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England and Wales High Court (Administrative Court) Decisions |
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You are here: BAILII >> Databases >> England and Wales High Court (Administrative Court) Decisions >> Ali v the General Medical Council. [2017] EWHC 741 (Admin) (19 January 2017) URL: http://www.bailii.org/ew/cases/EWHC/Admin/2017/741.html Cite as: [2017] EWHC 741 (Admin) |
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QUEEN'S BENCH DIVISION
THE ADMINISTRATIVE COURT
Strand London WC2A 2LL |
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B e f o r e :
____________________
ALI | Appellant | |
v | ||
THE GENERAL MEDICAL COUNCIL. | Respondent |
____________________
WordWave International Limited
Trading as DTI
8th Floor, 165 Fleet Street, London EC4A 2DY
Tel No: 020 7404 1400 Fax No: 020 7404 1424
(Official Shorthand Writers to the Court)
Mr R Dunlop (instructed by The General Medical Council) appeared on behalf of the Respondent
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Crown Copyright ©
Those conditions were:
"37.
(1) Before 30 June 2017 you must:
(a) submit to comply with an assessment of your performance.
(b) having submitted to the above assessment, comply with all requirements in respect of that assessment.
(2) You must notify the GMC within seven calendar days of the date these conditions become effective:
(a) of the details of your current post, including your job title, job location and responsible officer (or their nominated deputy) information.
(b) of the contact details of our employer and/or contracting body, including your direct line manager.
(c) of any organisation where you have practising privileges and/or admitting rights.
(d) of any training programmes you are in.
(e) of any contact details of any locum agency you are registered with.
You must notify the GMC:
(a) of any post you accept, before starting it.
(b) if any formal disciplinary proceedings against you are started by your employer and/or contracting body, within seven days of being formally notified of such proceedings.
(c) if you apply for a post outside the UK.
4. You must allow the GMC to exchange information with your employer and/or any contracting body for which you provide medical services.
5. You must only work in NHS posts at a level no higher than ST1/ST2.
6.
A. You must be closely supervised in all of his[sic] posts by a clinical supervisor, as defined in the Glossary for undertakings and conditions. Your clinical supervisor must be approved by your responsible officer (or their nominated deputy).
B. You must not start/restart work until your responsible officer (or their nominated deputy) has approved your clinical supervisor.
C. You must seek a report from your supervisor(s) for consideration by this Tribunal prior to any review hearing by this Tribunal.
7. You must not work in any locum post or fixed term contract of less than 12 weeks.
8. You must inform the following persons of the conditions listed at [1] to [7]:
(a) your employer and/or contracting body.
(b) your responsible officer (or their nominated deputy).
(c) your immediate line manager at your place of work, at least one working day before starting work (for current and new posts including locum posts).
(d) any prospective employer and/or contracting body, at the time of application.
(e) the responsible officer of any organisation where you have, or have applied for, practising privileges and/or admitting rights, at the time of application.
(f) any locum agency or out-of-hours service you are registered with."
"The verdict limps, written by an apparently mighty pen but in a hand restrained by the claws of morbid influence and sordid prejudice. It gives a gesture of thoughtful pretence which mocks fair reason and fine judgment.
It is a blatant refusal to accept substantial evidence from the agreed doctor (appellant), with the basis that the Tribunal has not found "good reason" to favour the latter being categorically wrong.
Instead, it relies heavily upon rubble of uncorroborated statements, heap of false allegations and hypothetical concerns without weighing their veracity, contextual relevance and implications [...]."
"4.
The GMC representative, belonging to a pre-eminently noble profession, enthusiastically served her client but has sadly humbled her alma mater by showing incompetency in the following basic cornerstones of upright and esteemed advocacy:
(a) She exhibits a nigh-obscene appetite for quoting the most questionable unfounded allegations without having first critically appraising them to serve the cause of justice, thus soiling her tongue with slander instead of worthy and intelligent arguments.
(b) She has earned opprobrium by misleading the Tribunal and wasted time by not producing any evidence in her submissions. It could only be sump that ignorantly transmitted the stenching fabrications of the corrupt hospital team inherited by the GMC.
She clearly needs ingrain with more practise and sincere intention, the honorable values and lofty ideals of her profession."
I will read out exactly as they appear in the skeleton and I will then come on to deal with them separately.
The first ground:
"The proceedings did not make an effort to satisfy as to question why the background of the case manifestly contradicts objective evidence of not a single incident of patient harm or negligence in care provision by Dr Ali."
The second ground:
"The proceedings refused to give credit to the recent certifications of the emergency courses."
The third ground:
"The proceedings failed to take account of the recent appraisal proving:
(a) The satisfactory completion of all the fields of training requirements by the doctor.
(b) The discouraging attitude of the supervisors to withhold due credit and the condemnable, derogatory discriminatory harassment."
The fourth ground:
"The proceedings identified the duties of timeliness and gathering of evidence incumbent on the GMC registrar as the right of the aggrieved doctor but sadly overlooked the negligence of both the principles in its decision."
The fifth ground:
"The Tribunal misconstrued the discretion of the GMC registrar to requisition performance assessment under the Fitness to Practise Rules 2004 in a temporal fashion. Indeed, a more holistic view which makes it fool-proof is compulsory to draw the right and fair conclusion."
The sixth ground:
"The Tribunal was given a thorough explanation of the vulnerability of the aggrieved doctor and that a just outcome necessitated a sifting of vexatious allegations from evidence-based malpractice/misconduct on the part of the doctor.
However, the Tribunal fails to uphold the binding principle of weighing the valid reasons for the legitimacy of the performance assessment from the perspective of both the parties."
The seventh ground:
"The proceedings failed to save the aggrieved doctor from a lasting damage to career and repute and deny refuge and justice from the forces which had violated all moral, ethical and professional codes."
"5A.-
(1) The General Council may make rules-
(a) Authorising the giving of directions by any of-
(i) The Investigation Committee.
(ii)[a Medical Practitioners Tribunal]
(iii)such other persons as may be specified in the rules, requiring [an assessment of a kind referred to in sub-paragraph (1A)] to be carried out;
(b) specifying circumstances in which such an assessment may be carried out otherwise than in accordance with a direction.
(1A) The assessments referred to in sub-paragraph (1) are-
(a) in the case of a registered person, an assessment of the standard of a person's professional performance [...]."
"(3) If the registrar is of the opinion that a registered person who is required to submit to an assessment by virtue of this paragraph has failed to submit to that assessment or to comply with requirements imposed in respect of the assessment, the Registrar-
(a) may refer that matter to the MPTS for them to arrange for it to be considered by a Medical Practitioners Tribunal, and
(b) if he does so, must without delay serve on the person concerned a notification of the making of such a referral.
[...]
(3B)Where a matter is referred to the MPTS under sub-paragraph (3) or (3A), the MPTS must arrange for the matter to be considered by a Medical Practitioners Tribunal.
(3C)Where a Medical Practitioners Tribunal, having given a direction by virtue of this paragraph to require a registered person to submit to an assessment, are of the opinion that the person concerned has failed to submit to that assessment or to comply with requirements imposed in respect of that assessment, the Tribunal must consider that matter.
(3D)The Medical Practitioners Tribunal, on their consideration of a matter under sub-paragraph (3B) or (3C), may, if they think fit-
(a) direct that the person's registration in the register is to be suspended (that is to say, not to have effect) during such period not exceeding twelve months as may be specified in the direction; or
(b) direct that the person's registration is to be conditional on the person's compliance, during such period not exceeding three years as may be specified in the direction, with such requirements so specified as the Tribunal think fit to impose for the protection of members of the public or in the person's interests."
Those powers include a reference of the matter to the Medical Practitioners Tribunal. That is what happened in this case.
That states that:
"The Appeal Court will allow an appeal where the decision of the lower court was (a) wrong or (b) unjust because of a serious procedural or other irregularity in the proceedings in the lower court."
"17ZA- Procedure at a non-compliance hearing:
(1) [...]
(c) the representative for the GMC shall-
(i) where the practitioner is present, require the practitioner to confirm his name and GMC reference number.
(ii) where the practitioner is not present, require the representative for the GMC to confirm the practitioner's name and GMC reference number;
(c) The representative of the GMC shall-
(i) inform the Medical Practitioners Tribunal of the background to the case.
(ii) direct the attention of the Medical Practitioners Tribunal to any relevant evidence, and may adduce evidence and call witnesses in relation to the question of whether-
(aa) the practitioner has failed to submit to, or comply with, an assessment under Schedule 1 or 2;
(bb) having submitted to an assessment under Schedule 1, the practitioner has failed to comply with requirements imposed in respect of that assessment;
(cc) the practitioner has failed to undertake an assessment of knowledge of English in accordance with Schedule 3 or has undertaken such an assessment but has failed to provide the information requested in accordance with that Schedule;
(dd) the practitioner has failed to provide information required from him under section 35A(1A) of the Act;
(d) the practitioner may, in response, adduce evidence and call witnesses in relation to any question addressed by the representative for the GMC under sub-paragraph (ii) of paragraph (c);
(e) in respect of any question referred to in sub-paragraph (ii) of paragraph (c), the Medical Practitioners Tribunal must consider any evidence referred to in that sub-paragraph d) and announce its finding on that question, and shall give its reasons for that finding;
(f) the Medical Practitioners Tribunal may receive further evidence and hear any further submissions from the parties as to its decision whether to make a direction under paragraph 5A(3D) or 5C4) of Schedule 4 to the Act;
(g) the Medical Practitioners Tribunal shall consider any evidence and submissions referred to in paragraph (f) and announce its decision (with reasons) as to the making, or otherwise, of a direction referred to in that paragraph;
(h) the Medical Practitioners Tribunal shall, before announcing (with reasons) its decision whether or not to impose an order for immediate suspension or immediate conditions on the practitioner's registration, receive and consider any further evidence in that regard from the parties;
(i) the Medical Practitioners Tribunal may consider whether to make an order under section 41A of the Act and announce its decision in that regard."
"15.The considerations for a Tribunal assessing non-compliance can be broken into three broad categories, all of which should be satisfied in order to make a finding of non-compliance and before the Tribunal can proceed to consider imposing a sanction.
• Was the GMC's direction to provide information or to undergo an assessment reasonable given the circumstances of the case and the evidence available to decision makers(?)
• Is there sufficient evidence to show that the doctor has failed to comply with the direction?
• Is there evidence to suggest that there was good reason for the doctor's failure to comply (i.e was it unavoidable or otherwise excusable)?"
"17.The Tribunal must consider whether or not a direction to undergo an assessment or to provide information is reasonable given the particular circumstances of the case".
"18.In most cases, a reasonable direction:
• Will relate either to a direction to provide information or to undergo an assessment as outlined in paragraph 4".
• Must have been made in line with the GMC's powers as laid out in the Medical Act 1983 (as amended) and the GMC (Fitness to Practise) Rules 2004.
• Is one proportionate to the allegations under investigation,(e.g concerns were sufficiently serious that the GMC was justified in directing a health or performance assessment).
• Is one where a doctor's failure or refusal to comply would significantly impair the GMC's ability to investigate concerns and therefore fulfil its statutory objective."
"24.If the Tribunal is satisfied that the doctor has failed to comply, they should consider whether or not there was good reasons for the doctor's failure to comply, i.e it was unavoidable or otherwise excusable because:
• for reasons of adverse physical or mental health, a doctor was unable to respond to or comply with a request, even where the request is seen to be reasonable
• a doctor has demonstrated that he/she has not received an invitation to undergo an assessment or request for information.
• a doctor can demonstrate that he/she is not in possession of the information or documentation requested by the GMC.
• a doctor can demonstrate that, for reasons beyond his/her control, he/she was unable to comply with the direction."
"In these circumstances it seems to me to be clear that we should follow the guidance given in the cases decided before the change in the appeal system effected on 1 April 2003."
"Firstly, the Privy Council is of course a source of high authority, and secondly we are, in any event, considering an effectively identical statutory regime. As it seems to me, there are in particular two strands in the relevant learning before 1 April 2003. One differentiates the function of the panel or committee in imposing sanctions from that of the court imposing retributive punishment. The other emphasises the special expertise of the panel or committee to make the required judgment."
"The panel is centrally concerned with the reputational standing of the profession, rather than the punishment of the doctor."
"21.Now I may return to the decisions of Collins J. In my judgment the test which he applied, namely whether the decision of the Panel was clearly wrong, is with respect not helpful or adequate, at least unless it is very clearly understood in the context of the two principles or strands, which I have described, which emerge from the Privy Council cases. Although Collins J in both of these cases acknowledged in one way or another the need for a degree of deference to the Panel -- see Raschid paragraph 42, Fatnani paragraph 22 -- still the exercise he undertook came very close, if it did not constitute, an exercise in re-sentencing."
"7(7)(1)
As soon as it is reasonably practicable after referral of an allegation for consideration under rule (8), the registrar shall write to the practitioner," inviting him to respond."
"7(2) The registrar shall carry out any investigations, whether or not any have been carried out under rule 4(4), as in his opinion are appropriate to the consideration of the allegation under rule 8."
"A more holistic view, which makes it foolproof, is compulsory to draw the right and fair conclusion."
In ground 6, Dr Ali states that the Tribunal was given a thorough explanation of his vulnerability and that a just outcome necessitated a sifting of the vexatious allegations against him from evidence-based malpractice or misconduct.