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Glover v Secretary of State for Health [2002] EWCST 3(PC) (24 May 2002)
Joan Glover v Secretary of State for
Health
Hearing dates: 10th and 13th
May 2002
John Reddish
(Chairman)
Bez Chatfield
Linda Redford
DECISION
Application
- On 3rd April 2001 Miss Joan Glover (the applicant)
appealed under section 4(1)(a) of the Protection of Children Act
1999 against the decision of the Secretary of State for Health
to include her in the list kept under section 1 of that Act.
- Mr Philip Coppel of Counsel represented the Secretary of State
and Miss Sandhya Drew of Counsel represented the applicant.
Preliminary
- The Tribunal made a restricted reporting order prohibiting the
publication (including by electronic means) in a written publication
available to the public, or the inclusion in a relevant programme
for reception in England and Wales, of any matter likely to lead
members of the public to identify the children (referred to in
this decision as "A", "B", "C" and
"D") with whom the applicant worked and who gave evidence
to the Tribunal of Inquiry into the abuse of children in the former
County Council areas of Gwynedd and Clwyd (referred to in this
decision as "The Waterhouse Inquiry").
- The Tribunal rejected an application, made on behalf of the
applicant, that there should be a similar order in relation to
the applicant herself. The applicant was named by the Waterhouse
Inquiry and, as is apparent from the documents submitted as an
annex to Miss Drew’s written submissions to the Tribunal, her
name and photograph appeared in written publications available
to the public in February 2000. The Tribunal concluded that, in
the event that her appeal were allowed, it would be wrong to prevent
the applicant identifying herself in a written publication or
broadcast as part of any rebuttal of allegations publicly made
against her which she might wish to make. The Tribunal recognised
that, in the event that her appeal failed, the applicant might
wish to prevent her name being published or broadcast for the
protection of her own privacy and that of members of her family.
However, the Tribunal could see no justification for making the
determination of whether there should be an order restricting
the reporting of the name of the applicant dependent upon whether
the outcome was favourable or unfavourable to her. Restricted
reporting orders can be made either to safeguard the welfare of
children or vulnerable adults or to protect a person’s private
life or to avoid the risk of injustice in any legal proceedings.
The Tribunal was not satisfied that an order restricting the identification
of the applicant was justified on any of these grounds in this
case.
- For the same reasons the Tribunal rejected the application made
on behalf of the applicant for a direction that members of the
press and members of the public be excluded from the hearing.
No one was excluded from the hearing.
Evidence and the findings of the Waterhouse
Inquiry
- Mr Coppel submitted that, although the findings of the Waterhouse
Inquiry were not binding on the Tribunal, those findings should
be afforded respect and given significant weight by the Tribunal.
He submitted, further, that the Tribunal should follow the approach
previously adopted by the Tribunal in the case of Michael Barnes
(Case number: 0070) and should be slow to depart from findings
of an Inquiry governed by the Tribunals of Inquiry (Evidence)
Act 1921. Mr Coppel adopted the submissions made by Counsel for
the Secretary of State in the case of Barnes to the effect
that the approach of the Tribunal should be to give proper respect
to the status of the Waterhouse Inquiry and to give proper weight
to its findings while fulfilling its duty to satisfy itself of
the matters set out in section 4(3) of the Protection of Children
Act 1999, allowing new matters to be raised where appropriate
and avoiding the piecemeal re-hearing of the Waterhouse Inquiry.
- Miss Drew submitted that the conclusions of the Waterhouse Inquiry
were not findings of fact in the usual sense but were general
findings about an oppressive regime and therefore not sufficiently
specific to be relied upon; that the conclusions of the Inquiry
should be treated with great circumspection by the Tribunal because
the procedure followed by the Waterhouse Inquiry was unfair to
the applicant and did not comply with Article 6 of the European
Convention for the Protection of Human Rights and Fundamental
Freedoms and that the Tribunal should act as a "court of
full jurisdiction" (as that term was used in the decision
of the Judicial Committee of the Privy Council in Preiss v.
General Dental Council [2001] 1 WLR 1926) and thus remedy
any defects in the procedure followed by the Waterhouse Inquiry
by carefully reconsidering all of the relevant evidence.
- The Tribunal noted that section 4(4) of the 1999 Act provides
that "where an individual has been convicted of an offence
involving misconduct (whether or not in the course of his employment)
which harmed a child or placed a child at risk of harm, no finding
of fact on which the conviction must be taken to have been based
shall be challenged on an appeal or determination under this section"
but that Parliament did not extend section 4(4) so as to include
findings made by Tribunals of Inquiry. Accordingly, the Tribunal
was satisfied that it was clearly not bound by any specific findings
made by the Waterhouse Inquiry.
- However, the Tribunal rejected any suggestion, whether express
or implied, that it should, in effect, hear an appeal from the
findings of the Waterhouse Inquiry. The Tribunal concluded that
it would be wrong and impertinent for it to enter into any analysis
of the procedures adopted by the Inquiry. The Tribunal’s function
is circumscribed by section 4(3) of the 1999 Act.
- Section 4(3) of the 1999 Act provides that, if, on an appeal,
the Tribunal is not satisfied that the individual applicant (a)
was guilty of misconduct which harmed a child or placed a child
at risk of harm and (b) is unsuitable to work with children, the
Tribunal shall allow the appeal. The burden of proof is thus placed
upon the Secretary of State. He was entitled to rely upon the
findings of the Waterhouse Inquiry and was not required to adduce
oral evidence from the same witnesses who gave evidence to that
Inquiry in order to discharge that burden. Principles of natural
justice and the right to a fair hearing enshrined in Article 6
of the European Convention do not require the Tribunal to determine
every factual dispute afresh. The Tribunal was not prevented from
giving weight to the evidence of witnesses simply because they
did not give oral evidence. The Tribunal can receive hearsay evidence.
The weight to be attached to such evidence is often diminished
by the fact that the witness is not seen by the Tribunal and is
not subjected to cross-examination during its proceedings. However,
this may not be so when the witness, though neither seen nor heard
by the Tribunal, was seen and heard by a major Public Inquiry
chaired by a former High Court Judge and was found by that Inquiry
to be accurate in his recollection.
- The Tribunal accepted Mr Coppel’s submission that it should
give substantial weight to the findings of the Waterhouse Inquiry
but took the view that it should still look closely at the evidence
that was before that Inquiry (available in the form of transcripts)
and analyse it in the same manner as it would analyse any evidence.
- The Tribunal found that, contrary to the indication (given in
paragraph 17.32 of the Report of the Waterhouse Inquiry) that
the Inquiry "heard" evidence from a girl for whom Miss
Glover had a special affection, the child in question (referred
to in this decision as "A") did not in fact give oral
evidence to the Inquiry. Accordingly, the Tribunal decided to
treat her written statements with some circumspection and to look
carefully for corroboration of the allegations made by her, either
in the form of admissions by the applicant or of independent evidence
from others, when considering whether to accept them.
- The Tribunal read all of the written evidence submitted on behalf
of the Secretary of State; heard oral evidence from the applicant
and Mr Keith Campbell and read the witness statement of Reverend
Tyndale Courts submitted on behalf of the applicant.
Facts
The material facts found by the Tribunal
were as follows:
- The applicant was born on 22nd July 1947 and is now
54 years old.
- On 1st October 1968, when she was 21 years old, the
applicant commenced work as a housemother in the Community Home
in Prestatyn, Flintshire known as South Meadow.
- From about 1969 the applicant physically assaulted A, who was
accommodated in the Home from 1969 (when she was 3 years old),
by spanking her with her hand and with a slipper or sandal. The
spanking happened regularly and frequently. On some occasions,
after administering corporal punishment to A, the applicant hugged
her, apologised to her for hitting her and praised her.
- Another child (referred to in this decision as "B"),
who resided, with his 2 brothers, at South Meadow from 1968 until
1977, found the applicant to be "a Jekyll and Hyde"
character. B suffered from persistent nocturnal enuresis and felt
that the applicant "took against" him because of this.
B saw the applicant assaulting one or other of the children in
the Home on an almost daily basis. He was himself hit on the head
and legs by the applicant, either with her hand or with one of
the wooden sandals that she habitually wore, as punishment for
minor misdemeanours. On occasions, the applicant lost her temper
completely and slapped B repeatedly. The applicant also grabbed
B by his hair on several occasions.
- In 1973 the applicant undertook a year’s training course for
residential child care officers at the Salford Institute of Technology
and then returned to work at South Meadow.
- On 1st January 1974 the applicant was appointed as
the Officer-in-Charge at South Meadow.
- In or about July 1974 the applicant received a memorandum from
the Director of Social Services for Clwyd, dated 20th
June 1974, setting out the authority’s policy on corporal punishment.
The memorandum recorded that "no member of staff will inflict
corporal punishment on any child or young person in any circumstances
(corporal punishment to include striking, slapping, pushing etc.)"
and drew to the attention of all staff that any infringement of
this policy would be "viewed with the utmost gravity".
- On 26th August 1975 the applicant was involved in
a violent incident with a child (referred to in this decision
as "C"), then aged 13. The applicant took hold of C,
turned her round and slapped her across the face. C had herself
just hit A, who was then 8 years old, across the face, knocking
her over. The applicant (as she later admitted) "lost her
rag" with C because she had been very troublesome on this
and other occasions.
- On 29th September 1975, following a meeting with
the Deputy Director of Social Services for Clwyd, Mr Jones and
the Principal Residential and Day Care Officer, Mrs Pares, the
applicant received a written warning and reprimand by a letter
dated 3rd October 1975 from the Director of Social
Services (page D34 of the Tribunal bundle).
- During 1978 and 1979 the applicant frequently "lashed out"
at children in her care and often threatened, and sometimes used,
violence against them.
- On 21st June 1979 members of the residential care
staff at South Meadow told the Area Officer, Mrs Griffiths of
their concern about the applicant’s behaviour. They reported that
the applicant was shouting at the children and was extremely irritable,
tense, impatient and intolerant and that the children were becoming
frightened by her behaviour. In her report, Mrs Griffiths added
that, to her own knowledge, the applicant had "no outside
interests", was "very insular" and was "not
delegating work to her staff".
- In August 1979 the applicant told Clwyd County Council’s Principal
Officer, Mr Wyatt and the authority’s Staffing Officer, Mr Grant
that she was unaware of "anything amiss" at South Meadow.
- On 14th August 1979 members of the residential care
staff at South Meadow reported to Mr Wyatt and Mr Grant that the
applicant appeared to be "suffering from ‘stress’ to a degree
that it was affecting the staff relationships within the home";
that the applicant was "shouting and screaming at the children"
and was "showing occasional fits of temper in front of the
children and staff". They added that, since Easter 1979,
the applicant had been "showing inconsistent caring, impatience
and irritability" and that the applicant’s present behaviour
was "unacceptable".
- On 20th August 1979, following a meeting with Mr
Wyatt and Mr Grant and a period of reflection, the applicant agreed
that she would take four weeks leave from 1st September
1979 and that thereafter she would become a non-resident Officer-in-Charge.
- When the applicant returned from her period of leave there was
little, if any, improvement in her behaviour at work. In November
1979 Mrs Ann Worthington, a housemother at South Meadow, disclosed
to the Deputy Area Officer, Mr Davies that 3 boys who were resident
at South Meadow feared physical chastisement and had alleged that
the applicant habitually punished them by hitting them on the
head. Mrs Worthington also reported that A had developed a "nervous
tic" as a result of "constant pressure" and "continual
shouting" directed at her by the applicant. Finally, Mrs
Worthington said that she had heard, but not seen, the applicant
striking A with her hand.
- From November 1979 until February 1981 the applicant continued
to administer corporal punishment to A by striking, slapping or
pushing her. The "numerous specific incidents of abuse"
(as they were later described) were often followed by apologies
by the applicant. A suffered considerable anguish as a result
of her treatment by the applicant and, on occasions, ran away
and made complaints.
- The applicant had a "strange relationship" with A.
Other children perceived A to be the applicant’s "favourite"
but noted that the applicant frequently "fell out" with
A when she did something wrong and frequently screamed at her
and hit her.
- Between November 1979 and January 1980 the staff at South Meadow
again expressed their anxieties about the applicant. They said
that the applicant was hitting children and subjecting them to
harsh treatment and that she was "quite paranoid".
- In March 1981 the applicant left South Meadow after she had
been appointed to the post of Officer-in-Charge at Belgrave House,
a hostel in Clevedon, Avon run by the Pentecostal Child Care Association.
- In 1982, at her own request, A moved to live at Belgrave House.
The move was not successful. A often indulged in attention-seeking
behaviour and was disruptive. In June 1983, A (then aged 17) left
Belgrave House after experiencing many difficulties with the applicant
and others and taking an overdose of tablets.
- On 1st April 1993 the applicant was interviewed by
2 police officers at Clevedon Police Station about complaints
which had been made against her by A and others in 1992. During
the interview, the applicant admitted that she had "shouted
and screamed" at A and that she had "smacked her on
her bottom more than once". She also admitted that, "possibly
on a number of occasions", she had "grabbed [A] by her
hair" and that this was "not the right thing to do".
The applicant further admitted that she had "waved a ruler"
at another child (referred to in this decision as "D")
by way of a threat of violence to her but denied ever using the
ruler to chastise D and denied D’s allegation of a serious assault
upon her by the applicant in a toilet at South Meadow. The investigating
police officers reported the case to the Crown Prosecution Service
but the Service decided not to institute criminal proceedings
against the applicant. The applicant was informed of this decision
on 18th June 1993.
- In August 1993 the applicant was made redundant by the Pentecostal
Child Care Association.
- In September 1994 the applicant obtained employment as a Family
Support Worker with Staffordshire County Council.
- On 17th June 1997 the applicant gave oral evidence
to the Waterhouse Inquiry. She made several admissions:
- (at page 9637 of the transcript) that she became "frustrated"
when children said that they were not going to do as they were
told and "used a slap as a last resort";
- (at page 9639 of the transcript) that she "lost her rag"
with C who had been "particularly difficult" and "grabbed
hold" of her and "slapped her once";
- (at page 9650 and 9651 of the transcript) that she had shouted
at and smacked children in the face and on the bottom when angry;
- (at page 9651 and 9652 of the transcript) that she had put
a 5 or 6 year old child across her knee and smacked the child
on his or her bottom notwithstanding that she realised that
smacking or slapping was not permitted and that any infringement
of this policy would be "viewed with the utmost gravity";
- (at page 9653 of the transcript) that she had, on 2 or 3 occasions,
yanked children towards her by their hair;
- (at page 9656 of the transcript) that a report that she had
been "shouting at the children" and had been "very
tense, impatient and intolerant" and had frightened children
by her "unusual behaviour" was a "fairly accurate
picture" of her condition in 1979;
- (at page 9677 to 9679 of the transcript) that she had smacked
A on her bottom or on the backs of her legs on several occasions
and "might have put A across her knee and smacked her;
- (at page 9681 of the transcript) that she had, when A was
10 or 11 years old (i.e. in 1976 or 1977), on occasions, grabbed
her and made her go up to bed, using physical force.
The applicant denied the allegations made against
her by B, in particular his allegation that she had disciplined
and humiliated him after he had wet his bed (page 9692 of the
transcript) and said that B "would have a slap when he was
little" but that she did not remember having to discipline
him as he got older (page 9688 of the transcript).
- The Waterhouse Inquiry concluded (paragraph 17.35 of the Report
dated 15th February 2000) that the staff concerns about
the applicant’s behaviour towards the children at South Meadow
were fully justified and that the evidence given to the Inquiry
by A and B gave a fair picture of the extent to which the applicant
abused children. The Inquiry also concluded that the applicant
"had serious temperamental or character defects which disabled
her from carrying out her work as Officer-in-Charge in an appropriate
manner".
- The Waterhouse Inquiry also concluded (paragraph 17.40 of the
Report) that the applicant’s conduct as Officer-in-Charge at South
Meadow was "erratic and oppressive" and that she was
"unsuitable" for that post and should have been dismissed
in 1979 when the staff voiced their great concern about her conduct.
- By a letter dated 10th March 2000 the Department
of Health informed the applicant that her name had been included
temporarily on the Consultancy Service Index.
- In June 2000 the applicant was redeployed by Staffordshire County
Council to a post in their Housing Department which does not involve
her dealing directly with either children or adults.
- By a letter dated 29th September 2000 the Department
of Health informed the applicant’s solicitors that the applicant’s
name had been retained on the Consultancy Service Index.
- By a letter dated 4th January 2001 the Department
of Health informed the applicant that the Secretary of State had
decided that it would be appropriate for her name to be included
in the list established under section 1 of the 1999 Act.
- In her statement lodged in support of her appeal to the Tribunal,
dated 4th February 2002, the applicant admitted that:
- she disciplined B and his brothers using "anything from
telling them off to slapping them…once or twice across the legs
or bottom";
- she slapped the children "as a last resort when other
attempts at disciplining them had failed";
- she lost her temper and slapped C once across the face on
26th August 1975;
- she smacked A on several occasions on the bottom or on the
back of her legs with her hand; and
- on some occasions she physically grabbed A by the arms or
shoulders and pulled or pushed her upstairs.
The law
- Under section 4(3) of the 1999 Act, if the Tribunal is not satisfied
that the individual applicant (a) was guilty of misconduct (whether
or not in the course of her duties) which harmed a child or placed
a child at risk of harm and (b) is unsuitable to work with children,
it must allow the appeal. If the Tribunal is so satisfied it must
dismiss the appeal.
- Section 4 of the 1999 Act places the burden of proof on the
Secretary of State.
- The standard of proof required by the Tribunal, in order to
be satisfied as to the matters set out in section 4(3) of the
1999 Act, is that described in the decisions of the House of Lords
in Re H and others (minors) (sexual abuse: standard of proof)
[1996] 1 All ER 1 and Secretary of State v. Rehman [2002]
1 All ER 141. In the former case, Lord Nicholls of Birkenhead
said, at pages 16-17:
"Where the matters in issue are facts the
standard of proof required in non-criminal proceedings is the
preponderance of probability, usually referred to as the balance
of probability….
The balance of probability standard means that
a court is satisfied an event occurred if the court considers
that, on the evidence, the occurrence of the event was more likely
than not. When assessing the probabilities the court will have
in mind as a factor, to whatever extent is appropriate in the
particular case, that the more serious the allegation the less
likely it is that the event occurred and, hence, the stronger
should be the evidence before the court concludes that the allegation
is established on the balance of probability….
Built into the preponderance of probability standard
is a generous degree of flexibility in respect of the seriousness
of the allegation.
Although the result is much the same, this does
not mean that where a serious allegation is in issue the standard
of proof required is higher. It means only that the inherent probability
or improbability of an event is itself a matter to be taken into
account when weighing the probabilities and deciding whether,
on balance, the event occurred. The more improbable the event,
the stronger must be the evidence that it did occur before, on
the balance of probability, its occurrence will be established."
In the latter case Lord Hoffman said:
"It would need more cogent evidence to satisfy
one that the creature seen walking in Regent’s Park was more likely
than not to have been a lioness than to be satisfied to the same
standard of probability that he was an Alsatian. On this basis,
cogent evidence is generally required to satisfy a civil tribunal
that a person has…behaved in some…reprehensible manner. But the
question is always whether the tribunal thinks it more probable
than not".
The Tribunal was guided by these observations
when considering the issues raised in this appeal.
Issues
48. It was contended on behalf of the applicant
that:
- she should be given the benefit of any doubt, particularly
on the issue of suitability;
- detailed examination of the evidence reveals that there are
discrepancies and inconsistencies which should lead to the conclusion
that the allegations made by A and B were false and/or grossly
exaggerated;
- the evidence of A and B was tainted by the fact that they
have claimed compensation and/or are seeking someone to blame
for their failure to make successful transitions into adulthood;
- the burden was on the Secretary of State to prove unsuitability
and he had adduced no evidence as to that;
- the applicant’s history of work in the many years after she
left South Meadow showed her to be entirely suitable to work
with children;
- the applicant smacked children, at first when the practice
was not forbidden then on one isolated occasion 27 years ago
and, finally, during a relatively short period of personal stress
and depression 22 or 23 years ago.
49.It was contended on behalf of the Secretary
of State that:
- a listing scheme designed to protect the vulnerable should
not be undermined by the importation of the criminal standard
of proof and the applicant was not therefore entitled to "the
benefit of the doubt";
- the Tribunal should look at the whole pattern of behaviour,
viewing the specific instances of misconduct as pieces of the
whole picture;
- the allegations made by the children are serious but, in the
light of the admissions made by the applicant, not inherently
improbable;
- there are many consistencies in the accounts of witnesses,
who had not collaborated, which demonstrate their credibility;
- the suggestion that the children’s evidence was tainted did
not bear close examination because much of what they said related
to other children, not to themselves;
- as to the applicant’s unsuitability, the Tribunal should have
regard to the seriousness of the past misconduct and the type
and number of instances involved; the time that has elapsed
since the last proven instance; the applicant’s record of service
both before and after the misconduct and the applicant’s current
level of understanding of past misdeeds;
- in the present case, the misconduct was at the serious end
of the scale and so bridged the considerable gap in time;
- the applicant’s record of service after the misconduct was
good but that had to be viewed in the context of work in a hostel
where there was little or no provocative behaviour;
- the suggestion that there was a change in the applicant’s
behaviour in the late 1970’s did not survive any analysis; and
- there was no evidence at all to show a current level of understanding
or appreciation of the past misconduct which could lead the
Tribunal to be confident that the applicant is no longer unsuitable
to work with children.
Conclusions and reasons
Having considered all of the evidence given and
the arguments presented at the hearing and the witness statements
and other papers submitted in advance, the Tribunal decided to
dismiss the appeal.
The Tribunal’s reasons are as follows:
50. The Tribunal was satisfied that the applicant was guilty of
misconduct which harmed children and/or placed children at risk
of harm.
51. The applicant made various admissions, to the investigating
police officers in 1992; to the Waterhouse Inquiry in 1997 and
to the Tribunal in her written and oral evidence, that she had
conducted herself improperly by hitting children as a punishment,
in breach of a clear instruction from her employer that no member
of staff should inflict corporal punishment on any child or
young person in any circumstances and after a clear warning
that any infringement of this policy would be viewed with the
utmost gravity; by hitting children on the head or in the face
when she was angry and/or frustrated; by manhandling a child
to coerce her into following instructions and by grabbing children
and yanking them towards her by their hair.
52. The Tribunal adopted the conclusions of the Waterhouse Inquiry
that the applicant "abused children" during her time
as Officer-in-Charge of South Meadow and that staff concerns
about her behaviour towards the children at South Meadow were
fully justified.
53.The Tribunal carefully considered the evidence of A and B
in the light of the fact that they both made claims for compensation
and came to the conclusion that the timing and content of their
statements did not suggest self-interested invention.
54.There was force in the submission that the witnesses, having
failed to achieve success in their lives, might be looking for
a scapegoat. This may well have led A and B to exaggerate and
to use emotive language. The Tribunal took these matters in
account when assessing the evidence but was not persuaded that
the accounts were invented, either out of mischief or vengeance,
not least because there were many significant consistencies
in the independently produced accounts of events. The Tribunal
also noted that B gave a "clear and impressive" account
when he gave oral evidence to the Waterhouse Inquiry.
55. As to the specific instances of misconduct harming a child,
set out in writing on behalf of the Secretary of State pursuant to
the direction given on 1st October 2001:
- The Tribunal was satisfied that the applicant, in the
course of her employment as senior housemother at South
Meadow, physically assaulted C, a 13 year old resident at
that Home who was under her care. The applicant admitted
that charge.
- The Tribunal was satisfied that the applicant physically
assaulted A, a girl resident at South Meadow and under her
care from the age of 2 to 14 years. The Tribunal accepted
the relevant evidence of A which was fully corroborated
by the evidence of B and of 2 other children who were also
resided at South Meadow during the relevant period and by
admissions made by the applicant.
- The Tribunal was satisfied that the applicant, from time
to time between December 1968 and 1977, physically assaulted
B who was resident at South Meadow from the age of 5 to
14 years. The Tribunal accepted the relevant evidence of
B, who was found by the Waterhouse Inquiry to be "clear
and impressive". His evidence was substantially corroborated
by admissions made by the applicant.
- The Tribunal was not satisfied that the applicant "whacked"
the older brother of B on the back of his head with a shoe
because he had not done his homework. The applicant strenuously
denied this allegation. The only evidence in relation to
the alleged incident was that set out by B in his witness
statement (page D75 of the Tribunal bundle). It was not
clear whether, when he made his statement, B was alleging
that he actually saw the assault or whether he was alleging
that he had merely been told of it by his brother. The applicant
admitted, in her oral evidence to the Tribunal, that she
had threatened to hit children with her sandal on several
occasions and the Tribunal was satisfied, by the evidence
of A and B, that, on other occasions, the applicant did
hit children with her footwear. However, the Tribunal did
not consider that, on the available evidence, it could be
satisfied that this particular event, mentioned by B almost
in passing, did occur.
- The Tribunal was not satisfied that the applicant deliberately
pushed B’s face into bedclothes wet with his own urine,
as a punishment. The allegation is referred to in the Report
of the Waterhouse Inquiry (at paragraph 17.29) and was put
to the applicant during the course of her cross-examination
by Mr King QC (page 9692 of the transcript). The applicant
disputed the allegation. The Tribunal took the view that
B may well have been required by the applicant to remove
his own wet bedclothes and to carry them to the laundry
facilities but felt that the allegation of pushing his face
into the bedclothes might have been an exaggeration and/or
a misinterpretation of the applicant’s actions by B. The
Tribunal accepted the applicant’s evidence that bedwetting
by B was "not a disciplinary matter".
56.The findings of fact made by the Tribunal amounted to serious
misconduct by the applicant over the period from 1968 to 1981
which harmed children or placed children at risk of harm.
57.The Tribunal was also satisfied that the applicant is unsuitable
to work with children.
58.The Tribunal adopted the conclusion of the Waterhouse Inquiry
(paragraph 17.35) that the applicant "had serious temperamental
or character defects which disabled her from carrying out her
work as Officer-in-Charge in an appropriate manner". That
conclusion was supported by the evidence of A and B and by the
reports of the staff who worked with and under the applicant
at South Meadow and was further supported by admissions made
by the applicant.
59.The Tribunal noted and, having reconsidered the evidence,
adopted the further conclusion of the Waterhouse Inquiry (paragraph
17.40) that the applicant’s conduct was "erratic and oppressive"
and the she was "an unsuitable Officer-in-Charge".
60.The Tribunal accepted that it does not follow that the applicant
remains unsuitable to work with children in 2002, simply because
she was unsuitable to work with children in 1979 or 1981. However,
defects of character and temperament are not easily changed
and do not usually change unless they are specifically addressed.
There was no evidence that the applicant has taken any steps
to confront or to modify her character or temperament.
61.There was evidence that the applicant is unrepentant and retains
the same attitude towards the physical chastisement of children
as she held in the 1970’s. The Tribunal formed the view, having
heard the applicant give oral evidence, that she chose to discipline
children as though she had the right to do so whereas, in fact,
she had been specifically forbidden, in her capacity as a care
worker, from acting in that manner. Accordingly, the Tribunal
concluded that, if the applicant again had the care of young
children, she might well arrogate to herself the so-called parental
right of reasonable chastisement. The applicant apparently did
not and does not recognise or accept the clear distinction between
the position of a parent administering punishment to his or
her own child in a domestic setting and that of a professional
care worker constrained by the law and the policies of his or
her employers.
62.The Secretary of State having established that the applicant
was clearly unsuitable to work with children in 1979, an evidential
burden was placed upon the applicant to rebut the inference
that that unsuitability has persisted until the present time.
The applicant endeavoured to discharge that burden by adducing
evidence from Mr Campbell and the Reverend Courts. The Tribunal
accepted the evidence of Mr Campbell that he had never seen
the applicant hit or threaten to hit a child and that, during
the whole of the 21 years that he has known her, she has "maintained
her Godliness" in all of her work. However, it does not
follow that the applicant is no longer a risk to children. Mr
Campbell’s own experience of the applicant was limited. The
question as to whether the applicant would now react in a different
way if she were again faced with behaviour by troubled, difficult
and/or vulnerable young children or whether she would resort
to physical violence as she frequently did before, was not one
which Mr Campbell could answer. He only encountered the applicant
when she was in charge of a hostel where the residents did not,
for the most part, exhibit challenging behaviour. He was resident
at the same time as A (whose behaviour was sometimes extremely
challenging) but she was by then 16 or 17 years old and beyond
the age when the applicant might have been tempted to confront
her physically. The fact that A left Belgrave House in a state
of great distress having apparently attempted to take her own
life obviously had to be set against the observations of Mr
Campbell.
63.The Reverend Courts has known the applicant since 1994. He
recorded that, so far as he was aware, the applicant is held
in high regard by all who know her. The applicant is obviously
not held in high regard by A or B (who have expressed extremely
hostile opinions) or by Mrs Worthington and the other members
of staff who worked at South Meadow.
64.The applicant was entitled to and did rely upon her unblemished
record during her 19 years of work with children after she left
South Meadow until she was "redeployed" by Staffordshire
County Council in June 2000. The Tribunal placed this in the
balance but felt unable to give great weight to it in the absence
of positive statements from the applicant’s employers or colleagues
as to her suitability to work with children. The burden was
not upon the applicant to establish her suitability. The legal
burden remained upon the Secretary of State to establish unsuitability.
However, having been found, in terms, to have been unsuitable
to work with children in the past, the applicant did have some
obligation to adduce some positive evidence of change or difference,
from professional colleagues or supervisors. The Tribunal was
troubled by her failure to do so.
65.When allegations of misconduct were put to her, both in the
proceedings of the Waterhouse Inquiry and in the present proceedings,
the applicant frequently responded by saying that she could
not recall the incident rather than by admitting or denying
it. The Tribunal detected a reluctance on the part of the applicant
to confront her own past failings.
66.The Tribunal noted that, in the course of the work which she
undertook during the period from 1981 to 2000, the applicant
was rarely faced with the same sort of challenges that she faced
when working at South Meadow. At Belgrave House the applicant
had the benefit of an unusually high level of support and assistance
and, as a Family Support Worker with Staffordshire County Council,
her role was to advise and to provide practical assistance to
parents caring for their own children. In these circumstances
it was not surprising that the applicant was not seen to display
the same reactions as before.
67.The Tribunal also placed in the balance the clear evidence
that the applicant was prone to frightening losses of temper
and alarming mood swings when in charge of South Meadow. B’s
evidence that the applicant was "a Jekyll and Hyde character"
and was "just mad"; the staff reports that the applicant
was "paranoid" and A’s evidence as to the applicant’s
volatile and fluctuating emotions (which was fully corroborated
by the evidence of B and of other children who had relevant
experiences) was of particular significance. Leaving aside B’s
use of colourful language, the Tribunal was satisfied that the
applicant often frightened children when she lost he temper
or "flipped" and was further satisfied that such loss
of control could re-occur if the applicant were permitted to
continue to work with children.
68.The decision of the Tribunal was unanimous.
Order
Appeal dismissed.
Dated: 24th May 2002
Signed
John Reddish
Chairman
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