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England and Wales Court of Appeal (Criminal Division) Decisions |
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You are here: BAILII >> Databases >> England and Wales Court of Appeal (Criminal Division) Decisions >> Llewelyn v R. [2022] EWCA Crim 154 (11 February 2022) URL: http://www.bailii.org/ew/cases/EWCA/Crim/2022/154.html Cite as: [2023] QB 459, [2022] Crim LR 848, [2022] 2 Cr App R 11, [2022] WLR(D) 224, [2022] EWCA Crim 154 |
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ON APPEAL FROM THE CROWN COURT AT WOLVERHAMPTON
THE RECORDER OF WOLVERHAMPTON, HHJ MICHAEL CHAMBERS Q.C.
T2020/7278
Strand, London, WC2A 2LL |
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B e f o r e :
MRS JUSTICE CUTTS
and
MRS JUSTICE COCKERILL
____________________
ANDREW LLEWELYN |
Appellant |
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- and - |
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Regina |
Respondent |
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D Perry Q.C. and P Jarvis (instructed by Crown Prosecution Service Appeals Unit) for the Respondent
Hearing dates: 30 November 2021
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Crown Copyright ©
Lord Justice Fulford VP:
Introduction
There are no reporting restrictions.
Chronology
The Application to Quash the Indictment
"In the present case, section 8 does not provide an absolute prohibition on arraignment taking place outside the two-month period, there has been an arraignment without any objection and no prejudice has been caused. Accordingly, this application is refused, and the case will proceed to trial as listed on 15th March."
The Legal Provisions
"Power to order retrial.
(1) Where the Court of Appeal allow an appeal against conviction and it appears to the Court that the interests of justice so require, they may order the appellant to be retried.
(2) A person shall not under this section be ordered to be retried for any offence other than—
(a) the offence of which he was convicted at the original trial and in respect of which his appeal is allowed as mentioned in subsection (1) above;
(b) an offence of which he could have been convicted at the original trial on an indictment for the first-mentioned offence; or
(c) an offence charged in an alternative count of the indictment in respect of which no verdict was given in consequence of his being convicted of the first-mentioned offence."
"Supplementary provisions as to retrial
(1) A person who is to be retried for an offence in pursuance of an order under s.7 of this Act shall be tried on a fresh indictment preferred by direction of the Court of Appeal but after the end of two months from the date of the order for his retrial he may not be arraigned on an indictment preferred in pursuance of such a direction unless the Court of Appeal give leave.
(1A) Where a person has been ordered to be retried but may not be arraigned without leave, he may apply to the Court of Appeal to set aside the order for retrial and to direct the court at trial to enter a judgment and verdict of acquittal of the offence of which he was ordered to be retried.
(1B) On an application under subsection (1) or (1A) above the Court of Appeal shall have power-
(a) to grant leave to arraign; or
(b) to set aside the order for retrial and direct the entry of a judgment and verdict of acquittal, but shall not give leave to arraign unless they are satisfied-
(i) that the prosecution acted with all due expedition; and
(ii) that there is good and sufficient cause for a retrial in spite of the lapse of time since the order under s.7 of this Act was made.
[…]"
The Submissions
"24. It is unnecessary for us to analyse the law relating to section 8 of the 1968 Act in any great detail. We adopt the helpful summary of it provided by Gross LJ in R v Pritchard [2012] EWCA Crim 1285, where the following was said:
'5. The section has been considered in a number of authorities from which for present purposes, and focusing essentially on ss.(1B)(b)(i), we distil the following summary:
(1) The purpose of the section is to ensure that the retrial takes place as soon as possible. The purpose is intended to be achieved by a focus on arraignment. Once arraignment has taken place, the case will be back under judicial control and the matter can be left to the judge to ensure that the retrial occurs at the earliest practical opportunity.
(2) The section is structured in such a way that this court has no power to give leave to arraign out of time unless the cumulative requirements of ss.(1B)(b)(i) and (ii) are satisfied.
(3) 'Expedition' means 'promptness' or 'speed'. 'Due' means 'reasonable' or 'proper'. The question of 'due expedition' relates to the arraignment, not to other aspects of the preparation for the retrial. Where the deadline has been missed, the court does not look simply at the end result, nor does the court conduct a minute examination of the systems employed in the offices and chambers of those involved in the prosecution. What is involved instead has been referred to as a broad 'post mortem'.
(4) The primary duty to ensure that the arraignment takes place within the time limit lies with the Crown Court concerned. However, all parties to the proceedings are also under a duty to co-operate to ensure that the defendant is re-arraigned within the two month time limit.
(5) The requirement that the prosecution should have acted with 'all due expedition' is less exacting than that for the extension of a custody time limit (where the requirement is with 'all due diligence and expedition').
See R v Colman (1992) 95 Cr App R 345; R v Kimber [2001] EWCA Crim 643; R v Jones (Paul Garfield) [2002] EWCA Crim 2284, [2003] 1 Cr App R 20; and R v Dales [2011] EWCA Crim 134. Further citation of authority is unnecessary."
25. We too have considered the other cases to which Gross LJ referred. Given the circumstances of this case, we consider it appropriate to underscore the following points that emerge from those cases:
(1) Given that the future trial is a retrial so that inbuilt delay has occurred, it is important that it should take place swiftly.
(2) Very little will usually need to be done in terms of further preparation for trial as the case is to be retried. The prosecution papers will have been served earlier and the defence should be ready for trial.
(3) Two important stages must be accomplished with some speed: first service of the indictment, and secondly, arraignment. The focus of section 8 is upon arraignment to ensure judicial control and oversight.
(4) Arraignment engages active judicial oversight in order to ensure the case can be listed for trial at the earliest practical opportunity.
(5) When this is not done, this court only has power to permit arraignment out of time when the cumulative requirements of section 8(1B)(b)(i) and (ii) are met, that is to say the prosecution must have acted with 'all due expedition', and there must be a 'good and sufficient cause' for a retrial in spite of the lapse of time since the order of the Court of Appeal was made.
(6) The expression 'due expedition' means reasonable speed in relation to securing arraignment.
(7) The primary duty to ensure that arraignment takes place within the time allowed is upon the crown court. Both the prosecution and the defence are required to be proactive in this regard, but ultimately it is the duty of the court to ensure the case is listed within time. Orders of the Court of Appeal usually arrive in the court office within a short space of time following the decision of the court, and prompt action by court staff is generally to be expected thereafter."
"Arraignment
38. The Crim PR make detailed provision, in rule 3.24, for the arraignment of an accused on an indictment, it being clear that such procedure ought to take place in every case. However, it is well established (and the defendants did not argue to the contrary) that where an accused is tried for offences he denies, but without having been formally arraigned, the proceedings (and any convictions) are not a nullity. For example, in R v Williams (Roy) [1978] QB 373 this court held that, where the accused had heard the indictment read out and the assertion that he had pleaded not guilty, without raising any objection, he waived his right to be arraigned by allowing the trial to proceed. There was accordingly no irregularity and the proceedings were valid. (The position is different in the case of a purported guilty plea: such a plea must always be entered in person as part of a proper arraignment (R v Ellis (James) (1973) 57 Cr App R 571.)"
"99. In R v Soneji [2006] 1 AC 340 the House of Lords held that the correct approach for dealing with a failure to comply with a requirement before a power is exercisable is to ask whether it is the purpose of the legislation that an act done in breach of that provision should be treated as invalid (paras 21–23). The focus should be on the consequences of non-compliance and on whether Parliament intended "total invalidity" to be the outcome. Alternatively, the answer may be that invalidity depends on the circumstances of the individual case, including whether there has been substantial compliance with the requirement, alternatively whether substantial prejudice has been caused by non-compliance (paras 24 and 67).
100. The Soneji principle was applied by this court in R v Ashton [2007] 1 WLR 181. It was stated that where a court acts without jurisdiction the proceedings will usually be held to be invalid. However, if a court is faced with a failure to take a step before a power is exercised, which can properly be described as a procedural failure, the question is whether Parliament intended that any act done following that failure would be invalid. If the answer is no, the court should consider the interests of justice generally, and in particular whether there is a real possibility of either the prosecution or the defence suffering prejudice because of that procedural failure (paras 4–5). In deciding whether a defendant has suffered prejudice, an important consideration is whether or not he agreed to the course adopted (para 87).
101. In R v Clarke [2008] 1 WLR 338 Lord Bingham accepted "the general validity of the distinction drawn" in Ashton (para 8). The only disagreement expressed by the House of Lords with the Court of Appeal's decision concerned one of the three appeals decided in Ashton, namely R v Draz. The House of Lords held that, under the then law, there could be no valid trial unless there was an indictment and a bill could not become an indictment until it was duly signed by the proper officer (paras 18–19). Accordingly, the relevant errors in Draz went to the jurisdiction of the Crown Court."
Discussion
- the seriousness of the alleged offence;
- the length of time since the commission of the alleged offence;
- whether any custodial sentence has been served;
- whether there has been a substantial confiscation order or confiscation proceedings are still outstanding;
- the appellant's age;
- whether either party is in a position to call all the necessary evidence;
- whether there has been such adverse publicity that a fair trial is no longer possible;
- the extent to which any fresh evidence undermines the strength of the case against the appellant.
Postscript