BAILII is celebrating 24 years of free online access to the law! Would you consider making a contribution?
No donation is too small. If every visitor before 31 December gives just £1, it will have a significant impact on BAILII's ability to continue providing free access to the law.
Thank you very much for your support!
[Home] [Databases] [World Law] [Multidatabase Search] [Help] [Feedback] | ||
England and Wales Court of Appeal (Civil Division) Decisions |
||
You are here: BAILII >> Databases >> England and Wales Court of Appeal (Civil Division) Decisions >> Secretary of State for the Home Department v SP (North Korea) & Ors [2012] EWCA Civ 114 (16 February 2012) URL: http://www.bailii.org/ew/cases/EWCA/Civ/2012/114.html Cite as: [2012] EWCA Civ 114 |
[New search] [Printable RTF version] [Help]
ON APPEAL FROM THE UPPER TRIBUNAL (IMMIGRATION & ASYLUM) CHAMBER
REF: AA/03352/2008
Strand, London, WC2A 2LL |
||
B e f o r e :
LORD JUSTICE MCFARLANE
and
LORD JUSTICE DAVIS
____________________
SECRETARY OF STATE FOR THE HOME DEPARTMENT |
Appellant |
|
- and - |
||
SP (NORTH KOREA) & ORS |
Respondents |
____________________
Mr Manjit Gill QC and Mr A Khan (instructed by Thompson & Co) for the Respondent SC
Mr Mark Mullins (instructed by Gillman Smith Lee) for the Respondents SP and KK
Hearing date: 18 January 2012
____________________
Crown Copyright ©
Lord Justice Maurice Kay :
The Constitution and Nationality Law of South Korea
"Article 2: Nationality
(1) Nationality in the Republic of Korea is prescribed by law.
(2) It is the duty of the state to protect its citizens residing abroad as prescribed by law.
Article 3: Territory
The territory of the Republic of Korea shall consist of the Korean peninsula and its adjacent islands."
"(1) A person whose father or mother is a national of the Republic of Korea at the time of a person's birth;
(2) A person whose father was a national of the Republic of Korea at the time of the father's death, if the person's father died before the person's birth;
(3) A person who was born in the Republic of Korea, if both of the person's parents are unknown or have no nationality."
Article 12 prohibits dual nationality.
"Persons who have earned their living for not less than 10 years in their respective countries of sojourn."
In the present case, the Upper Tribunal considered an alternative translation referring to those "who have a living base (or living space) in a certain state for more than 10 years".
The Refugee Convention
"owing to well-founded fear of being persecuted for reasons of race, religion, nationality, membership of a particular social group or political opinion, is outside the country of his nationality and is unable or, owing to such fear, is unwilling to avail himself of the protection of that country … "
"In the case of a person who has more than one nationality, the term 'the country of his nationality' shall mean each of the countries of which he is a national, and a person shall not be deemed to be lacking the protection of the country of his nationality if, without any valid reason based on well-founded fear, he has not availed himself of the protection of one of the countries of which he is a national."
The decision of the Tribunal
"(a) For the purposes of determining whether a person is 'of' or 'has' a nationality within the meaning of Article 1A(2) of the Refugee Convention, it is convenient to distinguish between cases where a person (i) is (already) of that nationality; (ii) is not of that nationality but is entitled to acquire it; and (iii) is not of that nationality but may be able to acquire it.
(b) Cases within (i) and (ii) are cases where the person is 'of' or 'has' the nationality in question; cases within (iii) are not.
(c) For these purposes there is no separate concept of 'effective' nationality; the issue is the availability of protection in the country in question.
(d) Nationality of any State is a matter for that State's law, constitution and (to a limited extent) practice, proof of any of which is by evidence, the assessment of which is for the court deciding the protection claim.
(e) As eligibility for Convention protection is not a matter of choice, evidence going to a person's status within cases (i) and (ii) has to be on a 'best efforts' basis, and evidence of the attitude of the State in question to a person who seeks reasons for not being removed to that State may be of very limited relevance."
"(a) The law and constitution of South Korea do not recognise North Korea as a separate State.
(b) Under South Korean law, most nationals of North Korea are nationals of South Korea as well, because they acquire that nationality at birth by descent from a (North) Korean parent, and fall therefore within category (i) above.
(c) South Korea will make rigorous enquiries to ensure that only those who are its nationals are recognised as such but the evidence does not show that it has a practice of refusing to recognise its nationals who genuinely seek to exercise the rights of South Korean nationals.
(d) South Korean law does not generally permit dual nationality (North Korean nationality being ignored for this purpose).
(e) South Korean practice appears to presume that those who have been absent from the Korean peninsula for more than ten years have acquired another nationality displacing their South Korean nationality; such persons therefore move from category (i) … to category (iii)."
"The appellants acquired South Korean citizenship at birth, but each of them has been outside Korea for more than ten years. They remain North Korean nationals, but on the evidence before us we are satisfied that South Korea would treat them as persons who had lost their South Korean nationality on the presentation of the acquisition of another nationality. For that reason they have no subsisting or demonstrable entitlement to Korean nationality documents: they would have to re-apply to re-acquire South Korean nationality, and we see no reason to suppose that it would be granted to them as a matter of routine.
The appellants are therefore all persons with one nationality only, that of North Korea. It is common ground that in that case they are refugees. We allow their appeals."
Grounds of appeal
"It was irrational for the Tribunal to find as a fact that there was a rule of South Korean law that there was a conclusive presumption that a person who has been absent from the Korean peninsula for more than 10 years has acquired the nationality of another State and has in consequence lost his [South Korean] nationality."
Ground 1
"… the manner in which the South Korean authorities approach this 'entitlement' to [South Korean] citizenships has been to adopt a very selective approach to refugees and to discourage defections as much as possible …
In practice, the essential requirements for being accepted as a candidate for citizenship of [South Korea] are that a person can satisfy Article 2 of the Nationality Act and is therefore deemed to be Korean (ie the parents are not Chinese nationals or of other foreign extraction), has lived in Korea and has not been outside the territory of [North Korea] for more than ten years and wishes to become a citizen of [South Korea] …
The South Korean authorities are aware of and used to the fact that many North Koreans do not have any documentation to prove their citizenship or any other part of their biography. Whilst therefore the fact that the appellants do not have such documentation in principle should not prevent them from being accepted as [citizens], in practice the length of their residence in China, their connections to that country … would most likely cause their applications to be refused. These connections to China create a risk that the [South Korean] government will consider that the appellants are Chinese and thus seek to deport [them] to China at the end of the process …
It is not possible to predict the result of an application for refugee status or citizenship in advance with absolute certainty. Nevertheless, it is my considered view that the appellants will most likely not be granted either refugee [status] or citizenship by [South Korea]."
Mr In Ho Song stated:
"… it is almost impossible for North Koreans who have been outside North Korea for more than ten years and applied abroad to get approved entry into South Korea and acquire South Korean citizenship."
"The first and most important criterion in the determination of offering protection and settlement support to North Koreans is to ascertain whether the person in question desires to live in [South Korea]."
Of course, the South Korean authorities do not consider themselves bound by any decision of the Secretary of State or finding of a foreign Tribunal that a person is from North Korea or about his life since leaving North Korea.
"… in general, nationals of North Korea who claim asylum can lawfully be the subject of removal directions to South Korea."
They are subjected to a process of examination but this goes no further than may be reasonably required by any State with a natural concern to protect its borders and the integrity of its nationality law (paragraph 75).
"The weight of the evidence before us was to the effect that a North Korean national who was absent from Korea for more than ten years would not be able to obtain the indicia of South Korean nationality, despite his acquisition of that nationality by birth. Such a person falls in a distinct category … The statements to this effect appear to be in flat contradiction to South Korean nationality law and are difficult to explain. The most likely explanation is, as hinted at by Professor Bluth and his sources, that there is a presumption that a person who has been in some other country or countries for so long must have acquired a right to be there. It appears to us on the evidence that after ten years the South Korean authorities must apply some sort of presumption of the acquisition of another citizenship, which would, in accordance with the terms of the South Korean Nationality Act, deprive the individual in question of his South Korean nationality, or at any rate place upon him an additional burden of proof, which in practice may be impossible to discharge. We accept that this is a hypothesis on our part; but we must do what we can with the evidence before us.
On that basis, the effect is that a person who was a national of South Korea by birth, and who has no South Korean documents, may lose his South Korean nationality by the presumption of having acquired another, and, as a result, will not be able to acquire South Korean documents on the basis of entitlement to them. Instead he will in practice become a person who merely can apply for South Korean nationality and, … for the purposes of the Refugee Convention, not a national of South Korea. He passes from the first of our three categories to the third.
We are not persuaded that we should connect this aspect of the evidence with generalised assertions that the South Korean authorities apply the [Protection] Act to the determination of nationality. Those are assertions which we do not think it would be right to accept. The distinction between nationality and the acceptance of those leaving North Korea, irrespective of their nationality, is quite clear from the South Korean legislation. But so is the provision for loss of South Korean nationality on the acquisition of another non-Korean nationality and, as we have said, we think that the latter provision is the proper basis of the 'ten year rule' which appears to be applied in practice."
The perversity or irrationality for which Mr Kovats contends relates to the deployment of the concept of presumption. He submits that the evidence did not support that.
Ground 2
"… this is a highly unusual case in which it became apparent during the hearing before the AIT that the outcome depended upon whether the Ethiopian authorities would allow the appellant to return to Ethiopia. I do not accept the appellant's submission that the AIT simply had to determine this question to the usual standard of proof. It is a question which can, at least in this case, be put to the test. There is no reason why the appellant should not herself make a formal application to the embassy to seek to obtain the relevant documents. If she were refused, or she came up against a brick wall and there was a failure to respond to the request within a reasonable period such that a refusal could properly be inferred, the issue would arise why she had been refused. Again, reasons might be given for the refusal. Speculation by the AIT about the embassy's likely response, and reliance upon expert evidence designed to assist them to speculate in a more informed manner about that question, would not be necessary.
In my judgment, where the essential issue before the AIT is whether some will or will not be returned, the Tribunal should in the normal case require the appellant to act bona fide and take all reasonably practicable steps to seek to obtain the requisite documents to enable her to return. There may be cases where it would be unreasonable to require this, such as if disclosure of identity might put the applicant at risk, or perhaps third parties … That is not this case however. There is no reason why the appellant should not herself visit the embassy to seek to obtain the relevant papers …
… there is no risk to the appellant in this approach … The real risk test is adopted in asylum cases because of the difficulty of predicting what will happen in the future in another country, and because the consequences of reaching the wrong decision will often be so serious for the applicant. That is not the case here … Furthermore, this approach to the issue of return is entirely consistent with the well-established principle that, before an applicant for asylum can claim the protection of a surrogate state, he or she must first take all steps to secure protection from the home state …
Any other approach leads, in my view, to absurd results."
"This Convention shall cease to apply to any to any person falling under the terms of section A if:
(1) He has voluntarily reavailed himself of the protection of the country of his nationality; or
(2) Having lost his nationality, he has voluntarily reacquired it; …
(5) He can no longer, because of circumstances in connection with which he has been recognised as a refugee have ceased to exist, continue to refuse to avail himself of the protection of the country of his nationality.
Provided that this paragraph shall not apply to a refugee falling under section A(i) of this Article who is able to invoke compelling reasons arising out of previous persecution for refusing to avail himself of the protection of the country of nationality."
Conclusion
Lord Justice Mcfarlane:
Lord Justice Davis:
"In the absence of clear evidence tending to show that North Koreans who actually seek to settle in South Korea will not be recognised as South Korean nationals in accordance with national law, we have no reason to suppose that South Korea will not comply with its own law and its international obligations such cases."