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England and Wales Court of Appeal (Civil Division) Decisions |
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You are here: BAILII >> Databases >> England and Wales Court of Appeal (Civil Division) Decisions >> Cambridge v Makin [2012] EWCA Civ 85 (09 February 2012) URL: http://www.bailii.org/ew/cases/EWCA/Civ/2012/85.html Cite as: [2012] EWCA Civ 85 |
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ON APPEAL FROM THE HIGH COURT OF JUSTICE
QUEEN'S BENCH DIVISION
Mr Justice Tugendhat
Strand, London, WC2A 2LL |
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B e f o r e :
LADY JUSTICE BLACK
and
LORD JUSTICE TOMLINSON
____________________
Jan Cambridge |
Respondent |
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- and - |
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Guillermo Makin |
Appellant |
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Mr Hugh Tomlinson QC and Mr David Hirst (instructed by Messrs Collyer Bristow LLP) for the Appellant
Hearing date : 3 November 2011
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Crown Copyright ©
Lord Justice Tomlinson:
Introduction
The facts in outline
"3. Everyone charged with a criminal offence has the minimum rights: . . . (e) to have the free assistance of an interpreter if he cannot understand or speak the language used in court."
Within the criminal justice system interpreters may be required not only in court but also to assist with police questioning of suspects and witnesses. They must not just be competent linguists, they must have an appropriate level of understanding of the legal and administrative provisions in the context of which their services are required. I would add that interpretation is a special skill which is different from the linguistic ability which is a pre-requisite. The need for the services of an interpreter can arise at short notice, and the number of languages in which they may be required is of course large. The requirement that the assistance be free means that the cost falls to be met out of public funds. Police forces, and other public service organisations, hereinafter "PSOs", responsible for the budgets for the criminal justice system have necessarily for some years been looking for efficiency and costs savings in relation to the provision of this as all other relevant services. Such measures can have adverse effects upon the earnings of interpreters. It is concern that the activities of the Claimant and others contributed to the destruction of the livelihoods of some interpreters which forms the backdrop to this case, but as I have already indicated the sting of the libel is that the Claimant abused her position so as to further her own financial interests in preference to those of the members of the association, or "registrants", which it was her duty to serve.
"Like other professional registers, it comprises individuals who have satisfied selection criteria in terms of qualifications and experience, agreed to abide by a Code of Conduct … and subject to Disciplinary Procedures . . . where there are allegations that the code has been breached . . .
Public Service Organisations and agencies that they work through can obtain access to the National Register via a subscription service which is available through this website . . .
The Register is administered by NRPSI Ltd, a wholly owned and non-profit making subsidiary of the Institute of Linguists. The Institute of Linguists is the UK's largest language professional body and was established in 1910." (emphasis added)
"16. The Register maintained by NRPSI ("the Register") was established in 1994 with the support of the Home Office and the Nuffield Foundation. It was established in response to a recommendation made by the Royal Commission on Criminal Justice in 1993. This was to the effect that there should be national and local registers of qualified interpreters with the aim of "using only interpreters with proven competence and skills who are governed by nationally recognised code of conduct". NRPSI and the Register have no statutory backing.
17. From 1996 until 2000 IOL managed and administered it. In 2005 IOL became the CIOL. Since 2000 the Register has been administered and managed by NRPSI.
18. NRPSI is funded by subscriptions from those interpreters whose names are on the Register, and from fees charged to bodies to which it grants licences. Those whose names are on the register are known as "Registrants". Licensees are referred to as "subscribers". PSOs pay licence fees to secure access to the information on the Register. They are thus enabled to find suitable public service interpreters. PSOs include police forces and the Home Office. The licence is to use the computer software programmes and associated documents, and the database comprising the Register, for the express purpose of commissioning interpreters for interpreting work and no other purpose.
19. The CIOL and the Institute of Translation and Interpreting ("ITI") are the two main bodies for professional interpreters and translators. The CIOL and the ITI are private members associations. They provide professional validation, registration and support for their members. ITI runs examinations for interpreters and translators to validate a member's professional skills. ITI has approximately 3000 members. The CIOL performs similar functions to ITI but it has a wider membership. Both the CIOL and ITI have codes of conduct and procedures. The CIOL is run by a Council ("the Council"), which is the equivalent of a board of directors of a company. The Council is elected by and from the members.
20. CINTRA Limited ("CINTRA") is also a company limited by guarantee, and is also not run for profit. It was incorporated on 4 March 1997. It is an agency which provides interpreters and translators for the public sector. It is the successor to the Cambridgeshire Interpreting and Translation Agency, which was established in 1995 with funding from local authorities. In 2004 the Chair of CINTRA was Ms Nicola Glegg.
. . .
34. There are a number of registers of interpreters maintained by different bodies. Another such body is the Association of Police and Court Interpreters ("APCI"). Interpreters often placed their names on more than one of the registers.
35. There is an order of priority of the registers set out in the National Agreement on Arrangements for the Use of Interpreters, Translators and Language Service Professionals in Investigations and Proceedings within the Criminal Justice System ("the National Agreement"). The version of this document before this court is the one revised in 2007. The National Agreement is described as issued by the Office for Criminal Justice Reform, and produced in consultation with the Interpreters Working Group ("IWG"). It includes representatives from the Association of Chief Police Officers, Crown Prosecution Service, HM Courts Service, The Probation Service, The Home Office, Magistrate's Association, The Bar Council and the Law Society, as well as representatives of interpretive bodies. The 2007 revision replaces an earlier agreement issued by the Trials Issue Group in 2002. The National Agreement provides guidance on arranging suitably qualified interpreters when the requirements of Articles 5 and 6 of ECHR apply. It is guidance, and not legally binding.
36. The order of priority listed in the agreement for the choice of interpreters is: (1) NRPSI full status registrants; (2) NRPSI interim status registrants; (3) APCI interpreters; (4) NRPSI rare language registrant; (5) ITI members."
"95. The only CINTRA course that the Claimant attended in 2004 was on Saturday 16 October. On that occasion she was paid her expenses, but no fee. On 19 October 2004 Ms Taylor wrote to the Claimant thanking her for giving the course. The e-mail continued:
"[Ms Glegg] mentioned to me that you might be interested in teaching some other course for CINTRA. If you are, would you mind your name appearing in a course brochure that CINTRA is about to publish. If you don't mind your name appearing, would you be able to send me some brief biographical materials?"
96. In cross-examination the Claimant gave evidence which I accept. She said she had known Ms Glegg since about 1990, and that they had a good relationship on the occasions when they attended meetings together. But she had had no previous relationship with CINTRA before the e-mails. She had first worked for it in October 2004. She did one half day's work then. She was never employed by CINTRA other than as a freelance trainer. She did not see the Training Manual at the time it was produced by CINTRA. At the time she gave her consent to the use of her name, she did not know what else would be included in the document. In fact the Training Manual contains no mention of the Claimant's position with NRPSI. And the same information, appearing in the Delivery Plan, could not be described as being in a course brochure, which is the only consent for which she was asked."
"88. To support its bid CINTRA's Delivery Plan included a section headed "Training Provision". In it CINTRA stated that it had a wide pool of trainers who were highly experienced and qualified. It named Ms Glegg and the Claimant, as set out in para 60 above. [In fact I set out paragraph 60 below]
60. In relation to Ms Glegg and the Claimant, the Delivery Plan stated as follows:
"Nicky Glegg is a recognised authority on the training and development of interpreters and on language service development. Her training credentials include….
Nicky Glegg was the first chair of the National Register of Public Service Interpreters and is represented on the Trials Issue Group….
Jan Cambridge has an MA in Applied Linguistics, the Institute of Linguist's Final Diploma, DPSIs in both legal and health options, and has been working as a public service interpreter in English and Spanish since 1984. She joined the National Register in 1994…".
61. Later in the document there is the heading "Interpreter Standards". The Delivery Plan contains a number of references to the Register. At p68 it stated that "CINTRA subscribes to .. NRPSI", and another register, through which it stated that it had access to national registers throughout the UK. On p32 of the Delivery Plan it is stated that CINTRA had carried out market research to verify the interpreter capacity currently available in the East Midlands. One of the ways that it had done this was by reviewing the interpreters available via the NRPSI. At p34 it is stated that CINTRA proposed to advertise and communicate with interpreters through multiple channels, including by letters and telephone calls to all National Register interpreters. It also states that it carries out monthly reviews of NRPSI. It states it uses the on-line National Register to locate nationally registered interpreters. The document states that CINTRA's objective would be to train 110 new interpreters in the East Midlands to the standard required by the National Register by 31 December 2005."
"85. According to the Delivery Plan, the East Midlands Police had found that booking interpreting services directly from NRPSI created a number of constraints, primarily due to a shortage of interpreters on the Register in many languages and locations. The East Midlands Police had also referred to what they described as the high cost of service provision, particularly travel expenses, and the high hidden costs in terms of police staff time spent booking and resolving issues with individual interpreters. They were therefore looking for an alternative means to provide interpreters of the same standard and credentials as the NRPSI, but with guaranteed response times and lower costs. The contract would be for a period of five years. "
86. The aspect of the East Midlands Police proposal which later became of most concern to individual interpreters was that the lower cost was going to come, at least in part, from lower fees paid to interpreters. PSIs working for the East Midlands Police would in effect have to provide their services through CINTRA. CINTRA would not only pay at lower rates, but also itself require a fee from the East Midlands Police for their services. So the total sum available for interpreters would be reduced. The reduction was to be significant.
87. In order to address what the East Midlands Police referred to as the shortage of interpreters, CINTRA proposed to train interpreters. In its Delivery Plan it stated that it had nationally recognised in-house training capacity, and a long track record in building regional interpreter capacity. It stated that every year more than sixty new interpreters took the DPSI through CINTRA's exam centre, and that more than 250 interpreters had qualified for the DPSI through CINTRA over the previous ten years.
I have already set out above paragraph 88 of the judgment in which the judge observed that in order to support its bid CINTRA's Delivery Plan stated under the rubric "Training Provision" that it had a wide pool of highly experienced and qualified trainers including Ms Glegg and the Claimant.
"31. For the period from about May 2005 (when the Defendant and other interpreters learnt of the contract between CINTRA and the East Midlands Police) until some time after May 2007, many interpreters were strongly critical of NRPSI and its directors for the grant of the Licence to CINTRA for the year 2005. They were particularly critical of Ms Glegg and, to a lesser extent, of the Claimant. The Defendant and other Registrants sought to remove the Claimant and Mrs Corsellis (and another director) from their offices as directors of NRPSI by means of a Motion of No Confidence ("the Motion of No Confidence"). Ms Glegg had resigned in July 2005. The Motion was to be moved at the Annual General Meeting ("the AGM"), not of NRPSI, but of CIOL. That had been due to be held in April 2007 and was postponed twice to 19 May 2007. The Defendant published a number of e-mails to many people in the period up to the AGM as part of a campaign to encourage those eligible to vote to do so in favour of the Motion of No Confidence.
32. After he learnt of the grant of the contract to CINTRA the Defendant first conducted his campaign through a branch of the Amicus trade union. It was the National Union of Professional Interpreters and Translators ("NUPIT"), of which he was a member. He subsequently set up a new branch within the GMB trade union, and continued the campaign through that. This was the Interpreters and Translators Branch ("ITB")."
"39. The Claimant is in fact a PSI, but she did not use her position on the Board of NRPSI to influence the policies of NRPSI to safeguard the interests of PSIs, as the Defendant considered that she should have done."
40. The Claimant states that she is sympathetic to PSIs, because the fees that they have been able to charge have been in decline for a number of years. As a PSI herself, she has suffered from this. She attributes this decline to the growing use by PSOs of intermediaries such as CINTRA, with a view to keeping their costs down. CINTRA was not the only intermediary that had been licensed by NRPSI. But in the Claimant's view NRPSI could not properly have refused to grant licenses to intermediaries, because that would be contrary to the reason for its existence, namely to make available to PSOs a list of suitably qualified PSIs. In her view it was not for NRPSI to use its powers as a licensor to influence how PSOs retained PSIs, that is, to influence them to retain PSIs directly, rather than through an intermediary. As she puts it:
"The NRPSI was set up to help ensure that PSOs had access to properly qualified PSIs. It was not designed as a trade union like organisation. It cannot pursue the interests of PSIs at the expense of PSOs; it is stuck in the middle and must remain neutral and impartial".
41. Although the Claimant disagrees with the views of the Defendant on matters of policy relating to CIOL and NRPSI, in these proceedings she makes no complaint of the fact that the Motion of No Confidence was put forward. Nor does she complain of the terms of the Motion of No Confidence, nor of any of the other e-mails that were circulated in the course of the campaign conducted by the Defendant and others.
The judge plainly accepted this evidence as an expression of the Claimant's honest belief. I have already recorded at paragraph 16 above the judge's acceptance that for the Claimant the level at which the fee charged to CINTRA should be set was a secondary consideration. The judge found her evidence concerning the object for which NRPSI was set up and the importance of fulfilling it "entirely convincing" (see paragraph 146) and it was consistent therewith that she should favour the grant of a licence to CINTRA. It is worth emphasising again however that there is no evidence that the grant of a licence to CINTRA was itself at any time regarded as controversial until after CINTRA had in turn been awarded the East Midlands police contract.
"189. . . .He said he first learnt about the East Midlands Police contract with CINTRA in May 2005. In May or June he learnt that the NRPSI Action Group was being formed to fight outsourcing contracts in general and this one in particular. He was one of the 150 members who started the group. He, Ms Rowlands and Dr Windle then began to investigate the circumstances in which CINTRA had acquired the contract. He does not give any details of his investigations, or how he set about them. He simply says "We acquired CINTRA's East Midlands Delivery literature and brochure". He does not say how, when or from whom he acquired it, or that he took any steps to verify any suspicions which he might have formed when he read it. He states that it was later (he does not state when) that he read the e-mail from Ms Taylor to the Claimant dated 19 October 2004. He does not say that he took any steps to investigate what work the Claimant did for CINTRA or when she did it.
190. I have referred above to Ms Rowlands' e-mail to the Claimant of 4 May and her reply of 6 May. Ms Rowlands did not raise with the Claimant the charge which is the meaning of the words complained of.
191. The Defendant states that the Action Group expressed their concerns to Mr Pavlovich about the impact that the CINTRA contract would have. He does not say that they expressed to him any concern about the charge that he later made in the words complained of. He refers to an e-mail sent on 16 May by a Mr Newton to members of the NRPSI Action Group. It sets out the contents of a letter he had sent to Mr Pavlovich, which includes concerns about a director of CINTRA being at the same time a director of NRPSI. There is no reference to any concern about the Claimant. He then goes on to refer to his complaints to the ICO about the breach of the Data Protection Act, referred to above."
The judge then proceeded to make the following findings:-
"192. On 1 August 2006 the Defendant sent an e-mail to Mr Hammond [the Chairman of IOL] in which he expressed his concern about "the continued presence as a CINTRA trainer of [the Claimant]". On 16 August 2006 he sent an e-mail or made an internet posting in which he stated that "John Hammond does not see it" and "At least we should go for Cambridge … getting rid of her would free one position on the board". These documents do not contain the charge which he later made in the words complained of. On 11 September 2006 the Defendant sent an e-mail to a large number of people, including to the Claimant. It attached a position paper of 15 pages setting out the views of the ITB on the policies and management of the NRPSI. It does not mention the charge that was to be made in the words complained of. On 22 September 2006 the Defendant circulated by e-mail another document prepared on behalf of the ITB concerning the 2007 Council elections. It gives notice of his intention to move a motion of no confidence in the board of NRPSI at the AGM on 12 May 2007. The ground put forward is the conflict of interest alleged to arise in the case of Ms Glegg and the failure of the board to prevent that arising. He proposed that on the passing of the motion the board should resign with immediate effect and be replaced by "a reform committee chaired by [the Defendant] and Zuzana Windle plus such colleagues as they may co-opt"."
"MOTION OF NO CONFIDENCE: REASONS, AND SCOPE: THE WAY FORWARD IS THROUGH REFORM
The ITB of the GMB has received a lot of support, even from non-members and colleagues we had never heard of, plus a few queries about the proposed vote of no confidence in the Board of NRPSI.
The wording of the two parts of the motion is as follows:
Part 1
This AGM has no confidence in those directors (Ann Corsellis, Jan Cambridge and Peter Melville-Smith) who implemented a series of policies which have caused registrants a financial detriment and which have led to the loss of the livelihoods of many NRPSI registrants living in East Midlands, Norfolk and neighbouring areas.
These policies include:
1. An illegal sale of registrants' data, contrary to Principle 1 of the Data Protection Act 1998, according to the final finding of the Information Commissioner's Office (ICO) of 10-03-06. The ITB of the GMB's position on this matter is quite clear: any company director who breaches an act of parliament must resign.
2. Allowing Nicola Glegg, Cintra's Chief Executive at the time, to remain on the Board despite the obvious conflict of interest.
3. Allowing CINTRA to use their names as well as the connections with NRPSI/CIOL to obtain the East Midlands and Norfolk contracts which destroyed the livelihoods of our colleagues in the area and diminishes the pool of qualified interpreters.
4. Supporting outsourcing and the sale of the Register to agencies such as CINTRA Ltd and Reliance Secure Management Task which pay rates up to 60 – 70 % below the rates recommended by the ACPO and which abuse registrants' data by using unqualified interpreters, contrary to the OCJR guidelines, despite having access to the database.
5. Not allowing registrants' representation on the Board and a say in policies which affect their livelihood.
6. Using and refusing to change an undemocratic process to create an authoritarian Board of Directors which does not reflect the diversity of the registrants on the NRPSI and which does not safeguard their interests.
7. Not consulting with the profession on the OCJR review despite John Hammond's promise "to sing from the same hymn sheet."
The vote of no confidence is not against Mr. Brooke Townsley, Chair of NRPSI, and Mrs. Christine Rowlands. They joined the Board after the ruling of the ICO and were not implicated in the above mentioned policies.
Part ll
ONCE THE MOTION OF NO CONFIDENCE IS SUCCESSFUL, THE ITB OF THE GMB PROPOSES THAT THE AGM (i.e. NOT THE CIOL COUNCIL) SHOULD ELECT THREE REFORM MINDED NEW DIRECTORS TO REPLACE THOSE FORCED TO RESIGN BY THE MOTION OF NO CONFIDENCE. SHOULD THERE BE ANY FURTHER VACANCIES AT THE TIME OF THE AGM, THEY WILL ALSO BE FILLED BY THE AGM AND NOT BY THE CIOL COUNCIL."
It was signed by the Appellant and Dr Zuzana Windle.
"We have had an overwhelming response to our correspondence and need to clarify two extremely important issues:
1) The private interests of NRPSI directors in selling our data to commercial intermediaries and the breach of the Data Protection Act 1998.
Two NRPSI Board Directors, Nicola Glegg and Janet Cambridge had interests in CINTRA Ltd, an agency which obtained our data contrary to the DPA 1998. Nicola Glegg was the CEO of CINTRA and Janet Cambridge worked as a trainer for CINTRA at the time our data were sold. There is evidence in the Coventry Partnership Project, the Lincolnshire Business Case Study, the East Midlands Delivery Plan and CINTRA's Training Manual from 2005 that CINTRA used its connections with the CIOL and NRPSI, through the two directors, to obtain a contract with five East Midlands constabularies and Norfolk. CINTRA has created a monopoly in East Midlands and Norfolk and slashed interpreters' fees by about 60%. We cannot compete against CINTRA. We can either work through them for their rates or not at all.
2) Adequacy of the corrective measures taken by the NRPSI
The remedial action taken by NRPSI came too late because CINTRA already had the contract. Following the ICO's ruling, we asked John Hammond on many occasions to terminate the licence with CINTRA. He has refused to do so even though he admits in his letter to the MCILs that terminating the licence would frustrate the East Midlands contract.
We hold that John Hammond's explanation is incomplete, inaccurate and misleading. We can provide you with concrete documentary evidence which shows the link between NRPSI Board Directors, Nicola Glegg and Janet Cambridge with CINTRA should you request it. We ask you to consider the evidence before making an informed decision which will have an impact on our profession and livelihoods in the future. …"
It was again signed by the Appellant and Dr Windle.
"7. This is an allegation or charge that the Claimant did abuse her position, sometimes referred to as a Chase Level 1 meaning (Chase v News Group Newspapers Ltd [2003] EMLR 218). It is not an allegation merely that there were reasonable grounds to believe that she did, nor any lower meaning. Following a determination I made in July 2010, and an appeal to the Court of Appeal, it was agreed between the parties that the meaning of the words complained of is:
"the Claimant abused her position as a director of NRPSI by acting on a conflict of interest, namely overseeing the sale of NRPSI members' data to a commercial agency, CINTRA, in which she was privately interested and from which she stood to and did personally benefit".
8. The meaning is derived more particularly from the following passages from the words complained of:
"The private interests of NRPSI directors in selling our data to commercial intermediaries …
Two NRPSI Board Directors, … and Janet Cambridge had interests in CINTRA Ltd, an agency which obtained our data … Janet Cambridge worked as a trainer for CINTRA at the time our data were sold. There is evidence in the Coventry Partnership Project, the Lincolnshire Business Case Study, the East Midlands Delivery Plan and CINTRA's Training Manual from 2005 that CINTRA used its connections with the CIOL and NRPSI, through the two directors, to obtain a contract with five East Midlands constabularies and Norfolk."
". . . No reasonable person looking at the relevant facts and circumstances of the particular case would think that there was a real sensible possibility that the Claimant had any private interests, or, if she did, that she was preferring them to her duty to NRPSI. At no time before the grant of the Licence had anyone suggested that no Licence should be granted to CINTRA, whether for the reasons advanced subsequently by the Defendant and others, or for any other reason. At the time of the events in question there was no reason why the Claimant should have opposed the grant of a Licence to CINTRA."
- Those who were entitled to vote on the forthcoming AGM motion of no confidence for the reason that they were all members of the CIOL with the right to vote; and/or
- Those who worked as interpreters in the criminal justice system and were affected by the issues underlying the motion of no confidence; and/or
- Those who were members of professional associations directly affected by the award of a regional monopoly to an outsourcing agency which competed with their association. A large proportion of the recipients were also members [that is, registrants] of the NRPSI, the organisation which the underlying subject matter of the vote of no confidence was concerned with.
These categories included the three hundred members of the NRPSI action group and some unidentifiable persons connected with the interpreting and translating professions.
A novel allegation?
"A review of the material before the court discloses that the charge complained of in the 7 May 2007 e-mail was made for the first time in that e-mail. It had not previously been advanced. It had not been inquired into by the Defendant or by anyone else. The Claimant had not been told of the charge and had not had an opportunity of meeting it."
"3. ALLOWING CINTRA TO USE THEIR NAMES
The name of NRPSI Board Director, Janet Cambridge, appeared in CINTA's Training Manual in May 2005, the time of the East Midlands contract. Any connection with CINTRA or any other company which causes registrants a financial detriment, constitutes a conflict of interest.
. . .
5. REPRESENTATION ON THE BOARD OF NRPSI
Of the six individuals currently sitting on the Board of NRPSI, only one relies on interpreting as the only source of income. None of them has been elected to the board by members of the NRPSI, as is normal in all professions with their register. We do not accept that former CINTRA trainer, Ms Cambridge, represents the interests of the profession since her actions have been detrimental to the profession and she has not been elected by interpreters listed on the NRPSI."
Manifestly there is there no reference to abuse of position for personal benefit in preference to the duty owed to NRPSI registrants.
Qualified privilege
16.05 The test to be applied in every case may therefore be stated as follows: having regard to the subject matter of the communication, did the publisher have a duty or interest to make it and the publishee(s) a corresponding interest or duty to receive it? It is to be noted, however, that in some recent cases the court has had regard to some countervailing duty on the defendant to refrain from publication.
. . .
16.12 With one exception, the duties and interests which found an occasion of qualified privilege must exist in fact. This is an objective question, and it is not sufficient that the person who makes the defamatory communication honestly believes that he has a legitimate duty or interest to make it or his audience to receive it. Thus in Adam v Ward, Lord Atkinson said:-
"While on the question of malice the bona fide belief of the defendant that he was under a moral or social duty to make the communication is relevant and important, the existence, in fact, of this duty or interest, not merely the defendant's belief in its existence, is the thing which is relevant to the question whether the occasion was or was not privileged."
In assessing whether the objective test has been satisfied in any particular case the court may have regard to the relationship between the publisher and the recipient or recipients of the publication. If the relationship is a pre-existing one it may often be easy for the defendant to satisfy the test. If, however, there is no existing relationship between the parties prior to the publication, the defendant may be required to plead and prove additional facts, including in some cases the result of inquiries he had made, to show that in the circumstances the publication is protected."
The judge referred also to the discussion in Gatley on Libel and Slander, 11th Edition, noting that at paragraph 14.9 the editors cite a passage in Watts v Times Newspapers Limited [1997] QB 650, 660 where Hirst LJ said:-
"Where the court has to consider whether a particular occasion is privileged, it is necessary to take into account 'every circumstance associated with the origin and publication of the defamatory matter, in order to ascertain whether the necessary conditions are satisfied by which alone protection can be obtained': London Association for Protection of Trade v. Greenlands Ltd. [1916] 2 A.C. 15, 23, per Lord Buckmaster L.C."
"Mr Moloney drew an analogy with the recent case of Kearns v General Council of the Bar [2002] EWHC 1681 (QB). That too was primarily a common interest case, but it turned upon the well established relationship between the Bar Council and members of the Bar and communications between them on the subject of professional rules and standards. The issue was not fact-sensitive, therefore, in the sense that it would become necessary to investigate the particular circumstances surrounding each individual publication. Here, by contrast, the common and corresponding interest contended for is not, so to speak, "off the peg" and is being tailored to the individual circumstances and people involved. There is more room therefore for factual enquiry at trial before it can be finally determined that the common interest alleged would be classified as "legitimate" by the law of defamation. I am far from saying that all communications between British citizens abroad and local embassy staff would require close scrutiny. It would, for example, be obvious that a communication between a traveller and the British consul about a lost passport would attract such privilege. Here I am prepared to accept that the situation is not so clear cut."
"Nor does the Defendant rely on any other facts than those already stated. He does not, for example, rely on any contention to the effect that he or anyone else had made any inquiries as to whether the allegation complained of was true, or whether there were any grounds to believe that it was true."
It is important to note, as the judge recorded at paragraph 157 of his judgment, that Mr Tomlinson did not submit that the Appellant had a pre-existing relationship with any publishees other than those entitled to vote at the AGM of the CIOL.
"198. In all the circumstances, there was in my judgment no duty on the part of the Defendant to publish the charge which the Claimant complains of to those who did not have a right to vote at the AGM, and such people had no interest in receiving that publication. It was simply an accusation made by the Claimant and Dr Windle, without any proper factual basis, and without any inquiry and without giving the Claimant the opportunity to rebut it.
199. There is a comparison to be made between the allegation in the e-mail of 7 May about the breach of the Data Protection Act, which the Claimant does not complain of, and the allegation about preferring her private interests, which she does complain of. In his submissions Mr Tomlinson couples them together saying:
"As a member of CIOL, an NRPSI registrant and a PSI, the Defendant had a moral and social duty to report policy failures which were underpinned by breaches of data protection and company law and conflicts of interest…"
200. The fallacy in this submission is that the charge of a breach of the data protection law stands on a wholly different footing from the charge of breach of company law and conflicts of interest. The breach of the first data protection principle had been investigated by the ICO, which is the statutory body responsible for such investigating such allegations, and the ICO had found a breach to have been established. If the Claimant had complained of that part of the e-mail of 7 May, it may well be that different considerations would have applied. But she did not sue on that, as was her right. And I reach no view on that. But I mention it to demonstrate the fallacy in Mr Tomlinson's submission.
201. If the charge that the Claimant abused her position by preferring her private interests to her duties as a director had been found to be established by an appropriate investigating body, then I would have reached a different conclusion in relation to the charge the Claimant does complain of. I would have held that the Defendant and the persons on the Defendant's list, selected as he describes in his witness statements, did have the required reciprocal interests. The registrants were not required to be members of CIOL. But if a director responsible for the Register was abusing her position by preferring her private interests, then in my judgment that would have been of legitimate interest to those interpreters who might consider being registrants, as well as those who actually were registrants. It would have been of interest to interpreters who practised in the public service. It would have had a potential financial impact upon all of them."
"The privilege arises not from the truth of the words complained of or the knowledge of their truth, but from the relationship in which the party making the allegation stands to the party to whom the allegation is made, and from the whole circumstances in which the allegation comes to be made. If the communication relates to a matter which the person making it would be justified in communicating, if it were true, to the person to whom the communication is made, in virtue either of an interest or of a duty, legal or moral, the occasion is deemed to be privileged and the privilege is not displaced by an averment that the communication was in fact untrue and known to be untrue."
By the same token, submitted Mr Tomlinson, Hirst LJ in the passage cited above from Watts was not to be taken as including within "every circumstance associated with the origin and publication of the defamatory matter" circumstances relating to its reliability.
"The requirement that both the maker of the statement and the recipient must have an interest or duty draws attention to the need to have regard to the position of both parties when deciding whether an occasion is privileged. But this should not be allowed to obscure the rationale of the underlying public interest on which privilege is founded. The essence of this defence lies in the law's recognition of the need, in the public interest, for a particular recipient to receive frank and uninhibited communication of particular information from a particular source. That is the end the law is concerned to attain. The protection afforded to the maker of the statement is the means by which the law seeks to achieve that end. Thus the court has to assess whether in the public interest, the publication should be protected in the absence of malice.
In determining whether an occasion is regarded as privileged the court has regard to all the circumstances: see, for example, the explicit statement of Lord Buckmaster LC in London Association for Protection of Trade v Greenlands Ltd [1916] 2 AC 15, 23 ("every circumstance associated with the origin and publication of the defamatory matter"). And circumstances must be viewed with today's eyes. The circumstances in which the public interest requires a communication to be protected in the absence of malice depend upon current social conditions. The requirements at the close of the twentieth century may not be the same as those of earlier centuries or earlier decades of this century."
". . . All that Lord Buckmaster was saying was that every circumstance has to be considered which bears on the question whether the necessary conditions for invoking privilege are satisfied. Where the communication is made within an established relationship and is relevant to it, the necessary conditions are satisfied. Lord Buckmaster was certainly not suggesting that verification is a relevant consideration in all qualified privilege cases; indeed, he was in part emphasising the importance of keeping distinct matters going to malice and those going to the existence of the privilege. . "
"The argument, as it seems to me, has been much bedevilled by the use of the terms "common interest" and "duty-interest" for all the world as if these are clear-cut categories and any particular case is instantly recognisable as falling within one or other of them. It also seems to me surprising and unsatisfactory that privilege should be thought to attach more readily to communications made in the service of one's own interests than in the discharge of a duty - as at first blush this distinction would suggest. To my mind an altogether more helpful categorisation is to be found by distinguishing between on the one hand cases where the communicator and the communicatee are in an existing and established relationship (irrespective of whether within that relationship the communications between them relate to reciprocal interests or reciprocal duties or a mixture of both) and on the other hand cases where no such relationship has been established and the communication is between strangers (or at any rate is volunteered otherwise than by reference to their relationship). This distinction I can readily understand and it seems to me no less supportable on the authorities than that for which Mr Caldecott contends. Once the distinction is made in this way, moreover, it becomes to my mind understandable that the law should attach privilege more readily to communications within an existing relationship than to those between strangers. . . "
". . . Mr Price asks rhetorically why should one evaluate the quality of information for a social or moral duty case, as in Reynolds or Stuart -v- Bell for example, but not in cases of a common and corresponding interest? The answer to that question is, it seems to me, that it has long been the policy of the law to protect persons in certain kinds of relationship with one another, and indeed to encourage in such cases free and frank communications in what is perceived to be the general interest of society. In those cases, one does not need to assess the interest of society afresh in each case. We all need to know where we stand. In this area the law was thought to be settled, on the basis that the balance would fairly be struck if liability in such situations was confined to those cases where the occasion of communication was abused - in the sense that malice could be established. Nothing short of malice would undermine the law's protection."
Subject only to his own preference, shared by the other members of the court, for a distinction between cases depending on whether they do or do not involve an existing relationship rather than a distinction between common interest cases and those involving duty-interest, Simon Brown LJ agreed with Eady J's approach. Mantell and Keene LJJ agreed with the judgment of Simon Brown LJ
"The communication to Mrs Watts stands on a different footing. I have no intention of writing an exhaustive treatise on the circumstances when a stranger or a friend should communicate to husband or wife information he receives as to the conduct of the other party to the marriage. I am clear that it is impossible to say he is always under a moral or social duty to do so; it is equally impossible to say he is never under such a duty. It must depend on the circumstances of each case, the nature of the information and the relation of speaker and recipient."
Malice
". . . . what is required on the part of the defamer to entitle him to the protection of the privilege is positive belief in the truth of what he published or, as it is generally though tautologously termed, "honest belief." If he publishes untrue defamatory matter recklessly, without considering or caring whether it be true or not, he is in this, as in other branches of the law, treated as if he knew it to be false. But indifference to the truth of what he publishes is not to be equated with carelessness, impulsiveness or irrationality in arriving at a positive belief that it is true. The freedom of speech protected by the law of qualified privilege may be availed of by all sorts and conditions of men. In affording to them immunity from suit if they have acted in good faith in compliance with a legal or moral duty or in protection of a legitimate interest the law must take them as it finds them. In ordinary life it is rare indeed for people to form their beliefs by a process of logical deduction from facts ascertained by a rigorous search for all available evidence and a judicious assessment of its probative value. In greater or in less degree according to their temperaments, their training, their intelligence, they are swayed by prejudice, rely on intuition instead of reasoning, leap to conclusions on inadequate evidence and fail to recognise the cogency of material which might cast doubt on the validity of the conclusions they reach. But despite the imperfection of the mental process by which the belief is arrived at it may still be "honest," that is, a positive belief that the conclusions they have reached are true. The law demands no more."
". . . The Defendant did not believe the allegation complained of to be true. He did not care whether it was true or false."
Lady Justice Black :
Lord Justice Hughes :