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England and Wales Court of Appeal (Civil Division) Decisions |
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You are here: BAILII >> Databases >> England and Wales Court of Appeal (Civil Division) Decisions >> Baker v Quantum Clothing Group & Ors [2009] EWCA Civ 566 (05 June 2009) URL: http://www.bailii.org/ew/cases/EWCA/Civ/2009/566.html Cite as: [2009] EWCA Civ 566, [2009] CP Rep 38 |
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COURT OF APPEAL (CIVIL DIVISION)
ON APPEAL FROM NOTTINGHAM
HIS HONOUR JUDGE INGLIS
4NG15127
Strand. London. WC2A 2LL |
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B e f o r e :
and LORD JUSTICE JACOB
____________________
Stephanie Baker |
Appellant |
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- and- |
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Quantum Clothing Group |
1st Respondent |
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Meridian Limited |
2nd Respondent |
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Pretty Polly Limited |
3rd Respondent |
____________________
for the Appellant
Robert Owen QC & Simon Beard (instructed by Weightmans LLP) for the 1st Respondent
Christopher Purchas QC & Catherine Foster (instructed by Hill Hofstetter)for the 2nd
Respondent Toby Stewart (instructed by Halliwells) for 3rd Respondent
Hearing dates : 16-18 March 2009
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Crown Copyright ©
Lord Justice Jacob:
The Law
[39] The basic legal test applicable is not in issue. The question is whether a fair-minded and informed observer, having considered the relevant facts, would conclude that there existed a real possibility that the judge was biased, by reason in this case of her membership of the Association: Porter v Magill [2002] 2 AC 357. The question is one of law, to be answered in the light of the relevant facts, which may include a statement from the judge as to what he or she knew at the time, although the court is not necessarily bound to accept any such statement at face value, there can be no question of cross-examining the judge on it, and no attention will be paid to any statement by the judge as to the impact of any knowledge on his or her mind: Locabail (UK) Ltd v Bayfield Properties Ltd [2000] QB 451, para 19 per Lord Bingham of Cornhill CJ, Lord Woolf MR and Sir Richard Scott V-C. The fair-minded and informed observer is "neither complacent nor unduly sensitive or suspicious", to adopt Kirby J's neat phrase in Johnson v Johnson (2000) 201 CLR 488, para 53, which was approved by my noble and learned friends, Lord Hope of Craighead and Baroness Hale of Richmond, in Gillies v Secretary of State for Work and Pensions [2006] 1 WLR 781, paras 17 and 39.
History of the application
"LORD JUSTICE SEDLEY: While I remember, before we go any further, it occurred to me at the weekend that I had better declare that I am President of the British Tinnitus Association. Does anybody mind? It is a voluntary self-help organisation that brings clinicians and patients together. It has no axe to grind at all in liability or litigation terms. Is that all right?
MR OWEN: Certainly my Lord.
MR PURCHAS: I cannot think there is any possible ground -
LORD JUSTICE SEDLEY: If you do think of something, make sure I know fairly soon."
No objection was made by Mr Stewart.
"On the first day of the hearing Lord Justice Sedley disclosed in open court that he is President of the British Tinnitus Association ("BTA") (which he described as a honorary role) and invited the parties to state if they had any objection to his sitting on the appeal.
On the basis of that single piece of information our clients - the Respondents - were content to waive any objections that they might otherwise have raised.
Since that time further information has come to light which causes our clients and ourselves real concern.
That further information comprises the following:
(i) it was in November 2007 that Lord Justice Sedley became President of the BTA.
(ii) the BTA is a charitable organisation whose aims include:
a. raising tinnitus awareness
b. campaigning to achieve a better deal for those affected by tinnitus. [BTA "Objectives and Activities"]
(iii) The Appellant in this case, Ms Baker, has mild tinnitus allegedly consequent upon noise exposure and if she is successful in her appeal, will succeed in establishing damages for both damages to her hearing and tinnitus.
(iv) Lord Justice Sedley himself suffers from mild tinnitus (extract from Conference Speech 2007).
(v) Within months of Lord Justice Sedley's ascent to presidency of the BTA, Wake Smith & Tofield ("Wake Smith") (the Law firm representing Baker) became the sole linked/nominated firm to the BTA.
(vi) The BTA publicly describe Wake Smith as "leaders in their field of compensation "
(vii) The lead solicitor for Wake Smith (Chris Fry) has co-authored a paper on tinnitus and compensation posted on the BTA website
(viii) The co-author of the paper is one Andrew McCombe, ENT Surgeon, who was the Claimant's lead medical expert in the 7 test cases heard in the High Court in Nottingham, (October/November 2006)
(ix) Wake Smith advertise on their own website their association with the BTA.
(x) The 2008 BTA medico-legal conference was organised by Wake Smith.
Many of these matters (i), (ii), (v), (vi), (viii), (ix), (x) suggest a web of links between the professionals involved in the case -solicitors and expert - on the appellant's side, with the BTA -and hence, albeit indirectly, with Lord Justice Sedley. The BTA's own publications make clear that, at the very least, they assist in the provision of information to persons who may wish to bring compensation claims.
Conscious of our duty of candour owed to the court we should make it clear that, apart from items (iv), (vii) and (viii), these matters were identified before the conclusion of the hearing and the advice of Leading Counsel then instructed was that it would not be in our client's interest to raise them in support of an application for recusal. Our clients accepted Leading Counsel's advice.
Items (iv), (vii) and (viii) were, however, not discovered until a fortnight had passed since the hearing, and our clients waiver, either by word on day 1 or by continued participation in the hearing thereafter, was accordingly not made with the full knowledge now available.
Applying the test now laid down by the House of Lords in Porter v Magill and without needing to suggest that Lord Justice Sedley would have dealt or would deal with the appeal other than on its merits, we and our clients putting ourselves, as that test requires, in the shoes of a fair minded and informed observer would suggest that there is a real possibility of bias when:
a. a Judge suffers from the same condition as is in issue -in terms of responsibility (or not) for it - in the appeal;
b. the Judge does not himself disclose this - while disclosing other facts perceived by him to be relevant to his ability to sit;
c. this occurs in the context of the web of links to which we have already referred."
"The matter of Sedley LJ's association with the BTA was raised fairly and squarely by him at the outset of the appeal hearing. As we recall it, counsel for all respondents (including very eminent and experienced leading counsel for Courtaulds and Quantum as well as junior counsel for PP) were invited to consider and given the opportunity of time to take instructions. On instruction given in court (including senior representatives of the solicitors' firms and insurer representatives) that opportunity was declined and the court was told that no issue was or would be taken by the respondents as to Sedley LJ's membership of the appeal panel. There was no reason why further information could not have been sought of the details of the judge's relationship with the BTA at that stage. Moreover, in an aside during the hearing, Mr Byard (Weightmans) told Mr Fry (Wake Smith) that Weightmans had checked the BTA website and it is obvious that they had ample opportunity to do so during the remainder of the appeal hearing, let alone in the period since.
The information which it is suggested has "now" come to light is readily available within minutes of accessing the BTA's website.
It is clear that the website is an information resource with no emphasis on making compensation claims, although as part of general information, Wake Smith (as well as Irwin Mitchell) are mentioned as firms who can advise on legal issues. However, the Professional Advisors Committee of the BTA does not include any lawyers, and makes clear at http://www.tinnitus.org.uk/index.php?g=PAC that its aims are to promote and help to monitor proper research into the condition.
There is no claimant/defendant "slant" on the site or the BTA as a whole, and the inclusion of Mr McCombe on the Professional Advisors Committee does not imply that he takes any particular stance. It is known to us that Mr McCombe regularly advises defendants in hearing loss cases. Part of the reason for choosing him as an expert for these test cases was that he was not perceived to be particularly identified with "the claimant side".
Sedley LJ did not become honorary president in 2007 but 2006 according to the website. He follows Lord (Jack) Ashley of Stoke, founder president in 1991, and Lord McLennan of Rogart in that role.
Wake Smith are not the solicitors to the BTA or their "nominated solicitors" whatever that is intended to mean. If the BTA has solicitors they are not Wake Smith. There is no financial (or other business) relationship between Wake Smith and the BTA. The BTA agreed to permit Wake Smith to have a link on their website in order that those accessing the site could seek legal advice from the firm amongst others. Irwin Mitchell also have a link on the website. We assume that if any of the respondents' solicitors acted for claimants in deafness cases and wished to advertise their services on the BTA website, they would also be permitted to have a link. Wake Smith offers a legal advice line to members of the BTA, on a variety of legal issues, and as a result a very limited number of enquiries have been received across the range of legal services and not just personal injury and occupational illnesses. In that respect we have only one or two 'open matters'.
The references to Wake Smith on the BTA website are two in number and reasonably difficult to find other than by specific search for "Wake Smith". The firm's website is (incorrectly) referenced under "Other sites of interest" at the very end of the links page at http://www.tinnituus.org.uk/index.php?g=node/19. No indication is given as to what form of litigation they conduct or whether they act for claimants or defendants (cf. the Irwin Mitchell reference). There is also a link at the page giving information about compensation at http://www.tinnitus.org.uk/index.php?g=node/35 (whose content was essentially written by Messrs Allen and Tucker of Irwin Mitchell in 2004) to the article referred to co-authored by Mr Fry and Mr McCombe. That article presents a factual description of the sorts of claims for benefit and compensation that can be made and examples of awards by references to the JSB guidelines and some Lawtel case notes. It points out that each case must be considered on its facts and offers the services of Wake Smith for advice on "whether or not you have a claim".
Wake Smith has no organisational role within or on behalf of the BTA, and had no part in organising the 2008 BTA conference, though the firm did take a stand at the conference as an advertiser and Mr Fry attended and listened to various lectures.
Sedley LJ had attended the 2007 BTA conference and gave a short introductory address as the new president (the note of this copied with the Weightmans letter is set out at http://www.tinnitus.org.uk/files/Transcript%200f%C0nf.pdf), but Wake Smith were not represented at that conference and did not at either conference have any contact with the judge. Indeed, there has been no contact between the firm and Sedley LJ in the context of their respective limited associations with the BTA. We have no knowledge of any contact at all between the firm and the judge other than in the context of the appeal hearing in March and otherwise in the ordinary course of presenting cases before the Court of Appeal, including the case Furniss v Firth Brown Tools [2008] EWCA Civ 182.
As we understand it, the BTA is a non-partisan association justifying great authority and respect for its work supporting research into tinnitus. As the website home page makes clear:
The British Tinnitus Association is a world leader in providing support and advice about tinnitus. We provide accurate, reliable and authoritative information, much of it written by medical professionals or clinical researchers. Most of it is available on this website and is free to download and use (if we've been of help you might consider a donation to help us help others; we rely on public support for funding). We have our own research programme and provide bursaries for UK professionals to pursue their interest in tinnitus. Our Professional Advisers Committee includes some of the leading UK professionals working on tinnitus, and we seek to promote 'Better Tinnitus Awareness' through information leaflets, a confidential helpline (operated by staff with over 50 years of cumulative experience), school education programmes, training courses, and an annual conference.
So far as we are aware the BTA takes no significant role with respect to legal issues and its activities are overwhelmingly concentrated upon medical issues with respect to tinnitus. We cannot find the reference to "campaigning to achieve a better deal for those affected ..." but in any event such a reference has to be considered in this context. We would hope that the BTA's aims and efforts are supported by all right-thinking people including the respondents'."
"1. In view of the content of the objections which have now been raised to his sitting as a member of the court hearing this appeal, Lord Justice Sedley makes the following observations.
2. Had Lord Justice Sedley or any member of the court considered his presidency of the BTA to be disqualifying factor, he would have stood down. Neither he nor they did so. Nor was it submitted from the Bar at the start or in the course of the appeal that he should do so.
3. Insofar as reliance is now placed on material derived from the BTA's website, Lord Justice Sedley makes the following observations:
(a) The objects of the BTA are those quoted in Wake Smith's letter and not those described in paragraph (i) of Hill Hofstetter's letter. It is a voluntary and charitable organisation which brings together patients and health professionals and sponsors research into tinnitus, which is as often spontaneous as traumatic in origin.
(b) Lord Justice Sedley accepted the honorary post of President of the BTA in 2006 with the knowledge and agreement of the Master of the Rolls. Judges today value some engagement, albeit formal, with the outside world.
(c) None of the facts (if they are facts) set out at paragraphs (v) to (x) of Weightman's letter and (ii)-(v) and (vii) of Hill Hofstetter's letter are known to Lord Justice Sedley
(d) He does not regard the fact that he himself has mild tinnitus as a disqualifying factor in the present proceedings any more than if a judge who has back trouble tries a spinal injury case or a judge who is a motorist tries a running down case.
(e) While he is embarrassed by the garbled transcription of his introductory words at the BTA conference, which was published without his approval, it reflects his entirely honorary role in the association.
(f) For avoidance of yet further issues he also wishes it to be known that in 2008, at a dinner of the Industrial Law Society at which he was the guest speaker, he nominated the BTA to receive one half of the proceeds of a sweepstake on the length of his speech. The winner of the sweepstake did the same with his half.
4. For these reasons, as well as because of the lateness of the application, Lord Justice Sedley does not propose to recuse himself from the case. These observations are, however, to be sent to the parties, who may submit any comment on them by midday on 20 May. Lady Justice Smith and Lord Justice Jacob will then decide whether the objection to his participation should be upheld.
This procedure is not to be regarded as in any sense a precedent for the processing of objections of this kind."
Novelty of the application
Conclusions on the "web of links"
Provision of these website links does not constitute endorsement by the BTA of their content, products or services. When clicking on the links you will leave the BTA website.
The tinnitus objection.
The Delay