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England and Wales High Court (Administrative Court) Decisions |
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You are here: BAILII >> Databases >> England and Wales High Court (Administrative Court) Decisions >> United States of America v Osborne [2022] EWHC 35 (Admin) (12 January 2022) URL: http://www.bailii.org/ew/cases/EWHC/Admin/2022/35.html Cite as: [2022] EWHC 35 (Admin) |
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QUEEN'S BENCH DIVISION
ADMINISTRATIVE COURT
In the matter of an appeal under section 105 of the Extradition Act 2003
B e f o r e :
____________________
THE GOVERNMENT OF THE UNITED STATES OF AMERICA |
Appellant |
|
v |
||
CHRISTOPHER OSBORNE |
Respondent |
____________________
For the respondent: Mr J Smith (instructed by Tuckers)
Hearing date: 14 December 2021
____________________
Crown Copyright ©
Lane J:
A. BACKGROUND
B. THE APPEAL
"106 Court's powers on appeal under section 105
(1) On an appeal under section 105 the High Court may—
(a) allow the appeal;
(b) direct the judge to decide the relevant question again;
(c) dismiss the appeal.
(2) A question is the relevant question if the judge's decision on it resulted in the order for the person's discharge.
(3) The court may allow the appeal only if the conditions in subsection (4) or the conditions in subsection (5) are satisfied.
(4) The conditions are that—
(a) the judge ought to have decided the relevant question differently;
(b) if he had decided the question in the way he ought to have done, he would not have been required to order the person's discharge.
(5) The conditions are that—
(a) an issue is raised that was not raised at the extradition hearing or evidence is available that was not available at the extradition hearing;
(b) the issue or evidence would have resulted in the judge deciding the relevant question differently;
(c) if he had decided the question in that way, he would not have been required to order the person's discharge.
(6) If the court allows the appeal it must—
(a) quash the order discharging the person;
(b) remit the case to the judge;
(c) direct him to proceed as he would have been required to do if he had decided the relevant question differently at the extradition hearing.
(7) If the court makes a direction under subsection (1)(b) and the judge decides the relevant question differently he must proceed as he would have been required to do if he had decided that question differently at the extradition hearing.
(8) If the court makes a direction under subsection (1)(b) and the judge does not decide the relevant question differently the appeal must be taken to have been dismissed by a decision of the High Court.
(9) If the court—
(a) allows the appeal, or
(b) makes a direction under subsection (1)(b), it must remand the person in custody or on bail.
(10) If the court remands the person in custody it may later grant bail."
C. THE ISSUE BEFORE THE DISTRICT JUDGE: FORUM BAR
"83A Forum
(1) The extradition of a person ("D") to a category 2 territory is barred by reason of forum if the extradition would not be in the interests of justice.
(2) For the purposes of this section, the extradition would not be in the interests of justice if the judge—
(a) decides that a substantial measure of D's relevant activity was performed in the United Kingdom; and
(b) decides, having regard to the specified matters relating to the interests of justice (and only those matters), that the extradition should not take place.
(3) These are the specified matters relating to the interests of justice—
(a) the place where most of the loss or harm resulting from the extradition offence occurred or was intended to occur;
(b) the interests of any victims of the extradition offence;
(c) any belief of a prosecutor that the United Kingdom, or a particular part of the United Kingdom, is not the most appropriate jurisdiction in which to prosecute D in respect of the conduct constituting the extradition offence;
(d) were D to be prosecuted in a part of the United Kingdom for an offence that corresponds to the extradition offence, whether evidence necessary to prove the offence is or could be made available in the United Kingdom;
(e) any delay that might result from proceeding in one jurisdiction rather than another;
(f) the desirability and practicability of all prosecutions relating to the extradition offence taking place in one jurisdiction, having regard (in particular) to—
(i) the jurisdictions in which witnesses, co-defendants and other suspects are located, and
(ii) the practicability of the evidence of such persons being given in the United Kingdom or in jurisdictions outside the United Kingdom;
(g) D's connections with the United Kingdom.
(4) In deciding whether the extradition would not be in the interests of justice, the judge must have regard to the desirability of not requiring the disclosure of material which is subject to restrictions on disclosure in the category 2 territory concerned.
(5) If, on an application by a prosecutor, it appears to the judge that the prosecutor has considered the offences for which D could be prosecuted in the United Kingdom, or a part of the United Kingdom, in respect of the conduct constituting the extradition offence, the judge must make that prosecutor a party to the proceedings on the question of whether D's extradition is barred by reason of forum.
(6) In this section "D's relevant activity" means activity which is material to the commission of the extradition offence and is alleged to have been performed by D."
D. THE DISTRICT JUDGE'S JUDGMENT
"34. I have read and heard submissions from the parties and have been referred to the cases of Love v The Government of the United States of America [2018] EWHC 172 (Admin), Scott v The Government of the United States of America [2018] EWHC 2012 (Admin) and Wyatt v. Government of the United States of America [2019] EWCA 2978 (Admin)
35. As explained by the Divisional Court in Love (para 22), the underlying aim of the forum bar is to prevent extradition where the offences in question can be fairly and effectively tried in the UK and that it is not in the interests of justice, as narrowly defined in the section itself, that the requested person should be extradited. The statutory test is not whether the RP should be tried in the requesting state or in the UK but whether, in the interests of justice, there should be an extradition to the requesting state. It also sets out the approach this court should adopt when dealing with section 83A.
36. It is conceded by Mr Sternberg that the threshold requirement in section 83A(2)(a) is satisfied because a substantial measure of the relevant activity was performed in the UK.
37. I therefore must decide, having regard to the specified matters relating to the interests of justice (and only those matters) that extradition should not take place. Sub-section 3 sets out the specified matters relating to the interests of justice and, as stated in Scott v USA, there is no predetermined hierarchy between those matters. It was held in Scott that "section 83A(3)(c) is only "in point" if the prosecutor has expressed the belief that the UK is not the most appropriate jurisdiction in which to conduct the prosecution. However, that does not mean that, where it is found that there is unlikely to be a prosecution if the appellant is not extradited, that fact is relevant; it may have a bearing on one of the other specified matters".
38. The relative importance of each of the specified matters, and the weight to be given to them, will vary from case to case Dibden v. France [2014] EWHC 3074 (Admin) and Shaw v. America [2014] EWHC 4654 (Admin).
"The formal and reasoned views of the prosecutor have been provided to the Court. Such belief is based on consideration of the statutory factors as evidenced in the Records of Decisions on Concurrent jurisdiction dated 11 July 2017 and 3 October 2018. Albeit such belief weighs in favour of extradition, when balanced against factors (d), (e) and (f) I find this diminishes the weight I attach to the prosecutors belief."
"47. Most significant in my view if that the RP was arrested in the UK, his house was searched and exhibits seized and he was interviewed under caution in the UK, making certain admissions in relation to the conduct. The investigation included forensic analysis of computers and devices and a file being submitted for charging advice. For all intents and purposes, it appears that subject to charging advice the police investigation was complete. Finally, Mr Sagar notes on his decision on concurrent jurisdiction that the RP could be tried in the UK. The reality is that the evidence to prove the offences is either in the UK or could be made available in the UK to the same extent as some of the evidence which remains in the UK still needs to be made available to the US authorities. Considering specifically s.83A(4) EA 2003, albeit there may be disclosure restrictions in the USA as the evidence includes sexually explicit images, Ms Cohen does not expand on what those restrictions are. I will accept the position in the USA as per her affidavit. However, setting to one side those restrictions, it is clear from the Record of Decision on Concurrent Jurisdiction dated 3rd October 2018, the videos of the victims and other sexual images were downloaded from the RP's laptop and are exhibited in the UK investigation. Those sexual images and the videos were viewed by the police officers during the investigation and subsequently by the Crown Prosecutor. Any potential complications with regard to disclosure restrictions in the USA are therefore mitigated. Pulling together these threads, this factor tells against extradition."
"53. Mr Sternberg concedes that the RP has connections with the UK and that this is a factor which weights in favour. I have summarised the evidence adduced by the RP at paragraph's 31 – 32 above. The RP has strong connections to this jurisdiction and no connections with America. His family life and his employment is entrenched in the UK. I also accept Mr Smith's submission that the fact the RP was interviewed in this country and received legal advice on the basis he would be prosecuted in this country and on the back of such advice answered questions in interview is of substantial relevance to his connections with the UK and the context of this case as a whole. There has also been a significant delay since the RP was arrested in 2016. I find this factor tells substantially against extradition."
"54. In undertaking the balancing exercise in respect of the factors for and against extradition in respect of forum, I find the following factors are in favour of extradition:
(i) that all of the harm resulting from the extradition offence occurred in the USA,
(ii) the interests of any victims in the extradition offence although it does not carry as much weight as would attach if the proposed trial in the USA was the only mechanism of redress available.
(iii) any belief of a prosecutor that the United Kingdom, or a particular part of the United Kingdom, is not the most appropriate jurisdiction in which to prosecute the RP in respect of the conduct constituting the extradition offence, albeit when balanced against factors (d) (e) and (f) I have found this diminishes the weight I attach the prosecutor's belief.
55. I have found the following factors against extradition namely:
(i) were the RP to be prosecuted in a part of the United Kingdom for an offence that corresponds to the extradition offence, whether evidence necessary to prove the offence is or could be made available in the United Kingdom;
(ii) the desirability and practicality of prosecutions taking place in one jurisdiction and in particular the practicability of the evidence of the victims which could be given by video link
(iii) and finally the strength of the RP connections to the UK which is a weighty factor in my view.
56. The delay that would result if the trial had to take place in the UK is a neutral factor in my view.
57. Having undertaken the balancing exercise, the most significant in my view is that the RP was arrested in the UK, his house was searched and exhibits seized and he was interviewed under caution in the UK, making certain admissions in relation to the conduct. The investigation included forensic analysis of computers and devices and a file being submitted for charging advice. For all intents and purposes, it appears that subject to charging advice the police investigation was complete. Mr Sagar notes on his decision on concurrent jurisdiction that the RP could be tried in the UK. The reality is that the evidence to prove the offences is either in the UK or could be made available in the UK to the same extent as some of the evidence which remains in the UK still needs to be made available to the US authorities. Albeit there may be disclosure restrictions in the USA, for the reasons set out in my findings in paragraph 47 above, I have had regard to the desirability of not requiring disclosure of material which is subject to restrictions in the USA and weighed that into my balancing exercise. It is practicable for the victims to give their evidence by live link and that is accepted in the record of decision on concurrent jurisdiction and finally the significant weight I attach to the RP's connections to the UK.
58. Following the balancing exercise, I decide extradition is barred by reason of forum as not being in the interests of justice."
E. CASE LAW
"35. In my judgment, section 19B(3)(c) was not intended to invite a review of the prosecutor's belief as to the most appropriate jurisdiction on grounds short of irrationality. It was certainly not intended to invite a debate with demands for documents justifying the belief."
"40 It is, in my view, important to remember two things in connection with the section 83A(3) factors. First, the words "having regard" in section 83A(2)(b) is an important expression. It means that the judge has to bear in mind each of the specified matters (and not any others). However, it may be that in the particular case being considered, one factor is irrelevant, or not present, or of little weight, or alternatively of great importance. That is for the appropriate judge to decide in the first place. Nonetheless, the judge must, in my view, have regard, ie bear in mind, each of the specified matters individually, because only in that way can it be said that he will have properly done what the statute says must be done before making the decision on whether it is in the interests of justice that the extradition should not take place.
…
42 In this case the judge did go through each of the specified matters set out in section 83B(3). He reached what can be called a "value judgment" on whether it was in the interests of justice that the extradition should not take place. There is therefore a threshold question on an appeal concerning a Forum Bar issue: on what basis can this court interfere with the judge's "value judgment"? Plainly, if the judge has erred in misconstruing the statutory wording of one of the specified matters, or if he has failed to "have regard" to a specified matter or he has had regard to other matters, or lastly if his overall "value judgment" is irrational or unreasonable, this court, as an appellate court, can interfere. If this court decides that the DJ has erred in any one of those ways, that must, in my view, invalidate the DJ's "value judgment". In those circumstances this court would have to re-perform the statutory exercise and reach its own "value judgement".
43. However, if this court concludes that the DJ has not erred in any one of those respects I have identified, but simply took the view that it would give a different weight to a particular specified matter from that given to it by the judge below, I very much doubt that this court could therefore conclude that the appropriate judge ought to have decided the Forum Bar question before him in the extradition hearing differently: see section 104(3)(a) of the EA. It is possible, but in my judgment, in practice, very unlikely."
"48. In my view, the correct construction of section 83A(3)(c) is, for the present purposes, as follows: first, it is important to note the word "any" at the start of the paragraph. There may or may not be a belief that is stated to the court in some form or another. It is only if there is one that this factor is going to be relevant. The judge has to ask whether there is a belief; but if there is not, then he cannot have any further "regard" to this factor. Secondly, the key-word is "belief". It is not "decision" or some similar word. A "belief" in this context is more akin to a point of view or a conclusion based upon certain facts and other considerations. Thirdly, for these purposes, "a prosecutor" must mean a domestic prosecutor within the UK: see the definition in section 83E(2). In England and Wales this means someone within the domestic branch of the CPS, rather than the separate and independent branch of the CPS, called the CPS Extradition Unit, which deals with extradition matters.
49. Fourthly, the "belief" has to be a firm one in the sense that the prosecutor has to have concluded that the UK is "not the most appropriate jurisdiction in which to prosecute" the person whose extradition is sought. Note the words "the most appropriate"; therefore, it might be an appropriate jurisdiction but not necessarily "the most appropriate". Fifthly, it is important to note what precisely is the subject of the prosecution "belief". It is that the prosecution of the requested person for an offence (or offences) "in respect of the conduct constituting the extradition offence" is not the most appropriate in the UK. In other words, the prosecutor has to consider the conduct that founds the alleged extradition offence itself, not other offences or other conduct that might be involved.
50. Sixthly, paragraph (c) says nothing about how this "belief" is to be presented to the court. We were informed by counsel that there is nothing specifically in the EA, or in the Criminal Procedure Rules, that deals with how this "belief" is to be presented to the court at an extradition hearing, once the "Forum Bar" issue has been raised by the requested person at the initial hearing before the DJ. We understand from Mr Brandon that the issues to be raised at an extradition hearing will usually be identified by those acting on behalf of the requested person filling in a form, which indicates what points are being taken in challenging the proposed extradition."
"61. As to the second factor, "the interests of any victims of the extradition offence", the DJ seems to have construed "interests" as meaning the views of victims as to where the trial should take place. With respect, that is too narrow an interpretation. "The interest of any victims" is a more objective matter, which has to be assessed by the appropriate judge. Where, in the court's view, would the best interests of the victims be served by having a trial? In general, their interests will be in having a trial at a place where, if they do give evidence or wish to be present, they can be so. In this case, the interests of the victims are simply to have any perpetrators of the crimes of which they are alleged to be brought to justice."
"There may be an interest in those who are victims of crime having the case tried according to their own local laws and procedures and, if there is a conviction, punishment following according to the values of their own legal system. But their interest in having a trial at all is the more important." (Paragraph 29).
"25. The statutory appeal power in section 104(3) permits an appeal to be allowed only if the District Judge ought to have decided a question before him differently and if, had he decided it as he ought to have done, he would have had to discharge the appellant. The words "ought to have decided a question differently" (our italics) give a clear indication of the degree of error which has to be shown. The appeal must focus on error: what the judge ought to have decided differently, so as to mean that the appeal should be allowed. Extradition appeals are not re-hearings of evidence or mere repeats of submissions as to how factors should be weighed; courts normally have to respect the findings of fact made by the District Judge, especially if he has heard oral evidence. The true focus is not on establishing a judicial review type of error, as a key to opening up a decision so that the appellate court can undertake the whole evaluation afresh. This can lead to a misplaced focus on omissions from judgments or on points not expressly dealt with in order to invite the court to start afresh, an approach which risks detracting from the proper appellate function. That is not what Shaw's case or Belbin's case was aiming at. Both cases intended to place firm limits on the scope for re-argument at the appellate hearing, while recognising that the appellate court is not obliged to find a judicial review type error before it can say that the judge's decision was wrong, and the appeal should be allowed."
"26. The true approach is more simply expressed by requiring the appellate court to decide whether the decision of the District Judge was wrong. What was said in Celinski and Re B (A Child) are apposite, even if decided in the context of article 8. In effect, the test is the same here. The appellate court is entitled to stand back and say that a question ought to have been decided differently because the overall evaluation was wrong: crucial factors should have been weighed so significantly differently as to make the decision wrong, such that the appeal in consequence should be allowed."
"15. The interests of the victims of an alleged extradition offence include the convenience of giving evidence but are not limited to that, as the judge recognised. It is commonplace for the evidence of witnesses located abroad to be taken by video link to avoid the inconvenience and expense of having to travel long distances. In a case such as this one would expect there to be a range of written evidence which, in the ordinary course, would be agreed for trial. Yet the victims of a crime have an interest in the legal proceedings beyond the narrow compass of being a witness and giving evidence. They should, if they wish, be able to attend a trial. They should be in a position to have continuing contact with the prosecuting authorities. They are likely to wish a prosecution to take place in the jurisdiction where they suffered the harm relied upon, subject to their domestic legal order culminating, if there is a conviction, in an appropriate local sentence. This case involves corporate victims, although acting through individuals and owners who are alleged to have been threatened, their families and hundreds of individuals whose personal medical data were disclosed. The judge cannot be faulted for having considered this to be a statutory factor which weighed in favour of extradition, nor for thinking it an important matter."
"18. The judge deciding an issue under section 83A of the 2003 Act is obliged to have regard exclusively to the statutory lexicon when determining where the interests of justice lie. One of those factors is a belief of the prosecutor that the United Kingdom is not the most appropriate place in which a prosecution should proceed. The statute requires her to have regard to such a statement of belief but the weight to be attached to it is a matter for the judge. The more reasoned or explained the belief, the more likely it is to carry substantial weight. It is almost inevitable that a prosecutor will take into account the statutory factors found in section 83A(3) in forming a belief. It would be very odd not to do so. Factors such as the interests of the victims, the availability of evidence, the location of harm, delay, the defendant's connections with the United Kingdom and the prospect of multiple prosecutions could be influential in forming a belief. The prosecutor is not, however, limited by the statutory factors in the same way that the judge is. He may take anything that rationally bears on the question into account. Obvious examples would include the dynamics of a trial and the practical implications of having to investigate alleged offences and prosecute them here, including resource implications. There may also be differences between the legal regimes in the requesting state and England and Wales which could have an impact on admissibility of evidence or raise other legal issues.
19. Thus, the judge is required to have regard to the prosecutor's belief; and that may be based largely on the statutory factors or may extend well beyond them. Yet the prosecutor's belief is an independent factor that weighs in the balance. It may be, for example, that the judge's provisional view having regard to all factors except the prosecutor's belief would be not to favour extradition. Then, taking into account the prosecutor's belief the balance may tip the other way. Whether or not that is the case, the belief must weigh in the balance, but weight is for the judge.
20. The prosecutor's belief is not diminished or undermined for the purposes of the 2003 Act simply because it takes into account factors found in section 83A. Mr Hadik's belief was explained in some detail. The strength of his belief was undoubtedly of significance."
"...The appeal is not a re-hearing of evidence or repeat of submissions as to how factors should be weighed. The appellate court normally has to respect the findings of fact made by the District Judge, especially if he or she has heard oral evidence. The sole question for the appellate court is whether the judge made the wrong decision. …" (paragraph 17).
F. THE GROUNDS OF CHALLENGE
Mr Smith, on the other hand, submits that the District Judge was entitled to consider the availability of video-link evidence as relevant to factor (f). Mr Smith points to the finding at paragraph 49 of McDaid that it was open to the judge in that case to conclude that, overall, factor (f) weighed against extradition, having found that "it would be practicable for the necessary witnesses to give their evidence via video-link" from the USA.
G. DISCUSSION
H. DECISION