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England and Wales Court of Appeal (Civil Division) Decisions |
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You are here: BAILII >> Databases >> England and Wales Court of Appeal (Civil Division) Decisions >> Atabo v Kings College London & Ors James Newman Patricia Methven Madeleine Law [2007] EWCA Civ 324 (19 April 2007) URL: http://www.bailii.org/ew/cases/EWCA/Civ/2007/324.html Cite as: [2007] EWCA Civ 324 |
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COURT OF APPEAL (CIVIL DIVISION)
ON APPEAL FROM EMPLOYMENT APPEAL TRIBUNAL
MR JUSTICE ELIAS
Strand, London, WC2A 2LL |
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B e f o r e :
____________________
ATABO |
Appellant |
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- and - |
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KINGS COLLEGE LONDON & ORS JAMES NEWMAN PATRICIA METHVEN MADELEINE LAW |
1st Respondent 2ndRespondent 3rd Respondent 4th Respondent |
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No-one else attended
Hearing date : 24th November 2007
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Crown Copyright ©
Lord Justice Wall :
The facts of the instant case
She identified a whole series of acts from the date of her appointment to the date of her dismissal which, she said, constituted detriment. In relation to the recruitment allegation, the Tribunal noted that it was a somewhat bizarre claim since she had, in fact, been appointed to the job.
(The Tribunal) also noted, which as they put it undermined the whole plank of her case, that Mr Newman is gay in any event and not at all interested sexually in the (applicant). The Tribunal expressed the contention that he had displayed a sexual interest and then become hostile when she was uninterested as "completely beyond belief".
In this connection, it was alleged before us today that the Tribunal failed to deal with certain express matters which demonstrated intimidation. One is a meeting on 5 March where, in her witness statement, it was alleged by the (applicant) that she felt harassed on grounds of race and / or sex because she was asked to sit very close to Mr. Newman, the implication apparently being that it was for some sexual motive. She complains that was not specifically dealt with by the Tribunal, nor she says was another incident that occurred on 8 January. We think there is nothing in these points The Tribunal plainly rejected all these allegations relating to sexual harassment in quite an unambiguous and ambiguous terms (sic) on the basis on very clear evidence (sic). And they refer specifically at paragraph 56 to the final written submissions when a number of issues are set out under the general heading of sex issues. They were not obliged to go through each and every matter that was raised by her. They were fully satisfied, and they gave cogent reasons for being satisfied that there was simply nothing in the point.
Mr. Newman said that the (applicant) had refused to speak to him. He wanted to have a meeting, in part so that arrangements could be made about certain matters that the (applicant) had been dealing with whilst she was on holiday. She said she would not have a meeting until he produced an agenda, which he ultimately did. He also wanted her to receive a letter, before she went on holiday, outlining the areas where she needed to improve and pointing out clearly that if she did not improve there may be no confirmation of her employment. She took the letter and shredded it in front of Mr. Newman. The Tribunal found that as a fact, although she denied it. The Tribunal found that she was simply lying about that. They considered that this was deliberate confrontational behaviour, bordering on the insubordinate, and was symptomatic of her whole approach to Mr. Newman at that time.
8. The Tribunal then considered certain other matters including complaints about her accommodation which she had mentioned when she did not want to be in the open plan office. They analysed the probation process itself, culminating in the holiday and the final dismissal meeting after she had been on holiday following the incident on 10 February. Far from displaying discrimination, they found that the guiding overall influence in relation to the question of probation was (Ms Metven) who was also named as a Respondent, the Third Respondent. They found that she was very anxious for the (applicant) to succeed and was very sympathetic. They rejected the (applicant's) assertion that there had been procedurally improper steps taken by (KCL). They considered that the criticisms made of her in relation to such things as lateness and doing work at the last minute were justified. They said that even by 12 November there were valid and legitimate concerns which were spelt out plainly to the (applicant). They noted that in her own note of the meeting on 12 November that occurred some months after her appointment she did not suggest at that stage any exist or racist behaviour. And, also, they noted she had a mentor to whom she could express matters confidentially, and she had not indicated to her that there was any concern about discrimination on grounds of race or sex.
9. There was a complaint then about the reference made after she had left employment. The Tribunal found that the reference had not been accurate and indeed, as favourable to the employers could properly be written. It said that there were concerns about team work which led to her dismissal, which the Tribunal rather kindly described as "the mildest way in which (KCL's) concerns could ever be described in a reference which had any connection with what actually happened".
The reasoning of the EAT
The application for permission to appeal to this court
5. We were informed that, as evidenced by this clutch of appeals and by appeals pending in other cases, employment tribunals are experiencing difficulty with the burden of proof in sex and race discrimination cases. This is surprising, as the Court of Appeal analysed the law in depth and gave clear and sound detailed guidance in Igen v. Wong [2005] EWCA 142; [2005] ICR 931. At the end of the judgment of the court an Annex set out guidance in 13 short and logically arranged numbered paragraphs. The judicial guidelines were framed with expert assistance from the Commissions for Equal Opportunities, Racial Equality and Disability Rights, which, with the permission of the court, intervened in Igen v. Wong and made submissions through leading counsel (Mr Robin Allen QC). None of the parties in these appeals challenges the correctness of Igen v. Wong.
6. Some of the difficulties with the new burden of proof are attributable to the process of adapting to change. It takes time for everyone to get used to a new law. Over the years tribunals were guided by Neill LJ's lucid explanation of the burden of proof in discrimination cases. For over a decade the passage in his judgment in King v. Great Britain-China Centre [1992] ICR 516 at 528-529 became one of the most frequently cited in all discrimination law. It clarified and settled the law. It worked well in practice.
7. Now tribunals and courts are faced with amended statutory provisions, which changed the law, but do not explain how it actually works. The difficulty is in knowing how much difference the amendments should make in practice. Although Igen v. Wong is authoritative on the construction of the statutory provisions and helpful in its guidance, it seems that tribunals are now faced, as was this court on these appeals, with contradictory arguments by the parties about the effect of Igen v. Wong. As Elias J observed in one of the more recent cases (Laing- see below) "There still seems to be much confusion created by the decision in Igen v. Wong." (paragraph 71).
8. Some submissions in these appeals prompt me to alert practitioners to what Igen v. Wong did not decide.
9. First, it did not decide that judicial guidance is a substitute for section 63A(2), (or section 57ZA(2)). On the contrary, the Court of Appeal went out of its way to say that its guidance was not a substitute for statute: see paragraph 16. Courts do not supplant statutes. Judicial guidance is only guidance.
10. Secondly, Igen v. Wong did not decide that a tribunal commits an error of law by omitting to repeat the judicial guidance in its decision or by failing to work through the guidance paragraph by paragraph. The Court of Appeal expressly warned against this possible misuse of the guidance: see paragraph 16. Omitting to refer to guidance or to apply it may increase the risk of errors of law in a decision, but such an omission is not in itself an error of law on which to found a successful appeal.
11. Having said what Igen v. Wong did not decide, I should add that there really is no need, at this level of decision, for another judgment giving general guidance. Repetition is superfluous, qualification is unnecessary and contradiction is confusing.
12. I do not underestimate the significance of the burden of proof in discrimination cases. There is probably no other area of the civil law in which the burden of proof plays a larger part than in discrimination cases. Arguments on the burden of proof surface in almost every case. The factual content of the cases does not simply involve testing the credibility of witnesses on contested issues of fact. Most cases turn on the accumulation of multiple findings of primary fact, from which the court or tribunal is invited to draw an inference of a discriminatory explanation of those facts. It is vital that, as far as possible, the law on the burden of proof applied by the fact-finding body is clear and certain. The guidance in Igen v. Wong meets these criteria. It does not need to be amended to make it work better.
13. The only possible value of this judgment and of the judgments in Brown and Appiah is in showing how the burden of proof should work. Problems arise when the parties are in dispute about the application of the relevant law to the facts of their particular case.
14. Other decisions in the Court of Appeal and in the Employment Appeal Tribunal, both before and after Igen v. Wong, were cited. The discussions in them clarify law and practice and assist in their development. They iron out some of the misunderstandings evident from the legal submissions to the tribunal. They illustrate the implications of the amended legislation as it is worked through in practice, case by case: see Bahl v. The Law Society [2004] IRLR 799 (Court of Appeal pre-section 63A(2) applying King v. Great Britain China Centre [1992] ICR 516 at 528-529 and Glasgow City Council v. Zafar [1998] ICR 120 at 125-126); Brown (EAT-Elias J- February 2006, one of the appeals heard along with this case), [2006] UKEAT 0672_05_2002 ; Network Rail Infrastructure Ltd v. Griffiths-Henry [2006] IRLR 865 (EAT-Elias J-23 May 2006), [2006] UKEAT 0642_05_2305; NUT v. Watson (UK EAT/0204/06/DA-Elias J-13 June 2006), [2006] UKEAT 0204_06_1306; Li v. Atkins & Gregory Ltd (UK EAT/0157/06-Elias J-5 July 2006), [2006] UKEAT 0157_06_0507; Fox v. Rangecroft and Elmbridge BC ([2006] EWCA Civ 1112 Court of Appeal-13 July 2006); Fernandez v. Office of the Parliamentary Commissioner (UK EAT/0180/06/SM-Bean J-28 July 2006), [2006] UKEAT 0180_06_2807; Laing v. Manchester City Council [2006] IRLR 748 (EAT-Elias J- 28 July 2006), [2006] UKEAT 0128_06_2807
54. I am unable to agree with Mr Allen's contention that the burden of proof shifts to Nomura simply on Ms Madarassy establishing the facts of a difference in status and a difference in the treatment of her. This analysis is not supported by Igen v. Wong nor by any of the later cases in this court and in the Employment Appeal Tribunal. It was not accepted by the Employment Appeal Tribunal in the above mentioned cases of Network Rail Infrastructure ...paragraph 15) and Fernandez (paragraphs 23 and 24) and by the Court of Appeal in Fox (paragraphs 9-18 see above).
55. In my judgment, the correct legal position is made plain in paragraphs 28 and 29 of the judgment in Igen v. Wong.
"28. The language of the statutory amendments [to section 63A(2)] seems to us plain. It is for the complainant to prove the facts from which, if the amendments had not been passed, the employment tribunal could conclude, in the absence of an adequate explanation, that the respondent committed an unlawful act of discrimination. It does not say that the facts to be proved are those from which the employment tribunal could conclude that the complainant "could have committed" such act.
29. The relevant act is, in a race discrimination case, that (a) in circumstances relevant for the purposes of any provision of the 1976 Act (for example, in relation to employment in the circumstances specified in section 4 of the Act), (b) the alleged discriminator treats another person less favourably and (c) does so on racial grounds. All those facts are facts which the complainant, in our judgment, needs to prove on the balance of probabilities.[The court then proceeded to criticise the Employment Appeal Tribunal for not adopting this construction and in regarding "a possibility" of discrimination by the complainant as sufficient to shift the burden of proof to the respondent.]
56. The court in Igen v. Wong expressly rejected the argument that it was sufficient for the complainant simply to prove facts from which the tribunal could conclude that the respondent "could have" committed an unlawful act of discrimination. The bare facts of a difference in status and a difference in treatment only indicate a possibility of discrimination. They are not, without more, sufficient material from which a tribunal "could conclude" that, on the balance of probabilities, the respondent had committed an unlawful act of discrimination.
57. "Could conclude" in section 63A(2) must mean that "a reasonable tribunal could properly conclude" from all the evidence before it. This would include evidence adduced by the complainant in support of the allegations of sex discrimination, such as evidence of a difference in status, a difference in treatment and the reason for the differential treatment. It would also include evidence adduced by the respondent contesting the complaint. Subject only to the statutory "absence of an adequate explanation" at this stage (which I shall discuss later), the tribunal would need to consider all the evidence relevant to the discrimination complaint; for example, evidence as to whether the act complained of occurred at all; evidence as to the actual comparators relied on by the complainant to prove less favourable treatment; evidence as to whether the comparisons being made by the complainant were of like with like as required by section 5(3) of the 1975 Act; and available evidence of the reasons for the differential treatment.
58. The absence of an adequate explanation for differential treatment of the complainant is not, however, relevant to whether there is a prima facie case of discrimination by the respondent. The absence of an adequate explanation only becomes relevant if a prima facie case is proved by the complainant. The consideration of the tribunal then moves to the second stage. The burden is on the respondent to prove that he has not committed an act of unlawful discrimination. He may prove this by an adequate non-discriminatory explanation of the treatment of the complainant. If he does not, the tribunal must uphold the discrimination claim.
the pleading issue meant that the burden indeed moved to the respondent. This might have been discharged with cogent evidence to the contrary either in pleading or in witness statements i.e. in Mr Newman's witness statement or other evidence. This did not happen in Ms Atabo's case. These, along with other procedural irregularities caused Ms Atabo to question the reasoning of the judgment.
Conclusion