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England and Wales Court of Appeal (Civil Division) Decisions |
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You are here: BAILII >> Databases >> England and Wales Court of Appeal (Civil Division) Decisions >> P v Q & F (Child: Legal Parentage) [2024] EWCA Civ 878 (26 July 2024) URL: http://www.bailii.org/ew/cases/EWCA/Civ/2024/878.html Cite as: [2024] EWCA Civ 878 |
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ON APPEAL FROM THE HIGH COURT OF JUSTICE
FAMILY DIVISION
Mrs Justice Gwynneth Knowles
ZW23P01329
Strand, London, WC2A 2LL |
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B e f o r e :
LADY JUSTICE NICOLA DAVIES
and
LORD JUSTICE ARNOLD
____________________
P v Q and F (Child: Legal Parentage) |
____________________
James Turner KC, Naomi Wiseman, and Joseph Landman (instructed by TV Edwards Solicitors) for the Respondent Mother
Janet Bazley KC and Luke Eaton (instructed by Creighton & Partners Solicitors), all acting pro bono, for the Respondent Father
The Respondent Child by her Children's Guardian was not represented
Hearing date: 18 July 2024
____________________
Crown Copyright ©
Lord Justice Peter Jackson:
Introduction
"Parliament has devised a legislative scheme and a statutory authority for regulating assisted reproduction in a way which tries to strike a fair balance between the various interests and concerns. Centres, the HFEA and the courts have to respect that scheme, however great their sympathy for the plight of particular individuals caught up in it."
Declarations of Parentage
55A Declarations of parentage.
(1) Subject to the following provisions of this section, any person may apply to the High Court or the family court for a declaration as to whether or not a person named in the application is or was the parent of another person so named.
(2-4) …
(5) Where an application under subsection (1) above is made and one of the persons named in it for the purposes of that subsection is a child, the court may refuse to hear the application if it considers that the determination of the application would not be in the best interests of the child.
(6) …
(7) Where a declaration is made by a court on an application under subsection (1) above, the prescribed officer of the court shall notify the Registrar General, in such a manner and within such period as may be prescribed, of the making of that declaration.
58 General provisions as to the making and effect of declarations.
(1) Where on an application to a court for a declaration under this Part the truth of the proposition to be declared is proved to the satisfaction of the court, the court shall make that declaration unless to do so would manifestly be contrary to public policy.
(2) Any declaration made under this Part shall be binding on Her Majesty and all other persons.
(3) A court, on the dismissal of an application for a declaration under this Part, shall not have power to make any declaration for which an application has not been made.
(4) No declaration which may be applied for under this Part may be made otherwise than under this Part by any court.
(5-6) …
Legal Parentage
34 Application of sections 35 to 47
(1) Sections 35 to 47 apply, in the case of a child who is being or has been carried by a woman (referred to in those sections as "W") as a result of the placing in her of an embryo or of sperm and eggs or her artificial insemination, to determine who is to be treated as the other parent of the child.
42 Woman in civil partnership or marriage to a woman at time of treatment
(1) If at the time of placing in her of the embryo or the sperm and eggs or of her artificial insemination, W was a party to a civil partnership with another woman or a marriage with another woman, then subject to section 45(2) to (4), the other party to the civil partnership or marriage is to be treated as a parent of the child unless it is shown that she did not consent to the placing in W of the embryo or the sperm and eggs or to her artificial insemination (as the case may be).
45 Further provision relating to sections 42 and 43
(1) Where a woman is treated by virtue of section 42 or 43 as a parent of the child, no man is to be treated as the father of the child.
(2) In England and Wales…, sections 42 and 43 do not affect any presumption, applying by virtue of the rules of common law or section A1(2) of the Legitimacy Act 1976, that a child is the legitimate child of the parties to a marriage or civil partnership.
Birth Registration
The judgment
"15. Section 42 and all of the other sections from 35 to 47 only apply where the relevant gateway condition in s.34 is satisfied, namely that there was artificial insemination of W or the "placing in her of the embryo or the sperm and eggs". This is clear from the actual words of s.34(1) and 42(1). Unless the court can be satisfied on the balance of probabilities that this condition is met, s.42 does not apply and "another woman" cannot in law be a parent of a child who is conceived. In these circumstances, the court must fall back upon the common law in order to establish parentage."
"49. At the outset, it is important to understand how this case differs from the previously decided authorities concerned with the interpretation of s.42 of the HFEA 2008. As I indicated earlier in this judgment, the most recent exposition of the interpretation of s.42 is contained in the judgment of Peter Jackson LJ in Re S (Children) [2023] EWCA Civ 897 in paragraphs 35-45. Having reviewed the legislation and the most recent authorities as to the interpretation of s.42 of the HFEA, Peter Jackson LJ concluded relevantly as follows:
"44 … Where no issue is brought before a court, the spouse or civil partner of the gestational mother will be the parent of a child born after assisted reproduction in consequence of the statutory presumption of parenthood. Where an issue is raised, the court must give effect to the statutory wording by asking itself the question: "Has it been shown on the balance of probabilities that the spouse or civil partner did not consent to the assisted reproduction that was undertaken?"
45. This question is the only one that must be answered in order to determine whether an individual is to be treated as the child's legal parent…"
It is crucial to note that this formulation is predicated on a child being born after assisted reproduction (my emphasis). …"
"51. … Of course, it would be unrealistic not to recognise that informal and consensual arrangements might also involve sexual intercourse between a sperm donor and the gestational mother but this would not be assisted reproduction. In those circumstances, where two women are married or in a civil partnership and a child was conceived and born as a result of sexual intercourse, the legal parenthood of the non-gestational parent conferred by s.42 of the HFEA would remain intact if there was no challenge by either the sperm donor and/or the gestational mother. It is, however, a status more apparent than real and built on shaky foundations. Unsurprisingly, it is capable of being displaced if the sperm donor and the gestational mother come forward at a later date to attest to natural intercourse or a lack of consent at the time the child was conceived. This is why informal and consensual arrangements resulting in the birth of a child are often not straightforward in their legal effect and, when relationships between the adults break down, can render a non-gestational parent vulnerable to status challenges just like the one mounted in this case."
"63. There is no issue in this case that X was conceived from P's egg and F's sperm and that P carried and gave birth to her. The starting point at common law is that P is X's mother and F is her father. This remains the position unless it is displaced by the statutory framework set out in the HFEA 2008. As Peter Jackson J (as he then was) made clear in paragraph 27 of M v F and H (Legal Paternity) (see above), the HFEA only governs situations that fall within its footprint and, where this is not the case, the common law continues to apply.
64. There was much debate in oral submissions about the burden of proof though I found much of what was said did not illuminate that particular issue. S. 42 of the HFEA 2008 creates a rebuttable presumption that consent exists in cases of marriage and civil partnership and, on any analysis, that assisted reproduction is the method of conception. The presumption can be rebutted by evidence which shows that consent has not been given and/or, on my analysis, that assisted reproduction may not have occurred. In this case, the burden of proof lay on P to produce that evidence. This is straightforward, entirely conventional, and in accordance with the Court of Appeal's decision in In re S (Children) (see above). In this case, I have found, on the balance of probabilities, that Q did not consent to anything other than assisted reproduction but the method of X's conception was unclear because P and F had natural intercourse during the relevant conception window. In those circumstances, the presumption of Q's legal parenthood is rebutted and the common law position applies.
65. Analysed in this way, the discriminatory effect feared by Miss Weston KC – namely that it would be too easy to displace parenthood pursuant to s.42 of the HFEA by the making of allegations however poorly founded – is more apparent than real. The evidential burden on P and, to a lesser extent, on F in this case does not equate, as Miss MacLynn KC suggested, to an impermissible presumption of legitimacy or parentage for same-sex couples such as P and Q. It is properly the requirement to establish a case on the balance of probabilities that the criteria in s.42 did not apply to the circumstances of X's birth where, prior to late 2022, the parties acted in the belief that they did."
The appeal
(1) The learned judge misdirected herself as to the party upon whom the burden of proof lay in an application for a declaration of non-parentage and/or a declaration of parentage under s. 55A of the Family Law Act 1986.
(2) The learned judge was wrong not to exercise her power under section 55A(5) to refuse to hear the application on the basis that hearing the application was not in the child's best interests.
(3) The learned judge was wrong to make a declaration of non-parentage in respect of Q and wrong to make a declaration of parentage in respect of F.
(4) The declarations under appeal were made in breach of section 6 Human Rights Act 1998 and Articles 6, 8 and 14 of the European Convention on Human Rights in that they discriminate unlawfully against the appellant.
(1) The starting point is the understood position that Q has the status of legal parent, as reflected in X's birth certificate. Section 42 HFEA 2008 created a status of parenthood which did not fall away as soon as evidence of any absence of consent or doubt about the method of conception, however weak, was led: In re S (above) at [36-44].
(2) The judge's factual findings provided no basis for making a declaration. Section 58(1) required P to prove the underlying factual truth of the propositions to be declared to the satisfaction of the court. The burden of proof lies on those who assert, and accordingly it was for P to prove that X was conceived by NI. She was unable to do that, and the declaration therefore had to be refused. There is no common law default position that had any part to play in determining the answer to that evidential question. The judge failed to apply this fundamental requirement of civil litigation, instead making the declarations on the basis that Q had not disproved P's assertions.
(3) The judge's approach, which effected a fundamental change in the legal status of Q and X, undermines the certainty that the HFEA 2008 seeks to achieve by encouraging anyone seeking to exclude a wife or former partner from parenthood to raise questions regarding the conception of the child and place an almost impossible burden of proving AI on the non-genetic parent.
(4) The judge also lowered the standard of proof, by saying at [64] that AI "may not have occurred", and that the method of conception was "unclear". P proved only that it was possible, not that it was probable, that conception was by way of NI.
(5) By section 42 HFEA 2008 (and in section 35, making equivalent provision for heterosexual couples) Parliament has provided for parentage to be achieved through assisted reproduction outside licensed clinics in cases involving same-sex married and civil-partnered couples. The judge failed to give effect to this policy by viewing the facts relating to the conception in isolation, and ignoring this history of joint family planning, participation in AI, birth registration and commitment. These should, as a matter of policy, have been given significant weight.
(1) The status of being a parent (father or mother) has its basis in the provision of the genetic material that resulted in the conception and birth of the child, unless that parentage is displaced or replaced by relevant legislation. This common law principle, reflected in section 45(1) and (2) of the HFEA 2008, is a principle of law, based on genetic fact. It is not a legal or evidential presumption. Its straightforward application can be seen in the decisions in Re B (Parentage) [1996] 2 FLR 15 at 21 (Bracewell J); M v F (above); and Z v X [2020] EWFC 67 (Fam) at [32-33] (Theis J).
(2) Scientific testing has established that F is X's genetic father. For the consequences of that to be displaced, the burden of proving compliance with the HFEA 2008 rested with Q. If the court could not be satisfied on a balance of probabilities how X had been conceived, it was required to have recourse to common law and to make a declaration of paternity in favour of F. The statutory scheme was never engaged because the foundational criteria were not established.
(3) Once an issue arose as to whether X was conceived by NI or AI, the court had to determine that as a matter of fact. It was not requiring Q to prove the unproveable, but considering the legal consequence of something being incapable of proof.
(4) To require P to disprove that the provisions of the HFEA 2008 applied would be to create a presumption of legitimacy in a female same-sex marriage, despite the clear legislation against the existence of such a presumption.
(5) As to section 58 HFEA 2008, the judge was right to make the declarations, being satisfied of the truth of the proposition that F is the legal father of X.
(6) X's birth certificate was no more than prima facie evidence of parentage and could not be determinative.
(1) The judge's findings about X's genetic paternity, the occurrence of NI and the impossibility of knowing which method of conception led to the birth are not the subject of any appeal. The wider factual context has no bearing on the analysis.
(2) In respect of the declaration of parentage or non-parentage, section 58(1) FLA 1986 required P to prove (a) that F was the biological father of X, and (b) that F and P had unprotected sexual intercourse within the conception window. P discharged that burden.
(3) Since F is X's genetic parent, the declaration that was made was entirely appropriate.
(4) The judge was right to distinguish In re S.
(5) It is accepted that there were errors of approach in the wording of the judgment at [64], but the judge's approach at [63] was correct.
Analysis and conclusion
(1) As its wording shows, section 42 HFEA 2008 contains a rebuttable presumption of parenthood, not of consent: see In re S at [36].
(2) Likewise, the section does not contain any presumption about the method of conception. Instead, it is predicated on the foundation that the child has been conceived by AI. There is therefore no presumption to rebut: if the foundation is not established, section 42 is simply not engaged. For the same reason, the statements that "AI may not have occurred" and that Q only consented to AI are not relevant to the analysis.
(3) The submission that Q's case would create an impermissible presumption of legitimacy or parentage for same-sex couples is well-founded.
(4) The final sentence of [65] is not easy to understand, but if it is taken to mean that there was a burden on P to establish that the birth was not the result of AI, that would be inconsistent with the judge's main reasoning. The burden on P was to show that F was the genetic father and that there had been NI at the relevant time. After that, it was for Q to establish that she had the benefit of the legislation.
Lady Justice Nicola Davies:
Lord Justice Arnold: