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England and Wales High Court (Administrative Court) Decisions |
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You are here: BAILII >> Databases >> England and Wales High Court (Administrative Court) Decisions >> Smith, R (On The Application Of) v Secretary Of State For Environment, Transport & Regions & Ors [2001] EWHC Admin 1170 (19th December, 2001) URL: http://www.bailii.org/ew/cases/EWHC/Admin/2001/1170.html Cite as: [2001] EWHC Admin 1170 |
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QUEENS BENCH DIVISION
ADMINISTRATIVE COURT
Strand, London, WC2A 2LL | ||
B e f o r e :
____________________
THE QUEEN ON THE APPLICATION OF MAUREEN SMITH | Claimant | |
- and - | ||
SECRETARY OF STATE FOR THE ENVIRONMENT, TRANSPORT AND THE REGIONS (1) CITY OF BRADFORD DISTRICT COUNCIL(2) HUMBERSIDE WASTEWISE WASTE MANAGEMENT SERVICES LIMITED(3) | Defendant |
____________________
Smith Bernal Reporting Limited, 190 Fleet Street
London EC4A 2AG
Tel No: 020 7421 4040, Fax No: 020 7831 8838
Official Shorthand Writers to the Court)
Mr. Timothy Corner (instructed by the Treasury Solicitor) for the First Defendant, the Secretary of State for the Environment, Transport and the Regions
The Second Defendant was not represented
Mr. John Barrett (instructed by Walker Morris) for the Third Defendant, Humberside Wastewise Waste Management Services Limited now called Integrated Waste Management Limited
____________________
AS APPROVED BY THE COURT
Crown Copyright ©
Mr Justice Silber:
Introduction
The Background
The First Planning Application
(1) to vary conditions 2 and 24 of the 1992 permission,
(2) to landfill the quarry with controlled waste (that is, domestic, commercial and industrial waste),
(3) to introduce access improvements to the site.
“The proposal will be contrary to GP2 (I), (II), (IV) and policy W1 (I) of the approved Unitary Development Plan, particularly by reason of the smell which would be generated, the visual impact on the surrounding environment and to the detriment of pedestrian safety along the A629 through Denholme Village”.
Notice of appeal against that decision was issued pursuant to section 78 of the Town and Country Planning Act 1990 and the appeal was considered at the public inquiry held in January 2001 to which I have already referred. The present application of the claimant arises out of the determination of that appeal against the refusal of the first planning application and, in particular, whether the Inspector was entitled to take into account environmental material not contained in the first environmental statement and whether he could permit the LPA to determine what action had to be taken in respect of landscaping and dust in the way that he did. To understand these issues, it is necessary for me now to outline some further aspects of the planning history.
The Second Planning Application:
“where significant adverse effects are identified … … … .a description of the measures envisaged [is required] in order to avoid reduce or remedy those effects”.
“This revised landscape matter incorporates the issues raised by Bradford City Council at a meeting on 9 January 2000 and a subsequent meeting … to address concerns relating to landscape and visual matters”.
The Issues
(i) Whether the procedure followed by the Inspector on the appeal failed to comply with Regulation 21 of the 1988 Regulations, as he incorporated a part of the second ES as part of the environmental information before the Inquiry without invoking Regulation 21 (“the Regulation 21 Issue”);
(ii) Whether Condition 5 of the Inspector’s Decision Letter was defective as it failed to require the proposed development to comply with the proposed tree planting and grassland seeding schemes and mitigation measures set out in the Landscape Proposals contained in the Second ES (“the Landscaping Issue”);
(iii) Whether Condition 9 of the Inspector’s decision was defective as in the Letter of 14 March, 2001, failed to require the proposed development to comply with the proposed dust mitigation measures set out in the second ES (“the Dust Issue”);
(iv) Whether if the claimant succeeds on the Regulation 21 issue, on the landscaping issue or on the dust issue, the appropriate remedy is that the 2001 decision should be quashed (“the Quashing Issue”).
“… This directive was adopted to protect the environment throughout the E.U. by requiring member states to ensure that planning decisions likely to have a significant effect were taken only after a proper assessment of what those effects were likely to be. It requires that before the grant of development consent for specified kinds of project, Member States should ensure that an environmental impact assessment is undertaken”.
I now turn to summarise the parts of the decision letter relevant to and explanatory of these issues.
The Inspector’s Decision:
“I have concluded above that the development as whole would be appropriate in the Green Belt. With the imposition of suitable planning conditions and giving weight to the provisions of the s. 106 obligation and other legal safeguards, I am satisfied that the site can be worked and filled to high environmental standards and can be restored to fit in with the local landscape”.
“An Environmental Statement, produced in accordance with the Town and Country Planning (Assessment of Environmental Effects) Regulations 1988 (as amended), accompanied the application. I have taken the Statement and later environmental information into account in arriving at my decision along with the comments from statutory consultees and representations from interested persons and the evidence presented at the inquiry. (An amended planning application was made by the appellants in February 2000 and refused permission by the Council in July of that year. That decision has not been appealed against, but the environmental information submitted with that application including measures for the mitigation of impacts, has been subsumed into the evidence before me)”.
7. The main issues are derived from the criteria in the relevant polices of the City of Bradford Unitary Development Plan (the UDP), which is the statutory development plan for the area; and from the application of national policy. Those policies include:
The visual impact of the development
13. It is common ground that attempts to mitigate the visual impact of the present workings have not been an unqualified success. Although the high bund alongside Whalley Lane screens the quarry, tree planing on it has not taken due, I agree, to inadequate management (although not by the appellant company). This can be rectified – and indeed forms part of the current application. Intermittent views of the quarry workings from the north and east (against a backdrop of the Special Landscape Area) also reveal the lack of management of spoil and machinery from a visual impact perspective. It is little wonder that there is scepticism amongst local people about whether the larger extended development would do any better.
14. The phasing and restoration proposals have however been carefully designed, both to screen most of the workings during the extraction and landfill process and to create a land form appropriate to the grazed and wooded moorland fringe slopes of the area…. I believe therefore that the character of the local landscape would be sustained and that the end result would be attractive… Those locations are firstly, along Whalley Lane and in views towards the southern site boundary from Denholme Edge; and secondly, from the end of Hewenden Reservoir and its eastern slopes.
15. In the first case, although for relatively short periods the top of the landfill and/or noise attenuation mounds would be seen during the operational and surcharge phases, set against the broader sweep of the landscape beyond or in passing down Whalley Lane its impact would be slight. In the second example, although there would for short periods be views into the landfall area that would be less pleasant than looking at a stone extraction face, that would be a receding and partially screened experience in the middle distance, again set within a strong land form that can absorb it. After restoration, the landform and its associated woodland planting would, I conclude, be seen as an integral part of the local landscape.
16. At Buck Park Farm (a listed building), the existing screening bund would have, behind it, an admittedly high but temporary additional earthwork and (possibly) a stone wall both acting as noise attenuation barrier. I conclude below in respect of noise that I see no need for a permanent wall (which could be oppressive immediately above the farmhouse on the skyline). The profile of the temporary bund would slope steeply away from viewpoints on Whalley Lane and be beyond the present high bund at the back of the farmhouse. Subject to noise attenuation being achieved only by temporary earthworks, I conclude that the setting of the farmhouse would not be changed by the development.
17. The site design and management regime that can be exercised, through landscaping and aftercare planning conditions, through the legal agreements submitted and through the Integrated Pollution Control and Prevention and Control (IPPC) permit under the jurisdiction of the Environment Agency is extensive. I therefore have no reason to doubt that the appellant company is capable of ensuring that the visual impact of the development on the Green Belt, during and after development, would be acceptable.
“Finally in this issue, I turn to other potential pollutants: dust, odour and vermin. I agree with the appellant that the latter two are more properly maters for site management and would be controlled on day-to-day basis through the operation of an IPPC permit using the best available technique. Although I do not underestimate the concerns of residents after their well-documented local experience at Manywells, such techniques are proven to be effective when properly and speedily applied on a well-run site. I do however accept that the proximity of Buck Park Farm to potential dust generating activities is a material land use consideration that deserves attention at this stage. I consider nonetheless that any potential harm can be overcome by requiring a dust suppression scheme to be agreed and implemented as a planning condition”.
The Statutory Background
“The local planning authority … shall not grant planning permission pursuant to an application to which this regulation applies unless they have first taken the environmental information into consideration [and state their decision that they have done so]”.
According to Regulation 2(1), “environmental information” means:
… such a statement as is described in Sched. 3.
Schedule 3 describes an “environmental statement” as comprising with emphasis added:
1. …a document or series of documents providing, for the purposed of assessing the likely impact upon the environment of the development proposed to be carried out, the information specified in para. 2 (referred to in this Schedule as ‘the specified information’);
2. The specified information is –
(a) a description of the development proposed, comprising information about the site and design and size or scale of the development;
(b) the data necessary to identify and assess the main effects which that development is likely to have on the environment;
(c) a description of the likely significant effects, direct and indirect, on the environment of the development, explained by reference o its possible impact on –
human beings; flora; fauna; soil; water; air; climate; the landscape; the inter-action between any of the foregoing; material assets the cultural heritage;
(d) where significant adverse effects are identified with respect to any of the foregoing, a description of the measures envisaged in order to avoid, reduce or remedy those effects; and
(e) …
The Regulation 21 Issue
The relevant part of Regulation 21 provides that:
21. (1) The local planning authority or the Secretary of State or an inspector, when dealing with an application or appeal in relation to which an environmental statement has been provided, may in writing require the applicant or appellant to provide such further information as may be specified concerning any matter which is required to be, or may be, dealt with in the statement; and where in the opinion of the authority or the Secretary of State or the inspector –
(a) the applicant or appellant could (having regard in particular to current knowledge and methods of assessment) provide further information about any matter mentioned in paragraph 3 of Schedule 3; and
(b) that further information is reasonably required to give proper consideration to the likely environmental effects of the proposed development,
they or he shall notify the applicant or appellant in writing accordingly, and the applicant or appellant shall provide that further information.
[(2) Paragraph (3) to (9) shall apply in relation to further information required of an applicant or appellant after those paragraphs come into force except in so far as such further information is required to be provided for the purposes of a local inquiry held under the Act and the request for such further information states that it is to be provided for such purposes].
(3) The recipient of the further information shall publish in a local newspaper circulating in the locality in which the land is situated (hereinafter referred to as “the locality”) a notice stating –
(a) the name of the applicant for planning permission or the appellant (as the case may be) and the name and address of the Local Planning Authority;
(b) the date on which the application was made and, if it be the case, that it has been referred to the Secretary of State for determination or is the subject of an appeal to him;
(c) the address or location and the nature of the proposed development;
(d) that further information is available in relation to an Environmental Statement which has already been provided;
(e) that a copy of the further information may be inspected by members of the public at all reasonable hours;
(f) an address in the locality at which the further information may be inspected and the latest date on which it will be available for inspection (being a date no less than 20 days later than the date on which the notice is published);
(g) an address in the locality (whether or not the same as that given pursuant to sub-paragraph (f)) at which copies of the further information may be obtained;
(h) that copies may be obtained there so long as stocks last;
(i) if a charge is to be made for a copy, the amount of the charge; and
(j) that any person wishing to make representations about the further information should make them in writing, before the date specified in accordance with sub-paragraph (f), to the Local Planning Authority, the Secretary of State or the Inspector (as the case may be).
(4) The recipient of the further information shall send a copy of it to each person to whom the Environmental Statement to which it relates was sent.
(5) Where the recipient of the further information is a Local Planning Authority they shall –
(a) take steps to secure that a copy of the further information is placed on Part I of the register with the application and the Environmental Statement; and
(b) send to the Secretary of State three copies of the further information.
(6) The recipient of the further information may by notice in writing require the applicant or appellant to provide such number of copies of the further information as is specified in the notice (being the number required for the purposes of paragraph (4) or (5)).
(7) Where further information is required to be provided, the Local Planning Authority, the Secretary of State or the Inspector, as the case may be, shall suspend determination of the application or appeal; and shall not determine it before the expiry of 14 days after the date on which the further information was sent to all persons to whom the Environmental Statement was sent or the expiry of 21 days after the date that notice of it was published in a local newspaper, whichever is the later.
(8) The applicant or appellant who provides further information in accordance with paragraph (1) shall ensure that a reasonable number of copies of the information is available at the address named in the notice published pursuant to paragraph (3) as the address at which such copies may be obtained.
(9) A reasonable charge reflecting printing and distribution costs may be made to a member of the public for a copy of the further information made available in accordance with paragraph (8) and for any copy, in excess of one, of the whole or part of the further information supplied to a person pursuant to paragraph (4).
(10) The Local Planning Authority or the Secretary of State or an Inspector may in writing require an applicant or appellant to produce such evidence as they may reasonably call for to verify any information in his Environmental Statement.
Was the Inspector entitled to subsume a part of the Second ES into his decision letter without first invoking Regulation 21?
The claimant’s new contentions on the Regulation 21 issue raised for the first time in his Reply.
Is there any material difference between the first and second ES?
the key issues addressed at those meetings and incorporated into this revised text include:
- the need to address the existing screening mounding around the southern flank of the site and to prepare a detailed planting plan which ensures that all existing losses are replaced and reinforced where appropriate.
- prepare a Landscape Management Plan for the site, which not only incorporates the land in the application area but other land within the ownership of the quarry.
- provide further details through cross-sections and critical vantage points of how much land filling would be visible above the existing quarry rim within each of the defined phases of development.
(a) woodland management plan
(b) initial replanting of the existing screen bund (my emphasis)
(c) a contribution to highway safety matters
The Landscaping Issue
“That is not to suggest that full acknowledge requires an environmental statement to contain every conceivable scrap of environmental information about a particular project. The directive and the assessment regulations require the likely significant effects to be assessed. It will be for the local planning authority to decide whether a particular effect is significant, but a decision to defer a description of a likely significant adverse effect and any measures to avoid, reduce or remedy it to a later stage would not be in accordance with the terms of Schedule 3, would conflict with the public’s right to make an impact into the environmental information and would therefore conflict with the underlying purpose of the directive”.
“the development on this site should be carried out in substantial accordance with the layout included within the Development Framework document submitted as part of the application and shown on (a) drawing entitled ‘masterplan with building layouts’”.
The reasons given for the imposition of this condition was:
“the layout of the proposed Business Park is the subject of an Environmental Impact Assessment and any material or alteration to the layout may have an impact, which has not been assessed by that process”.
“the development should be carried out in accordance with the mitigation measures set out in the Environmental Statement submitted with the application unless provided for in any other condition attached to this permission”.
Condition 3:
3. Unless otherwise agreed in writing by the Local Planning Authority mineral extraction, landfilling, restoration and aftercare of the site shall be carried out in accordance with the following plans:
- Amended plan referenced 13/5059/4 and titled “Application Boundary and Land Ownership” as received by the Local Planning Authority on December 1998.
- Plan titled “Site configuration and Phasing” as referenced 16/5059/4 as revised in February 2000.
- Plan titled “Junction Improvements (Ghost Island Junction) and Footpath Alterations” referenced Ref NL02785 as revised in December 2000.
- Plan tiled “General layout of Site facilities” referenced and dated 30/5059/4 January 1998.
- Plan titled “Restoration Plan Pre-settlement (Worst Case Scenario) Contours Shown” referenced NL02785/49 and dated Feb 2000.
- Plan titled “Restoration and Pre-Settlement Contours” referenced 25/5059/4 and dated Nov 1997.
- Plan titled “Site topography & Proposed Access Road” referenced 34/5059/4 and dated September 1997.
- Plan titled “Noise Monitoring Locations” referenced 9/5059/4 and dated October 1997.
Save where measures are required by the conditions set out elsewhere on this permission which shall take precedence over the above approved plans.
Condition 5:
4. No development shall take place until a detailed scheme for the landscaping of the site has been submitted to and approved in writing by the Local Planning Authority. Such scheme shall include details of:
a) the positions, species and sizes of all existing trees, shrubs and hedgerows on the site which are to be retained and the proposals for their protection throughout all operations on site;
b) the position, species, density and initial sizes of all new trees and shrubs;
c) the method of planting to be used including any protection measures;
d) any hard landscaping proposed including dry stone walls;
e) the programme for implementation and carrying out of the scheme.
The scheme as approved shall be carried out in full in accordance with the agreed programme of implementation following the date of such approval in writing.
Condition 6:
5. A landscape management plan including management responsibilities and maintenance schedules of all landscaping areas shall be submitted to the Local Planning Authority for approval in writing concurrent with the landscaping scheme required by condition 5 above. The landscape management plan shall be carried out as approved by the Local Planning Authority for the duration of the landfilling and site restoration works.
The undertaking submitted by IWM.
“.. provides for additional controls over the adequacy of site engineering works for the provision of highway improvements, for a contribution to Bradford City Council of £40,000 for traffic safety measures in Denholme and for landscape management of the site and its immediate surroundings. A local Liaison Committee would also be established. I regard these obligations on [IWM] and the land owner as providing significant environmental community benefits which would mitigate the impact of the developments as already discussed above”.
“That ignores the fact that the environmental statement does not have to be described every environmental effect, however minor, but only the ‘main effects’ or ‘likely significant effects”. It is not difficult to see why this should be so. An Environmental Statement that attempted to describe every environmental effect of the kind of major projects where assessments is required would be so voluminous that there would be a real danger of the public during consultation, and the local authority in determining the application “losing the wood for the trees”. What is ‘significant’ has to be considered in the context of the kinds of developments that are included in schedules 1 and 2 [of the 1998 Regulations]. Details of landscaping and an application for an outline planning submission may be ‘significant’ from the point of view of neighbouring householders and thus subject to reserved matters of approval but they are not likely to have ‘a significant effect on the environment’ in the context of the assessment regulations. The local authority are entitled to say ‘we have sufficient information about the design of the project to enable us to assess its significant effect on the environment. We do not require details of the reserved matters because we are satisfied that such matters, provided they are sufficiently controlled by a condition, are not likely to have any ‘significant effect’”.
“any major development project will be subject to a number of detailed controls, not all of them included within the planning permission .. In assessing the likely significant environmental effects of a project the authors of the environmental statement and the local planning authority are entitled to rely on the operation of those controls with a reasonable degree of competence on the part of the responsible authority: see for example, the assumptions made in respect of construction impacts above. The same approach should be adopted for the local planning authority’s power to approve reserved matters. Mistakes may occur in any system of detailed controls, but one is identifying and mitigating the “likely significant effects” not every conceivable effect, however minor or unlikely of a major project”.
The Dust Issue
“no development shall take place until a scheme to suppress dust generated on site has been submitted to and approved in writing via the Local Planning Authority. Once approved such a scheme should be implemented in full until site restoration is completed in accordance with condition 19 below”.
The Quashing Issue
“By virtue of regulation 25 the grant of planning permission in contravention of regulation 4 is to be treated for purposes of section 288 of the Town and Country Planning Act 1990 as action which is not within the powers of the Act. Even in a purely domestic context, the discretion of the court to do other than quash the relevant order or action where such excessive exercise of power is shown is very narrow. In the Community context, unless a violation is so negligible as to be truly de minimis and the prescribed procedure has in all essentials been followed, the discretion (if any exists) is narrower still: the duty laid on Member States by article 5 of the E.C. Treaty (now article 10 E.C.), the obligation of national courts to ensure that Community rights are fully and effectively enforced, the strict conditions attached by Article 2(3) of the Directive to exercise of the power to exempt and the absence of any power in the Secretary of State to waive compliance (otherwise than by way of exemption) with the requirements of the Regulations ….. all point towards an order to quash as the proper response to a contravention such as admittedly occurred in this case”.
“A court is therefore not entitled retrospectively to dispense with the requirement of an Environmental Impact Assessment (EIA) on the ground that the outcome would have been the same or that the local planning authority or Secretary of State had all the information necessary to enable them to reach a proper decision on the environmental issues.
Although section 288(5)(b), in providing that the court “may” quash an ultra vires planning decision, clearly confers a discretion upon the court, I doubt whether, consistently with is obligations under European law, the court may exercise that discretion to uphold a planning permission which has been granted contrary to the provisions of the Directive. To do so would seem to conflict with the duty of the court under Article 10 (ex Article 5) of the E.C. Treaty to ensure fulfilment of the United Kingdom’s obligations under the Treaty. In classifying a failure to conduct a requisite EIA for the purposes of section 288 as not merely non-compliance with a relevant requirement but as rendering the grant of permission ultra vires, the legislature was intending to confine any discretion within the narrowest possible bounds”.
He also explained at page 617:
“In the present case the Directive had been transposed into domestic legislation and there was a failure to comply with the terms of that legislation. In my view, a court should not ordinarily be willing to validate such an act on the ground that a different form of transposing legislation (for example by allowing an environmental statement to take the composite form put forward in this case) might possibly have also satisfied the terms of the Directive. I would accept that if there was a failure to observe some procedural step, which was clearly superfluous to the requirements of the Directive, it would be possible to exercise the discretion not to quash the permission without any infringement of our obligations under European law. But that is not the case here.”
“I do not consider this paper chase can be treated as the equivalent of an Environmental Statement. In the first place, I do not think it complies with the terms of the Directive. The point about the Environmental Statement contemplated by the Directive is it constitutes a single and accessible compilation produced by the applicant at the very start of the CATION and by that process, the relevant environmental information and the summary in non-technical language .. I do not think that it allows MS states to treat a desperate collection of documents produced by parties other than the developers and trace will only by a person with a good deal of energy and persistence satisfying the requirement to make available to the public the information which should have been provided by the developers”.
“the Council had the power to request further information (Regulation 21) but did not do so. Neither did the applicant request the Council to exercise that power. Indeed no criticism was made of the document until very shortly before the hearing”.
MR JUSTICE SILBER: Lord Kingsland, I know the reason why you are in sartorial elegance.
LORD KINGSLAND: I do apologise for being seriously underdressed this afternoon.
MR JUSTICE SILBER: I fully understand. Perhaps I ought to, before you make your application, pass down to you a letter which I received from the Treasury Solicitor this morning.
LORD KINGSLAND: Yes.
MR JUSTICE SILBER: Have you seen a copy of it?
LORD KINGSLAND: No.
MR JUSTICE SILBER: I am afraid it has been photocopied rather badly because at the top of it is the words "the Treasury Solicitor", but you will see what the letter says. (Handed)
LORD KINGSLAND: I am much obliged. Thank you.
MR JUSTICE SILBER: Take your time reading it.
LORD KINGSLAND: My Lord, I am most grateful to you for drawing this letter to my attention.
MR JUSTICE SILBER: I have also another letter to show you. It is just in fact from Walker Morris. It says that they were -- that is 12th December:
"We confirm that we are happy for any consequential matters to be dealt with in writing and so we do not propose to attend court on 11th January 2002. We look forward to hearing from you..." (quote unchecked)
Well, they know from my judgment that I did not agree to that course, but they all know about today's hearing and have decided not to attend.
LORD KINGSLAND: I have also not seen that letter, my Lord, but anyway, I now know.
MR JUSTICE SILBER: Can I raise one matter with you which, and this might well be a fault in the system at this end, which is I did not get any comments from you on the draft judgment. I mean any of the obvious errors in it.
LORD KINGSLAND: No, that was simply because, of course, my eyesight is failing all the time and I could not find any error in the judgment of the sort that I thought ought to be drawn to your attention, the technical sort. There are other matters about your judgment.
MR JUSTICE SILBER: Well, which you will come to. We will discuss that in a minute. I received a few points from Mr Barrett, but I am told I am now getting some stuff from the Treasury Solicitor.
LORD KINGSLAND: Unfortunately, because I have been on public duties on Wednesday and Thursday and was unable to look at the papers to prepare - I have no papers; I have no access to any of the papers - I was not able to refresh my memory either of the contents of your judgment or, indeed, of the various submissions that I made to your Lordship throughout the hearing and, indeed, on paper thereafter. But I will look through the judgment as soon as I can so that my comments, if any, can coordinate with the comments of the Treasury Solicitor.
MR JUSTICE SILBER: Yes. Well, can I deal with the costs, first of all? Which is that, the point made by the Treasury Solicitor is the usual order for costs, but, in practice, as your client is legally aided, the order should not be enforced without permission.
LORD KINGSLAND: Yes. Yes.
MR JUSTICE SILBER: I have been helpfully given some wording which is that the costs of the defendant be paid by the claimant but the determination of the claimant's liability for the payment of such costs be postponed to any further application.
LORD KINGSLAND: Yes, and I have to ask from you the usual legal aid order, it used to be called the legal aid order.
MR JUSTICE SILBER: It is now called -- do you have it?
THE COURT ASSOCIATE: Community Legal Services Funding Assessment, my Lord.
MR JUSTICE SILBER: Do you have a certificate on file? If we have not, I will just make an order that that assessment will take place from?
LORD KINGSLAND: I have no instructing solicitors with me.
MR JUSTICE SILBER: I make that order, which is a Community Legal Services Funding Assessment.
LORD KINGSLAND: It is the first time I have come across one of these orders, my Lord, and I would have known its name had I been able to refresh my memory this morning.
MR JUSTICE SILBER: Well, I should have know it, because I have made quite a few of them and I also make the order for costs, costs of the defendant.
LORD KINGSLAND: As I understand it, the third defendant did not raise the question of his own costs, which is sometimes a matter.
MR JUSTICE SILBER: That is Walker Morris's client?
LORD KINGSLAND: Yes.
MR JUSTICE SILBER: Well, they have not raised the question, so.
LORD KINGSLAND: We do not have to go through----
MR JUSTICE SILBER: Bolton?
LORD KINGSLAND: The increasingly familiar case of Bolton.
MR JUSTICE SILBER: Yes, so we do not need to so.
LORD KINGSLAND: Yes, we are just talking about the costs of the Treasury Solicitor.
MR JUSTICE SILBER: Yes. I actually had, but do not have with me, a schedule of theirs, but I am just going to order that the whole question be postponed.
LORD KINGSLAND: Yes. I am much obliged, my Lord. Now I have an application to make for leave for appeal. Now I understand that the application, from the letter that your Lordship has kindly shown to me, that this application is not opposed.
MR JUSTICE SILBER: Yes, they do not oppose it, but I still have to----
LORD KINGSLAND: I am not suggesting for a moment that I can get away with that.
MR JUSTICE SILBER: No.
LORD KINGSLAND: But they are not resisting it.
MR JUSTICE SILBER: They are not resisting it, but I still have to be satisfied.
LORD KINGSLAND: With respect, my Lord, I would suggest that the fact that they are not resisting it is a factor that your Lordship ought to take into account when making your decision on this matter.
My Lord, I think your Lordship had sight of my detailed response to the observations of the third defendant, which he made in writing because he was unable to be in your Lordship's court on the second morning, and your Lordship, I am sure, will recall what I said there and what I am going to say now has more than a glancing similarity to those comments.
MR JUSTICE SILBER: In essence, you say I got it wrong and you have good prospects of success.
LORD KINGSLAND: Well, that is my conclusion, but I reach it by a route which, in my submission, the interpretation of the Environmental Impact Assessment Directive Regulation is an exceedingly live issue in the courts at the moment and your Lordship, by now I know very familiar with Berkeley and with Milne and Tew, but there have been other cases such as Huddleston (as heard) which have addressed other parts of the Detective. And the recent decision of the European Court of Justice which has clarified the direct effect of 4(1) and 4(2) has meant that this has become quite a widely litigated part of the law.
Now the interpretation of Regulation 21 is a matter which has not previously fallen before the English courts and, in my submission, I think this is reflected entirely and rightly reflected in your judgment, my Lord. You recognise that there is an important issue here: is Regulation 21 in a particular set of factual circumstances binding on an inspector? Or is it not? There is not a simple or clear answer for two reasons: first of all, because the Regulation has a directory part and a mandatory part; and secondly because it is not clear that even if the Inspector under the directory part exercises his discretion not to admit a piece of information relating to the environmental statement, it is not clear whether or not he is judicial reviewable for taking his decision on the basis of an incomplete environmental statement.
Now my submissions in relation to that were twofold: first of all, in the case of my client, we came under the mandatory part of the Regulation and that, therefore, the Inspector was obliged to exercise the powers, indeed had a duty to exercise his powers, under Regulation 21. But even if we came merely under the directory part in circumstances where the information was crucial to the legality of the environmental statement, a decision not to use Regulation 21 inevitably makes the Inspector's decision letter defective and therefore void, subject, of course, to the quashing discretion that the courts have.
As far as the defectiveness is concerned, your Lordship will remember this was a lively issue in the course of the hearing, my submission is that it is quite clear that in the correspondence between the local authority and the developer in January 2000, it is quite clear that the local authority felt that something was missing from the first environmental statement, and by that I mean it was not just stated as missing from the first environmental statement, it was stated as missing from the first environmental statement and all the extra information that was put in up to the second advertisement in December 1998. It was quite clear that the local authority still felt that something was missing and something was important enough to require putting in the environmental statement.
Now, your Lordship will recall what Sullivan J said in Milne about the wide discretion the local authority has to decide whether something is significant or not, and requires mitigation or not. Now, in my submission, the local authority thought that something ought to be in the second environmental statement that was not in the first. That was an admission by the local authority that the developer had not dealt with a significant environmental effect in the first environmental statement and needed to do so in the second. And so, even if your Lordship is right that the matter falls under the directory part of Regulation 21, the failure of the Inspector to use 21 in his discretion to bring in the second environmental statement means that the first environmental statement is defective in law in relation to the application.
I have made my point rather clumsily and long-windedly, but in my view this is a point of public importance because it is absolutely clear that there will be many occasions when inspectors will feel there is a deficiency of information in relation to the environmental statement that they have had sent to them down in Bristol, and that they will need to request that information. It will make a great deal of difference to the way in which inquiries are conducted as to whether or not this procedure under Regulation 21 has to be gone through, or whether the Inspector can use informed means of the sort that he used. Now I apologise for not being able to draw your Lordship's attention to the relevant----
MR JUSTICE SILBER: No, you put it----
LORD KINGSLAND: I think your Lordship has the gist of what I am saying.
MR JUSTICE SILBER: Yes, certainly. Certainly, I do and I am very conscious that you address me very clearly.
LORD KINGSLAND: I think in your judgment your Lordship -- I mean the implication from the way that your Lordship has approached it is that you would have -- I mean, there are two possible answers to this: either there is an obligation or there is not. In my submission, it is not so clear.
MR JUSTICE SILBER: Yes, it is really whether I consider the point would have a real prospect of success. It is not the old arguable point that we deal with in judicial review applications, but it is a reasonably high threshold.
LORD KINGSLAND: Yes, well, my Lord, one has to look at the interpretation of Regulation 21 through the Directive. The Directive imposes an obligation on the member States to make sure that any application which gives rise to significant effects is dealt with by an environmental statement. Now the local authority clearly regarded this application as giving rise to some significant effects. Some of those significant effects were dealt with in the first environmental statement, but at least one was not; it was dealt with in the second environmental statement. That statement came before the inquiry in an informal way, without the necessary, or required, advertising procedure.
So, in my submission, on the assumption that your Lordship accepts Sullivan J in Milne, it is the local authority's discretion as to whether something is or is not important. In my submission, the behaviour of the Inspector fell below the standard that was required by the Directive.
I entirely understand the real prospect, but in my humble submission the real prospect point in the case of regulation 21 is better addressed in the context of your Lordship's overall discretion as to whether or not to quash, because in my view there is a real prospect of success on the failure of the Inspector to comply with 21.
But there is then the other question that your Lordship has to consider in the context of the whole story, does this defect justify quashing the whole thing? And that is a matter which your Lordship deals with, in my respectful submission, at a later stage.
MR JUSTICE SILBER: Yes. I am very conscious of your arguments on this.
LORD KINGSLAND: Yes, I hesitated to submit to you----
MR JUSTICE SILBER: I reread my judgment actually just before I came into court.
LORD KINGSLAND: And then, my Lord, there are two other points.
MR JUSTICE SILBER: The landscape and the dust?
LORD KINGSLAND: Yes, and also there is a related point to 21 and that is that that paragraph in Milne, I think it is either 100----
MR JUSTICE SILBER: Yes, I know the point.
LORD KINGSLAND: Says, you know, that the environmental statement must relate not only to the application but also to the decision and two of the five plans in the conditions which reflected the decision were changed. Your Lordship considered that in your judgment.
In my submission, the principal point of Sullivan J's paragraph is a very important one and, in fact, a common sense one: if you environmentally assess and reach conclusions about the environment in a statement, in relation to a particular project, and then that project is changed in the course of a planning inquiry so that it becomes a different project, in my submission, the Inspector was under a duty to consider whether or not the environmental statement ought to be, as it were, redone. I think the view that your Lordship took was that it is really an issue about the scope of the discretion of an inspector in the course of conducting an inquiry and how narrowly or widely that ought to be constrained.
Then the third point to which I do attach considerable importance is that, in my submission, the law requires the conditions in a planning decision to enforce the development consent and the development consent in the Inspector's decision letter quite clearly incorporated the mitigation set out in the second environmental statement in relation to the mound, which although it seems a relatively small part of the project, geographically, it was a crucial part of the visual impact, and that was one of the main reasons why the project was refused first time around.
Now I accept entirely that the mitigation in the second environmental statement solved the problem. The difficulty, in my submission, is that the way the conditions were worded, and your Lordship knows what I said, I do not need to go through the detail, and even though I could very ably remember without the documents in front of me, that my submissions were that if you look at the text of conditions 3 and 5 and, indeed the same applies to dust in condition 9, the discretion left to the local authority or the developer is too wide because it does not contain those two qualifying conditions in Milne about the conditions having to respect the litigation.
In my submission, this is an important point of principle in relation to the environmental impact assessment which has come up for the first time in front of your Lordship and it has been in front of Sullivan J in an outline planning application, this is the first time it has been in front of a court, to my knowledge, in relation to a detailed planning application. The extent to which the mitigation set out in an environmental statement and accepted by a judge should be imposed through conditions on the developer and the local authority is clearly an important point of principle. I think your Lordship recognised that. Your Lordship took the view that in this case, even though there was no Milne guarantee but, nevertheless, the commonsense factor and the fact that there had been an undertaking by the third developer really meant that a reasonable man would conclude that, in practice, the developer and the local authority would implement according to the second environmental statement.
In my submission, your Lordship has left far too wide a discretion to the local authority and the developer and, in particular, I submit to your Lordship that the undertaking is neither here nor there. There is an undertaking, but the undertaking is only triggered once there is an agreement between the local authority and the developer on what the mitigation plan should be. The undertaking is not an undertaking to implement the mitigation plan; it is an undertaking to implement the mitigation plan once it has been agreed under condition 5. And condition 5 does not require the local authority and the developer to implement the mitigation plan. It just requires them to come to an agreement about the detail. And the details are not the details which were set out in C1.1 of the second environmental statement.
MR JUSTICE SILBER: But condition 5 says that no development shall take place until a detailed scheme has been submitted and approved?
LORD KINGSLAND: Yes.
MR JUSTICE SILBER: So, in other words, nothing can take place until that stage has been dealt with.
LORD KINGSLAND: That is right. But my concern is that by the approval of the detailed scheme there is no obligation in the condition, or indeed on the undertaking, on the developer and the local authority to agree a detailed scheme which is in conformity with the mitigation set out in the environmental statement. In fact, the mitigation set out in the environmental statement in detail is not even one of the documents included in condition 3, and the local authority clearly thought that mitigation was crucial because otherwise they would not have insisted that it appeared in the second environmental statement.
MR JUSTICE SILBER: Yes.
LORD KINGSLAND: So, in my submission, your Lordship, I say this very respectfully because a great deal of information was crammed into a very short time in the hearing--
MR JUSTICE SILBER: Yes.
LORD KINGSLAND: --in my submission, the undertaking is neither here nor there. If you can take the undertaking away from your Lordship's argument there, it is quite an important plaque in your Lordship's conclusion about that part of the case.
MR JUSTICE SILBER: What I said about this is:
"Thus, the Inspector is entitled to take the view that the LPA have acted with a reasonable degree of competence in mitigating the effects of the scheme. The final landform was secured by plans by Condition 3 and those plans showed clearly where the landscaping was proposed to be located, subject to the agreement of the LPA, who it can be assumed by the Inspector would act with reasonable competence. Under condition 5, no development could take place until the LPA (who it could be assumed would act with a reasonable degree of competence) approved a detailed scheme of the landscaping of the site, which had to include details of the species and age of trees to be planted. The LPA..."
Then "reasonable competence" and also:
"...the 1988 regulations do not inhibit or restrict the Inspector's decision to reach the decision that he did..."
LORD KINGSLAND: The crucial thing is that the detailed mitigation that had to be agreed had to conform with, I think, it was plan 1.1 C. Your Lordship will recall the plan which not only set out the trees, but it also had the details of each species in columns on the document. Now if that document had been included in condition 3, then my submission on this point would be much weaker. But the only document included in condition 3 was the final elevations on the worst case which covered the mound in trees, but the details which were required in condition 5 had already been decided and included in the environmental statement. So the Inspector was quite wrong to give -- in Milne of course, Sullivan J said 'You can leave details to the conditions, where appropriate'. But here the details were considered so important that the local authority had insisted that they were contained in the second environmental statement.
In my submission, what the Inspector ought to have done was to take the plan, the second environmental statement, and put it in condition 3, but he did not do that. He did the opposite. He neither included the detail plan, I think it is 1.11C in bundle - I cannot remember what bundle it is in, if he put that plan in - I have made this point. This point is all in my written observations.
MR JUSTICE SILBER: Yes, I remember that.
LORD KINGSLAND: If he included it in condition 3 then it would have been much more -- then I think, in my submission, your commission-sense argument would have been perfectly justified because then the wording would still have let the -- it would have been most unreasonable of them not to have followed it. But it is not there. It is not there.
So, in my submission, my Lord, on the facts here that we have a good, I would say, my Lord, a good chance of success and also it would, in my submission, be much more difficult for your Lordship to justify exercising your discretion not to quash.
And perhaps I should just say again that I think the fact that the Treasury Solicitor has decided not to oppose this application----
MR JUSTICE SILBER: It is very common these days. It is done for saving cost.
LORD KINGSLAND: Well, that is not said on the face of the letter.
MR JUSTICE SILBER: It is. It is. "In the interest of saving costs I do not intend..."
LORD KINGSLAND: I think, I hope it is not a cheap point.
MR JUSTICE SILBER: No, it is a valid point. There is a difference between coming here and fighting it tooth and nail and not turning up.
LORD KINGSLAND: In the vast majority of 2.8 applications your Lordship would be considering the exercise of discretion of the local authority in the context of law which is settled. Here your Lordship has a very trying task of not only having to assess the exercise of discretion, but your Lordship is having to assess that exercise of discretion in relationship to goal posts that have not yet stabilised.
MR JUSTICE SILBER: Yes.
LORD KINGSLAND: We do not yet know exactly what the law is either on Regulation 21 or on the proper relationship between a decision letter and the degree of obligation included in the conditions. Without the environmental statement an inspector is entitled to give a very wide discretion to the developer and the local authority. But with the environmental statement, in my submission, the Inspector's room for manoeuvre is much much narrower and, in my submission, the Inspector has exceeded the limits set down by the law.
MR JUSTICE SILBER: Yes. Well, you put it remarkably persuasively, but I am afraid, at the end of the day, you will have to go and ask the Court of Appeal for permission. I will extend your time for going to the Court of Appeal until we get the final judgment sorted out, which means getting it out. Let us work it out. Today is the 11th.
LORD KINGSLAND: Yes.
MR JUSTICE SILBER: If I extend your time by -- how long would you like it extended?
LORD KINGSLAND: Well, my Lord, I think in the old days it was, I suspect that your Lordship will probably take about a week to clear up the judgment. I would prefer a month, but if your Lordship were----
MR JUSTICE SILBER: Well, I am very keen to give you----
LORD KINGSLAND: Well, a month would suit me very well, my Lord, put it that way.
MR JUSTICE SILBER: Shall we say, well I will give you to 11th February?
LORD KINGSLAND: 11th February. I am much obliged.
MR JUSTICE SILBER: Nothing is being done on this project at all while this is going on, so I will extend your time to 11th February.
LORD KINGSLAND: I am much obliged, my Lord.
MR JUSTICE SILBER: I am sorry I cannot give you anything more than that, but thank you very much.
LORD KINGSLAND: I am much obliged to your Lordship for hearing me out.
MR JUSTICE SILBER: Yes. I suppose it is the problems with the bomb which has preventing you getting your papers?
LORD KINGSLAND: My chambers are in Breams Building.
MR JUSTICE SILBER: Yes, I know.
LORD KINGSLAND: And the eastern end of Breams Building is blocked and both ends of Chancery Lane are blocked. The Fetter Lane-end of Breams Buildings is blocked.
MR JUSTICE SILBER: There is a lot of activity in behind the Law Courts.
LORD KINGSLAND: The incident is taking place, I think, right in front of the Law Society.
MR JUSTICE SILBER: I see.
LORD KINGSLAND: The chap who has strapped this bomb to himself did so, apparently, at about 6.30 last night, so Chancery Lane has been blocked since 6.30 last night and the police are still trying to persuade him that the Solicitors Complaints Authority is not as dire as he obviously thinks it is.
MR JUSTICE SILBER: One is reassured to know it is not outside the Law Courts. Well, thank you very much indeed for all the help you have given in the case, Lord Kingsland.