’s account of
events; however, it should in principle be capable of leading to the
establishment of the facts of the case and, if the allegations prove
to be true, to the identification and punishment of those
responsible. Thus, the investigation of serious allegations of
ill treatment must be thorough. That means that the authorities
must always make a serious attempt to find out what happened and
should not rely on hasty or ill-founded conclusions to close their
investigation or as the basis of their decisions. They must take all
reasonable steps available to them to secure the evidence concerning
the incident, including, inter alia, eyewitness testimony,
forensic evidence, and so on. Any deficiency in the investigation
which undermines its ability to establish the cause of injuries or
the identity of the persons responsible will risk falling foul of
this standard (see, among many authorities, Mikheyev, cited
above, § 107 et seq., and Assenov and Others v.
Bulgaria, judgment of 28 October 1998, Reports 1998 VIII,
§ 102 et seq.). Finally, the investigation must be expeditious.
In cases under Articles 2 and 3 of the Convention where the
effectiveness of the official investigation has been at issue, the
Court has often assessed whether the authorities reacted promptly to
the complaints at the relevant time (see Labita v. Italy [GC],
no. 26772/95, § 133 et seq., ECHR 2000-IV). Consideration
was given to the starting of investigations, delays in taking
statements (see Timurtaş v. Turkey, no. 23531/94, §
89, ECHR 2000-VI, and Tekin v. Turkey, 9 June 1998, §
67, Reports 1998-IV) and to the length of time taken for the
initial investigation (see Indelicato v. Italy,
no. 31143/96, § 37, 18 October 2001).
- Turning
to the facts of the present case, the Court observes that the
applicant was entirely reliant on the prosecution authorities to
assemble the evidence necessary for corroborating his complaint. The
prosecutor had the legal powers to interview the police officers,
summon witnesses, visit the scene of the incident, collect forensic
evidence and take all other crucial steps for the purpose of
establishing the veracity of the applicant’s account. The
prosecutor’s role was critical not only to the pursuit of
criminal proceedings against the perpetrators of the offence but also
to the pursuit by the applicant of other remedies to redress the harm
he had suffered (see paragraph 30 above). The Court notes that the
prosecution authorities, who were made aware of the applicant’s
alleged beating, initiated an investigation which has not yet
resulted in criminal proceedings against the perpetrators of the
beating. The investigation was closed and re-opened and is currently
pending. In the Court’s opinion, the issue is consequently not
so much whether there has been an investigation, since the parties do
not dispute its existence, as whether it has been conducted
diligently, whether the authorities have been determined to identify
and prosecute those responsible and, accordingly, whether the
investigation has been “effective”.
- The
Court will therefore first assess the promptness of the prosecutor’s
investigation, as a gauge of the authorities’ determination to
prosecute those responsible for the applicant’s ill-treatment
(see Selmouni, cited above, §§ 78 and 79). In the
present case the applicant brought his allegations of ill-treatment
to the attention of the authorities by filing a complaint with the
Prokopyevsk Town Prosecutor (see paragraph 10 above). The Prokopyevsk
Town Prosecutor’s office did not launch an investigation after
being notified of the alleged beatings. Instead it remitted the
applicant’s complaint to the Prokopyevsk Town Police
Department, a State authority whose employees were implicated in the
events which were to be looked into, with an order to conduct an
official police inquiry. The Court is mindful of the fact that in the
present case the initial investigative steps, which usually prove to
be crucial for the establishment of the truth in cases of police
brutality, were conducted by the police force itself (see paragraph 12
above). Furthermore, the Court considers it particularly striking
that despite the fact that the police inquiry resulted in the finding
that certain investigative steps on the part of the prosecution
authorities were needed “to establish the truth”, no such
steps were taken. On 18 April 2003 the assistant prosecutor refused
to institute criminal proceedings against the police officers,
entirely basing his decision on statements they had made during the
official police inquiry (see paragraph 14 above). In addition, in the
period immediately following the events in question no attempts were
made to conduct a forensic medical examination of the applicant. The
Court reiterates in this connection that proper medical examinations
are an essential safeguard against ill-treatment. The forensic doctor
must enjoy formal and de facto
independence, have been provided with specialised training and have a
mandate which is broad in scope (see Akkoç v. Turkey,
nos. 22947/93 and 22948/93, § 55 and § 118, ECHR
2000 X). The Court notes with concern that the lack of a
forensic medical examination was invoked by the assistant prosecutor
as a ground for a refusal to institute criminal proceedings in
respect of the applicant’s complaints (see paragraph 17 above).
- The
Court further observes that the investigation became protracted. The
Court finds it striking that for a period of over three years between
October 2003 and January 2007 there were no further developments.
Since being re-opened in January 2007 the investigation has remained
pending and the police officers have not yet been committed to stand
trial. The Government failed to provide any explanation for the
protraction of the criminal proceedings. In such circumstances the
Court is bound to conclude that the authorities failed to comply with
the requirement of promptness (see Kişmir v. Turkey,
no. 27306/95, § 117, 31 May 2005, and Angelova and
Iliev v. Bulgaria, no. 55523/00, § 103, ECHR
2007-...).
- With
regard to the thoroughness of the investigation, the Court notes a
number of significant omissions capable of undermining its
reliability and effectiveness. Firstly, no evaluation was carried out
with respect to the quantity and nature of the applicant’s
injuries. In issuing their decisions the investigators confined
themselves to a restatement of the medical certificates which listed
the injuries sustained by the applicant. The
Court finds it striking that the assistant prosecutor failed
to order a forensic examination of the applicant or at least to take
statements from the doctors attending the applicant.
The Court also considers it extraordinary that, while dealing with
the applicant’s complaint in 2003 when the medical evidence was
still available to the prosecution authorities, the assistant
prosecutor did not attempt to examine the medical evidence before him
and to draw conclusions on that basis.
- Secondly,
the Court observes that there was a selective and somewhat
inconsistent approach to the assessment of evidence by the
investigating authorities. It is apparent from the decisions
submitted to the Court that the investigators based their conclusions
mainly on the testimonies given by the police officers involved in
the incident. Although excerpts from the testimonies of the applicant
and his female friend, Ms S., were included in the decisions on the
refusals to institute criminal proceedings, the investigators did not
consider those testimonies to be credible, apparently because they
reflected personal opinions and constituted an accusatory tactic by
the applicant and Ms S. However, the investigators did accept the
police officers’ testimonies as credible, despite the fact that
their statements could have constituted defence tactics and have been
aimed at damaging the applicant’s credibility. In the Court’s
view, the prosecution inquiry applied different standards when
assessing the testimonies, as those given by the applicant and Ms S.
were deemed to be subjective but not those given by the police
officers. The credibility of the latter testimonies should also have
been questioned, as the prosecution investigation was supposed to
establish whether the officers were liable on the basis of
disciplinary or criminal charges (see Ognyanova and Choban v.
Bulgaria, no. 46317/99, § 99, 23 February
2006).
- The
Court further observes that in 2007, after the criminal proceedings
had been opened, the investigator questioned two individuals who had
been detained with the applicant at the Rudnichniy police station in
March 2003. The excerpts from their testimonies were included in the
decision of 18 May 2007. Those individuals did not witness the
beatings, did not remember the applicant and merely attested that
they had not heard any complaints of police brutality (see paragraph
24 above). The Court firstly finds it inexplicable that it was not
until January 2007, almost four years after the events under
consideration, that the investigators attempted for the first time to
collect statements from possible eyewitnesses. In this connection,
the Court notes that while the investigating authorities may not have
been provided with the names of individuals who could have seen the
applicant at the police station or might have witnessed his alleged
beatings, they were expected to take steps of their own initiative to
identify possible eyewitnesses. The Court also observes that, due to
the protraction of the investigation, the individuals in question
could no longer recall the details of their detention at the
Rudnichniy police station or provide the authorities with any
valuable information.
- Furthermore,
it appears that the investigators took no meaningful steps to search
the premises where the applicant had allegedly been ill-treated. The
Court therefore finds that the investigating authorities’
failure to look for corroborating evidence and their deferential
attitude to the police officers must be considered to be a
particularly serious shortcoming in the investigation (see Aydın
v. Turkey, 25 September 1997, § 106, Reports
1997 VI).
- Having
regard to the above failings of the Russian authorities, the Court
finds that the investigation carried out into the applicant’s
allegations of ill-treatment was not thorough, expeditious or
effective. The Court recognises that the investigation is still
pending but, considering its length so far and the very serious
shortcomings identified above, the Court does not consider that the
applicant should have waited for completion of the investigation
before bringing his complaint to the Court (see Angelova and
Iliev, cited above, § 103, and Mikheyev, cited
above, § 121). Furthermore the Court does not lose sight of
the fact that the applicant lodged his application before the Court
on 2 March 2004, that is after the authorities had closed the
investigation into his ill-treatment complaints. The Court is mindful
of the fact that the investigation was re-opened only in January
2007. Accordingly, the Court dismisses the Government’s
objection as to non-exhaustion of domestic remedies, in so far as it
concerns the applicant’s failure to await the outcome of the
domestic criminal proceedings.
- Furthermore,
in the light of the finding that the reaction of the Russian
authorities to the applicant’s ill-treatment complaints was not
adequate and effective and, particularly, taking into account that
the criminal proceedings against the police officers were opened
almost four years after the alleged events, that the proceedings are
still pending and that the investigation has not yet resulted in any
finding of guilt, the Court has strong doubts that the applicant
would have had a realistic opportunity of applying effectively to a
court with a civil action, seeking compensation for damage caused as
a result of treatment sustained at the hands of the police. In
particular, the Court cannot overlook the fact that by the time the
criminal proceedings against the police officers were finally
instituted in January 2007, the case file pertaining to the initial
inquiry into the applicant’s ill-treatment complaints had
already been destroyed, medical evidence was no longer available, and
witnesses either could not be identified or did not remember the
events in March 2003. In such a situation, the Court finds it
implausible that the perpetrators of the offence against the
applicant would ever be brought to justice and convicted. The
prosecutor’s decision of 6 August 2007, authorising a stay
in the criminal proceedings on the ground that it was impossible “to
identify persons who could be charged”, supports the Court’s
finding to that effect (see paragraph 29 above).
- In
this connection, the Court reiterates its finding that in the absence
of any results from the criminal investigation, the Russian civil
courts are unable to determine the merits of a civil claim relating
to alleged serious criminal actions (see Dedovskiy and Others,
cited above, § 101). In other words, the Court considers that in
the circumstances of the present case a civil action which, according
to the Government, is available to the applicant, would not offer
sufficient prospects of success and can be regarded as theoretical
and illusory rather than practical and effective. The Court therefore
dismisses the second limb of the Government’s objection as to
the non-exhaustion of domestic remedies and holds that there has been
a violation of Article 3 of the Convention under its procedural limb.
(c) Alleged ill-treatment of the
applicant: assessment of the severity of ill-treatment
(i) General principles
- As
the Court has stated on many occasions, Article 3 enshrines one of
the most fundamental values of democratic societies. Even in the most
difficult circumstances, such as the fight against terrorism and
organised crime, the Convention prohibits in absolute terms torture
and inhuman or degrading treatment or punishment, irrespective of the
victim’s conduct (see Labita v. Italy [GC],
no. 26772/95, § 119, ECHR 2000 IV, and Chahal
v. the United Kingdom, 15 November 1996, § 79, Reports
1996-V). Article 3 makes no provision for exceptions and no
derogation from it is permissible under Article 15 § 2 of the
Convention even in the event of a public emergency threatening the
life of the nation (see Selmouni v. France [GC], no. 25803/94,
§ 95, ECHR 1999-V, and Assenov and Others v. Bulgaria,
28 October 1998, § 93, Reports 1998-VIII).
- The
Court has consistently stressed that the suffering and humiliation
involved must in any event go beyond that inevitable element of
suffering or humiliation connected with a given form of legitimate
treatment or punishment. Measures depriving a person of his liberty
may often involve such an element. In accordance with Article 3 of
the Convention the State must ensure that a person is detained under
conditions which are compatible with respect for his human dignity
and that the manner and method of the execution of the measure do not
subject him to distress or hardship exceeding the unavoidable level
of suffering inherent in detention (see Kudła v.
Poland [GC], no. 30210/96, §§
92-94, ECHR 2000-XI).
- In
the context of detainees, the Court has emphasised that persons in
custody are in a vulnerable position and that the authorities are
under a duty to protect their physical well-being (see Tarariyeva
v. Russia, no. 4353/03, § 73,
ECHR 2006 ... (extracts); Sarban
v. Moldova, no. 3456/05, § 77,
4 October 2005; and Mouisel v.
France, no. 67263/01, § 40,
ECHR 2002 IX). In respect of a person deprived of his
liberty, any recourse to physical force which has not been made
strictly necessary by his own conduct diminishes human dignity and is
in principle an infringement of the right set forth in Article 3 of
the Convention (see Sheydayev
v. Russia, no. 65859/01, § 59,
7 December 2006; Ribitsch v. Austria,
4 December 1995, § 38, Series A no. 336; and
Krastanov v. Bulgaria, no. 50222/99, § 53,
30 September 2004).
(ii) Application of the above principles
in the present case
- The
Court reiterates that it has found it established that the applicant
was beaten up by police officers and that as a result of that beating
he sustained serious injuries (see paragraphs 63-65 above). The Court
does not discern any circumstance which might have necessitated any
use of violence against the applicant. Furthermore, there is no
indication that at any point during his arrest or subsequent
detention at the police station he threatened the police officers,
for example by openly carrying a weapon or by attacking them (see, by
contrast, Necdet Bulut v. Turkey, no. 77092/01,
§ 25, 20 November 2007, and Berliński v.
Poland, nos. 27715/95 and 30209/96, § 62, 20 June
2002). It appears that the use of force was retaliatory in nature and
aimed at debasing the applicant and forcing him into submission. In
addition, the treatment to which the applicant was subjected must
have caused him mental and physical suffering.
- Accordingly,
having regard to the nature and extent of the applicant’s
injuries, the Court concludes that the State is responsible under
Article 3 of the Convention on account of the inhuman and degrading
treatment to which the applicant was subjected by the police and that
there has thus been a violation of that provision.
II. OTHER ALLEGED VIOLATIONS OF THE CONVENTION
- Lastly,
the applicant complained under Articles 5 and 6 of the Convention
that he had been detained without any legal order from 12 to 14 March
2003, that the criminal proceedings against him had been unfair in
that the domestic courts had been biased, had misinterpreted the
facts, had convicted him of crimes he had not committed and had not
applied the domestic law correctly, refusing to dismiss the robbery
charge.
- Having
regard to all the materials in its possession, the Court finds that
they do not disclose any appearance of a violation of the rights and
freedoms set out in the Convention or its Protocols. It follows that
this part of the application must be rejected as being manifestly
ill-founded, pursuant to Article 35 §§ 3 and 4 of the
Convention.
III. APPLICATION OF ARTICLE 41 OF THE CONVENTION
- Article 41 of the Convention provides:
“If the Court finds that there has been a
violation of the Convention or the Protocols thereto, and if the
internal law of the High Contracting Party concerned allows only
partial reparation to be made, the Court shall, if necessary, afford
just satisfaction to the injured party.”
- On
15 March 2007 the Court invited the applicant to submit his claims
for just satisfaction. The applicant did not submit any such claims
within the required time-limits.
- In
such circumstances the Court would usually make no award. In the
present case, however, the Court has found a violation of the
applicant’s right not to be subjected to inhuman and degrading
treatment. Since this right is of an absolute nature, the Court finds
it possible to award the applicant 10,000 euros (EUR) by way of
non-pecuniary damage (compare Mayzit v. Russia, no. 63378/00,
§§ 87-88, 20 January 2005, Igor Ivanov v. Russia,
no. 34000/02, §§ 48-50, 7 June 2007, Chember
v. Russia, no. 7188/03, § 77, 3 July 2008, Nadrosov
v. Russia, no. 9297/02, § 55, 31 July 2008, Rusu v.
Austria, no. 34082/02, § 62, 2 October 2008 and, most
recently, Kats and Others v. Ukraine, no.
29971/04, § 149, 18 December 2008), plus any tax
that may be chargeable.
- The
Court considers it appropriate that the default interest should be
based on the marginal lending rate of the European Central Bank, to
which should be added three percentage points.
FOR THESE REASONS, THE COURT UNANIMOUSLY
- Decides to join to the merits the Government’s
objections as to the exhaustion of domestic remedies in respect of
the applicant’s complaint about ill-treatment in March 2003, in
so far as those objections concern the applicant’s failure to
lodge a civil action and the fact that the criminal proceedings
pertaining to his ill-treatment complaints are still pending, and
rejects them;
- Declares the complaint concerning the
ill-treatment of the applicant by police officers and the
ineffectiveness of the investigation into the incident admissible and
the remainder of the application inadmissible;
- Holds that there has been a violation of Article
3 of the Convention on account of the inhuman and degrading treatment
to which the applicant was subjected on 12 and 13 March 2003 in the
Rudnichniy District police station;
- Holds that there has been a violation of Article
3 of the Convention on account of the authorities’ failure to
investigate effectively the applicant’s complaint about the
inhuman and degrading treatment to which he was subjected in the
Rudnichniy District police station;
- Holds
(a) that
the respondent State is to pay the applicant, within three months
from the date on which the judgment becomes final in accordance with
Article 44 § 2 of the Convention, EUR 10,000 (ten
thousand euros) in respect of non-pecuniary damage, to be converted
into Russian roubles at the rate applicable at the date of
settlement, plus any tax that may be chargeable on that amount;
(b) that
from the expiry of the above-mentioned three months until settlement
simple interest shall be payable on the above amount at a rate equal
to the marginal lending rate of the European Central Bank during the
default period plus three percentage points;
Done in English, and notified in writing on 30 July 2009, pursuant to
Rule 77 §§ 2 and 3 of the Rules of Court.
Søren Nielsen Nina
Vajić
Registrar President