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England and Wales High Court (Administrative Court) Decisions |
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You are here: BAILII >> Databases >> England and Wales High Court (Administrative Court) Decisions >> Longfield Care Homes Ltd, R (on the application of) v HM Coroner for Blackburn & Ors [2004] EWHC 2467 (Admin) (14 October 2004) URL: http://www.bailii.org/ew/cases/EWHC/Admin/2004/2467.html Cite as: [2004] EWHC 2467 (Admin) |
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QUEEN'S BENCH DIVISION
THE ADMINISTRATIVE COURT
Sitting at Birmingham Civil Justice Centre Birmingham B4 6DS |
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B e f o r e :
____________________
THE QUEEN ON THE APPLICATION OF LONGFIELD CARE HOMES LIMITED | (CLAIMANT) | |
-v- | ||
HM CORONER FOR BLACKBURN | (DEFENDANT) | |
(1) NATIONAL CARE STANDARDS COMMISSION | ||
(2) JENNIFER NEWBURY | (INTERESTED PARTIES) |
____________________
Smith Bernal Wordwave Limited
190 Fleet Street London EC4A 2AG
Tel No: 020 7404 1400 Fax No: 020 7831 8838
(Official Shorthand Writers to the Court)
MR JA HOUGH (instructed by Roebucks Solicitors) appeared on behalf of the DEFENDANT
____________________
Crown Copyright ©
"The following matters were found:
2. Injury or decease causing death.
1a Bronchopneumonia.
b Dementia.
ii Traumatic fractures to pelvis and elbow.
3. Time, place and circumstances at or in which injury was sustained.
3.30pm on 16 April 2003 at Longfield Care Home, Preston New Road, Blackburn. Circumstances are the window was left open and unattended. It was wide enough to allow Mrs Hall to climb through and fall.
4. Conclusion of the Coroner as to death.
Accidental death to which neglect contributed."
"In my opinion, the cause of death was:
1a Bronchopneumonia.
1b Dementia.
2 traumatic fractures to pelvis and elbow.
Comments
The cause of death is bronchopneumonia which is a recognised complication of dementing mental states. It is likely the pneumonia was present before the accident, and it is likely that the pneumonia would have caused death in spite of the accident. The accident caused fractures to the pelvis and elbow, but the amount of blood loss and trauma is not sufficient to have caused death. It may however have contributed by inducing further stress and immobility, which could have further exacerbated the pneumonic process."
"I(a) Disease or condition directly leading to death.
I(b) Antecedent causes.
II Other significant conditions contributing to the death but NOT related to the disease or condition causing it."
"On examining the lungs, the main finding relevant to this case is that the left lung base showed a well established bronchopneumonia and it was my opinion that this bronchopneumonia predated the fall. That is based on the extent of the pneumonia, its appearance to the naked eye and also its consistency. When the lung is very consolidated or firm it would have taken at least 4 to 8 days if not more to establish that appearance. On examining the heart there was some patchy areas of scar tissue which may in part be related to old age and partly due to some mild narrowing of the coronary arteries that supply the heart. On examining the stomach there were a few superficial erosions or ulcers. This is not uncommon in this age group. The other organs were essentially normal or not relevant to the case.
The examination of the skeletal system showed that the pelvis had a fracture of the right pubic ramus and symphysis and that there was some bleeding around the right pelvic brim approximately 600 mils. This is not a large amount of blood and these fractures by themselves are not the cause of death.
It was therefore my opinion that the immediate cause of death was bronchopneumonia and I thought that the underlying condition principally causing the pneumonia in this case was Dementia. However, I did put under category 2 of the cause of death certificate traumatic fractures to pelvis and elbow. Now I might explain that this category relates or pertains to conditions that are contributory to the cause of death but not forming part of the immediate cause of death. It is my opinion that the pneumonia predated the accident and pneumonic processes are a recognised complication of demented mental illnesses, partly due to immobility and partly due to destruction of brain tissue which leads to respiratory imperfections of function. I thought that the fractures to the pelvis and elbow were not sufficient to have caused death and the amount of blood loss was very trivial. However, it has to be said that these fractures may have contributed to the cause of death in the sense that they would have induced some further stress on the body and further immobility."
"Q: So as far as the jury are concerned, they have before them an inquisition and you would be describing it as being 1(a) bronchopneumonia, 1(b) dementia, and under 2 traumatic fractures to pelvis and elbow. On the evidence before you at the present time that would be your conclusion?
A: That's correct.
Q: Now always dealing on the balance of probabilities, the question is this: had Mrs Hall not had the fall that she had on 16 April, would the mode of dying, in other words the bronchopneumonia, have been the same and would the time scale have been similar?
A: I would say that on the balance of probabilities she would have died of the pneumonia irrespective of the fall.
Q: Right. That deals with, if you like, the mode of dying. In terms of, if you like, the time, do you think without the fall there is likely to have been a significant difference in time?
A: I don't think there would have been a significant difference in time, sir."
"Q: what do mean by significant? Do you mean she would have been dead shortly?
A: As I said, I feel that the pneumonia was well established. Obviously one isn't God. One can't predict when somebody is going to die, but I think with such an advanced pneumonia she would have died within that same time scale.
Q: So she would still have been dead at 10 o'clock on Thursday morning whether she fell out of the window or not?
A: I can't tell you precisely the date and time but I think within a day or two she would have succumbed, unfortunately."
The clear inference from those answers is that, although Dr Prescott could not say precisely when she would have died but for her fall, it was at least possible that she would have lived for another one or two days. In law, such a period is capable of being judged by a fact-finder as "significant" because it is more than minimal.
Dr Kirk, who treated Mrs Hall in hospital, described her condition when he saw her at about 10.30pm on the 16th. His statement was read out at the inquest by him and included the following:
"From listening to Jessie's chest I was able to hear crackles coming from her lungs. The majority of the crackles were coming from her left lung. In addition to this I am able to say that from taking blood from Jessie I observed an increased level of white blood cells which occurs when an individual has an infection. This infection could be anywhere in a person's body. However, from combining the blood test with the examination of the patient I am able to say that I believe that this infection was pneumonia. In addition, the oxygen levels in the blood were very low which highlights that Jessie's lungs were not working correctly."
"Q: Now as far as the injuries that you were aware of in Mrs Hall, did you feel that those injuries were significant enough to have themselves given rise for concern with regards to her mortality?
A: No. At the time her breathing was the problem, the major problem ...
Q: Now you have heard Dr Prescott say that as far as the fall and the injury is concerned the impact of that may have contributed but not caused the death. And as far as the contribution is concerned, he would suggest that it was not significant in terms of the mode of dying, nor indeed in terms of, if you like, the time of dying. Would you have any comment with regards to that as the person who treated?"
"I would agree that the injuries were not immediately related to the death. Whether being more bed ridden made her more prone to deterioration from the pneumonia is possible.
Q: Now we have heard that, if you like, the fall took place at about 3.30, or thereabouts, and that death was 10 o'clock the following morning. So we are talking about possibly 17 hours or certainly not more than 17 hours [that is an insignificant misstatement of the time, it was in fact 19 hours]. In your medical opinion would that have been significant enough to have turned what might otherwise simply have been a pneumonia capable of being treated to a bronchopneumonia that would prove to be fatal?
A: I think from the pathologist's report and from the blood test it would seem it had been there for a while and this would have happened anyway.
Q: So from your point of view as a clinician?
A: Yes.
Q: Dealing pre-mortem, you would support the views expressed by Dr Prescott?
A: Yes.
Q: That, whilst the injury was a nasty injury, you would say that that was not the underlying cause of death?
A: No."
He went on to state that she had not lost a significant amount of blood, at any rate not so significant as to contribute itself to the death.
"Clearly she was instantly immobilised and her body suffered a great shock. In your view would that have affected the process of the disease or not?
A: I do not think it would have affected the process. The infection was already set in the lungs and the fall could not have affected that process I don't think."
(1) The coroner should not have left accidental death, and/or accidental death to which neglect contributed, to the jury.
(2) There was insufficient evidence for the jury properly directed to return such a verdict.
(3) the coroner misdirected the jury as to neglect.
"How then should the judge approach a submission of 'no case'? (1) If there is no evidence that the crime alleged has been committed by the defendant, there is no difficulty. The judge will of course stop the case. (2) The difficulty arises where there is some evidence but it is of a tenuous character, for example because of inherent weakness or vagueness or because it is inconsistent with other evidence. (a) Where the judge comes to the conclusion that the prosecution evidence, taken at its highest, is such that a jury properly directed could not properly convict upon it, it is his duty, upon a submission being made, to stop the case. (b) Where however the prosecution evidence is such that its strength or weakness depends on the view to be taken of a witness's reliability, or other matters which are generally speaking within the province of the jury and where on one possible view of the facts there is evidence upon which a jury could properly come to the conclusion that the defendant is guilty, then the judge should allow the matter to be tried by the jury. It follows that we think the second of the two schools of thought is to be preferred.
There will of course, as always in this branch of the law, be borderline cases. They can safely be left to the discretion of the judge."
Lord Woolf CJ approved the Galbraith test as appropriate to inquests in R v Inner London Coroner ex parte Douglas Williams [1999] 1 All ER 344 at 349A
"The conclusion I have come to is that, so far as the evidence called before the jury is concerned, the coroner should adopt the Galbraith approach in deciding whether to leave a verdict."
He also went on to consider the second of the two sub-questions which I have identified. In the same report, at page 348H, he said:
"There is no prosecutor in relation to an inquest and, while an inquest is a court, the coroner's role is more inquisitorial, even when sitting with a jury, than that of a judge. A prosecutor has a considerable discretion as to what charges he prefers and the trial takes place on those charges. There are no charges at an inquest and the coroner must decide the scope of the inquiry which is appropriate and the witnesses to be summoned. He therefore must, at least indirectly, have a greater say as to what verdict the jury should consider than a judge at an adversarial trial."
"The strength of the evidence is not the only consideration and, in relation to wider issues, the coroner has a broader discretion. If it appears there are circumstances which, in a particular situation, mean in the judgment of the coroner, acting reasonably and fairly, it is not in the interest of justice that a particular verdict should be left to the jury, he need not leave that verdict. He, for example, need not leave all possible verdicts just because there are technically evidence to support them. It is sufficient if he leaves those verdicts which realistically reflect the thrust of the evidence as a whole. To leave all possible verdicts could in some situations merely confuse and overburden the jury and if that is the coroner's conclusions he cannot be criticised if he does not leave a particular verdict."
"Now the third conclusion that you have is accidental death to which neglect contributed. Now as far as that is concerned you would need to ask yourself a number of questions. Firstly, was Mrs Hall in a dependent position because of her infirmity such that she was unable to properly provide for herself and to care for her own well-being; secondly, had there been a gross failure to provide such support so that there was that provision for her well-being; and thirdly, was there a clear and direct causal connection between the failure and the death of the deceased."
I think the significant word in that is the word "gross" failure. As far as the evidence is concerned it seems to me that you would be entitled to conclude that Mrs Hall was a dependent person. She was dependent upon Longfield Residential Care Home. She was suffering from dementia and she required that establishment to provide for herself, her well-being. The question then is was there a failure. Well, you have heard that there was a requirement to have carried out a risk assessment specifically with regards to windows and the possibility of falls or climbing through windows, and that in making that assessment, which should have been committed to writing but wasn't, either there was a failure to appreciate the risk or if the risk was appreciated there were inadequate steps taken to safeguard against the risk, then it seems to me, members of the jury, that you would be entitled to find as a fact that that was a failure. What you have to ask yourselves is this, could that be described as a gross failure? Would it be right to say that an assessment would have been such that anybody ought to have appreciated that there was a serious risk and if that risk was not guarded against that there was [an ensuing] risk that Mrs Hall would suffer serious jury.
Finally, it comes back in fact to the first part, there must be a clear and direct causal connection between the failure and the death. Well, the failure in this case is a failure to prevent her climbing through the window and it seems to me that you would be entitled to say that the fall and the fracture to the elbow must have been, there must be a direct causal connection between those. So what you have to considered, if you get to that stage, is whether you consider such failure as there has been as being gross failure."
"7. Cases arise, usually involving the old, the infirm and the senile, where the deceased contributes to his or her own death by a gross failure to take adequate nourishment or liquid, or to obtain basic medical attention, or to obtain adequate shelter or heating. In such a case it may be factually accurate and helpfully descriptive to state that self-neglect aggravated, or preferably contributed to, the primary cause of death. Rarely, if ever, can it be factually accurate or helpfully descriptive to regard self-neglect as the primary cause of death (that is, in the language of the cases, to adopt it as a free-standing verdict).
8. Much of the difficulty to which verdicts of lack of care have given rise appear to be due to an almost inevitable confusion between this expression and the lack of care which is the foundation for a successful claim in common law negligence. Since many of those seeking that verdict do so as a stepping-stone towards such a claim the boundary is bound to become blurred. But lack of care in the context of an inquest has been correctly described as the obverse of self-neglect. It is to be hoped that in future the expression 'lack of care' may for practical purposes be deleted from the lexicon of inquests and replaced by 'neglect'.
(9) Neglect in this context means a gross failure to provide adequate nourishment or liquid, or provide or procure basic medical attention or shelter or warmth for someone in a dependent position (because of youth, age, illness or incarceration) who cannot provide it for himself. Failure to provide medical attention for a dependent person whose physical condition is such as to show that he obviously needs it may amount to neglect. So it may be if it is the dependent person's mental condition which obviously calls for medical attention (as it would, for example, if a mental nurse observed that a patient had a propensity to swallow razor blades and failed to report this propensity to a doctor, in a case where the patient had no intention to cause himself injury but did thereafter swallow razor blades with fatal results). In both cases the crucial consideration will be what the dependent person's condition, whether physical or mental, appeared to be."
Cases in which neglect may be found to have contributed to death by self-harm or accident will be rare and will arise only where neglect was gross and a clear or direct causal connection is established: see Lord Bingham's judgment at page 25H to 26A. That they can arise, however, is shown by the judgment in R v Her Majesty's Coroner for Birmingham ex parte the Secretary of State for the Home Department [1990] 155 JP 107, which was summarised in Jamieson at page 20B to 20F. One of the instances given was as follows:
" ... a verdict of lack of care could be appropriate in cases where not merely the deceased's physical condition, but his mental condition was the true cause of his death, as where a deranged man, incapable of forming any intention, and known to be in such a condition that he required constant care, is neglected and jumps through a window to his death."
"35 . Only one change is in our opinion needed: to interpret 'how' in section 11(5)(b)(ii) of the [Coroners] Act [1988] and rule 36 (1)(b) of the [Coroners] Rules [1984] in the broader sense previously rejected, namely as meaning not simply 'by what means' but 'by what means and in what circumstances'.
36. This will not require a change of approach in some cases, where a traditional short form verdict will be quite satisfactory, but it will call for a change of approach in others (paragraphs 30-31 above). In the latter class of case it must be for the coroner, in the exercise of his discretion, to decide how best, in the particular case, to elicit the jury's conclusion on the central issue or issues. This may be done by inviting a form of verdict expanded beyond those suggested in form 22 of Schedule 4 to the Rules. It may be done, and has (even if very rarely) been done, by inviting a narrative form of verdict in which the jury's factual conclusions are briefly summarised. It may be done by inviting the jury's answer to factual questions put by the coroner. If the coroner invites either a narrative verdict or answers to questions, he may find it helpful to direct the jury with reference to some of the matters to which a sheriff will have regard in making his determination under section 6 of the Fatal Accidents and Sudden Deaths Inquiry (Scotland) Act 1976: where and when the death took place; the cause or causes of such death; the defects in the system which contributed to the death; and any other factors which are relevant to the circumstances of the death. It would be open to parties appearing or represented at the inquest to make submissions to the coroner on the means of eliciting the jury's factual conclusions and on any questions to be put, but the choice must be that of the coroner and his decision should not be disturbed by the courts unless strong grounds are shown.
37. The prohibition in rule 36(2) of the expression of opinion on matters not comprised within sub-rule (1) must continue to be respected. But it must be read with reference to the broader interpretation of how' in section 11(5)(b)(ii) and rule 36(1) and does not preclude conclusions of fact as opposed to expressions of opinion. However the jury's factual conclusion is conveyed, rule 42 should not be infringed. Thus there must be no finding of criminal liability on the part of a named person. Nor must the verdict appear to determine any question of civil liability. Acts or omissions may be recorded, but expressions suggestive of civil liability, in particular 'neglect' or 'carelessness' and related expressions, should be avoided. Self-neglect and neglect should continue to be treated as terms of art. A verdict such as that suggested in paragraph 45 below ('The deceased took his own life, in part because the risk of his doing so was not recognised and appropriate precautions were not taken to prevent him doing so') embodies a judgmental conclusion of a factual nature, directly relating to the circumstances of the death. It does not identify any individual nor does it address any issue of criminal or civil liability. It does not therefore infringe either rule 36(2) or rule 42."
"Mrs Hall died of bronchopneumonia resulting from dementia. Her death was probably accelerated by a short time by the effect on her pneumonia of injuries sustained when she fell through an unattended open window, which lacked an opening restrictor, in the lounge of Longfield Residential Home on 16 April 2003."
"Mrs Hall died of bronchopneumonia resulting from dementia. Her death was probably accelerated by a short time by the effect on her pneumonia of injuries sustained when she fell through an unattended open window, which lacked an opening restrictor, in the lounge of Longfield Residential Home on 16 April 2003."