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England and Wales Court of Protection Decisions |
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You are here: BAILII >> Databases >> England and Wales Court of Protection Decisions >> Royal Borough of Greenwich v CDM (Rev 1) [2019] EWCOP 32 (20 February 2019) URL: http://www.bailii.org/ew/cases/EWCOP/2019/32.html Cite as: [2019] 4 WLR 130, [2019] EWCOP 32 |
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Cambridge |
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B e f o r e :
____________________
IN THE MATTER OF | ||
ROYAL BOROUGH OF GREENWICH | ||
-v- | ||
CDM (by her litigation friend the Official Solicitor) |
____________________
Katharine Scott (instructed by Mackintosh Law) for CDM (by her litigation friend the Official Solicitor)
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Crown Copyright ©
MR JUSTICE NEWTON:
a. CDM, had capacity to, in particular: 1. Conduct proceedings. 2. Make decisions about her residence. 3. Decide on surrendering her tenancy. 4. Decide on being accommodated in relation to the care home for the purposes of receiving care and treatment.
b. CDM had fluctuating capacity to decide as to the management of control of her diabetes particularly, as a result of her personality disorder, and that that aggravated her diabetes because it led to poor diabetic control and her making unwise decisions, and therefore her treatment and inability to cooperate with professionals. And,
c. That CDM had capacity to make decisions about her property and financial affairs.
It has been suggested during the course of this hearing that, effectively, this is a novel point (which requires extensive consideration by the senior courts). One which has not previously been before or decided by the court. I do not think, with all respect, that is the case at all. Having regard at least to the 2012 decision of Jackson J, as he then was, in Re E [2012] EWCOP 1639. Essentially, the questions for me have been:
1. Whether the assessment of capacity to make decisions about diabetic management or "the matter" in relation to which CDM is being assessed is one macro-decision which encompasses all of the many micro-decisions that CDM is required to make when managing her diabetes, or, whether CDM's capacity should be assessed in respect of each micro-decision or group of micro-decisions.
2. In the light of that determination, whether the presumption that CDM has capacity to make decisions about her diabetes has been rebutted, and if so on what basis.
3. If I conclude that as a matter of fact CDM's capacity to make decisions about any aspect of her diabetes management fluctuates, what preparations the court can and should make to reflect that finding (section 15 of the MCA). Having regard, to the factual and legal background and I have reached very clear conclusions.
1. CDM suffered from a personality disorder, probably of an emotional unstable type.
2. In addition, she suffered from wide variations in her mental state, arising from the fluctuations in her blood glucose as a result of her poorly controlled diabetes. Those fluctuations in her diabetic control are causing cognitive impairment which range from delirium to mild cognitive disorders, secondly to physical disease.
3. Both of those disorders can cause CDM's to have limited capacity to make decisions about her care and accommodation.
4. When her blood sugars are in the normal range CDM is capable of understanding the relevant information.
5. CDM is capable of retaining information.
6. Significantly though, even if CDM's blood sugar levels are in the normal range, her personality disorder is such that she is not able to weigh up the risks and benefits of accepting and cooperating with care. Decisions to refuse care appear to be driven not by a process of using and weighing information, but by impulse, with a deep-seated wish to take control of her life. Essentially, it is an impulsive and emotionally driven response.
7. Her state of mind and ability to make decisions are also affected by fluctuations in her blood glucose. There are times when she might be able to make a capacitous decision about care and treatment, and but other times when she cannot.
8. CDM lacks capacity to conduct these proceedings.
Further assessment provided more detail:
1. CDM has a personality disorder, but displays the characteristics of several different types.
2. Her personality disorder is present at all times and impacts different upon her at different times depending on the situation, the people, how they interact with her and CDM's emotional state.
3. Her personality disorder can prevent her from using or weighing information. It is not possible to predict the circumstances when this will occur, nor easy to assess at any given time whether CDM is making an "unwise decision" or an incapacitous one.
4. Any of CDM's interactions with others and the decisions that she makes in relation to those interactions are driven by a need to assert control over the situation, and a disregard for the views or opinions of others. That is particularly so in her decision-making in relation to her medical treatment for her diabetes. That is caused by her personality disorder, albeit high glucose levels arising as a result of her diabetes contribute.
1. The only way to test whether CDM is making a capacitous decision is to consider whether the decision is a reasonable one.
2. Her decision-making is driven by emotional impulses. Sometimes when she is calm she is able to use and weigh, but other times when she has opposition, she is not able to use or weigh.
3. CDM's personality disorder exacerbates her diabetes as it leads to poor diabetic control.
4. Her ability to make decisions in respect of residence, care, finances and medical treatment all fluctuate in this way, i.e. she has fluctuating capacity across all decision-making domains in issue in these proceedings.
Yet further questions were put to Dr Series, but his final position, in conclusion, was that:
1. CDM lacked the capacity the make decisions about residence and surrendering her tenancy because a return to her home was an emotionally driven decision which could deprive CDM of the ability to use or weigh anything in relation to those matters.
2. She had capacity to make decisions about her personal care.
3. She had fluctuating capacity to make decisions about the management of her diabetes, financial affairs and the deprivation of liberty question.
4. CDM lacked capacity to conduct litigation.
The social worker's final position in the previous hearing was that she lacked the capacity to make all decisions under consideration, despite having not assessed her for some considerable time.
Dr Beck filed two reports, in August and September. She importantly concluded:
1. CDM suffers from an emotionally unstable personality disorder.
2. There are times when CDM is able to use or weigh information about her diabetic management but there are other times when she is not able to do so.
3. As a result of her personality disorder, CDM has problems regulating her emotions. She can, at times, experience emotional cascade when she engages in dysregulated behaviour. At such times, her emotions control her. She is unable to use or weigh information. She acts impulsively and without thought of the consequences for her actions.
4. It is not possible to draw up an exhaustive list of triggers as to when CDM experiences emotional cascade, but she is more likely to become emotionally dysregulated when she feels out of control, humiliated or lonely.
5. It is doubtful whether CDM has the capacity to manage her diabetes effectively most of the time. Many of the decisions she has to make cause her too much distress in the moment, so she can no longer manage her emotions, she becomes emotionally dysregulated and then loses capacity.
6. CDM's capacity is not maximised when she is protected from the decisions which cause her distress and with which she cannot cope, such as managing her diabetes.
7. In order to help CDM regulate her emotions, firm and more consistent boundaries need to be put in place and CDM needs to feel valued and appreciated. She is lonely and needs a great deal of one to one time from someone who can praise strengths and show her warmth and affection.
8. CDM's dogs help to regulate her emotions and soothe her distress.
1. It is not possible to describe the behaviours which CDM is likely to exhibit when she is emotionally dysregulated. It follows, it is not possible to rely on when to distinguish whether CDM is emotionally dysregulated.
2. Only CDM can identify the thoughts, feelings and behaviours which trigger her emotional cascade. CDM lacks insight into the fact that her emotions become dysregulated, so she cannot drive out of her system what is happening to her.
3. CDM's emotions are likely to fluctuate very frequently in response to the many varied stimuli around her and within her. Those fluctuations are not predictable.
4. Emotional cascade is experienced in the non-personality disorder population. Those like CDM with a personality disorder are stuck in this band of behaviour.
5. CDM's capacity to make decisions in relation to her diabetes management cannot be described in categorical terms as either being present or absent. It is likely to fluctuate. A lack of spectrum and different skills are compromised by degrees of emotional dysregulation at different times. For example, CDM might feel extremely agitated and be unable to concentrate at one point in time, which could impact her ability to take in new information, whereas at another time she could feel defiant and unwilling to cooperate with professionals, which could impact on her ability to weigh up information effectively (predisposing those acts against professionals even when she knows that their views are best for her).
6. There is a difference between CDM stating understanding of her diabetes management needs and her ability to put this into practice. She becomes emotionally dysregulated so frequently that her ability to act on her decisions is significantly compromised on a daily basis.
1. CDM has an emotionally unstable personality disorder, as well as a paranoid histrionic and dependant personality disorder. Those conditions are lifelong and unlikely to change.
2. Diabetes management requires a person to maintain consistency in their own care. Single decisions need be coherent with one another. Thus, diabetes management is not a single decision, but a coherent series of decisions over time.
3. These personality disorders may also sit within the context of impairment from untreated diabetes.
4. CDM does not fully understand the foods which increase and decrease her blood glucose levels.
5. CDM does not understand the need to eat the same volume and types of food on a regular or predictable basis. She does not understand what a consistent or predictable diet would look like.
6. Both of these deficits in CDM's understanding are caused by her personality disorder.
7. CDM understands that she is free to vary her diet and this will impact on her blood sugar level. And she understands that she needs to vary her insulin accordingly, but she does not understand it in the level of detail and accuracy required to make a safe decision herself. She will always require professionals to decide on the amount of insulin she requires.
8. CDM is able to understand that there can be a risk of death associated with her condition, but not the factors that determine the risk being imminent for her.
9. There are times when CDM accepts monitoring of her blood glucose levels and insulin, but this is probably the dependent aspect of her personality pathology rather than based on true understanding of the imminent health risks.
10. CDM is able to understand some of the information relevant to managing her diabetes on some occasions. However, she is not able to understand all of the information relevant to her diabetes management on some occasion. She is unable to understand some of the information all of the time.
11. CDM can retain some of the relevant information in relation to her diabetes management all of the time, but when is CDM is emotionally dysregulated, which is fairly often, she may be less able to retain the information. She is not able to retain all of the information relevant to her diabetic management all of the time.
12. Discussion of diabetes management may in itself caused CDM to become emotionally dysregulated.
13. CDM does not want to die but she does not feel that she was at risk of death. She is not realistically weighing up information about the likelihood of survival with raised ketones or blood glucose levels.
14. There are aspects of her diabetic management that CDM appears to be able to balance, but having made these choices she continues to refuse to act in relation to the results, the compromise of urgent medical care.
15. CDM lacks the ability to weigh up and understand the risks of the immediacy of the threat to her life. If her blood sugar and ketone levels are high, that extends to understanding and weighing the level of risk if she declines to balance her diet or take part in monitoring her insulin treatment. Her ability to judge when to accept treatment and monitoring and to balance this against the risk of death is not there.
16. CDM's communication can become difficult when she is emotionally dysregulated.
17. CDM does not understand the nature or degree of the risks of death at particular points in time, despite having a real general knowledge of the potential risks and good knowledge of her condition.
18. There may be some times when CDM makes a decision in relation to the management of her diabetes where she understands the elements of the decisions being made, retains the information, weighs it up without the defect of a dysregulated emotional state, and communicates this effectively. However, these times, if they occur, are infrequent and unpredictable. If this is fluctuating capacity, then CDM has fluctuating capacity to manage her diabetes.
19. CDM is able to weigh up some of the information relevant to decisions about her diabetes made on very few occasions, however not coherently or consistently. CDM can fluctuate in her ability to make micro-decisions about her diabetic management. Sometimes she can make such decisions capacitously. This will be infrequent. It is less likely to be a capacitous decision if it is a decision to refuse treatment or advice.
20. CDM does not understand that she can become emotionally dysregulated.
21. CDM's real time decision-making are probably not capacitous ones if they do not accord with her overarching desire to live, but that is not to say that the decisions which cause her overarching desire to live are capacitous.
22. The fact that CDM is accepting treatment is not necessarily a sign that CDM is making capacitous decisions. Those decisions are likely borne out of emotionally dysregulated independence.
1. The fact that the staff on the ground, that is the district nurses and the ambulance services (whether they assess CDM to have or lack capacity to make the decisions), do not have a full understanding of her mental health. For example, when the London Ambulance Service assessment of CDM's capacity to refuse transfer to the hospital was made, in the knowledge that she would in any event have been cared for by staff who could call them back should the need arise.
2. CDM shows a high degree of emotional dysregulation, marking the severity of her condition. It is extremely debilitating and interferes with her ability to function in most contexts.
3. In the hospital setting, CDM was constantly visited by staff, often at interventions. That created stimuli which seemed to trigger emotionally dysregulated states.
4. CDM frequently emotionally dysregulates and experiences this state most of the time, and in most settings. She would be least emotionally dysregulated if a clear routine could be established. When she was not required to make too many decisions about her life it appears uncertainty and inconsistency can cause her anxiety and leads to emotional dysregulation.
5. CDM was less compliant with the management of her diabetes in hospital than she was when visited by the nurses.
I turn shortly to the legal framework, which is uncontentious.
A person lacks capacity in relation to a matter if at the material time he is unable to make a decision for himself in relation to the matter, because of an impairment of, or disturbance in the functioning of, the mind or brain.
Whether CDM is 'unable to make a decision for herself in relation to a matter' is the 'single test' and falls to be interpreted by applying the more detailed description given around sections 2 and 3 (York City Council v C [2013] EWCA 478 at paragraphs 56 and 58).
Section 2 provides that a person lacks capacity if 'at the material time' they are unable to make the decision for themselves. As to when is the material time:
Paragraph 4.4 of the Code of Practice provides: An assessment of a person's capacity must be based on their ability to make decisions at the time it needs to be made, and not on their ability to make decisions in general. [See also paragraph 4.27 of the Code]
For ongoing decisions that need to be made on a daily basis the Court of Appeal in re M (an Adult) (Capacity: Consent to Sexual Relations) [2014] EWCA Civ 37 provides at paragraph 84 that:
'Where a decision is of a kind which falls to be made on a daily or at any rate repeated basis, it is inevitable that the inquiry required by the Act is as to the capacity to make a decision of that kind, not as to the capacity to make any particular decision of that kind which it may be forecast may confront the protected person.'
Capacity is issue specific – see:
PC v York paragraphs 35 and 37:
The determination of capacity is decision specific [paragraph 35]
The court is charged in section 2(1) in relation to 'a matter', with evaluating an individual's capacity' to make a decision for himself in relation to the matter' [paragraph 37].
The Code of Practice at paragraph 4.4 which provides that a person's capacity must be based on their ability to make a specific decision at the time it needs to be made, and not their ability to make decisions in general.
Section 3 amplifies what it means to be "unable to make a decision," providing that it means that the person is unable to understand the information relevant to the decision, retain that information, use or weigh that information as part of the process of making the decision, or to communicate his decision (whether by talking, using sign language or any other means).
s.2(2), which adds that it does not matter whether the impairment or disturbance is permanent or temporary
s.2(4), which provides that in proceedings, the question of whether a person lacks capacity must be decided on the balance of probabilities;
s.1(2), which directs that a person must be assumed to have capacity unless it is established that he does not;
s.1(3), which provides that a person is not to be treated as unable to make a decision unless all practicable steps to help him to do so have been taken without success.
Section 1(4) adds that a person is not to be treated as unable to make a decision merely because he makes an unwise decision.
1. It may mean that a person has the capacity to make decisions in relation to some or even many aspects of their diabetes management is in fact treated as if they lacked that capacity.
2. It might be inconsistent with the code of practice which suggests that the assessment has and must be based on a person's ability to make the specific decision at the time it needs to be made, not on their ability to make decisions in general.
3. It risks offending against the principle set out as long ago as 2010 in LBL v RYJ [2010] EWCOP 2665. That it is not necessary that P understands every element of what is being explained to him or her. What is important is that P understands salient factors.
1. The decisions that relate to each other cannot be so easily and conveniently separated. And,
2. That it is impractical to expect professionals to assess CDM's capacity in relation to every micro-decision.
1. To make decisions about controlling her diabetes and diet.
2. To make decisions about treatment for her diabetes, which is in turn subdivided into three separate decisions:
a. The capacity to make decisions about testing and the blood sugar at right glucose levels, which encompasses submissions about weighing and testing blood glucose levels.
b. The capacity to make decisions about treatment being offered for her diabetes but falling short of life-saving treatment. Treatment by insulin as required. And,
c. The capacity to make decisions about life-saving treatment for diabetes, which will include, in some cases, taking insulin or admitting herself and taking her to hospital.
a) on the assessment of capacity to make decisions about diabetes management, in all its health consequences, the matter is a global decision, arising from the inter dependence of diet; testing her blood glucose and ketone levels; administration of insulin; and, admission to hospital when necessary in the light of blood glucose levels. And
b) that CDM lacks the capacity to make those decisions, and having regard to the enduring nature of her personality disorder which is lifelong and therefore unlikely to change.