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England and Wales High Court (Administrative Court) Decisions |
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You are here: BAILII >> Databases >> England and Wales High Court (Administrative Court) Decisions >> KA & Ors, R (On the Application Of) v Secretary of State for the Home Department & Ors (Rev1) [2022] EWHC 2473 (Admin) (06 October 2022) URL: http://www.bailii.org/ew/cases/EWHC/Admin/2022/2473.html Cite as: [2023] 1 WLR 896, [2022] EWHC 2473 (Admin), [2023] WLR 896, [2023] ACD 1, [2022] WLR(D) 391 |
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KING'S BENCH DIVISION
ADMINISTRATIVE COURT
Strand, London, WC2A 2LL |
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B e f o r e :
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THE KING (ON THE APPLICATION OF) (1) KA (2) AK (3) AA (A MINOR, BY HIS LITIGATION FRIEND KA) (4) BB (A MINOR, BY HER LITIGATION FRIEND, KA) (5) CC (A MINOR, BY HER LITIGATION FRIEND, KA (6) DD (A MINOR, BY HER LITIGATION FRIEND) (7) EE (A MINOR, BY HER LITIGATION FRIEND) |
Claimants |
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- and |
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(1) SECRETARY OF STATE FOR THE HOME DEPARTMENT (2) SECRETARY OF STATE FOR FOREIGN, COMMONWEALTH AND DEVELOPMENT AFFAIRS (3) SECRETARY OF STATE FOR DEFENCE |
Defendants |
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David Blundell KC, Nicholas Chapman and Natasha Jackson (instructed by GLD) for the Defendants
Hearing dates: 30 and 31 March 2022
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Crown Copyright ©
Mr Justice Julian Knowles:
Introduction
Background
Operation Pitting
The three categories of person to whom HMG provided evacuation assistance
a. British nationals and their non-British immediate dependants with whom they were travelling. C1 and his family fell into this group.
b. Beneficiaries of HMG's Afghan Relocations and Assistance Policy (ARAP not to be confused with ARIP). In general terms these were Afghan nationals who had worked for HMG, or had materially contributed to its mission in Afghanistan, and so might well be a target for Taliban reprisals.
c. Other Afghan nationals in groups identified by ministers as priorities for evacuation because their profile might make them particular targets for the Taliban (for example certain Chevening scholars, journalists, women's rights activists and senior Afghan government officials).
The evidence of Gerard McGurk
"16. Before any individual was included within either the ARAP and other Afghan nationals cohorts, the Home Office undertook security and eligibility checks on them. Upon successful completion of those checks, the Home Office would inform the FCDO. The FCDO would then contact that individual by email, inviting them to travel to the EHC for the purpose of evacuation to the UK. The email invitation also provided confirmation of LOTR [leave to enter outside the Immigration Rules], thereby confirming entry clearance and immigration status in the UK. This form of emailed invitation was known as a 'call forward' (GM/22). 'Call forward' notifications were only issued once security and eligibility checks had been completed satisfactorily. In the event that an individual failed those checks, they would not be 'called forward'. The 'call forward' email represented a confirmation that the necessary security and eligibility checks prior to evacuation had been successfully completed, and started with the words 'You are being evacuated to the United Kingdom by the British Military'. Individuals within the ARAP and other Afghan nationals cohorts were not encouraged to attend the EHC without having been 'called forward' in this way, and were informed that they should arrive at the EHC within 12 hours of the time of the notification. Upon arrival in the EHC, the identity of these individuals was verified and their biometrics enrolled, before they were then placed on a UK military evacuation flight."
"You are being evacuated to the United Kingdom by the British Military.
You must go to The Baron Hotel, Zohak Village, Kabul, today.
You must bring all your passports
Do not tell anyone else where you are going
Expect a long wait please bring water and food with you."
"17. A different system existed for British nationals and their non-British dependants. Consular assistance, including assistance to leave Afghanistan, was provided to British nationals purely by virtue of their nationality. For British nationals, and once their status as such had been confirmed, there were no separate eligibility criteria, assistance was not conditional upon security checks, nor did it depend on receipt of an invitation to come to the EHC. There was no need for British nationals to enrol their biometrics. In addition, and as stated above, the UK Government did not hold (and never held) a complete and accurate record of all British nationals (and/or their dependants) in Afghanistan. For these reasons, it was neither necessary nor appropriate to assist in the evacuation of British nationals using the same 'called forward' process as adopted in the case of the ARAP and other Afghan nationals cohorts. British nationals and their dependants were not 'called forward' in this way (or at all). Instead, they were the beneficiaries of a general encouragement between 19-25 August, communicated by phone and email by the FCDO (KA/2) is an example of the general encouragement emails sent out), to travel to the EHC for processing at any time."
"If you have contacted the UK Foreign, Commonwealth and Development Office to seek assistance to leave Afghanistan:
"If you are a British national, we encourage you and any dependents (spouse or children under 18) that are travelling with you, to travel to the Baron Hotel in Kabul at H64C+MCQ, where we will seek to put you on the next available flight. Please ensure that this is only your immediate family your spouse and children under 18 for British adults or parent and siblings under 18 for British children "
"21. During the evacuation process a number of British nationals in Afghanistan contacted the FCDO to say that they had been unable to get to the EHC. One of the many reasons given was that the dependants with whom they were travelling had not been able to pass Taliban checkpoints without a travel document. In response to this and in the heat of this crisis with the sole objective of trying to get as many British nationals and exceptionally their immediate family dependents, FCDO officials decided to send an email to those British nationals who contacted the FCDO. The email also referred to any immediate family dependants declared by the British national, encouraging them to travel to the EHC "For processing prior to evacuation". This is referred to as a 'facilitation email' (GM/23-25), as it was intended solely to facilitate travel through check points to the EHC itself. In order to fulfil this purpose, the 'facilitation email' was deliberately designed to resemble a 'called forward' email because this format was similar to those used by the ARAP and LOTR [ie, those given leave to enter outside the Immigration Rules] schemes and would be familiar to British soldiers who secured the perimeter and access to the EHC. It was not, however, a 'called forward' email and its recipients were not 'called forward'".
"You have requested evacuation to the United Kingdom by the Foreign, Commonwealth and Development Office (FCDO).
For processing prior to evacuation, you must go to The Baron Hotel, Zohak Village, Kabul today. You must use the gate entrance on Abbey Road, also known as Airport Road. You must bring all your passports and documentation. Do not tell anyone else where you are going.
Expect a long wait please bring water and food with you.
Go here - https://goo.gl/maps/UDtnYNpz1sLh9eMx8 /
http://kabul.thebaronhotels.com
Travel safely and carefully, use your own judgement, do not put yourself at unnecessary risk. Only your immediate family are allowed with you spouse and children under 18. If the person travelling is eligible for British Nationality and is under 18 they may take an accompanying parent with them.
You must bring any other important family documents, such as marriage and birth certificates. Each person may bring 1x 9kg bag only do not bring more."
"22 Separately, in light of the difficulties that some individuals within the three priority groups had faced in travelling to the EHC, MOD officials arranged for convoys of minibuses to bring people eligible for evacuation to the airport for processing. This was consistent with the strategic priority of maximising the number of British and Afghan nationals able to get to the EHC for processing before the end of the evacuation. These included both British nationals and their dependants and Afghan nationals and their family members forming part of the ARAP and other Afghan nationals cohorts. Some British nationals who had contacted the FCDO had volunteered that they or one or more of their dependants was vulnerable; the vulnerability of others was evident on the face of the information held, for example in the case of young children. FCDO officials collated a list and, between 23 and 25 August, consular officials contacted British nationals identified (or in respect of whom a dependant had been identified) as being vulnerable (e.g. by age or reported health condition) by telephone (where contact was possible) to confirm whether they still wished to be evacuated and, if they did, provided them with details of a time and place where they would be collected by bus and taken to Kabul airport. Only British nationals in respect of whom FCDO consular staff had telephone contact details at that time were contacted where it was possible to successfully establish contact. These calls followed detailed scripts (GM/26). A record of the people offered places on these buses was retained, and referred to as the 'bus list'."
"Between 23 and 25 August 2021, FCDO officials contacted individuals identified as vulnerable (or travelling in a group with an individual identified as vulnerable) to offer them places on the buses. They continued to do so until capacity on the buses was reached [The Claimants' assertion at [23.4] of their Skeleton that this was due to the limited time of FCDO officials is accepted to be factually incorrect.] The Claimants were, in principle, eligible for places on the buses (on the basis of the age of the children), but in the event were not offered places whether because the capacity of the buses had been reached before officials reached their names on the list, or because it was not possible to reach them by phone, or for some other logistical reason. A list of individuals offered places on the buses was retained and is referred to as the "bus list". The offer of a place on the chartered buses was limited to just that: a place on the bus travelling to the airport. Specifically, it carried no guarantee at all of a place on an evacuation flight."
"23. Unlike the 'call forward' emails sent to the ARAP and other Afghan nationals cohorts, inclusion on the 'bus list' for British nationals and their immediate family dependants did not follow security and eligibility checks. Such invitations did not provide any confirmation that these checks had been satisfactorily completed. Regrettably, none of minibuses was permitted to pass Taliban checkpoints, and so none of the passengers was delivered to Kabul Airport, where those security and eligibility checks would have been conducted by British Government officials.
24. The heading of the 25 August 2021 call script (which was prepared at speed in the heat of this crisis) refers to a 'call forward' onto the minibuses. The use of the words 'call forward' in the script did not refer to the same process by which individuals who were either ARAP beneficiaries or within the other Afghan nationals cohort were 'called forward' to the EHC for processing. Drafted by FCDO consular staff the purpose of contacting the British nationals and their immediate family members on the bus list by telephone in this way was solely to facilitate the bus operation and thereby to help them travel to Kabul Airport where their eligibility for evacuation would be established by British Government officials. As explained below, the Home Office is currently considering whether, having regard to all the available information, those on the 'bus list' are properly to be regarded as having been 'called forward' for the purposes of paragraph 39 of the ARIP policy statement."
"I am calling from the Foreign Commonwealth and Development Office Crisis Centre.
Can you confirm you are still in Kabul and still want to leave? [If no longer in Kabul, note on Crisis Hub and finish call].
We are calling you because you or one of your family group is particularly vulnerable.
Must stress that this is a message for you and your immediate family only. For safety and security reasons do not reveal the contents of this message to anyone else.
We have made arrangements to take vulnerable British Nationals and their eligible dependents to the airport by bus.
Would you be interested in taking this offer? This needs to be your choice.
There is no other way of taking you to the airport. [If not interested, note on Crisis Hub and finish call].
[If interested] Must stress again that this is a message for you and your immediate family only. For safety and security reasons do not reveal the contents of this message to anyone else."
"I am calling from the Foreign Commonwealth and Development Office Crisis Centre.
We spoke to you yesterday about a route to the airport for vulnerable British Nationals "
"4.1.1 Referring to findings in the October 2021 IPC report, the World Food Programme (WFP) viewed that 'Afghanistan is becoming the world's largest humanitarian crisis, with needs surpassing those in Ethiopia, South Sudan, Syria and Yemen
4.1.2 UNICEF noted in November 2021, 'The humanitarian situation continues to deteriorate in Afghanistan, with alarming disruptions in health and nutrition services, a disastrous food crisis, drought, outbreaks of measles, acute watery diarrhoea, polio and other preventable diseases, as well as the crippling onset of winter."
ARIP
"1. The Home Office has been at the heart of the UK's response to the fast-moving and challenging events in Afghanistan. Op PITTING was the biggest UK military evacuation for over 70 years and enabled around 15,000 people to leave Afghanistan and get to safety. This is in addition to the families we had already welcomed under the Afghan Relocations and Assistance Policy (ARAP) for those who served alongside our armed forces and worked with the British government. It was established by the Home Secretary and Defence Secretary in April of this year and supplements the existing scheme which had operated since 2013.
2. Following rapid work by the Foreign, Commonwealth and Development Office (FCDO), Home Office and Ministry of Defence (MoD) during Op PITTING, we were able to 'call forward' a number of other people for evacuation, in addition to the ARAP contingent and British nationals. These people were identified as being particularly at risk. They included female politicians, members of the LGBT community, women's rights activists and judges. Those who were called forward will form part of the Afghan Citizens Resettlement Scheme (ACRS) cohort.
3. This unprecedented mission was supported by over 300 dedicated civil servants in the Home Office from Border Force officers on the ground in Kabul supporting our military and diplomats in extremely challenging circumstances, to UK Visas and Immigration (UKVI) staff in Liverpool working alongside colleagues from across government, the military, the police and our intelligence agencies. They conducted vital security checks, processed visa and passport applications and welcomed and supported people to begin their new lives in the UK.
4. The evacuation of eligible people from Afghanistan was a humanitarian effort, but at every step of the process the security and safety of the UK and its citizens was front of mind. Individuals evacuated were subject to rigorous security checks. We have world-class police and security and intelligence agencies who work around the clock to keep us safe. Where they identify a threat, it is rigorously investigated. We will not hesitate in taking robust action against anyone who poses a threat to our country.
5. This emergency evacuation is now over. UK military personnel left Afghanistan on 29 August. This policy statement sets out the Home Office's position on the immigration status of those evacuated, as well as providing detail on the UK's ACRS.
6. For those evacuated here, we are determined to ensure they have the best possible start to life in the UK. Given the difficult, exceptional and unique circumstances in which many arrived in the UK, we will be offering indefinite leave to remain to those Afghan nationals and their family members who were evacuated, called forward or specifically authorised for evacuation, by the government during Operation PITTING. This will apply to those who have already arrived in the UK or arrive after the evacuation. This will give them certainty about their status and the right to work and contribute to society.
7. Given the speed with which decisions were necessarily taken, we need to ensure everyone has the correct status and there may be a small number of groups who do not fit into the category set out above. We will work to ensure their situation is resolved quickly.
8. We are also setting out here the details of the ACRS and the position of those relocated under ARAP; and the position of other groups, for example how the Immigration Rules apply in terms of Family Reunion, the Points-Based System and Asylum."
"Afghan family members of British nationals, settled persons and refugees already resident in the UK
Close family members of British citizens (and settled persons) evacuated or called forward as part of Op PITTING
39. To facilitate the travel of family members of those who were evacuated as part of Op PITTING, the Home Office waived visas requirements and granted limited permission to stay outside of the Immigration Rules for six months. However, given the exceptional circumstances of their arrival and to ensure they have clarity on their immigration status, we will grant indefinite leave to remain to this group of evacuees. We will waive the settlement fees for this group and they will not be required to meet the usual requirements, such as English language skills or minimum income requirement. Where necessary, we will use the 'exceptional circumstances affecting a number of persons waiver' provided by the Immigration and Nationality (Fees) regulations and seek to make changes in regulations at the next opportunity. This is the same approach as those evacuated under the ARAP scheme and other priority groups relocated to the UK under Op PITTING and eligible for the ACRS [Afghan Citizens Resettlement Scheme]. We will also give indefinite leave to remain to those who were called forward by the UK government but were not able to be evacuated, or were evacuated to third countries.
Afghan family members of British citizens and settled persons who were not notified they were eligible for evacuation under Op PITTING
40. For other non-UK family members of British citizens and settled persons who were not called forward as part of Op PITTING, or who are not offered resettlement under the ACRS, they will need to apply to come to the UK under the existing economic or family migration rules. They will be expected to meet the eligibility requirements of their chosen route, which includes paying relevant fees and charges, and providing biometrics. There is currently no option to give biometrics in Afghanistan. The British Embassy in Kabul has suspended in-country operations and all UK diplomatic and consular staff have been temporarily withdrawn. The UK is working with international partners to secure safe routes out of Afghanistan as soon as they become available, but while the security situation remains extremely volatile, we recommend people in Afghanistan do not make applications and pay application fees at this time as they will not be considered until biometrics are provided. Those Afghans who are outside of Afghanistan and able to get to a Visa Application Centre (VAC) to provide their biometrics are able to make an application in the usual way."
Biometrics
"Biometrics play a significant role in delivering security and facilitation in the border and immigration system. The biometrics that we currently use (facial image and
fingerprints) enable quick and robust identity assurance and suitability checks on foreign nationals' subject to immigration control, delivering 3 broad outcomes:
establishing an identity through fixing an individual's biographic details (for example, name, date of birth, nationality) to biometric data
verifying an individual accurately against an established identity
matching individuals to other datasets (for example, against watchlists or fingerprint collections) to establish their suitability for an immigration product
Biometrics are required as part of an application for an immigration product, such as a visa, biometric immigration document or biometric residence card, from an individual subject to immigration control. They are also taken from individuals who claim asylum, are in the UK but require leave, are unlawfully in the UK, are arrested
or detained under the Immigration Acts, are granted immigration bail, lacks adequate documentation to establish their identity and nationality and those subject to being deported from the UK."
"5.(1) Subject to regulation 7, where a person makes an application for the issue of a biometric immigration document in accordance with regulation 3, or regulation 3A an authorised person may require him to provide a record of his fingerprints and a photograph of his face.
(2) Where an authorised person requires a person to provide biometric information in accordance with paragraph (1), the person must provide it.
"5 Biometrics in this context consist of a facial image and up to ten finger-scans. These biometrics enable quick and robust identity assurance and suitability checks on foreign nationals subject to immigration control, allowing the Home Office to (a) establish an identity, through fixing an individual's changeable biographic details (for example, name, date of birth, nationality) to biometric data; (b) verify an individual accurately against an established identity; and (c) match individuals to other datasets (for example, against watchlists or fingerprint collections) to establish their suitability to be granted a visa or other immigration document.
6. Overseas, biometrics are generally taken at a Visa Application Centre (VAC). An individual has to give their biometrics in a controlled environment, and it is not possible for us to take biometrics from a wet fingerprint as the format is not compatible with our system for producing a biometric residence permit. Individuals who provided wet ink prints as part of the emergency evacuation of Afghanistan during Operation Pitting were required to re-enrol their biometrics electronically when they applied for a biometric immigration document. We are also currently unable to obtain biometrics through third parties such as the UNCHR, as we need to ensure the integrity of our biometric system. This is because the system is designed to only accept biometrics captured within the system and wet ink prints do not meet the requirements to produce a biometric immigration document."
a. Firstly, D1 decided to defer the provision of biometric data for many of those evacuated during Operation Pitting until arrival in the UK. This was an exercise of the discretion conferred by reg 8 of the Biometric Regulations.
b. Second, in relation to Ukrainians fleeing the Russian invasion, D1 decided to defer the provision of biometric data until arrival in the UK: Part 18 Reply, [6] (Further Bundle, p37).
c. Third, the provision of biometric information for applications for entry clearance not covered by the 2008 Biometric Regulations are instead governed by the Immigration (Provision of Physical Data) Regulations 2006 (SI 2006/1743), made under s 126(1) of the Nationality, Immigration and Asylum Act 2002. These govern applications for leave to remain of less than six months. In the same way as the 2008 Biometric Regulations, the 2006 Regulations give the Secretary of State a discretion to require applicants to enrol biometric information. The Claimants say that what is significant is what D1 told Parliament about how this power would be exercised. Paragraph 7.1 of the Explanatory Memorandum stated:
" the Regulations will enable an authorised person to require an applicant to provide a record of his fingerprints and a photograph. In practice, authorised persons (including authorised entry clearance officers) will, of course, exercise their discretion reasonably and so will only impose such a requirement on applicants from those countries where suitable fingerprinting and digital photography technology has been installed with proper safeguards in place, and also subject to exceptions where this is appropriate in the particular case".
The Claimants say that this was no doubt because it would be manifestly unfair to impose a precondition to the making of a valid entry clearance application that it is impossible to satisfy.
The evidence about D1's policy on biometrics
"4. Issue 1 is a claim that the Secretary of State's insistence that C2-C7 must enrol biometrics before her officials will consider an entry clearance application breaches C1's right to respect for family life. It is an important part of the analysis of justification that the only reason the Secretary of State has given for imposing the requirement on C2-C7 is that this accords with her general policy. But that does not turn issue 1 into a broader attack on the legality of the policy. It is an individual claim of breach of Article 8."
"42. Having carefully considered the matter, the UK Government has decided to offer the assistance that it is in fact providing. It continues to keep this under review. The Home Secretary has, in particular, decided that she will not waive visa requirements or the general requirement to enrol biometrics, which are important measures for the purposes of national security and immigration control. She recognises that this adds to the real obstacles to travel to the UK faced by those in Afghanistan (as it does for people presently in other countries with no HMG presence, such as Syria and Yemen). She weighed these considerations but decided that the interests of national security and of immigration control should prevail."
"Where a person who is subject to immigration control makes certain types of application (as set out in regulations 3 and 3A of the Immigration (Biometric Registration) Regulations 2008) there is a statutory discretion under reg. 5 of the Regulations to require him to provide biometric information. The usual policy is that an application will not be complete, and will not be considered, until biometrics are provided at a Visa Application Centre ("VAC"). In the interests of protecting the UK and its residents, the Secretary of State applies a high threshold for exercising discretion to waive or defer biometrics. The Defendants note that on 15 December 2021 the Administrative Court (Kerr J) granted permission in the case of JZ (Afghanistan) (CO/4090/2021) on the ground that it may be irrational for the SSHD not to waive the requirement to enrol biometrics in circumstances where the individual is unable to travel to a VAC."
"There is no practical barrier to conducting remote security checks on the Second to Seventh Claimants in the same way. However, the Secretary of State personally directed that remote security and eligibility checks should cease at the conclusion of Operation Pitting, in order to prioritise the safeguarding of the UK's border in the interests of national security and public safety."
"3. In order to obtain ILR under paragraph 39 of the ARIP policy, it is necessary for eligible individuals to make a valid application for ILR using the relevant application form. A valid application can only be made from within the UK: s.3(1)(b) Immigration Act 1971. In order to make a valid application, it is generally necessary (amongst other things) to enrol biometrics (subject to the Home Secretary's discretion to waive that requirement). The Home Secretary granted 6 months' leave outside the rules to non-British nationals evacuated as part of Operation Pitting. In practice, the Home Office is facilitating the ILR application process prior to the expiry of the 6 months' leave, by contacting individuals in the UK by phone to assist in completing the ILR application form for all eligible family members, with no application fees, and arranging transport within the UK for biometric enrolment.
5. As also explained in the statement of Gerard McGurk dated 21 February 2022, the First Defendant has decided not to waive the requirement to enrol biometrics for those outside the UK; and the Defendants are not in a position to assist individuals in Afghanistan to enrol their biometrics.
6. Individuals remaining in Afghanistan are therefore unable to make a valid application for ILR, and unless and until they do so are unable to benefit from paragraph 39 of the ARIP policy."
"8. In all cases, the Home Secretary has a statutory discretion to waive or defer the requirement to enrol biometrics, pursuant to regulation 5 of the Immigration (Biometric Registration) Regulations 2008 (which provides that an authorised person 'may', not 'must', require provision of biometrics upon an application under regulation 3 or 3A).
9. However, since the taking of and use of biometrics is essential to protecting the UK and its residents, a high threshold for waiving or deferring the requirement to provide biometrics is generally adopted, with the generally only exercised in the most exceptional circumstances. For example, the discretion to waive or defer would generally be exercised in cases where individuals are unable to provide biometrics because they are physically incapable of doing so. These would predominantly be people such as amputees without fingers or individuals who were incapacitated at the time they applied to come to the UK and are coming to the UK for emergency lifesaving medical treatment.
10. This is subject always to the duty to apply policies flexibly, having regard to relevant legal obligations (including s.6 of the Human Rights Act 1998), and taking into account all relevant factors including any submissions made on an applicant's behalf.
11. There are particular risks associated with waiving or deferring the requirement in the case of Afghanistan. One of those risks relates to the fact that Afghanistan's official documents do not contain biometric chips and are less reliable as proof of identity than those that do; another is that, since the Taliban takeover, the UK is generally unable to make enquiries with the Afghan authorities to confirm the validity of documents. However, as Operation Pitting drew to a close and the crisis in Afghanistan worsened, the decision was taken to exercise the discretion to defer the requirement to enrol biometrics in a number of cases.
12. Since the end of Operation Pitting:
a. For those who were called forward under the ARAP scheme but not evacuated, the Home Office has entered into an arrangement with Pakistan to enable those without suitable travel documentation, such as a passport, to travel to Pakistan to enrol their biometrics on the proviso the person is able to travel onwards to the UK regardless of the outcome of the biometric checks.
b. Those who were not called forward under the ARAP Scheme before the end of evacuation are normally required to attend a VAC and enrol their biometrics as part of an Entry Clearance application.
c. For people who are eligible under ARAP and the Afghan citizens resettlement scheme ("ACRS"), they will be referred to the relevant scheme but they will still generally need to enrol their biometrics. The pathway they use will impact on how their application is processed. Those identified by the UNHCR will be told they are eligible for resettlement subject to completing security checks. Otherwise, applicants from Afghanistan are required to enrol biometrics at a VAC before their applications will be considered, save in very exceptional circumstances.
13. I am aware that numerous Afghan nationals are unable to leave Afghanistan and travel to a VAC outside of Afghanistan to enrol their biometrics because of the costs, risk to personal safety or personal circumstances. However, the fact that a person is coming from a zone of conflict and cannot attend a VAC would not, in itself, generally be considered sufficient to justify a waiver or deferral of biometrics."
"39. First, and generally, the Home Secretary is well aware of the need, pursuant to the non-fettering principle, to apply her policies flexibly, having regard to all relevant factors including any representations accompanying a relevant visa application; or, if necessary, and on the same basis, to disapply them by way of her residual discretion, if necessary. Strikingly, the evidence shows that the ordinary biometrics policy is applied flexibly and was during the course of Operation Pitting, with operational case-working decisions resulting in deferral of the requirements in a number of cases. Further:
a. It is the Home Secretary's general policy that biometric registration is required as a pre-condition for a valid entry clearance application.
b. Where this requirement is waived or deferred, this is because the Home Secretary has exercised her discretion to do so.
c. Whether through the prism of the non-fettering principle, or residual discretion, or the duty to take into account relevant factors, or otherwise, it is very well established that policies are to be applied flexibly. They need not state on their face that exceptions to their ordinary application exist and will be considered: see, for example, R (West Berkshire DC) v Secretary of State for Communities and Local Government [2016] EWCA 441, [2016] 1 WLR 3923; and British Oxygen Board Co Ltd v. Minister of Technology [1971] AC 610, per Lord Reid at 625E."
"No application for entry clearance has been made. If it is, it is abundantly clear from the evidence that it will be considered on its facts. They will not be prejudiced. That is their legal entitlement. The Secretary of State cannot refuse to consider the merits of the application albeit it still may be rejected on the merits. There is no barrier to making an application." '
Discussion
Issue 1
"30. In R (Razgar) v Secretary of State for the Home Department [2004] UKHL 27, [2004] 2 AC 368, Lord Bingham suggested, at para 17, that the engagement of article 8 depended upon an affirmative answer to two questions, namely whether there had been or would be an interference by a public authority with the exercise of a person's right to respect for his private or family life and, if so, whether it had had, or would have, consequences of such gravity as potentially to engage the operation of the article. Having analysed the authority, namely Costello-Roberts v United Kingdom (1993) 19 EHRR 112, which, at para 18, Lord Bingham had cited by way of justification of the terms in which he had cast his second question, the Court of Appeal in AG (Eritrea) v Secretary of State for the Home Department [2007] EWCA Civ 801, [2008] 2 All ER 28, observed, at para 28, that the threshold requirement referable to the nature of the consequences was "not a specially high one".
31. Mr McCullough QC, on behalf of the Secretary of State, concedes that family life arose upon the marriage of each of the respondents to their sponsors notwithstanding that, at the date of the refusals of the marriage visas, it had scarcely been established in the case of the second respondent and was relatively undeveloped in the case of the first respondent. Counsel correctly suggests, however, that the more exiguous is the family life, the more substantial are the requisite consequences.
32. These were two British citizens who had lived throughout their lives in the UK and who, aged 17 and 18 respectively, had just embarked upon a consensual marriage. The refusal to grant marriage visas either condemned both sets of spouses to live separately for approximately three years or condemned the British citizens in each case to suspend plans for their continued life, education and work in the UK and to live with their spouses for those years in Chile and Pakistan respectively. Unconstrained by authority, one could not describe the subjection of the two sets of spouses to that choice as being other than a colossal interference with the rights of the respondents to respect for their family life, however exiguous the latter might be."
" the question [of whether a measure is proportionate] depends on an exacting analysis of the factual case advanced in defence of the measure, in order to determine (i) whether its objective is sufficiently important to justify the limitation of a fundamental right; (ii) whether it is rationally connected to the objective; (iii) whether a less intrusive measure could have been used; and (iv) whether, having regard to these matters and to the severity of the consequences, a fair balance has been struck between the rights of the individual and the interests of the community. These four requirements are logically separate, but in practice they inevitably overlap because the same facts are likely to be relevant to more than one of them."
See also Lord Reed at [74], dissenting, but adopting an approach in substance the same as Lord Sumption's.
"Weighing (a) the absence of any adverse impact on national security and immigration control if biometric enrolment is deferred until C2-C7 arrive at port in the UK against (b) the colossal interference with the First Claimant's family life by insisting on a precondition to applying for entry clearance that it is impossible to meet, the Secretary of State has failed to strike a fair balance."
"3. It is important to understand what 'issue 1' is. The Defendants' concern appears to be that the Claimants now challenge "the Home Secretary [adopting] a 'blanket policy'" (Defendants' skeleton, §6). She contends that issue 1 'depends on the bald factual assertion that the Home Secretary has adopted a 'blanket policy' to refuse to waive or defer the requirement to enrol biometrics for anyone in Afghanistan' (§36). It is also said that the Claimants seek to argue that the Secretary of State is bound to "adopt a 'blanket policy' waiving the ordinary biometrics requirements for individuals within Afghanistan" (§41).
4. That is not the case the Claimants advance. Issue 1 is a claim that the Secretary of State's insistence that C2-C7 must enrol biometrics before her officials will consider an entry clearance application breaches C1's right to respect for family life. It is an important part of the analysis of justification that the only reason the Secretary of State has given for imposing the requirement on C2-C7 is that this accords with her general policy. But that does not turn issue 1 into a broader attack on the legality of the policy. It is an individual claim of breach of Article 8.
"
9. The Secretary of State's evidence and pleaded case in these proceedings is that she is unwilling to waive her policy to require biometrics in the cases of C2-C7 "
9.3. The Secretary of State's evidence in response to the Claimants' claim, set out in Mr McGurk's witness statement is that: 'The Home Secretary has, in particular, decided that she will not waive visa requirements or the general requirement to enrol biometrics' (§42 [CB/361]). Her position could not be clearer."
10. The Claimants have therefore been told in clear terms that it is futile for them to submit an entry clearance application unless they have enrolled biometric information (which, it is common ground, is impossible). The position is the same as in Mahabir, where the claimants did not submit an entry clearance application because they were told that it would not be considered without payment of a fee."
"16. The submission is that the WMS is likewise to be condemned. We shall return to what Sullivan LJ said. It is important first to notice a distinction in this area of the law which is at the core of the debate in this appeal. It is between these two principles. (1) The exercise of public discretionary power requires the decision-maker to bring his mind to bear on every case; he cannot blindly follow a pre-existing policy without considering anything said to persuade him that the case in hand is an exception. See British Oxygen Co Ltd v Board of Trade [1971] AC 610, in which Lord Reid and Viscount Dilhorne cited the classic authority of R v Port of London Authority, Ex p Kynoch Ltd [1919] 1 KB 176, 184, per Bankes LJ.
17. But (2): a policy-maker (notably central government) is entitled to express his policy in unqualified terms. He is not required to spell out the legal fact that the application of the policy must allow for the possibility of exceptions. As is stated in De Smith's Judicial Review, 7th ed (2013), para 9-013:
'a general rule or policy that does not on its face admit of exceptions will be permitted in most circumstances. There may be a number of circumstances where the authority will want to emphasise its policy but the proof of the fettering will be in the willingness to entertain exceptions to the policy, rather than in the words of the policy itself.'
21. The second of our two principles is that a policy-maker is entitled to express his policy in unqualified terms. It would surely be idle, and most likely confusing, to require every policy statement to include a health warning in the shape of a reminder that the policy must be applied consistently with the rule against fettering discretionor, in the planning context, consistently with section 38(6) of the 2004 Act or section 70(2) of the 1990 Act. A policy may include exceptions; indeed the WMS did so, allowing a five-unit threshold for certain designated areas in place of the ten-unit requirement. But the law by no means demands that a public policy should incorporate exceptions as part of itself. The rule against fettering and the provisions of sections 38(6) and 70(2) are not, of course, part of any administrative policy. They are requirements which the law imposes upon the application of policy. It follows that the articulation of planning policy in unqualified or absolute terms is by no means repugnant to the proper operation of those provisions."
Issue 2
Background
Afghan family members of British nationals, settled persons and refugees already resident in the UK
Close family members of British citizens (and settled persons) evacuated or called forward as part of Op PITTING
"To facilitate the travel of family members of those who were evacuated as part of Op PITTING, the Home Office waived visas requirements and granted limited permission to stay outside of the Immigration Rules for six months. However, given the exceptional circumstances of their arrival and to ensure they have clarity on their immigration status, we will grant indefinite leave to remain to this group of evacuees. We will waive the settlement fees for this group and they will not be required to meet the usual requirements, such as English language skills or minimum income requirement. Where necessary, we will use the 'exceptional circumstances affecting a number of persons waiver' provided by the Immigration and Nationality (Fees) regulations and seek to make changes in regulations at the next opportunity. This is the same approach as those evacuated under the ARAP scheme and other priority groups relocated to the UK under Op PITTING and eligible for the ACRS. We will also give indefinite leave to remain to those who were called forward by the UK government but were not able to be evacuated, or were evacuated to third countries."
a. the policy as a whole, and the expression 'called forward' within it, are to be construed in their context;
b. the expression 'called forward' has no clear, objective and ordinary meaning in the English language. It is, and is used in the policy as, a term of art;
c. it is therefore necessary to consider the way in which that term of art is and was used in the context to which the policy relates. The evidence on this is clear: it was used to refer to individuals who had received a 'call forward notification', following security and eligibility checks; and British citizens and their dependants were not 'called forward';
d. nothing in the policy suggests 'called forward' should be given some other meaning.
"13. The Home Office was responsible for immigration aspects of the evacuation. Recognising the enormity of the evacuation effort, and in particular the huge pressure to evacuate a very large number of eligible people in a very limited period during this immediate and unfolding crisis, the Home Secretary decided to put in place an extra-statutory visa waiver scheme limited in its duration from 14 to 28 August 2021 only that is, while the evacuation was ongoing. Pursuant to that waiver scheme, the usual entry visa requirements were waived for dependants (satisfying security and eligibility checks, and providing proof of identity and relationship) travelling to the UK with a British national who was a 'linked person' (ie, a close family member in relation to whom they qualified as a dependant), and also for the ARAP and other Afghan nationals cohorts. Six months' leave to enter outside the Immigration Rules (LOTR) was granted in such cases. This was an extremely important step in the facilitation of the evacuation process; without it, it would not have been possible to evacuate people without immigration status in the UK on anything like the scale that was achieved.
14. The Home Office was also responsible for conducting security and eligibility checks on all non-British nationals seeking evacuation. This was an essential function. While it endeavoured to evacuate as many eligible people as possible in a limited window during an international crisis situation, the maintenance of security and immigration control in the UK remained the Government's overarching priority.
15. In this respect, there was an important distinction between the ARAP and other Afghan nationals cohorts, on the one hand, and non-Afghan dependants of British nationals, on the other. Those within the ARAP and other Afghan national cohorts [ie, what I have labelled as Groups 2 and 3] had been individually identified as falling within one of the groups prioritised for evacuation using information held by the UK Government. In particular, and as explained above, the members of the ARAP cohort had a sufficiently strong pre-existing relationship with the UK authorities in Afghanistan to meet the criteria for eligibility under the ARAP scheme; and the members of the other Afghan nationals cohort had been personally identified as priorities for evacuation. Conversely, HMG did not hold complete lists of British nationals or their non-British dependants in Afghanistan and, as explained in FCDO travel advice, no registration system was ever in place prior to the end of Operation Pitting.
16. Before any individual was included within either the ARAP and other Afghan nationals cohorts, the Home Office undertook security and eligibility checks on them. Upon successful completion of those checks, the Home Office would inform the FCDO. The FCDO would then contact that individual by email, inviting them to travel to the EHC for the purpose of evacuation to the UK. The email invitation also provided confirmation of LOTR, thereby confirming entry clearance and immigration status in the UK. This form of emailed invitation was known as a 'call forward' (GM/22). 'Call forward' notifications were only issued once security and eligibility checks had been completed satisfactorily. In the event that an individual failed those checks, they would not be 'called forward'. The 'call forward' email represented a confirmation that the necessary security and eligibility checks prior to evacuation had been successfully completed, and started with the words 'You are being evacuated to the United Kingdom by the British Military'. Individuals within the ARAP and other Afghan nationals cohorts were not encouraged to attend the EHC without having been 'called forward' in this way, and were informed that they should arrive at the EHC within 12 hours of the time of the notification. Upon arrival in the EHC, the identity of these individuals was verified and their biometrics enrolled, before they were then placed on a UK military evacuation flight.
17. A different system existed for British nationals and their non-British dependants. Consular assistance, including assistance to leave Afghanistan, was provided to British nationals purely by virtue of their nationality. For British nationals, and once their status as such had been confirmed, there were no separate eligibility criteria, assistance was not conditional upon security checks, nor did it depend on receipt of an invitation to come to the EHC. There was no need for British nationals to enrol their biometrics. In addition, and as stated above, the UK Government did not hold (and never held) a complete and accurate record of all British nationals (and/or their dependants) in Afghanistan. For these reasons, it was neither necessary nor appropriate to assist in the evacuation of British nationals using the same 'called forward' process as adopted in the case of the ARAP and other Afghan nationals cohorts. British nationals and their dependants were not 'called forward' in this way (or at all). Instead, they were the beneficiaries of a general encouragement between 19-25 August, communicated by phone and email by the FCDO (KA/2) is an example of the general encouragement emails sent out), to travel to the EHC for processing at any time.
18. As explained above, the assistance provided to non-British dependants was ancillary to the consular assistance provided to British nationals, and was available only where a British national was present in the EHC together with his or her dependants. Upon arrival at the EHC, officials on the ground would confirm the identity of the British national and that the non-British nationals with whom he or she had arrived at the EHC qualified as his or her 'dependant'. In respect of the non-British national dependants, they would then conduct security and eligibility checks, and until 28 August 2021 enrol biometrics, there and then. Upon satisfactory completion, the non-British dependants would be permitted to board an evacuation flight with the British nationals on whom they were dependent. UK officials did not routinely undertake security and eligibility checks on any such dependants prior to their being seen at the EHC. The priority throughout Op Pitting was to encourage all British nationals, their dependents and eligible Afghan nationals to make their way for processing at the EHC whilst the evacuation effort continued.
21. During the evacuation process a number of British nationals in Afghanistan contacted the FCDO to say that they had been unable to get to the EHC. One of the many reasons given was that the dependants with whom they were travelling had not been able to pass Taliban checkpoints without a travel document. In response to this and in the heat of this crisis with the sole objective of trying to get as many British nationals and exceptionally their immediate family dependents, FCDO officials decided to send an email to those British nationals who contacted the FCDO. The email also referred to any immediate family dependants declared by the British national, encouraging them to travel to the EHC "For processing prior to evacuation". This is referred to as a 'facilitation email' (GM/23-25), as it was intended solely to facilitate travel through check points to the EHC itself. In order to fulfil this purpose, the 'facilitation email' was deliberately designed to resemble a 'called forward' email because this format was similar to those used by the ARAP and LOTR schemes and would be familiar to British soldiers who secured the perimeter and access to the EHC. It was not, however, a 'called forward' email and its recipients were not 'called forward'."
"31. Paragraph 39 also applies to dependants who were 'called forward'. At the time of formulating the policy, the Home Office believed that some such dependants may have been 'called forward'. As explained above, British nationals and their dependants generally did not receive 'call forward' emails and were not 'called forward'. In fact, a very small number of such dependants received 'called forward' emails on the basis that they also fell within the ARAP or other Afghan nationals cohorts. When formulating the ARIP policy, Home Office officials also understood that all of those on the 'bus list' (not only the members of the ARAP and other Afghan nationals cohorts on the 'bus list') had been 'called forward' for evacuation, on the basis that inclusion on the 'bus list' followed security and eligibility checks and followed a specific assurance of evacuation. The Home Secretary is now reviewing, in light of all of the available information, whether that understanding is correct and, correspondingly, whether those dependants on the 'bus list' are properly to be regarded as beneficiaries of paragraph 39 of her policy."
'please confirm that the Defendants agree that this claim can be determined on the basis that those on the 'bus list' were 'called forward' for the purposes of paragraph 39 of the Afghanistan Resettlement and Immigration Policy (ARIP). Alternatively, if the Defendants intend to alter their case, please identify a deadline by which the Defendants will file an application to rely on amended grounds and further evidence'.
a. Those who were included on the Bus List will be eligible for ILR on arrival in the UK. Accordingly, they will, after three years, become eligible for citizenship (under ss 3(1), 6(2) and [3] of Sch 1 to the British Nationality Act 1981.)
b. Those individuals (like the Claimants) who were on the Bus List Eligible group but did not make it on to the Bus List, eg, because of capacity constraints, will not be eligible for ILR on arrival in the UK. Accordingly, it will take a minimum of eight years for this group to become eligible for citizenship (and more likely 13 years), during which time they will (subject to any waivers) be obliged to pay the NHS surcharge, meet the English language and minimum income requirements and pay considerable ILR and citizenship application fees. They will accordingly be at a substantial disadvantage.
'45. the different approach as between the two groups is justified. The alleged discriminatory treatment in this case is the Home Secretary's decision to grant indefinite leave to remain, without the requirement to pay a fee, to dependants who have passed security and eligibility checks, and not to grant those same benefits to dependants who have not
49. the Home Secretary was reasonably entitled to operate a generous policy in recognition of the exceptional circumstances in which they had arrived and in the knowledge that the sudden influx into the UK of thousands of such individuals holding only limited LOTR presented enormous practical and humanitarian challenges. She was also reasonably entitled to extend this policy to dependants 'called forward' but not evacuated."
a. The suggestion that the distinction was based on whether dependants had 'passed security and eligibility checks' is incorrect. Mr McGurk states in terms that the selection of the Bus List Group, 'did not follow security and eligibility checks. Such invitations did not provide any confirmation that these checks had been satisfactorily complete' ([23]);
b. The 43 members of the Bus List Group who made it out of Afghanistan on 28 August 2021 had their biometrics enrolled on arrival in the UK.
Discussion
(i) Approach to construction of ARIP
"The Rules are not to be construed with all the strictness applicable to the construction of a statute or a statutory instrument but, instead, sensibly according to the natural and ordinary meaning of the words used, recognising that they are statements of the Secretary of State's administrative policy. The ECO's counsel readily accepted that what she meant in her written case by the proposition 'the question of interpretation is what the Secretary of State intended his policy to be' was that the court's task is to discover from the words used in the Rules what the Secretary of State must be taken to have intended. After all, under section 3(2) of the Immigration Act 1971, the Secretary of State has to lay the Rules before Parliament which then has the opportunity to disapprove them. True, as I observed in the MO (Nigeria) case, at para 33: 'the question is what the Secretary of State intended. The rules are her rules.' But that intention is to be discerned objectively from the language used, not divined by reference to supposed policy considerations."
" that the test to be applied in interpreting a ministerial policy statement was to ask what a reasonable and literate man's understanding of it would be, and not whether the meaning attributed by the minister to the words of the policy was a reasonable one; and that, accordingly, it was for the court to decide what the ex gratia scheme meant on the basis of what a reasonable and literate person would understand the circumstances to be in which he could be paid compensation under it"
(ii) Standing and prematurity
"(3) No application for judicial review shall be made unless the leave of the High Court has been obtained in accordance with rules of court; and the court shall not grant leave to make such an application unless it considers that the applicant has a sufficient interest in the matter to which the application relates."
"The first stage test which is applied on the application for leave, will lead to a refusal if the applicant has no interest whatsoever and is, in truth, no more than a meddlesome busybody. If, however, the application appears to be otherwise arguable and there is no other discretionary bar, such as dilatoriness on the part of the applicant, the applicant may expect to get leave to apply, leaving the test of interest or standing to be reapplied as a matter of discretion on the hearing of the substantive application. At this second stage, the strength of the applicant's interest is one of the factors to be weighed in the balance."
"Public law is not at base about rights, even though abuses of power may and often do invade private rights; it is about wrongs-that is to say misuses of public power; and the courts have always been alive to the fact that a person or organisation with no particular stake in the issue or the outcome may, without in any sense being a mere meddler, wish and be well placed to call the attention of the court to an apparent misuse of public power. If an arguable case of such misuse can be made out on an application for leave, the court's only concern is to ensure that it is not being done for an ill motive. It is if, on a substantive hearing, the abuse of power is made out that everything relevant to the applicant's standing will be weighed up, whether with regard to the grant or simply to the form of relief."
(iii) Merits
a. ARIP as a whole, and the expression 'called forward' within it, are to be construed in their context;
b. the expression 'called forward' has no clear, objective and ordinary meaning in the English language. It is used in ARIP as a term of art;
c. it is therefore necessary to consider the way in which that term of art is and was used in the context to which the policy relates. Mr McGurk's evidence on this is clear: it was used to refer to individuals who had received a 'call forward notification', following successful security and eligibility checks;
d. nothing in the policy suggests 'called forward' should be given some other meaning.
"2. Following rapid work by the Foreign, Commonwealth and Development Office (FCDO), Home Office and Ministry of Defence (MoD) during Op PITTING, we were able to 'call forward' a number of other people for evacuation, in addition to the ARAP contingent and British nationals. These people were identified as being particularly at risk. They included female politicians, members of the LGBT community, women's rights activists and judges. Those who were called forward will form part of the Afghan Citizens Resettlement Scheme (ACRS) cohort."
"2. This unprecedented mission was supported by over 300 dedicated civil servants in the Home Office from Border Force officers on the ground in Kabul supporting our military and diplomats in extremely challenging circumstances, to UK Visas and Immigration (UKVI) staff in Liverpool working alongside colleagues from across government, the military, the police and our intelligence agencies. They conducted vital security checks, processed visa and passport applications and welcomed and supported people to begin their new lives in the UK."
"6. For those evacuated here, we are determined to ensure they have the best possible start to life in the UK. Given the difficult, exceptional and unique circumstances in which many arrived in the UK, we will be offering indefinite leave to remain to those Afghan nationals and their family members who were evacuated, called forward or specifically authorised for evacuation, by the government during Operation PITTING. This will apply to those who have already arrived in the UK or arrive after the evacuation. This will give them certainty about their status and the right to work and contribute to society."
"11. UKVI has established a dedicated case working team, which is working jointly with FCDO and the MoD, to take the necessary steps to bring more people to safety in the UK. This includes those who were called forward for evacuation but remain overseas. Given the difficult, exceptional and unique circumstances in which many arrived in the UK, the Home Office will grant those called forward immediate indefinite leave to remain. This will give them certainty about their status, entitlement and future in the UK to benefits and right to work."
a. The first sentence of [39] is a statement of fact: visa requirements were waived for family members of 'those who were evacuated as part of Op PITTING'. (In context, I agree the word 'those' must mean by reference to the section heading 'those British citizens, settled persons and refugees already resident in the UK'.)
b. The second sentence ('However, given the exceptional circumstances of their arrival ') and third sentence ('We will waive the settlement fees for this group ') explain the policy in relation to these family members in fact evacuated: the grant of ILR, waiver of fees and of the usual requirements under the family route under the Immigration Rules (for example, English language and minimum income). The fourth sentence ('Where necessary, we will use the 'exceptional circumstances affecting a number of persons waiver' ) explains the legal route by which these fees will be waived.
c. The fifth sentence ('This is the same approach as those evacuated under the
ARAP scheme and other priority groups relocated to the UK under Op PITTING and eligible for the ACRS') explains that this places the evacuated family members of evacuated British nationals, settled persons and refugees already resident in the UK in the same position as evacuated members of the ARAP cohort and those evacuated members of the other Afghan nationals cohort eligible under the ACRS.
"We will also give indefinite leave to remain to those who were called forward by the UK government but were not able to be evacuated, or were evacuated to third countries."
"The conclusions to be drawn are: first, the expression 'called forward' has no clear, objective and ordinary meaning in the English language; second, the policy makes clear that 'called forward' is used as a term of art; third, the policy itself provides no clue as to the meaning of 'called forward'; "
a. only those in the ARAP or other Afghan nationals cohorts (ie. Groups 2 and 3) were 'called forward' ([15]-[17]);
b. in order for individuals to be 'called forward', they first had to pass security and eligibility checks and also get a specific assurance of evacuation ([16]);
c. for ARAP and other Afghan Nationals, they were not eligible to attend the EHC without receiving a 'called forward notification' ([16]);
d. the facilitation e-mail was not a 'call forward', because it did not follow security and eligibility checks or give an assurance of evacuation, but was used 'in the heat of this crisis' to assist them to get to the EHC (para 21);
e. non-British national dependants of British nationals were not 'called forward'; their eligibility to be evacuated was not freestanding but depended upon their arrival at the EHC with their British citizen family member and satisfaction of security and eligibility checks at the EHC following their arrival ([11]-[13], [17]-[18]). This is subject to the point made in footnote 8 of the Defendants' Note, that this is subject to a small number of non-British national dependants of British citizens who were also members of the ARAP or other Afghan cohorts (see Mr McGurk at [31].
182. For example, at [12] he said:
"12. The FCDO does not ordinarily have any consular responsibility in relation to non-British nationals, including both non-British dependants of British nationals (whether or not travelling together) and those in the ARAP and other Afghan nationals cohorts. However, as set out in "Support for British Nationals Abroad" (GM/21), in exceptional circumstances, such as a crisis evacuation, the FCDO may endeavour to keep family groups together by also helping the spouse/partner and dependent children aged 18 years and under only, when they are travelling with the British national. It endeavoured to, and did, provide exceptional assistance of this type to British nationals and their dependants during the course of Operation Pitting, by encouraging them to travel together to the EHC with relevant documents demonstrating their eligibility for evacuation (such as travel documents, identity documents, birth certificates, other documents demonstrating the family relationship etc.). Upon their arrival in the EHC, UK government officials present on the ground conducted security and eligibility checks on non-British dependants, as explained below."
"[ ] In the light of that jurisprudence as it currently stands, it remains the position that a low intensity of review is generally appropriate, other things being equal, in cases concerned with judgments of social and economic policy in the field of welfare benefits and pensions, so that the judgment of the executive or legislature will generally be respected unless it is manifestly without reasonable foundation. Nevertheless, the intensity of the court's scrutiny can be influenced by a wide range of factors, depending on the circumstances of the particular case, as indeed it would be if the court were applying the domestic test of reasonableness rather than the Convention test of proportionality. In particular, very weighty reasons will usually have to be shown, and the intensity of review will usually be correspondingly high, if a difference in treatment on a "suspect" ground is to be justified. [ ]"
"92. certain matters are by their nature more suitable for determination by Government or Parliament than by the courts. In so far as matters of that nature have to be considered by the courts when deciding whether executive action or legislation is compatible with Convention rights, that is something which the courts can and do properly take into account, by giving weight to the determination of those matters by the primary decision-maker.
93. That consideration is relevant to these appeals, since the question of proportionality involves controversial issues of social and economic policy, with major implications for public expenditure. The determination of those issues is pre-eminently the function of democratically elected institutions. It is therefore necessary for the court to give due weight to the considered assessment made by those institutions. Unless manifestly without reasonable foundation, their assessment should be respected."
"[ ] simply recognises that, where there is a substantial degree of economic and/or social policy involved in a measure, the degree of deference to the assessment of the democratically-elected or -accountable body that enacts the measure must be accorded great weight because of the wide margin of judgment they have in such matters. The greater the element of economic and/or social policy involved, the greater the margin of judgment and the greater the deference that should be afforded. [ ]"
"13. Throughout the evacuation process a number of British nationals in Afghanistan contacted HMG to say that they had been unable to get to the EHC. Some of these people volunteered that they or one or more of their dependants was vulnerable; the vulnerability of others was evident on the face of the information held, for example in the case of young children. FCDO officials collated a list as part of their endeavours to assist in the evacuation of as many eligible people as possible and MOD teams in Kabul made arrangements for minibuses to bring people eligible for evacuation to the airport for processing. Between 24 and 26 August, FCDO officials contacted British nationals identified (or in respect of whom a dependant had been identified) as being vulnerable (e.g. by age or reported health condition) to confirm whether they still wished to be evacuated and, if they did, provided them with details of a time and place where they would be collected by bus and taken to the airport. Only British nationals in respect of whom FCDO had telephone contact details at that time were contacted. These calls followed detailed scripts, as annexed hereto. A record of the people offered places on these buses was retained, and referred to as the 'bus list'. These people were considered to have been 'called forward' (see the heading of the 26 August script). Home Office officials and the First Defendant understood that, during the course of these calls, individuals were given a specific assurance that they and their dependants would be taken to the airport and evacuated. Regrettably many on the bus list were not successfully evacuated, mainly due to the security situation on the ground."
"21. A third category of individuals to whom the policy applies is those dependants who had been called forward for bus transport to the airport and onward evacuation (ie who were on the 'bus list'). The First Defendant wished to extend her policy to this cohort on the understanding that HMG had given them a specific commitment that they would be evacuated to the UK. The view of the First Defendant was that the failure to make good that specific commitment should be marked by bringing them within the ambit of paragraph 39."
"40. The Claimants' argument on the 'bus list' is a straw man. It goes nowhere.
41. First, the Defendants have never contended or accepted that British nationals or their dependants on the 'bus list' were as a matter of fact "called forward" as properly understood.
42. Second, it has been explained that the Home Secretary's position on this question which is she reviewing was based on her understanding of the facts, that is she understood that they had been given a specific assurance of evacuation following security and eligibility checks. Whether that is right or wrong, it has no relevance whatsoever to the true construction of the policy.
199. Third, there is no irrational differentiation between the 'Bus list cohort' and the 'Bus list-eligible cohort'. There are two logical alternatives in relation to 'Bus list cohort'. Either they were 'called forward' i.e. they had passed security and eligibility checks etc in which case they are not in an analogous position to the 'Bus-list eligible cohort'. Or they were not 'called forward', in which case paragraph 39 does not apply to them and so there is no differential treatment."
"68. First, it is not accepted that those who were in what the Claimants term the "Bus List-Eligible Group" are in a sufficiently analogous situation to the comparator group of those in the "Bus List Group". The Home Secretary's understanding was that individuals on the "bus list" had satisfactorily completed security and eligibility checks and had received a specific assurance of evacuation; and for that reason she considers them to have been "called forward" for the purposes of paragraph 39 of the policy30. By contrast, the "Bus-List Eligible Group" have not satisfactorily completed security and eligibility checks and have not received a specific assurance of evacuation."
"In our view, Gillick [v West Norfolk and Wisbech Area Health Authority [1986] AC 112] sets out the test to be applied. It is best encapsulated in the formulation by Lord Scarman at p181F (reading the word 'permits' in the proper way as 'sanction' or 'positively approve') and by adapting Lord Templeman's words: does the policy in question authorise or approve unlawful conduct by those to whom it is directed? So far as the basis for intervention by a court is concerned, we respectfully consider that Lord Bridge and Lord Templeman were correct in their analysis that it is not a matter of rationality, but rather that the court will intervene when a public authority has, by issuing a policy, positively authorised or approved unlawful conduct by others. In that sort of case, it can be said that the public authority has acted unlawfully by undermining the rule of law in a direct and unjustified way. In this limited but important sense, public authorities have a general duty not to induce violations of the law by others."
"It is only if the guidance permits or encourages unlawful conduct in the provision of contraceptive services that it can be set aside as being the exercise of a statutory discretionary power in an unreasonable way."
"The approach to be derived from Gillick is further supported by consideration of the role which policies are intended to play in the law. They constitute guidance issued as a matter of discretion by a public authority to assist in the performance of public duties. They are issued to promote practical objectives thought appropriate by the public authority. They come in many forms and may be more or less detailed and directive depending on what a public authority is seeking to achieve by issuing one. There is often no obligation in public law for an authority to promulgate any policy and there is no obligation, when it does promulgate a policy, for it to take the form of a detailed and comprehensive statement of the law in a particular area, equivalent to a textbook or the judgment of a court. Since there is no such obligation, there is no basis on which a court can strike down a policy which fails to meet that standard. The principled basis for intervention by a court is much narrower, as we have set out above."
"The test set out in Gillick is straightforward to apply. It calls for a comparison of what the relevant law requires and what a policy statement says regarding what a person should do. If the policy directs them to act in a way which contradicts the law it is unlawful."
" it will not usually be incumbent on the person promulgating the policy to go into full detail about how exactly a discretion should be exercised in every case. That would tend to make a policy unwieldy and difficult to follow, thereby undermining its utility as a reasonably clear working tool or set of signposts for caseworkers or officials. Much will depend on the particular context in which it is to be used. A policy may be sufficiently congruent with the law if it identifies broad categories of case which potentially call for more detailed consideration, without particularising precisely how that should be done "
"GEN.3.2.(1) Subject to sub-paragraph (4), where an application for entry clearance or leave to enter or remain made under this Appendix, or an application for leave to remain which has otherwise been considered under this Appendix, does not otherwise meet the requirements of this Appendix or Part 9 of the Rules, the decision-maker must consider whether the circumstances in sub-paragraph (2) apply.
(2) Where sub-paragraph (1) above applies, the decision-maker must consider, on the basis of the information provided by the applicant, whether there are exceptional circumstances which would render refusal of entry clearance, or leave to enter or remain, a breach of Article 8 of the European Convention on Human Rights, because such refusal would result in unjustifiably harsh consequences for the applicant, their partner, a relevant child or another family member whose Article 8 rights it is evident from that information would be affected by a decision to refuse the application."
"If they were to travel to the UK and, once here, make an application for ILR, the Second to Seventh Claimants (and anyone in a similar position) would be entitled also to make submissions seeking to persuade the First Defendant to apply paragraph 39 of the policy flexibly. The decision maker would be required to make a case-specific decision on that application, taking any submissions and any other relevant factors into account. On no reasonable reading could paragraph 39 of the policy be taken to encourage caseworkers to think that they should apply the policy inflexibly and dogmatically, even where to do so would breach the applicant's Art.14 and/or Art.8 rights and thereby unlawfully breach s.6 of the Human Rights Act 1998: cf A at §34."
"76. Mr Southey also sought to rely on Bibi [2015] 1 WLR 5055.However, in our view, it does not support his submissions. On the contrary, this court applied what is in effect the same, narrower approach as was adopted in Gillick.
77. Bibi was concerned with a challenge to the lawfulness of an immigration rule promulgated by the Secretary of State which required a foreign spouse or partner of a British citizen to produce prior to entry a certificate of knowledge of English to a prescribed standard, subject to certain exemptions based on age, physical or mental condition and exceptional circumstances. The claimants were British citizens whose husbands were foreign nationals residing in Pakistan and Yemen, respectively. The husbands did not have access to English tuition at affordable cost. The Secretary of State also published a policy which stated that use of the 'exceptional circumstances' exemption would be rare and would not include failure to obtain tuition or take the test owing to financial hardship. The claimants' challenge to the rule included the ground that the requirement interfered with their right to respect for family life under article 8 of the ECHR. The challenge was dismissed. This court held that in order to be compatible with article 8, the interference with family life produced by the rule and policy had to be proportionate to a legitimate objective. As regards the rule, it was accepted that it might be applied in a way that was incompatible with the article 8rights of a British partner in an individual case, but in order to strike it down as unlawful it was held that it was necessary to show that it would be incapable of being operated in a proportionate way and so was inherently unjustified in all or nearly all cases: paras 2 and 60 per Baroness Hale of Richmond DPSC, with whom Lord Wilson JSC agreed, para 69 per Lord Hodge JSC, with whom Lord Hughes JSC agreed and para 100 per Lord Neuberger of Abbotsbury PSC. On the other hand, the court was of the view that the policy was unlawful and required amendment, because if it were followed it would inevitably result in some decisions which were unlawful in that they involved a disproportionate interference with article 8 rights: paras 53-55 per Baroness Hale DPSC, paras 73-74 per Lord Hodge JSC and paras 101-102 per Lord Neuberger PSC. The test of lawfulness applied in relation to the policy, therefore, was the same as in Gillick".
Conclusion