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You are here: BAILII >> Databases >> England and Wales Court of Appeal (Civil Division) Decisions >> Swift v Carpenter [2020] EWCA Civ 165 (20 February 2020) URL: http://www.bailii.org/ew/cases/EWCA/Civ/2020/165.html Cite as: [2020] EWCA Civ 165, [2020] Med LR 125, [2020] Costs LR 415 |
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ON APPEAL FROM THE HIGH COURT OF JUSTICE
QUEEN'S BENCH DIVISION
Lambert J
IN THE MATTER OF AN APPLICATION FOR A PROTECTIVE COSTS ORDER
Strand, London, WC2A 2LL |
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B e f o r e :
LORD JUSTICE IRWIN
and
LADY JUSTICE NICOLA DAVIES DBE
____________________
Charlotte SWIFT |
Appellant |
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- and - |
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Malcolm CARPENTER |
Respondent |
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-and- |
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THE PERSONAL INJURIES BAR ASSOCIATION |
Intervener |
____________________
William Audland QC and Richard Viney (instructed by Weightmans LLP) for the Respondent
Darryl Allen QC (instructed by Simpson Millar LLP) for the Intervener
Hearing date: 6 February 2020
____________________
Crown Copyright ©
Sir Terence Etherton MR, Lord Justice Irwin and Lady Justice Nicola Davies DBE:
Introduction
Intervention by the Personal Injuries Bar Association ("the PIBA") in this appeal
The appellant's applications to adjourn and to admit further evidence
Subsequent Procedural Developments
The application for a PCO
Discussion
The appellant's argument
The respondent's argument
Analysis
"(1) A protective costs order may be made at any stage of the proceedings, on such conditions as the court thinks fit, provided that the court is satisfied that: (i) the issues raised are of general public importance; (ii) the public interest requires that those issues should be resolved; (iii) the applicant has no private interest in the outcome of the case; (iv) having regard to the financial resources of the applicant and the respondent(s) and to the amount of costs that are likely to be involved, it is fair and just to make the order; and (v) if the order is not made the applicant will probably discontinue the proceedings and will be acting reasonably in so doing.
(2) If those acting for the applicant are doing so pro bono this will be likely to enhance the merits of the application for a PCO.
(3) It is for the court, in its discretion, to decide whether it is fair and just to make the order in the light of the considerations set out above."
"The essential characteristics of a public law challenge are that it raises public law issues which are of general importance, where the applicant has no private interest in the outcome of the case. It is obvious that many, indeed most judicial review challenges, do not fall into the category of public interest challenges so defined. This is because, even if they do raise issues of general importance, they are cases in which the applicant is seeking to protect some private interest of his or her own."
"39. On a strict view, it could be said, Goodson remains binding authority in this court as to the application of the private interest requirement. It has not been expressly overruled in this court. However, it is impossible in our view to ignore the criticisms of this narrow approach referred to above, and their implicit endorsement by this court in the last two cases [Compton and Buglife]. Although they were directly concerned with other aspects of the Corner House guidelines, the "flexible" approach which they approved seems to us intended to be of general application. Their specific adoption of Lloyd Jones J's [in Bullmore] treatment of the private interest element makes it impossible in our view to regard that element of the guidelines as an exception to their general approach."
"Thus, in the only case in this court since Corner House in which the point has been critical, the private interest requirement, as stated in Corner House, has been applied strictly, but in several other cases since then, in none of which has the point arisen for decision, the court has shown a distaste for that strict approach."
"[T]he court cannot make a PCO in this case. This is not public law litigation, but a private claim by a single employee against her employer. A PCO cannot be made in private litigation. I do not regard Wilkinson v Kitzinger is a true exception to this principle, even though the President considered the Corner House conditions. It was close to public law litigation, and could have been brought by way of judicial review but for a particular statutory provision. Moreover, the President's order was not made as a PCO, but as a CCO [costs capping order]. The particular issue in the present case may not be usual, but the nature of the claim is commonplace. The issue may be of general importance, but the claim is a private claim, for the benefit of the employee."
" it would be stating the principal too high to say that a PCO cannot be awarded in circumstances where private interests are engaged; the jurisdiction is a flexible one and there is no absolute bar but it is right to say that where private interests are engaged that is a significant factor which will bear on the question whether a PCO should be granted or not."
"But for the decision in Eweida that a PCO cannot be made in private litigation, I would have been minded to make a PCO in this case. It may be that notwithstanding Eweida the wide discretion of the court in matters relating to costs would admit of the possibility of a freestanding order analogous to a PCO, even in private litigation. But it is not necessary for us to go that far. In this case it is open to us to vary the grant of permission to appeal so as to impose a condition that the appellant, if successful, will not seek costs against the respondents."
"(1) Subject to rule 52.19A [Aarhus Convention claims], in any proceedings in which costs recovery is normally limited or excluded at first instance, an appeal court may make an order that the recoverable costs of an appeal will be limited to the extent which the court specifies.
(2) In making such an order the court will have regard to
(a) the means of both parties;
(b) all the circumstances of the case; and
(c) the need to facilitate access to justice.
(3) If the appeal raises an issue of principle or practice upon which substantial sums may turn, it may not be appropriate to make an order under paragraph (1).
(4) An application for such an order must be made as soon as practicable and will be determined without a hearing unless the court orders otherwise."
Conclusion