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England and Wales Family Court Decisions (High Court Judges) |
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You are here: BAILII >> Databases >> England and Wales Family Court Decisions (High Court Judges) >> Local Authority v A, B and D [2022] EWFC 23 (18 January 2022) URL: http://www.bailii.org/ew/cases/EWFC/HCJ/2022/23.html Cite as: [2022] WLR(D) 232, [2022] 4 WLR 72, [2022] EWFC 23 |
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35 Vernon Street Liverpool L2 2BX |
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B e f o r e :
(Sitting as a Judge of the High Court
Pursuant to section 9(1) Senior Courts Act 1981)
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LOCAL AUTHORITY | ||
and | ||
A, B, D |
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MISS K BURNELL QC and MISS HARRISON appeared on behalf of the Respondent Mother
MISS G M TAYLOR QC and MISS EDMUNDS appeared on behalf of the Respondent Father
MISS GREENWOOD and MISS GOSLING appeared on behalf of the Child through their Guardian
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291-299 Borough High Street, London SE1 1JG
Tel: 020 7269 0370
[email protected]
Ubiqus hereby certify that the above is an accurate and complete record of the proceedings or part thereof
____________________
Crown Copyright ©
This Transcript is Crown Copyright. It may not be reproduced in whole or in part, other than in accordance with relevant licence or with the express consent of the Authority. All rights are reserved.
HHJ PARKER:
Eye injuries
Bruising
Rib fractures
Left ribs
The issues
The mother's case
The father's case
The law
The effect of the father's criminal conviction for manslaughter.
28. The relevant parts of Section 11 of the Civil Evidence Act 1968 provide as follows:
"In any civil proceedings, the fact that a person has been convicted of an offence by or before any court in the United Kingdom shall be admissible in evidence for the purpose or proving, where to do so is relevant to any issue in those proceedings, that he committed that offence whether he was so convicted upon a plea of guilty or otherwise and whether or not he is a party to the civil proceedings but no conviction other than a subsisting one shall be admissible in evidence by virtue of this section".
Subsection two, "In any civil proceedings in which, by virtue of this section, a person is proved to have been convicted of an offence by or before any court in the United Kingdom, he should be taken to have committed that offence unless the contrary is proved".
"This wide variety of circumstances in which section 11 may be applicable includes some in which justice would require that no fetters should be imposed upon the means by which a defendant may rebut the statutory presumption that a person committed the offence of which he has been convicted by a court of competent jurisdiction. In particular I respectfully find myself unable to agree with Lord Denning, Master of the Rolls, that the only way in which a defendant can do so is by showing that the conviction was obtained by fraud or collusion, or by adducing fresh evidence (which he could not have obtained by reasonable diligence before) which is conclusive of his innocence. The burden of proof of "the contrary" that lies upon a defendant under section 11 is the ordinary burden in a civil action: proof on a balance of probabilities; although in the face of a conviction after a full hearing this is likely to be an uphill task".
"It follows therefore that a Family judge making a finding on the balance of probabilities is not required to decide, and does not decide, whether a criminal offence has been proved to the criminal standard. Any use of familiar terms should not give the impression that the abusive parent has been convicted by a criminal court. Equally where an abusive parent has in fact been convicted of a relevant offence (e.g. a sexual or violent offence against the other parent), the conviction is proof of the fact that he or she committed the offence 'unless the contrary is proved".
"The problem in this regard with a criminal verdict is that there are no findings of fact and it is not known what matters asserted by the prosecution were accepted by the jury. The other complicating factor in a criminal verdict is the approach I should take to the judge's sentencing remarks given that the judge is not the decision maker and his or her remarks are certainly not findings of fact by the jury. My analysis of this case law in the context of this case is as follows: firstly, having accepted the criminal conviction pursuant to section 11 of the Civil Evidence Act, it seems to me that I am bound by the principle of issue estoppel to find that the father intended to kill or cause serious harm to the mother. Although Hale J (as she then was) doubted the application of the principle of issue estoppel in a Children Act case, that was in the context of previous findings in civil litigation. In my view, issue estoppel must apply to the fundamental elements of the criminal conviction, once I have decided to accept the conviction. Although a normal requirement of issue estoppel is that the parties must be the same - and they are not the same in a criminal case, where of course the State prosecutes – and a civil Children Act case, given the particular nature of the criminal prosecution, I do not consider that that distinction applies. In order for the jury to have decided that the father was guilty of murder they had to find he intended to kill or cause very serious harm to the mother. Therefore, once I have accepted – as I do – that the father murdered the mother, it follows that I also find that he intended to kill her or cause her very serious harm on the night of [date redacted]. I therefore reject any suggestion that the father did not intend to harm her.
Secondly, once I have accepted the father had the requisite intention, then as a matter of judgment on the facts of the particular case, it seems to me that the jury must have rejected the father's account of what happened after the children went to sleep. I will refer to this in more detail below. However, I reach this conclusion as a matter of judgment, rather than on the basis of the legal principle of issue estoppel: The Local Authority rely on the Judge's sentencing remarks, which I will set out below. Those remarks do not, in my view, give rise to an issue estoppel; in other words, they do not bind me because they are not findings by the jury, and they, the jury, did not necessarily – although they very well may have in practice – formed part of the verdict. However, they are something I give a very great deal of weight to. The Judge heard days of evidence, including forensic evidence, and of other witnesses, none of which I have heard. He is a highly experienced criminal judge who reached a view on the evidence, to which it is appropriate I should give very great weight.
Thirdly, however, to the degree the Local Authority rely on evidence that was presented to the jury by the prosecution about the father's controlling and jealous behaviour to the mother before [date redacted], I take a different approach. Plainly no issue estoppel arises in relation to this evidence, but also, I simply cannot tell what role, if any, it took in the conviction. At the most it was relevant background material to the father's conduct when he killed the mother. The jury may or may not have accepted it or given it any weight and I therefore take the view that I should approach that part of the findings sought based on the evidence before me, rather than on any principle that it was previously accepted".
(1) The parties are different in each set of proceedings, the Crown Prosecutor in the Criminal Justice System whereas the Local Authority pursues its case in the family jurisdiction.
(2) That is a distinction with a difference because the canvas is a broad one in the family court.
(3) The ambit of threshold findings sought are almost always likely to be wider than in an indictment.
(4) The scope of those findings is also likely to be wider.
(5) I cannot see how section 11 can properly operate in the face of issue estoppel which is a defence and operates as a bar to prevent a litigant raising an issue for a second time.
"Failure to protect comes in innumerable guises. It often relates to a mother who has covered up for a partner who has physically or sexually abused her child or, one who has failed to get medical help for her child in order to protect a partner, sometimes with tragic results. It is also a finding made in cases where continuing to live with a person (often in a toxic atmosphere, frequently marked with domestic violence) is having a serious and obvious deleterious effect on the children in the household. The harm, emotional rather than physical, can be equally significant and damaging to a child.
Such findings when made in respect of a carer, often the mother, are of the utmost importance when it comes to assessments and future welfare considerations. A finding of failing to protect can lead a Court to conclude that the children's best interests will not be served by remaining with, or returning to, the care of that parent, even though that parent may have been wholly exonerated from having caused any physical injuries.
Any Court conducting a Finding of Fact Hearing should be alert to the danger of such a serious finding becoming 'a bolt on' to the central issue of perpetration or of falling into the trap of assuming too easily that, if a person was living in the same household as the perpetrator, such a finding is almost inevitable".
The evidence
The key evidence presented to me
N
J
K, a mental health coordinator
L
M
Dr G
"In the opinion of the vast majority of the experts, the presentation of an infant suffering abusive head trauma by a mechanism of very vigorous shaking, with or without impact, includes, in the order of severity, pain and severe distress with inconsolable crying, vomiting, going quiet, abnormal sleepiness, confusion, vacant appearance and unresponsiveness, loss of muscular tone, going limp, unconsciousness, convulsions may also occur, shaking, becoming rigid, arching back, deviated gaze, etc. Shortly after this type of trauma and in more severe cases also cardiovascular and respiratory abnormalities. This would manifest to a non-medical person as a range of very pale or blue appearance, cold external body temperature, gasping or irregular breathing with long pauses and deep breaths. It is impossible to say at the time they occur when they will resolve with or without external interventions or if they will progress to complete cardiorespiratory arrest. According to the relevant medical literature, the hypothesis that the death of a baby who suffered traumatic injuries of the type identified in E may be preceded by a period of wellbeing, does not have solid scientific support. However, some minutes may be needed in a minority of patients before the whole picture of severe neurological compromise including profound unresponsiveness, cardiovascular and respiratory abnormalities, convulsions, is established. During this time the child does not appear normal but likely show generic signs such as irritability, quietness or excessive sleepiness and respiratory abnormalities".
"If the Court instead accepts the hypothesis of a traumatic explanation for E's injuries, it is the opinion of the vast majority of the experts that trauma able to determine such devastating cerebral injuries, does cause a global, sudden and severe neurological dysfunction manifested by a combination of symptoms including collapse, cardiovascular instability, respiratory and irregularities and seizures and most likely, immediately or in the moments following the application of force".
"The clinical features of the intracranial injuries would have been profound and immediate including cessation of breathing and I think it not likely that E would have survived very long without cardiorespiratory resuscitation. I think the intracranial injuries were sustained shortly before the emergency services were called at 4.57am on 22 July 2020".
"If the Court finds that she woke normally for her feed on the morning of 22 July 2020 this would imply that she suffered her injury within minutes of her collapse on 22 July 2020. This is a significant head injury and is not in keeping with a slow-burn type injury that can develop over several hours".
"The collective findings are further consistent with a non-accidental injury event, such an event would have involved an event very close to the time of cessation of breathing which appears to be following an attempt at feeding E during the early hours of the morning of 22 July 2020".
"Dad called 999 around 4.57am and CPR was started. On arrival of the ambulance crew they assessed E and she had no cardiac output. They continued CPR which led to a return of spontaneous circulation. First blood gas revealed PH 6.9 and severe lactic acidosis".
The mother
The events of 22 July 2020
"Dad got up at 3am for next feed. Noted E had mucus/vomit around her mouth. Only fed 20ml. Projectile vomit following this. Dad woke Mum as concerned E was very still after feed. E was not breathing and felt cold to touch".
"Anyway, we were in bed and B woke up for E's bottle in the early hours of the morning and he went down as normal; took her downstairs. I could hear the prep machine being used and E making a little murmur. I do not know if she was in the kitchen with him or if she was in the living room but I could hear a little murmur. Then I must have dozed off to sleep, then I was woken by a bit of crying and I thought, 'Oh he is winding again' because sometimes E gets a bit crying when she is being winded by B so she was a bit upset but then it seemed to stop and I thought, 'Oh, he must be nearly ready for coming back to bed' and I must have dozed off again. Then not long, well, I do not know how long after but B I think it was about 3.30/four o'clock/4.30 or something, he come to talk to me about – and he said something is not quite right so I went downstairs to have a look".
The mother's relationship with the father
The mother's mental health
The mother's drug use and drug supply
Household stresses
Rib factures
The father
The father's relationship with the mother
Mother's mental health
"Received a telephone call from A's partner, B, earlier this afternoon expressing concern for A and her mental health. B feels that A is deteriorating and has recently found out that she has stopped taking prescribed medication about two weeks ago. B expressed no immediate concerns for their son who A looks after but feels should her mental health deteriorate further then he would have concerns for their son's safety. B did not wish for A to be aware of the telephone call as he did not want to upset her further. B reported that in the last week A has become more agitated and verbally hostile towards him. Her conversation has been quite disjointed. He has found the house in a more disorganised state. Each night he has returned home from work as they would like to move to a bigger place but have not yet been offered anywhere but A is packing for the move. B stated she is talking to dead people and has been pushing her family away slowly alongside behaviour such as turning on the music channel on television and standing right next to this just staring at it. Advised B that they would make a cold-call to A this afternoon and try to assess her mental health and risk and agreed not to inform A of his call at this point.
Cold-called A, A was very curt and abrupt with CCO who normally has a good rapport with her. A stated that CCO should not be calling around unannounced and it was against CCO's policy to do so. CCO advised A that they were a bit worried about her as something had not seemed right with her during the appointment of the other day. A was very quick to point out that there was nothing wrong with her. A appeared paranoid and guarded and was tearful at times. CCO asked A about her sleep and what medication she is taking. A stated that her sleep was fine and she continues to take the medication at the dose prescribed. Again, A stated that CCO was invading her privacy and wanted them to leave. A followed this up with she felt frightened for her life but could not elaborate why this was. A then ordered CCO from her home. At this time CCO had no concerns for baby as caring for him appropriately but contacted partner who advised he would be home in 15 minutes. CCO advised B that A has no insight that she is unwell nor capacity to consent to treatment and CCO was considering requesting a Mental Health Act assessment but would first discuss with Dr Y who is covering for Dr Z. CCO advised B that they would return within an hour to their property to advise him of a decision. B advised that with regards to the baby he is happy to take time off work to look after his son. After discussion with Dr Y, a Mental Health Act assessment was requested and advised that this is urgent".
"A stated that she was glad CCO had returned as she had not meant to be rude earlier but just felt overwhelmed with her thoughts and problems and not knowing what to do about solving them and having not discussed these thoughts and problems with B or CCO as she did not want to be labelled as thick or incapable. A stated that she had panicked earlier when CCO had visited as she felt vulnerable and thought that CCO would call Social Services and tell them she is a bad mother because she cannot make decisions or solve problems for herself. A, now accepting how this sounded and that she is not a bad mother and CCO would not have left her alone with a child if there had been concerns".
Further down the record:
"A admitted to speaking with dead relatives but stated this has never really gone away and it is something that she does not find distressing, more of a comfort and it does not interfere with her activities of daily living or care for her son. A agreed that she is currently tearful and emotional but was feeling much better since getting her thoughts and feelings out in the open. A did not feel that she is relapsing, just reacting to a prolonged period of stressors and pressure she had put on herself. CCO advised A that they had been so worried about her after the first visit earlier that they had requested a Mental Health Act assessment but will now cancel this request as they feel that A is once again engaging, taking medication and will be kept safe with her partner for the next week".
Drug use and supply
Household stresses
"If you have not seen it you cannot say that it was the mother. There were two people in the house, it was not me, the only person left is the mother".
The events of the early hours of 22 July 2020
"I think it was three o'clock I am not sure about the time so do not quote me but I think it was three o'clock. It was time for a feed so I bring her down and bring her into here and then went into – and I always close this door so if she cries, she wakes him up, so, I close that door, went into the kitchen to do a bottle on the prep machine. I had done that. Come in and I noticed she had like some phlegm around her mouth, so, I cleaned it off and she looked fine to be honest and picked her up, went to give her a bottle and she just was not taking it at all but she was quite still but she was warm and everything, so, I put her in, back in her Moses basket and I thought I would give her five minutes and then she will probably have it and that is when I had noticed she was really stiller than normal and I picked her hand up and she was unresponsive, so, I straight away went to my partner and then she come down and we both looked and then I was on the phone and they told me to do CPR on the chest and check the airways".
"Three o'clock was my turn, I took her downstairs, she was awake on the way down the stairs, she was looking at me, I put her next to the sofa on the floor, she had a bit of mucus around her top and bottom lip so I wiped it off. I give her a dummy, went into the kitchen to do her bottle and her bottle is done on a Tommee Tippee machine so it only takes 60 seconds. I had done her bottle, come back in, went to give it to her, picked her up out of her basket, out of the Moses basket, went to give it to her and she took literally two mouthfuls, no more than three, tops, but I think it was two, then clamped her mouth shut as if she did not want it. Now, mostly I put her down and leave her for five or 10 minutes and she will have it again and it is like happy days but as I put her down I noticed her arm just sort of fell a lot more freer than normal, still open but she – it just did not feel right".
"I am not sure if it was three o'clock bang on or just after but it was time for E's bottle. She was not crying but she was like, you know, like whinging for her bottle".
"I asked him to explain what had happened and he stated that he had woken to complete the night feed. He had taken E from the basket, took her downstairs for her feed when he noticed mucus around her mouth. He tried to feed her but she only took 20ml of milk. At first he thought that E must be full from the previous feed so he placed her down. He was worried so he went to get the mother".
"She was just looking at me, she was looking at me on the way down the stairs. We have got a light at the end of the stairs and every now and again she looks at you on the way down so when you get to the bottom she is like, you know, because of the light so she did that, she was looking at me in the front room, once I have cleaned that off and give her, her dummy, I went into the kitchen to make the bottle. I had done the bottle, I come back and I always have her this way because A always has her that way".
"No, and that is the god's honest truth, I really do not, I swear but to be honest with you I definitely have not inflicted those injuries, I wanted to get that very clear, definitely, definitely have not touched her. She is my little angel and my partner, she would not hurt a bone in her body, she is lovely, you know, she is brilliant with both kids".
My reasons
Note to Judgment: The error identified at paragraph 23 was identified by counsel on proofreading the written closing submissions prior to delivery of judgment but the amended document was not circulated in error.