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England and Wales Court of Appeal (Civil Division) Decisions |
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You are here: BAILII >> Databases >> England and Wales Court of Appeal (Civil Division) Decisions >> Barclays Bank Plc v Ente Nazionale Di Previdenza Ed Assistenza Dei Medici E Degli Odontoiatri [2016] EWCA Civ 1261 (08 December 2016) URL: http://www.bailii.org/ew/cases/EWCA/Civ/2016/1261.html Cite as: [2016] EWCA Civ 1261 |
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ON APPEAL FROM THE HIGH COURT OF JUSTICE
QUEEN'S BENCH DIVISION
COMMERCIAL COURT
Mr. Justice Blair
Strand, London, WC2A 2LL |
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B e f o r e :
Vice-President of the Court of Appeal, Civil Division
LORD JUSTICE TOMLINSON
and
MR. JUSTICE ARNOLD
____________________
BARCLAYS BANK PLC |
Claimant/ Respondent |
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- and - |
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ENTE NAZIONALE DI PREVIDENZA ED ASSISTENZA DEI MEDICI E DEGLI ODONTOIATRI |
Defendant/ Appellant |
____________________
Miss Sonia Tolaney Q.C. and Mr. Adam Sher (instructed by Freshfields Bruckhaus Deringer LLP) for the respondent
Hearing date : 17th November 2016
____________________
Crown Copyright ©
Lord Justice Moore-Bick :
Subsequent developments in Milan
The Judgments Regulation
"Article 27
1. Where proceedings involving the same cause of action and between the same parties are brought in the courts of different Member States, any court other than the court first seised shall of its own motion stay its proceedings until such time as the jurisdiction of the court first seised is established.
2. Where the jurisdiction of the court first seised is established, any court other than the court first seised shall decline jurisdiction in favour of that court.
Article 28
1. Where related actions are pending in the courts of different Member States, any court other than the court first seised may stay its proceedings.
. . .
3. For the purposes of this Article, actions are deemed to be related where they are so closely connected that it is expedient to hear and determine them together to avoid the risk of irreconcilable judgments resulting from separate proceedings."
"30. . . . adopts a simple method to determine, at the outset of proceedings, which of the courts seised will ultimately hear and determine the dispute. The court second seised is required, of its own motion, to stay its proceedings until the jurisdiction of the court first seised is established. Once that has been established, it must decline jurisdiction in favour of the court first seised. The purpose of Article 21 of the Convention would be frustrated if the content and nature of the claims could be modified by arguments necessarily submitted at a later date by the defendant. Apart from delays and expense, such a solution could have the result that a court initially designated as having jurisdiction under that article would subsequently have to decline to hear the case."
"Article 30
For the purposes of this Section, a court shall be deemed to be seised:
1. at the time when the document instituting the proceedings or an equivalent document is lodged with the court, . . . , or
2. if the document has to be served before being lodged with the court, at the time when it is received by the authority responsible for service . . . ."
"83. . . . there have been authorities which discuss what is said to be the connected issue of how one identifies the court first seised of two actions involving "the same cause of action and between the same parties" within article 27. It is established that the "same cause of action" involves the double concept of "cause" and "objet". It is no longer suggested that the German and the English actions come within this concept.
84. The essence of those cases is that where the "same cause of action" or "the same parties" are introduced only by way of service, or amendment, the relevant proceedings are only "brought" at the time of such service or amendment, not at the time of the institution of the original, unamended, proceedings."
"As it is difficult to see how a court can be said to be seised of a claim which has not been made and does not appear in the claim form, it cannot be correct that as long as a claim form has been issued and served, the court already has temporal priority over an issue which may later be added by amendment."
Article 27
(i) the phrase "same cause of action" in Article 27 has an independent and autonomous meaning as a matter of European law; it is therefore not to be interpreted according to the criteria of national law;
(ii) in order for proceedings to involve the same cause of action they must have "le même objet et la même cause";
(iii) identity of cause means that the proceedings in each jurisdiction must have the same facts and rules of law relied upon as the basis for the action;
(iv) identity of objet means that the proceedings in each jurisdiction must have the same end in view;
(v) the assessment of identity of cause and identity of object is to be made by reference only to the claims in each action and not to the defences to those claims;
(vi) it follows that Article 27 is not engaged merely by virtue of the fact that common issues might arise in both sets of proceedings.
Article 28
Summary judgment
Conclusion
Lord Justice Tomlinson :
Mr. Justice Arnold :