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England and Wales High Court (Administrative Court) Decisions |
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You are here: BAILII >> Databases >> England and Wales High Court (Administrative Court) Decisions >> TZ v General Medical Council [2015] EWHC 1001 (Admin) (17 April 2015) URL: http://www.bailii.org/ew/cases/EWHC/Admin/2015/1001.html Cite as: [2015] EWHC 1001 (Admin) |
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QUEEN'S BENCH DIVISION
ADMINISTRATIVE COURT
Strand, London, WC2A 2LL |
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B e f o r e :
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TZ |
Appellant |
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- and - |
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GENERAL MEDICAL COUNCIL |
Respondent |
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Ivan Hare (instructed by GMC Legal) for the Respondent
Hearing dates: 17 March 2015
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Crown Copyright ©
MR JUSTICE GILBART :
(1) Medical Act 1983 and Fitness to Practise Rules
i) 35C Functions of the Investigation Committee"(1) This section applies where an allegation is made to the General Council against—(a) a fully registered person;(b) ……………………………………………………(c) ……………………………………………………that his fitness to practise is impaired.(2) A person's fitness to practise shall be regarded as "impaired" for the purposes of this Act by reason only of—(a) misconduct……(4) The Investigation Committee shall investigate the allegation and decide whether it should be considered by a Fitness to Practise Panel.(5) If the Investigation Committee decide that the allegation ought to be considered by a Fitness to Practise Panel—(a) they shall give a direction to that effect to the Registrar;(b) the Registrar shall refer the allegation to a Fitness to Practise Panel; and(c) the Registrar shall serve a notification of the Committee's decision on the person who is the subject of the allegation and the person making the allegation (if any)."ii) Section 35D sets out the functions of a Fitness to Practise Panel
"(1) Where an allegation against a person is referred under section 35C above to a Fitness to Practise Panel, subsections (2) and (3) below shall apply.(2) Where the Panel find that the person's fitness to practise is impaired they may, if they think fit—(a) except in a health case, direct that the person's name shall be erased from the register…."iii) 35E Provisions supplementary to section 35D
(1) Where, under section 35D above, a Fitness to Practise Panel—(a) give a direction that a person's name shall be erased from the register……..the Registrar shall forthwith serve on the person concerned notification of the direction or variation and of his right to appeal against it under section 40 below.iv) 40 Appeals
(1) The following decisions are appealable decisions for the purposes of this section, that is to say—(a) a decision of a Fitness to Practise Panel under section 35D above giving a direction for erasure……….;(4) A person in respect of whom an appealable decision falling within subsection (1) has been taken may, before the end of the period of 28 days beginning with the date on which notification of the decision was served under section 35E(1) above, or section 41(10) or 45(7) below, appeal against the decision to the relevant court.(5) In subsection (4) above, "the relevant court"—(c) ………..means the High Court of Justice in England and Wales.(7) On an appeal under this section from a Fitness to Practise Panel, the court may—(a) dismiss the appeal;(b) allow the appeal and quash the direction or variation appealed against;(c) substitute for the direction or variation appealed against any other direction or variation which could have been given or made by a Fitness to Practise Panel; or(d) remit the case to the Registrar for him to refer it to a Fitness to Practise Panel to dispose of the case in accordance with the directions of the court, and may make such order as to costs …….. as it thinks fit.(9) On an appeal under this section from a Fitness to Practise Panel, the General Council may appear as respondent; and for the purpose of enabling directions to be given as to the costs of any such appeal the Council shall be deemed to be a party thereto, whether they appear on the hearing of the appeal or not."
"Case management16. (1) The Registrar shall appoint one or more legally qualified Case Managers for the purposes of this rule.
(2) Following the referral of a case to a FTP Panel for—
(a) a hearing to consider an allegation in accordance with rule 17;
(b) ……………………….
(c) ………………………..
the Registrar may list the matter for a case review before a Case Manager.
(5) The Case Manager shall act independently of the parties and may give directions to secure the just, expeditious and effective running of proceedings before the FTP Panel.
(6) Directions issued by the Case Manager may include, but are not limited to, such of the following as he considers appropriate having regard to the nature of the allegation, any representations made by the parties and all other material factors—
(a) that each party disclose to the other—(i) any documentary evidence in their possession or power relating to the allegation,(ii) details of the witnesses (including the practitioner) on whom they intend to rely and signed witness statements setting out the substance of their evidence…….(iii) a curriculum vitae and an expert report in respect of any expert on whom they intend to rely, and(iv) skeleton arguments;(h) a direction for an adjournment of the case review or an additional case review where the circumstances of the case require; and(i) time limits for compliance with any of the directions listed above.
Procedure before a FTP Panel
17 (1) A FTP Panel shall consider any allegations referred to it in accordance with these Rules, and shall dispose of the case in accordance with sections 35D, 38 and 41A of the Act.
(2) The order of proceedings at the hearing shall be as follows—
(f) where facts remain in dispute, the Presenting Officer shall open the case for the General Council and may adduce evidence and call witnesses in support of it;(g) the practitioner may make submissions regarding whether sufficient evidence has been adduced to find the facts proved or to support a finding of impairment, and the FTP Panel shall consider and announce its decision as to whether any such submissions should be upheld;(h) the practitioner may open his case and may adduce evidence and call witnesses in support of it;(i) the FTP Panel shall consider and announce its findings of fact;(j) the FTP Panel shall receive further evidence and hear any further submissions from the parties as to whether, on the basis of any facts found proved, the practitioner's fitness to practise is impaired;(k) the FTP Panel shall consider and announce its finding on the question of whether the fitness to practise of the practitioner is impaired, and shall give its reasons for that decision;(l) the FTP Panel may receive further evidence and hear any further submissions from the parties as to the appropriate sanction, if any, to be imposed or, where the practitioner's fitness to practise is not found to be impaired, the question of whether a warning should be imposed;(m) ……………………………….
(n) the FTP Panel shall consider and announce its decision as to the sanction or warning, if any, to be imposed or undertakings to be taken into account and shall give its reasons for that decision;(o) where the FTP Panel considers that an order for immediate suspension or immediate conditions should be imposed on the practitioner's registration, it shall invite representations from the parties before considering and announcing whether it shall impose such order, together with its reasons for that decision; and(p) the FTP Panel shall deal with any interim order in place in respect of the practitioner.(9) At any stage before making its decision as to sanction or warning, the FTP Panel may adjourn for further information or reports to be obtained in order to assist it in exercising its functions.
Evidence
34 (1) ………………the Committee or a Panel may admit any evidence they consider fair and relevant to the case before them, whether or not such evidence would be admissible in a court of law.
(9) In relation to proceedings before the Committee or a FTP Panel, unless otherwise agreed between the parties or directed by a Case Manager, each party shall not less than 28 days before the date of a hearing—
(a) provide to the other party a list of every document which he proposes to introduce as evidence;(b) provide to the other party a copy of every document listed in paragraph (a) which the other party has not previously received; and(c) require the other party to notify him, within 14 days of the list being provided to him, whether or not he requires any relevant person to attend and give oral evidence in relation to the subject matter or making of such document.Witnesses
35 (5) The Committee or Panel may, on the application of a party or of its own motion, require a witness to attend a hearing and the relevant party shall exercise its power to compel attendance under paragraph 2 of Schedule 4 to the Act accordingly.
Attendance of the public41 (1) Subject to paragraphs (2) to (6) below, hearings before the Committee and a FTP Panel shall be held in public.
(2) The Committee or FTP Panel may determine that the public shall be excluded from the proceedings or any part of the proceedings, where they consider that the particular circumstances of the case outweigh the public interest in holding the hearing in public.
(3) Subject to paragraphs (4) to (6), the Committee or a Panel shall sit in private, where they are considering—(a) whether to make or review an interim order; or(b) the physical or mental health of the practitioner.(4) Where it is considering an allegation, the FTP Panel may revoke an interim order in public.(5) A Panel shall, where it is considering matters under paragraph (3)(a), sit in public where the practitioner requests it to do so.(6) Subject to paragraph (5), the Committee or Panel may, where they are considering matters under paragraph (3)(a) or (b), hold a hearing in public where they consider that to do so would be appropriate, having regard to—(a) the interests of the maker of the allegation (if any);(b) the interests of any patient concerned;(c) whether a public hearing would adversely affect the health of the practitioner; and(d) all the circumstances, including the public interest.(7) The Committee or Panel may deliberate in camera, in the absence of the parties and of their representatives and of the public, at any time."
(2) The cases before the Panel
i) had asked A for her telephone numberii) asked her irrelevant personal questions
iii) suggested that she attend upon him at a private clinic in Putney, without charge;
iv) asked her to undress, and both failed to provide her privacy, and watched her undress;
v) performed a vaginal examination which was not clinically indicated;
vi) in relation to that examination;
a) failed to offer A a chaperone;b) pulled down her knickers;c) touched her vagina with his ungloved hand;d) while doing so, looked at her face, smirked at her, laughed at her, and made an improper remark about her having similar contact from her boyfriend;e) made inappropriate remarks on the conclusion of the examination;f) did not record the examination in A's medical notes;vii) told A that she had a " nice body" or words to that effect;
viii) tried to make arrangements to meet her socially;
ix) obtained the telephone number for a non-clinical purpose of another female patient while examining her;
x) entered A's telephone number, and that of the other female patient, on to his personal mobile telephone;
xi) was sexually motivated in his conduct.
(3) Patient A's Account
i) whether the Appellant took a phone call during the consultation;ii) the colour of the gloves worn by the Appellant. She said that they were cream coloured when in fact they would have been blue;
iii) whether or not the Appellant wore gloves during the vaginal examination;
iv) whether the Appellant used one or two fingers to perform the vaginal examination;
v) what clothes the Appellant was wearing;
vi) whether the Appellant left the room during the consultation;
vii) whether he wrote notes when he took her history.
i) The Panel noted that there was documentary evidence to corroborate the Appellant's statement that at 18.24 he took a 47 second call from his wife which according to the timings from the CCTV evidence, happened while the patient was in the examination room with him. The patient had not mentioned that in her video interview. In cross examination she said initially that she could not remember at all whether the Appellant took a call during the consultation. But she did say that if the conversation had not been in English then she would have remembered that;ii) the Panel recorded that while the patient had said that the Appellant had worn cream coloured gloves, in fact the gloves available in the room were blue;
iii) as to the wearing of gloves in the vaginal examination, the patient had said in her statement and in her video interview that the Appellant had put on gloves before the digital examination of the vagina. In another statement she had said that he had not been wearing gloves at the time;
iv) as to the number of fingers he used, she had told the police on the evening of the incident that the Appellant had inserted two fingers. However, in her video interview five days later she had said that she could not remember if it was one finger or two;
v) as to the clothing of the Appellant, the patient had told the police that the Appellant wore a white surgeon's coat. In her video interview she referred initially to an "overall." Later in the interview she could not remember what the Appellant was wearing, referring also to a shirt and tie. The CCTV film showed that the Appellant was wearing a short sleeved shirt during the consultation;
vi) the evidence of the patient was that the Appellant did not leave the room at all during the consultation and that he summoned the HCA to take a urine sample for testing by standing at the door and "yelling" for her to come. However the CCTV footage showed with clarity that the Appellant left the examination room and walked in the direction of the nursing station to collect the HCA;
vii) as to note taking, the patient's recollection of whether the Appellant took notes in the interview varied. On the night of the incident she told the police that he had been asking questions and writing down the answers, but in her video evidence she stated that he had not written anything down except for the telephone numbers.
(4) The CCTV evidence and the evidence before the Panel about it
i) at 18:18:40 the Appellant and patient A walked towards the examination room;ii) at 18:37:44 ... about 19 minutes later) the CCTV showed the Appellant appearing from the examination room and walking towards the nursing station;
iii) at 18:38:20 the Appellant and a Health Care Assistant ("HCA") walked back towards the examination room;
iv) at 18:38:33 the same HCA was seen appearing from the direction of the examination room and walking towards the nursing station;
v) at 18:40:48 (about two minutes later) the HCA was shown walking back again in the direction of the examination room;
vi) at 18:41:11 (23 seconds later) the HCA re-appeared from the direction of the examination room;
vii) at 18:42:15 (about 1 minute later) the patient was shown appearing, coming from the direction of the examination room.
viii) at 18:44:35 (about two minutes later) the Appellant was seen appearing from the direction of the examination room.
(5) The Appellant's account
(6) Other evidence before the Panel
(7) Evaluation by the Panel
"However, the Panel took the view that these were incidental features and hence, minor errors. It was understandable that some details could not be accurately and/or consistently recalled, while the memories of the main event – the alleged internal vaginal examination – remain very much alive. This accords with everyday experience and in the Panel's view does not materially undermine the credibility of [the patient's] account of the consultation. The Panel took the view that it was entirely reasonable, in the light of what had just happened to the patient she would not report the alleged incident immediately referring instead to distance herself from the hospital. It attached no weight to the fact that she had not made an immediate complaint."
"she never met (the Appellant) and the Panel could see no credible reason why she would make it up and thereafter subject herself to a forensic examination, various interviews and a Crown Court trial all of which are extremely stressful for her. It noted that she also had two opportunities to resile from her account."
(By "forensic examination," I assume that the Panel was referring to the medical examination of the patient as part of the Police investigation).
"the Panel found, on the balance of probabilities, that the CCTV timings were not consistent with [the Appellant's] account of events. They were more consistent with the version of events accounted by (the patient)."
"For the above reasons and having attached particular weight to its findings regarding the CCTV evidence and the inherent implausibility of your evidence regarding your taking of the mobile telephone numbers, the Panel has accepted (the patient's) evidence in preference to yours."
"The Panel had full regard to all the evidence in this case. It found that [the Appellant] carried out a vaginal examination on [the patient] which was not clinically indicated during a consultation in which the [Appellant's] demeanour made (the patient) very uncomfortable. [The Appellant] complimented her on her body; made inappropriate comments about her sexual relations with her boyfriend and smirked/laughed when she said that she was uncomfortable. Additionally [the Appellant has] been found to have watched her undress, moved her underwear [himself] and failed to offer her a chaperone before [he] carried out an intimate examination. Further, at the conclusion of the consultation [he] attempted to meet [the patient] socially, retained her personal phone number and put it in [his] personal mobile phone. The Panel concluded that these actions were highly suggestive of sexual motivation and accordingly found this paragraph proved."
(8) Evidence which was not called before the Panel
(9) The conduct of the Fitness to Practise hearing
i) Three witness statements by patient A;ii) a witness statement from her mother;
iii) a witness statement from the triage nurse;
iv) witness statements from two police officers about patient A's dealings with them;
v) an expert's report, with supplementary report, from Mr M T Hunt;
vi) a copy of the hospital notes relating to the examination of patient A.
"The Panel has been reviewing the five days of transcript of evidence given in January alongside the documentary evidence contained in the various exhibits and it has been carefully considering the lengthy and detailed submissions that were made by counsel, both orally and in written form on 12 March.
The Panel is finding the drafting of a full, reasoned determination on the facts to be extremely time-consuming so much so that, regrettably it is not yet completed. The Panel therefore intends to resume its in-camera deliberations next Monday, 28 April, when the parties need not attend. The determination will be sent to the parties in embargoed draft form in advance of the resumed hearing of this case which the Panel proposes should take place on 26 and 27 June." (My italics)
"It is of course a matter for the Panel. In my submission it is something that the Panel should be very loath to do; experience does tend to show that sometimes handing down these sorts of determinations can lead to more problems than it resolves, despite [the Appellant's] anxiety. If, as I understand it, the proposal is that the deliberations be completed and the determination can be handed down on Monday or shortly thereafter, perhaps that is the safest and wisest course in the circumstances."
"As you will surely be aware, if you were to give any indication this evening then it would mean that you would be in very great difficulties in putting forward a different conclusion in your final determination once it had been finalised on Monday. My advice is that you should indeed be slow to accede to [counsel's] application though I can well understand why it is she has received those instructions. We are, after all, dealing with a matter of three days from today because my advice would be that once you have finalised your determination then the dissemination of it, the promulgation, should take place as soon as possible thereafter rather than it being delayed until June."
The Panel stated, having considered the matter:
"It is decided to decline that request for such a provisional indication and we will do our best to notify you of it as soon as possible."
"I wish to bring to your attention that two witnesses have not been called by the GMC which are highly relevant to this case.
(i) [The HCA] who was present around the examination, was summoned by the Court and gave evidence before the Crown Court in the same case. Her evidence has not been presented before the …. Panel.
(ii) The complainant's boyfriend… also gave evidence before the Court and his evidence has also been ignored in this case.
I would like to draw your attention to evidence as adduced during trial as below which are matter of records and cannot be ignored. I enclose these two transcripts that were made available to me yesterday."
"The above two evidences…adduced before the Crown Court confirmed that the patient was not examined during the 19 minutes but at the end of the consultations while the urine test was being done by the HCA. The above evidence is so important in this case that without this justice cannot be done to me. Any further new evidence found against any doctor in the trial could be produced before the Panel and I am sure that the Panel also wants a fair trial considering all evidences. I therefore request that these transcripts to be placed before the Panel for consideration before it (reconvenes).
If above transcripts are not acceptable to the Panel without witnesses being called to give evidence then I request these two witnesses should be either summoned by the GMC or called by the party to give evidence under the oath to provide a fair trial and interest of justice."
"Because this hearing convened anticipating that the Panel would formally deliver its determination on Stage 1, that determination having already been sent to the parties under embargo on its publication pending that announcement. It was provided to [the Appellant] and his legal representatives not for the purpose of any kind of feedback or any kind of challenge to your reasoning for the determination you arrived at. It was issued of course for reasons of efficiency so that everyone would know what the determination was, what the reasoning was, and that would enable parties to prepare before the commencement of the hearing for their submissions if they were to follow, because of course at that time one could not have known what the determination would be, what submissions were to be made firstly on impairment and depending on that outcome, what submissions, if any, are to be made on the Stage 3 sanctions.
You do not now, in my respectful submission, have jurisdiction to go back and re-make that decision. The remedy, if [the patient] is dissatisfied with it, is an appeal. I say you do not have jurisdiction to go back for two reasons, one is that the evidence has been heard. It is closed. You heard closing submissions, and of course you retired and made your determination. The evidence as I understand (the patient) seeks to now re-open and place before the Panel is evidence that was available before to him, as I understand it. It is evidence, as I understand it, that was led in the Crown Court proceedings which I know you are aware of."
"I would not want anyone to misunderstand the GMC's position. We do not accept that if you were to adjourn, that would leave the door open for an application to re-open. It is simply a pragmatic approach that would really make no difference, because as we say it is not open for you to re-visit your determination in any event,…"
" 1 he wants to make an application to re-open,2 he wants legal representation in part to make that application, and
3 you would have seen a medical certificate which is in the bundle that was provided."
She reminded the Panel of the authority of what she said was Court of Criminal Appeal authority dealing with the continuation of Crown Court proceedings in the absence of a defendant and submitted to the Panel that the same principle should apply. (It is actually a House of Lords authority- R v Jones [2003] 1 AC 1). She was asked this by the Chair of the Panel:
"Can I ask you for want of a clarification, although it may not be material? You informed us that you believed we are functus…"
The Chair asked counsel for the GMC to elaborate on that and said this
"We have made it clear that we have made our decision, and we have set it out, and it was for reasons of efficiency and not wanting to waste his money that we did not bring him up here to hear it but how do you say that is functus?"
(The reference to the wasting of money is a reference to the Appellant having to travel from London to Manchester) Counsel for the GMC replied that
"All it means is that you no longer hold office to make that determination. Functus Officio is beyond your jurisdiction already. You have made your decision you do not go behind it."
The Chair asked for confirmation that that applied even if the decision had not been pronounced openly, and counsel for the GMC submitted that that was the case. She was asked to produce any authorities; she said that she could if the Panel wanted it but that it was not a matter that should trouble them at this stage.
Miss Felix - (for the GMC):
"Can I, just for the record unless anyone should come and look at this at a later stage when the Learned Legal Assessor talks about finalising the decision it is the formality of what is meant by that. The determination has been made and finalised.
The Legal Assessor:
" I was not seeking to express any concluded view about the issue of functus officio, but the Panel has reached decisions on serious allegations that give rise to public interest and protection considerations so that is why they need to know."
The Panel was then advised by the Legal Assessor that even though the determination had been embargoed and contained serious findings in relation to serious allegations there was no reason that it should be withheld from any interim orders Panel.
"….The Panel concluded its findings of fact in camera on 28 April, and its determination was circulated to the parties on an embargoed basis later that same day. The Panel has reviewed that determination, and it has noted that there were two typographical errors that have now been corrected. The Panel confirms that in all other respects, the determination is the final version of its findings of facts under stage one which it reached on 28 April and which would have been read out and promulgated on that day had it not been for time constraints and in order to save unnecessary expense and inconvenience.
The Panel had noted that [the Appellant] has expressed a wish to make further submission to the Panel relating to the facts of the case and the Panels finding of fact contained in the determination that was circulated in to the parties on 28 April 2014. However, the Panel has already concluded its findings of facts in camera and its decisions and reasons have already been communicated to the parties. In these circumstances it has concluded that it does not have the power to re-open the determination, and that even if it did have the power, it would not want to do so.
"So this is the final determination on the facts which I am now going to hand down to you. You have of course on behalf of the GMC already seen it in draft……I will however for the benefit of the record, announce the principal finding but not put on the record all the reasons. They will be available." (My italics).
"I am going to turn to our Legal Assessor before I give you the courtesy of allowing you to continue and I do not want to stop you saying what you want to say, but I want to make sure as it is my responsibility that the way we move forward is, as you say, in accordance with the rules and takes account properly of known case law and precedents."
"what I advise is not permissible is for ( the Appellant) to proceed to make a full application to reopen by reference to the facts before he satisfied you by reference to the sources that there is any legal justification for your hearing such an application to reopen the matters."
The Appellant said that he was referring to the Fitness to Practise rules regarding evidence. The Legal Assessor gave further advice that the application should not be heard in outline but that legal justification by reference to the rules should be given for even allowing the matter to be ventilated.
"Where in the rules it says that if there is a very highly relevant document or evidence found it cannot be presented during any stage of the hearing? Does it say anywhere in the Fitness to Practise Rules where it is to stop producing those evidences?"
When the Chair invited him to say how it was that he interpreted rule 34(1) the Chair interrupted him again and would not let him finish. The Chair said that she had been sitting for many years and never come across this before and that in the past she had turned down applications to reopen the first stage because there was no power in the rules to reopen such a case. The Appellant said this
"Madam in the interest of justice where I am going to be crucified for my sin which has not been done at all and in the interest of justice at least what those two transcript evidence is saying completely goes against your findings of the fact. So why do you not accept that sort of evidence? And in Fitness to Practise Rules 2004 nowhere it says that evidence will not be accepted at a stage 2 or a stage 3. If it says anywhere show me that it says that, it cannot be accepted at any stage at latter stage?"
The Appellant, despite some interruptions from the Chair, also pointed out that the rules did not prevent the reopening of a case.
"As a matter of common sense and as general principle in relation to matters of law there must be finality in relation to the findings. If [the Appellant] is right and this Panel had an inherent power within their jurisdiction to reopen its own findings effectively it will then we would never come to a conclusion of any proceedings. That also reflects the common Law jurisdiction, sections of the criminal jurisdiction, whereby the findings of a jury, for example, are final so far as the facts are concerned and in some ways this Panel makes equivalent findings of fact. The remedy, if the doctor is to satisfy with the procedure if he has genuinely new evidence – and the Council briefly submit this is very far from satisfying any known test for new evidence – or, as appears to be the case here, the doctor wishes to complain at the way the proceedings were conducted by those who were represented him, his remedy is to pursue the avenues of appeal that exist not come into this (certainly …under Section 40 of the Act…) until the Panel has made a determination as to sanctions."
"An appellate court would be asking the question "right, well when did this new evidence come to light?" Now, if there is no jurisdiction full stop because this Panel is, to use the Latin expression, functus officio then it means it's an irrelevance is it not."
"if you have been misdirected or misguided on the two parties' stories, but here is some independent witness who is telling something that you have not considered it. So this becomes quite important for you all so in the interests of justice to apply the power, or it does not stop you under the ruling, because it does not say anywhere that you cannot reopen it. So at least in the interest of justice you should hear those independent witnesses, what they say. Or at least if they are not available, you have power to compel them to come here. If they are not available at least their transcripts should be accepted."
"My firm and unequivocal advice is that there is no jurisdictional power in you to reopen the facts and your findings of facts now that you have, indeed announced your decision on those facts."
"Well she showed on there erasure, indicating that one of the lay members came and indicated for erasure. One of the lay members came out and informed her, indicating for erasure and then……"
"during the course of that discussion [the Appellant] asked me whether I was able to amend or be more lenient in the suggested sanction being proposed by the General Medical Council. I explained that the decision as to what submission I made was not mine, it was made by people within the General Medical Council and that was something over which I had no control and it was certainly not something I was prepared to seek further instructions about given the circumstances of this case. It may be that [the Appellant] misunderstood the explanation as being a reference by me to a member of this MPTS Panel who, of course, historically members of the Panel were GMC Panellists as opposed to MPTS Panellists. But the reference I was making was to those within the General Medical Council who instruct me in relation to these proceedings. It was not intended and certainly I had not thought that [the Appellant] had understood that I was making any reference to any members of this Panel with whom I repeat I have had no interaction whatsoever and certainly not any discussion as to what the GMC submission would be as to sanction which would have been wholly inappropriate in the circumstances."
The Appellant stated
"Let me say she clearly told me that one of the members came out, indicated this, and we could be released for today. So I would like to ask her who informed her to be released yesterday."
"May I come to the assistance of [the Appellant] and put his mind at rest. Yesterday afternoon it was obvious that no decision on the issues of misconduct and impairment would be delivered until this morning, I informed [counsel for the GMC] outside of this room of the fact that no decision had yet been made and that it was, therefore, that the parties were to be stood down until this morning. So she and [the Appellant] were therefore released from then on for the rest of the afternoon. So if (the Appellant) believes someone had told [counsel for the GMC] about being stood down, that person was me, and I make no apology for having attempted to assist the parties…"
The Appellant sought to continue with his point but the Chair stopped him from doing so. The Chair having indicated that it would not continue with this discussion any further, then permitted counsel for the GMC to make a further statement about whether or not there had been a discussion. However she did not permit the Appellant to respond to it, and set about attempting to read the determination of the Panel on impairment.
"I cannot represent myself in the situation when we are having this argument and you are developing some bad impression about me which I have got no control over and I will be penalised for all these actions for which we are going through this so I need a lawyer here to represent me and I make a formal application for an adjournment because I am not happy with what you have done to me, the findings of fact. I don't agree with the findings of fact, I have not done internal investigation why should I be penalised?
(10) Contents of the transcripts of evidence of the witnesses, which the Appellant wished to put before the Panel
"I remembered the patient because I spoke to her after the examination…I was by the nurses' station. It was some while after the examination had finished. I think the patient had left the department, but I'm not sure, but I didn't see her for a while. I think she'd left and actually came back inside, and I asked her if she was alright, what was wrong and she said that she wasn't happy with the diagnosis and I said, "I'll see if I can find a doctor for you."
She said then that
"She just said she wasn't happy with the diagnosis, could she see the doctor so I looked for him but he'd already left. And I looked at her notes, because they were still there, and it was constipation, and the doctor had just said, "Eat plenty of fluids and drink lots of water" so I just reiterated that to her."
"Q Can I ask you about what you remember about the consultation? Do you remember at any stage going into or being part of this consultation?
A "I was in there a few times, but I've got a bit confused, because I saw that many patients that day and three – the last three I can remember with [the Appellant] and I was in and out of the room, and [the Appellant] always waited for me and was calling for me to go into the room with him."
She said that she could remember the last three patients whom he saw that day who were all quite similar. The evidence continued:
"Q. What can you remember about that, and did [the Appellant] speak to you at all about that patient?
A. He asked me to go in there and I can remember him telling me it was constipation because I said was we going to be taking any swabs and he said, "No need. It's just constipation."
And then later
"I quite clearly remembered the lady because I know she had a little woolly hat on, which I said to the solicitor, "I remember the last patient had a little woolly hat on" which when I saw the video tape, it was that patient with the little woolly – she had the same little hat on, so I knew I'd got the right patient,…"
She said she didn't remember much else about her appearance but went on:
"she had black trousers on, she had the gown on, when I went in the room, over her clothes."
"I think it was that patient, but I had conversations with all the patients, but I know one of the patients on the day told me that her mum was a nurse, and she wanted to be a nurse. I think it was that patient, but it could have been one of the other two."
"Q. Did you at any stage see the doctor having any physical contact, laying on of hands, with this patient?
A. I think so, but there was three patients that I…
Q. I understand.
A. I think he felt the tummy.
Q. You think he felt the tummy?
A. I think so….I think I saw him feeling the tummy."
She then went on to say
"I remember getting called back into the room to take the urine sample, to check the urine. I don't know if I actually left the room or if I just – the room is kind of there, and then there is a little bit like this (indicating) as you're leaving the room, and I don't know if I'd gone to this part and I got called back or if he'd actually called me from outside, but he called back to check the urine that's for pregnancy or infection."
She said that to carry out the dip-test she had taken it out of the room and across the hallway to the sluice room by the nurses' station. She said that she noted that the test was all negative and then she went back into the room and told the doctor that it was all negative. There was then this series of questions and answers:
"Q. I know it is difficult, but can I press you a little bit? Can you remember anything further about this particular patient when you went back into the room, her state of dress or undress or otherwise?
A. I think when I went back in the room, she was sat up then with her legs dangling off the trolley, and the doctor had his back to her because he was writing some notes.
Q. What about her dress, can you remember that, I mean, you described her having a gown over her clothing, her outdoor clothing, with trousers on.
A. Just sat there with her trousers and her gown, with her legs dangling off the couch, just sat up.
Q. Okay. Alright, but were you surprised that you could not find a doctor after this complaint about the diagnosis?
A. No, no. He was – he was rushing to go away because his wife had been calling, yes, and he had to go to a party. That's why he was rushing. He was trying to hurry me up, but I was busy doing other things but he kept pushing me to go into the room with him because he needed to get off."
She said she had a clear memory of that.
"Q. Can you help us as to the sort of times that went on during those times?
A. I'm not sure. I took somebody out of the room. I can't remember if I took that lady into the room. I can't remember, but I went in there when [the Appellant] called me and then I went back with the result of the urine sample.
Q. So you went in there (would this be right as far as your recollection goes) after [the Appellant] had started his examination of her when he called you in?
A. I can't remember, because when I – I've seen the CCTV and it contradicts what I was thinking, because I thought that I was in there for the whole examination, but the CCTV shows that I wasn't all that length of time, so I've got some false memory from that on the timing."
She agreed that the CCTV showed a gap of 19 minutes when she was not in the room and she said that she agreed she may have been mistaken now that she had seen the CCTV. It was suggested to her that she had muddled up this patient with another one, but she denied that that had happened. There was then this exchange
"Q. Because you're not saying, are you, that [the Appellant's] examination only took 13 seconds to conduct?
A. Well I definitely saw him with the hands on the patient. I don't how long to walk in a room…I have not timed it."
"Q. If there has been an examination of (the patient) then you couldn't really possibly have been there during the examination.
A. The only thing I can think, because I am still adamant that I was there in the room – excuse me. The only thing I can think of, I was in the room with [the Appellant] before the camera started, before you've got me on camera before the 18.37.
Q. Are you then suggesting that you were in that room before [the Appellant] and [the patient] actually walked into the room?
A. I was in and out of the room, as I said.
Q. I am just asking you that, because I am going to ask you how that could be in a moment. Is that what you are suggesting?
A. Like I said, I am not sure.….I find it all confusing, these times because I am sure I was in the room. In my mind I am sure.
Q. Do you think it is because of the way you were asked about this, that as you said you're memory is playing you false because you wanted to help [the Appellant]?
A. I'm not here to help anyone. I'm just here under summons.
Q. With the best will in the world, do you think it possible, bearing in mind the space of time, that your memory could well be faulty?
A. Yeah, it is possible. It is possible, about the time."
"Q. Do you think again that you might be muddled about that and confused her with someone else who made a complaint at the same time?
A. No, no, no. I am adamant that I did speak to her, definitely."
"While I was in – when I was getting seen to by the doctor, he touched me down there."
(11) The Grounds of Appeal
i) The Panel's analysis of the patient's and the Appellant's credibility was wrong;ii) The Panel's reasons for why it accepted the patient's evidence over the Appellant's were inadequate;
iii) The Court should admit the evidence of the HCA and/or of the patient's then boyfriend, in the light of which the Panel's findings of fact were wrong;
iv) The Panel's failure to investigate an allegation of possible impropriety amounted to a serious procedural failing.
(12) Ground 3
(i) Argument
Stage 1 Hearing of evidence on whether there has been misconduct (Rules (f) to (h));
Stage 2 Consideration and announcement of findings of fact (Rule (i));
Stage 3 Evidence and submissions on whether fitness to practise impaired by misconduct (Rule (j))
Stage 4 Consideration and announcement on impairment, with reasons being given (Rule (k):
Stage 5 Evidence, submissions and then determination on sanction (Rules (l) and (m).
i) " announce" in Rule 17 means what it says. That did not occur until the decision on the facts was handed down on 26th June 2014. It follows that the Panel was bound to consider whether to receive and/or hear the evidence from the two witnesses before handing down its factual determination, when the application that it should do so was made before then by letter;ii) The Panel refused to consider exercising its discretion. Had it done so, the Court cannot be sure that it would have exercised it against admitting the evidence. Had it been admitted, it cannot be said that it would have made no difference.
i) "announce" means that the parties are notified. Sending out the draft on 28th April amounted to an announcement. The time for the evidence to be received and/or called had therefore passed;ii) if that submission is wrong, the Appellant would have had to persuade the Panel to reopen its deliberations after the conclusion of the evidence called by the parties and of the final submissions. The evidence is not such that it would have made a difference.
(ii) Discussion and conclusions on Ground 3
"26 ………..This is the "handed down judgment" of which copies are to be made available in advance of the hearing 24 hours earlier than was allowed for in the previous practice. The express purpose of these arrangements was to enable the parties' legal advisers to consider "the judgment" and decide what consequential orders they should seek. The parties themselves were not ordinarily to be allowed to have the contents of the judgment communicated to them until an hour before the listed time for "pronouncement of the judgment" because "the judgment" is confidential until it is "given". The document which is sent to the parties' legal advisers in confidence is to be marked "unapproved judgment", and the reason why the procedure is being elongated is to enable minor corrections to be pointed out to the judge in time for them to be put right before the judgment is "handed down formally in court".
27 It is clear that when a copy of the judgment is sent to the parties' legal advisers in accordance with this new practice, it is not at that time being given or made within the meaning of CPR 40.7 ("a judgment or order takes effect from the day when it is given or made"): compare Holtby v Hodgson (1889 QBD 103). It is also clear that the judge is at liberty to alter the terms of his or her judgment (whether to make minor corrections or for any other reason) before handing it down formally in court. This, however, is nothing new, because it has always been within the powers of a judge to reconsider his or her decision at any time before it is entered and perfected (Re St Nazaire Co (1879) 12 Ch D 88, 91; Re Suffield and Watts ex p Brown (1888) 20 QBD 693 697). It has also always been within a judge's powers to alter at any time his or her judgment if it has been delivered orally, although not so as to contradict the order made on the judgment once it has been perfected (see Secretary of State for Trade and Industry v Rogers [1996] 1 WLR 1569, 1578 and Medcalf v Mardell (CAT 2 March 2000, para 62)."
"It has long been the law that a judge is entitled to reverse his decision at any time before his order is drawn up and perfected."
19. "Thus there is jurisdiction to change one's mind up until the order is drawn up and perfected. Under the Civil Procedure Rules (rule 40.2(2)(b)), an order is now perfected by being sealed by the court. There is no jurisdiction to change one's mind thereafter unless the court has an express power to vary its own previous order. The proper route of challenge is by appeal. On any view, therefore, in the particular circumstances of this case, the judge did have power to change her mind. The question is whether she should have exercised it.Exercising it
20. As Wilson LJ pointed out in Paulin v Paulin [2009] EWCA Civ 221, [2010] 1 WLR 1057, para 30(c), "Until 1972 the courts made no attempt to narrow the circumstances in which it would be proper for a judge to exercise his jurisdiction to reverse his decision prior to the sealing of the order". He referred to In re Harrison's Share Under a Settlement [1955] Ch 260, in which the judge recalled an order approving the variation of a settlement on behalf of infant, unborn and unascertained persons, because after he had pronounced it but before it was formally drawn up the House of Lords had decided that there was no power to make such an order. The Court of Appeal rejected the submission that the order could only be corrected for manifest error or omission (as can a perfected order under the "slip rule"): "When a judge has pronounced judgment he retains control over the case until the order giving effect to his judgment is formally completed": pp 283-284. The court went on to say that "This control must be . . . exercised judicially and not capriciously" but that was all. The court clearly contemplated that people might act upon an order before it was drawn up, but they did so at their own risk.
21. In 1972, however, the Court of Appeal decided In re Barrell Enterprises [1973] 1 WLR 19, in which it refused to allow the re-opening of an unsuccessful appeal in which judgment had been given some months previously dismissing the appeal but the order had for some reason never been drawn up. Russell LJ, giving the judgment of the court, stated, at pp 23-24, that:
"When oral judgments have been given, either in a court of first instance or on appeal, the successful party ought save in the most exceptional circumstances to be able to assume that the judgment is a valid and effective one. The cases to which we were referred in which judgments in civil courts have been varied after delivery (apart from the correction of slips) were all cases in which some most unusual element was present."There was no such justification in that case.22. In Paulin [2010] 1 WLR 1057, 1070, Wilson LJ also pointed out that the limitation thus placed on the proper exercise of the jurisdiction was "not universally welcomed". In Pittalis v Sherefettin [1986] 1 QB 868, Dillon LJ had in effect "emasculated [it] into insignificance" by pointing out that it was exceptional for a judge to be satisfied that the order he had previously pronounced was wrong.
23. In Stewart v Engel [2000] EWCA Civ 362, [2000] 1WLR 2268, the Court of Appeal unanimously held that the power to recall orders before perfection had survived the coming into force of the Civil Procedure Rules 1998. However, for some reason (probably the submissions of counsel) they termed this "the Barrell jurisdiction". By a majority, they affirmed the Barrell limitation, which Sir Christopher Slade said "must apply a fortiori where the judgment is a formal written judgment in final form, handed down after the parties have been given the opportunity to consider it in draft and make representations on the draft": pp 2274, 2276.
24. Clarke LJ dissented on this point. He did not think that the court was bound by Barrell to look for exceptional circumstances. He clearly took as a starting point the overriding objective in the Civil Procedure Rules of enabling the court to deal with cases justly. He considered that the judge had been right to direct himself that the examples given by Neuberger J in In re Blenheim Leisure (Restaurants) Ltd (No 3), The Times, 9 November 1999,- a plain mistake by the court, the parties' failure to draw to the court's attention a plainly relevant fact or point of law and the discovery of new facts after judgment was given - were merely examples: "How the discretion should be exercised in any particular case will depend upon all the circumstances": [2000] 1WLR 2268, 2285 .
25. Other formulations of the Barrell principle have been suggested. In Cie Noga D'Importation et d'Exportation SA v Abacha [2001] 3 All ER 513, Rix LJ, sitting in the Commercial Court, referred at para 42 to the need to balance the concern for finality against the "proper concern that courts should not be held by their own decisions in a straitjacket pending the formality of drawing up the order". He went on, at para 43:
"Provided that the formula of 'exceptional circumstances' is not turned into a straitjacket of its own, and the interests of justice and its constituents as laid down in the overriding principle are held closely to mind, I do not think that the proper balance will be lost. Clearly, it cannot be in every case that a litigant should be entitled to ask the judge to think again. Therefore, on one ground or another the case must raise considerations, in the interests of justice, which are out of the ordinary, extraordinary or exceptional. An exceptional case does not have to be uniquely special. 'Strong reasons' is perhaps an acceptable alternative to 'exceptional circumstances'. It will necessarily be in an exceptional case that strong reasons are shown for reconsideration."26. In Robinson v Fernsby [2003] EWCA Civ 1820, [2004] WTLR 257 May LJ commented that "that expression ["exceptional circumstances"] by itself is no more than a relatively uninformative label. It is not profitable to debate what it means in isolation from the facts of a particular case" (para 94). Peter Gibson LJ commented, at para 120:
"With one possible qualification it is in my judgment incontrovertible that until the order of a judge has been sealed he retains the ability to recall the order he has made even if he has given reasons for that order by a judgment handed down or orally delivered. . . . Such judicial tergiversation is in general not to be encouraged, but circumstances may arise in which it is necessary for the judge to have the courage to recall his order. If . . . the judge realises that he has made an error, how can he be true to his judicial oath other than by correcting that error so long as it lies within his power to do so? No doubt that will happen only in exceptional circumstances, but I have serious misgivings about elevating that correct description of the circumstances when that occurs as exceptional into some sort of criterion for what is required . . . "The possible qualification was when the judgment has been reasonably relied upon by a party who has altered his position irretrievably in consequence.27. Thus one can see the Court of Appeal struggling to reconcile the apparent statement of principle in Barrell [1973] 1 WLR 19, coupled with the very proper desire to discourage the parties from applying for the judge to reconsider, with the desire to do justice in the particular circumstances of the case. This court is not bound by Barrell or by any of the previous cases to hold that there is any such limitation upon the acknowledged jurisdiction of the judge to revisit his own decision at any time up until his resulting order is perfected. I would agree with Clarke LJ in Stewart v Engel [2000] 1 WLR 2268, 2282 that his overriding objective must be to deal with the case justly. A relevant factor must be whether any party has acted upon the decision to his detriment, especially in a case where it is expected that they may do so before the order is formally drawn up. On the other hand, in In re Blenheim Leisure (Restaurants) Ltd, Neuberger J gave some examples of cases where it might be just to revisit the earlier decision. But these are only examples. A carefully considered change of mind can be sufficient. Every case is going to depend upon its particular circumstances."
"..to justify the reception of fresh evidence or a new trial, three conditions must be fulfilled: first, it must be shown that the evidence could not have been obtained with reasonable diligence for use at the trial; secondly, the evidence must be such that, if given, it would probably have an important influence on the result of the case, though it need not be decisive; thirdly, the evidence must be such as is presumably to be believed or in other words, it must be apparently credible although it need not be incontrovertible."
"The admission of fresh evidence
14 Silber J summarised the effect of Dr Taberner's opinion as to the effect of the prescribed drugs on JB and NG.
15 At the time of the X-ray, JB had had a single intravenous injection of 5mg of morphine for analgesia. Dr Taberner expressed the view that this would be likely to have produced some degree of sedation and mental clouding lasting for 'up to one to two hours at least' after the injection. The drug would not have caused loss of memory or amnesia. He noted that JB had said in her statement that she had felt 'groggy' as a result of the morphine. Dr Taberner added:
"It is possible, though much less likely, that she experienced delusional behaviour as a consequence of the morphine, although she may well have found it more difficult to understand detailed instructions."
16 NG had taken three drugs, Diazepam, pethidine and Tramadol. Dr Taberner said that these would be very likely to produce a state of mental clouding, confusional behaviour with some loss of memory and recall. He said that pethidine has `delusional and possible hallucinatory side-effects which could alter the perception of events which took place while under the influence of these drugs'. He opined that the significant cognitive-impairing effects of these three drugs should be taken into account when considering NG's evidence."
After setting out Silber J's consideration of authority, Smith LJ went on:
21 "Silber J then set out the rival submissions as to the factors to be taken into account. It was accepted on both sides that the third Ladd v Marshall test was satisfied in that Dr Taberner's evidence was 'apparently credible'. However, Silber J was of the view that neither the first nor second test was satisfied and that, taken together, those factors convinced him that the evidence should not be admitted. First, he said that no evidence had been advanced to explain why Dr Taberner's report had not been obtained in time for its introduction at the hearing. He inferred that there was no satisfactory explanation. He laid considerable stress on this, saying that, in his view, this factor was `fatal to the application' to admit the evidence. He repeated the citation from May LJ in Marchmont" (Marchmont Investments Ltd v BFO SA [2007] EWCA Civ 677) "stressing the need for finality in litigation. The judge then considered the second test, whether the evidence, if admitted, would 'probably have an important influence on the result of the case'. He noted that the Appellant's defence had entailed the suggestion that the complainants' evidence was unreliable inter alia because of the drugs they had taken. The judge considered that Dr Taberner's evidence could not have had an important influence on the evidence because the Panel had in any event been aware that the drugs had had some effect. JB accepted that she had been groggy and had no recollection of another X-ray on the day in question. Yet the Panel had been satisfied that the witnesses had been reliable. The judge concluded by saying that Dr Taberner's evidence did not take matters much further, 'especially as he had not examined the complainants and this probably explains the cautious nature of his findings in which he explains what is likely to be the position rather than what was the actual position'.
22 Mr William Edis QC for the Appellant submitted that, although Silber J had cited the relevant passages of the authorities and had identified the relevant principles, when he came to apply those principles to the facts of the case he had not exercised his discretion in the interests of justice but had considered only the factors in Ladd v Marshall. He had declared that the fact that the first condition was not satisfied was 'fatal to the application'. That demonstrated that he had not exercised his discretion taking all relevant matters into account.
23 Second, Mr Edis submitted that the judge's holding that new evidence would probably not have an important influence on the result was unsustainable and wrong. First, the judge had been wrong to say that Dr Taberner's opinion was 'cautious' because he had not examined the complainants. Dr Taberner was an expert on the effect of drugs and there was no point in him examining the complainants. Nor had his opinion been 'cautious'; his opinion was clearly expressed. Of course he could not say exactly what effect the drugs had had on these individuals because drugs do not affect everyone in exactly the same way. So the judge's perception of Dr Taberner's evidence was flawed. Also, submitted Mr Edis, the judge had been wrong to consider that Dr Taberner's evidence would not have made much difference. The judge had taken that view because the Panel had been aware that the complainants had been affected by drugs and yet had still accepted them as reliable witnesses. Mr Edis submitted that this was wrong because the Panel had only had in mind the possibility that the drugs might have affected the complainant's memories whereas Dr Taberner's evidence went further and brought into question the possibility that drugs might have caused the complainants (or at least NG) to experience hallucinations.
24 Ms Jenni Richards for the respondent submitted that the judge's approach had been correct. He had been entitled to conclude that the absence of any explanation (let alone a good explanation) for the failure to obtain an expert report in time for the hearing was a factor of such importance that the judge was entitled to consider that it and it alone was fatal to the application. That was so even though it was clear, in her submission, that the judge had also taken other considerations into account. The judge had also been right to conclude that Dr Taberner's evidence could not have had an important effect on the outcome of the hearing.
25 In my view, the way in which the judge expressed his conclusions in respect of the admission of Dr Taberner's report was, perhaps, a little unfortunate. After directing himself impeccably as to the law and having noted that, since the introduction of the CPR, a decision to admit fresh evidence was not to be confined within the old Ladd v Marshall straightjacket, he did appear to apply his mind only to the Ladd v Marshall principles and did not expressly consider the wider range of factors which were potentially relevant to the exercise of his discretion. However, that said, consideration of the Ladd v Marshall principles would, in my view, place a very great impediment before the exercise of a discretion in the Appellant's favour. There was absolutely no explanation for the Appellant's failure to obtain expert evidence as to the potential effect of the drugs on the complainants' minds.
26 In my view, it might also be said that the judge underestimated the potential importance of the expert evidence. Although it seems to me that the fresh evidence could not have been of any significance in considering the evidence of JB, it could be said that the possibility that NG had imagined the incident might have affected the Panel's view of her reliability. However, the evidence could hardly be described as a 'silver bullet', the admission of which would almost certainly have affected the Panel's view. The potential effect would be even more limited if the Panel were to take the view that these two incidents were sufficiently similar that the evidence of each complainant could be treated as supportive of the other. It would be most surprising if the minds of two women had imagined two similar events.
27 Thus, it seems to me that, if one took the view that this was ordinary litigation, there would be an overwhelming case against the admission of this evidence because there was absolutely no excuse for the failure to obtain the evidence for the hearing and, when the evidence was considered, it was not of great significance. However, Mr Edis submitted that this was not ordinary litigation. There was a real public interest in the outcome of the proceedings. It was important from the public perspective, that the correct decision was reached. It is not in the public interest that a qualified health professional, capable of giving good service to patients, should be struck off his professional register.
28 I would accept that that is a factor to be taken into account and, in so far as the judge did not mention it, his decision is, in my view, open to review. However, when weighing up the importance of this factor, it is necessary in my view to consider a factor which I mentioned earlier, namely the Committee's power to review its own decision in relation to a strike off order if new evidence becomes available. This was not an issue which was raised before the judge. It was raised by this Court at the outset of the hearing, as it seemed to us that, if there was a power to review, that was the course which the Appellant should take to secure the admission of fresh evidence. However, as Ms Richards pointed out, the right of appeal co-exists with the right to seek a review and the Appellant had originally taken a number of points on the appeal which would not have been appropriate on review. Accordingly, given the range of issues which the Appellant had raised, she did not suggest that review rather than appeal would have been the appropriate course. However, now that the issue was narrowed to the admission of fresh evidence, she invited us to determine the appeal bearing in mind that there was an alternative course for the Appellant to take (review), even at this late stage."
36 "Ms Richards (for GMC) submitted that the existence of the right of review (which is available to the Appellant at any time) provides an additional reason why we should dismiss the appeal to this Court. As the only issue in the appeal (as to liability) is the admission of fresh evidence, the appropriate course is let the Committee decide whether the evidence should be admitted.
37 Mr Edis (for the Appellant) submitted that we should consider the appeal on its merits regardless of any right of review by the Council. His submission is that, because of the public interest in assuring that the strike-off was warranted, the interests of justice require a broader approach to admissibility of fresh evidence than that applied in ordinary party and party litigation.
38 In my view, the existence of the right to a review is a factor to be taken into account when exercising the discretion as to whether this Court should admit the fresh evidence on appeal. The 2001 Order provides for review of a finding that an allegation has been proved in cases where fresh evidence might make a difference. It seems to me that that provision recognises the importance, in the public interest, of the Committee making the right decision. In my judgment, this review provision meets that public interest.
39 In my view, the existence of the power of review greatly diminishes the importance of the public interest point relied on by Mr Edis. The review provision safeguards the Appellant from the risk that an unjustified finding of guilt might go uncorrected in the light of fresh evidence. The Appellant does not need this court to direct its admission. The Committee will consider the fresh evidence and will take whatever action it considers appropriate. It is in a far better position to assess the potential importance of Dr Taberner's opinion than this court could ever be. Accordingly, I would reject Mr Edis's submission that this appeal should be treated quite differently from 'ordinary litigation'.
40 Against that background it seems to me that the force of any criticism of Silber J's decision is much reduced. The Ladd v Marshall principles were indeed at the heart of the exercise of discretion. Even if Silber J was too dismissive of the potential relevance of the evidence, he was entitled to say that the Appellant had provided no excuse for failing to obtain the evidence in time for the hearing and had shown no special reason why that failure should be overlooked. Taking all the factors into account, (that is the first and second Ladd v Marshall principles, the public interest in the correct outcome in a striking off case and the existence of the Committee's power of review) I have no hesitation in saying that I would exercise my discretion against the admission of this fresh evidence. I would dismiss the appeal on the first ground."
"37 I rule in favour of allowing the additional evidence and in favour of A's case on this basis for the following reasons:
(i) Although the first principle in Ladd v Marshall cannot be relied upon by A, the culpability of A is not particularly high in this regard. He was represented. However, there is no evidence to suggest that anybody appreciated the possible consequences of his suspension. It is correct that the Gold Guide then in force made it clear that the NTN would be given up if a trainee was suspended and that (at that stage) there would be a right of appeal; further that it was open to those who had had their training numbers removed to reapply for competitive entry to specialty training at a later date should circumstances change. Nevertheless, whilst paying proper regard to the fact that all the principles in Ladd v Marshall are of relevance and of powerful persuasive authority, I do not regard the lack of compliance with this first principle to be determinative. There is no suggestion that the Postgraduate Dean in any way alerted A or his lawyers to these consequences and no evidence that the Panel was aware of them.
(ii) As to the second principle in Ladd v Marshall, it is difficult for the court, on the basis of the evidence provided, to quantify the risk that A's GP specialty training may be at an end if he is suspended. Looking at the evidence of Ms Willmott, I nevertheless consider that there is a real risk that this will occur. Nobody was aware of any precedent of a suspended trainee applying to get back on the Register and what the prospects of success were or were not. It will of course be open to the FTPP to come to the same conclusion i.e. that A should be suspended. That said, I do regard the fresh evidence as probably having an important influence on the result of the case. It may indeed not be decisive but that is a matter for a properly informed FTPP to decide.
(iii) Clearly the fresh evidence is credible, especially as in the circumstances I am basing my judgment on Ms Willmott's testimony.
(iv) Considering the overriding objective this, in my judgment, is one of the perhaps rare cases where, notwithstanding that one of the Ladd v Marshall principles has not been complied with, justice requires the fresh evidence to be admitted and for the matter to be considered by the FTPP. Both parties agree, and the order reflects, that this will not be a re-hearing of the case but merely a hearing which takes into account the fresh evidence so as to decide what if any difference it makes to sanctions. That also is a relevant factor, namely that the further disciplinary process will be limited in extent."
i) what was the relevance of the new evidence?ii) why had it not been called before?
iii) what significance did it have in the context of the draft findings of the Panel?
iv) what effects would its admission have on the conduct of the hearing, and in particular on
a) the need to recall witnessesb) the length of the hearingv) taking all matters into account, would justice be done if it were not received and heard ?
i) the nature of the abdominal examination when she was in the room;ii) the timing of that physical examination in relation to the "19 minutes" period in which the patient said she had been subjected to the fingering of her private parts;
iii) the complaint made to her related to the diagnosis, and not the nature of the examination.
i) the physical examination, or at least some part of it, took place later;ii) when it did so, it involved the examination of the abdomen above the area of the private parts, above the patient's trouser line;
iii) the patient's private parts were not exposed;
iv) he was examining her as the HCA entered, and did not conceal what he was doing.
i) the HCA was always an obvious witness, the relevance of whose evidence cannot seriously be doubted;ii) her evidence tends to suggest that the account of the patient of this incident is untrue or unreliable in some important respects;
iii) her evidence, if accepted, significantly undermined the approach of the Panel to a matter which it regarded as very important;
iv) this case relates to the ability of a highly trained professional to be able to practise medicine, not merely to his own, but to society's benefit (following the approach of Smith LJ).
i) the reasoning given by the Panel for its decision places an emphasis on a claimed inconsistency between the Appellant's account of when the physical examination occurred and what was shown by the CCTV, which the evidence of the HCA, if accepted, cast great doubt upon;ii) the account it found proved of the physical examination conflicts with the description given by the HCA;
iii) this is not a case where the request that the Panel should hear more evidence was made after the end of the stage dealing with determining whether there had been misconduct;
iv) the refusal by the Panel (based of course upon submissions made to it by counsel for the GMC, and advice from the assessor) to even consider whether the evidence should be admitted leaves a real sense that justice was not done.
(13) Grounds 1, 2 and 4
(14) Orders to be made and conclusion
i) the direction of erasure be quashedii) the case be remitted to the Registrar for him/her to refer it to a new Fitness to Practise Panel for rehearing.
Other applications
i) The Appellant did not succeed on Ground 4. He succeeded on Ground 3, but not on the basis of the case as it had been argued. He did not fail on Grounds 1 and 2, but the court thought them misconceived;ii) The GMC had had to respond to the original much more extensive grounds of appeal;
iii) The skeleton argument of the Appellant was late, and reference is made to CPR PD52A 5.1(5)(b);
iv) He should not get the costs of preparing his skeleton and only one quarter of his other costs.
i) The amount of costs claimed is reasonable, and proportionate to the subject matter of the appeal.ii) Ground 4 took up very little time at the hearing. It was a narrow discrete point. The Appellant won on Ground 3. Grounds 1 and 2 could not succeed if he failed on Ground 3, but the inconsistencies there set out (apart from the DNA issue) went to the issue of whether the evidence of the HCA should have been admitted. If that evidence had been admitted, the conclusions challenged by Grounds 1 and 2 (the DNA matter apart) would have had to be addressed in the light of all the evidence then before the Panel.
iii) The central problem was that the Panel, urged on by counsel for the GMC at the hearing, adopted an approach to Rule 17 and to the reception of other evidence before its factual decision was announced that was unsupportable, and never considered the application made to the Panel on its merits. The Appellant won on the central issue in the case. As I made plain in my judgment, the Appellant would also have won had it been approached as per the pleaded Ground 3.
iv) There is nothing unusual about grounds being pared and condensed as one approaches the date of the hearing. Mr Hare's skeleton for the Respondent was very little longer than it would have been had the editing taken place earlier.
v) Mr Geering's skeleton was late, but, as he submits, that had everything to do with the problems the Appellant had in securing representation through the Bar Pro Bono Unit. If the time limit had been complied with, the GMC would still have had to deal with a skeleton. I find it hard to see how it has suffered any real prejudice at all. I therefore direct that the fee for preparation of the skeleton is allowed.
vi) The fact is that the Appellant challenged the core factual findings of the panel, relying on apparently truthful evidence from an obviously relevant witness whom the GMC could have called but did not. The Appellant brought it to the attention of the Panel at a time when it had the power to consider receiving it, but, in reliance on the misconceived submissions of Counsel for the GMC, and on the similarly flawed advice of its assessor, it never addressed the issue properly. Despite the obvious difficulties in defending what occurred, the GMC fought the appeal to the end, relying on a highly improbable and strained interpretation of the FTP Rules. It could have avoided a great deal of expense by addressing the matter at an early stage. It would be quite unjust if the successful Appellant were not to get the whole of the very modest costs he has claimed.