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England and Wales High Court (Family Division) Decisions |
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You are here: BAILII >> Databases >> England and Wales High Court (Family Division) Decisions >> XK v JY [2023] EWHC 2996 (Fam) (24 November 2023) URL: http://www.bailii.org/ew/cases/EWHC/Fam/2023/2996.html Cite as: [2023] EWHC 2996 (Fam) |
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FAMILY DIVISION
Strand, London, WC2A 2LL |
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B e f o r e :
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XK |
Applicant |
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- and - |
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JY |
Respondent |
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Alex Aspinwall (instructed by Birmingham Legal Ltd) for the Respondent
Hearing dates: 29 and 30 August 2023
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Crown Copyright ©
Mrs Justice Morgan:
i) That the father had and was exercising immediately before the Mother left with ZK rights of custody
ii) That the child's Habitual Residence is in Slovakia
iii) That the removal of ZK was a wrongful removal
iv) That ZK is retained in England and Wales without his father's consent
v) That the father had issued proceedings for child arrangements in Slovakia within which proceedings decisions for ZK's future including any cross application made by the mother for relocation can be made. The proceedings are stayed pending this decision and, it appears have not yet been served on the Mother.
It was common ground also that this was not a case in which it was necessary to hear oral evidence but that it should be determined on submissions. A preliminary application which had been heralded by the father for the admission of additional material was not pursued.
The Applicable Legal Framework
Hague Convention 1980
"Where a child has been wrongfully removed or retained in terms of Article 3 and, at the date of commencement of the proceedings before the judicial or administrative authority of the Contracting State where the child is, a period of less than one year has elapsed from the date of the wrongful removal or retention, the authority concerned shall order the return of the child forthwith ...."
"Notwithstanding the provisions of the preceding Article, the judicial or administrative authority of the requested State is not bound to order the return of the child if the person, institution or other body which opposes its return establishes that ... there is a grave risk that his or her return would expose the child to physical or psychological harm or otherwise place the child in an intolerable situation."
Lord Justice Baker in KG v JH/ Re IG [2021] EWCA Civ 1123 sets out at paragraph 46 a detailed summary, making reference to the judgment of Moylan LJ in Re A (Children) (Abduction: Article 13b) [2021] EWCA Civ 939. In particular I am reminded by reference to his analysis, of the approach the court should take to consideration of allegations made by the mother in support of the defence. Mr Aspinwall readily concedes that I am not conducting a fact-finding hearing but as he couched it in his submissions that I must consider the potential for what the Mother alleges to establish the grave risk. Ms Bundell, whilst expressing her client's steadfast denial of the truth of any of the allegations levelled at him, likewise recognised on his behalf that the exercise is not one in which the court will interrogate the evidence in such a way as to permit her to advance a case to exonerate him. Thus each invited my close attention to the following passage of the judgment:
"46.……I do not intend to add to the extensive jurisprudence on this topic in this judgment, but merely seek to identify the principles derived from the case law which are relevant to the present appeal.
47.The relevant principles are, in summary, as follows.
(1) The terms of Article 13(b) are by their very nature restricted in their scope. The defence has a high threshold, demonstrated by the use of the words "grave" and "intolerable".
(2) The focus is on the child. The issue is the risk to the child in the event of his or her return.
(3) The separation of the child from the abducting parent can establish the required grave risk.
(4) When the allegations on which the abducting parent relies to establish grave risk are disputed, the court should first establish whether, if they are true, there would be a grave risk that the child would be exposed to physical or psychological harm or otherwise placed in an intolerable situation. If so, the court must then establish how the child can be protected from the risk.
(5) In assessing these matters, the court must be mindful of the limitations involved in the summary nature of the Hague process. It will rarely be appropriate to hear oral evidence of the allegations made under Article 13(b) and so neither the allegations nor their rebuttal are usually tested in cross-examination.
(6) That does not mean, however, that no evaluative assessment of the allegations should be undertaken by the court. The court must examine in concrete terms the situation in which the child would be on return. In analysing whether the allegations are of sufficient detail and substance to give rise to the grave risk, the judge will have to consider whether the evidence enables him or her confidently to discount the possibility that they do.
(7) If the judge concludes that the allegations would potentially establish the existence of an Article 13(b) risk, he or she must then carefully consider whether and how the risk can be addressed or sufficiently ameliorated so that the child will not be exposed to the risk.
(8) In many cases, sufficient protection will be afforded by extracting undertakings from the applicant as to the conditions in which the child will live when he returns;
(9) In deciding what weight can be placed on undertakings, the court has to take into account the extent to which they are likely to be effective, both in terms of compliance and in terms of the consequences, including remedies for enforcement in the requesting State, in the absence of compliance;
(10) As has been made clear by the Practice Guidance on "Case Management and Mediation of International Child Abduction Proceedings" issued by the President of the Family Division on 13 March 2018, the question of specific protective measures must be addressed at the earliest opportunity, including by obtaining information as to the protective measures that are available, or could be put in place, to meet the alleged identified risks.
48. In his judgment in the recent case of Re A, Moylan LJ (at paragraph 97) gave this warning about the failure to follow the approach set out above in paragraph (4):
"if the court does not follow the approach referred to above, it would create the inevitable prospect of the court's evaluation falling between two stools. The court's "process of reasoning", to adopt the expression used by Lord Wilson in Re S, at [22], would not include either (a) considering the risks to the child or children if the allegations were true; nor (b) confidently discounting the possibility that the allegations gave rise to an Article 13(b) risk. The court would, rather, by adopting something of a middle course, be likely to be distracted from considering the second element of the Re E approach, namely "how the child can be protected against the risk" which the allegations, if true, would potentially establish."
" 29. In E v D [2022] EWHC 1216 (Fam) MacDonald J, provided a summary of the law as follows:
…The law in respect of the defence of harm or intolerability under Art 13(b) was examined and clarified by the Supreme Court in Re E (Children) (Abduction: Custody Appeal) [2012] 1 AC 144. The applicable principles may be summarised as follows:
i) There is no need for Art 13(b) to be narrowly construed. By its very terms it is of restricted application. The words of Art 13 are quite plain and need no further elaboration or gloss.
ii) The burden lies on the person (or institution or other body) opposing return. It is for them to produce evidence to substantiate one of the exceptions. The standard of proof is the ordinary balance of probabilities but in evaluating the evidence the court will be mindful of the limitations involved in the summary nature of the Convention process.
iii) The risk to the child must be 'grave'. It is not enough for the risk to be 'real'. It must have reached such a level of seriousness that it can be characterised as 'grave'. Although 'grave' characterises the risk rather than the harm, there is in ordinary language a link between the two.
iv) The words 'physical or psychological harm' are not qualified but do gain colour from the alternative 'or otherwise' placed 'in an intolerable situation'. 'Intolerable' is a strong word, but when applied to a child must mean 'a situation which this particular child in these particular circumstances should not be expected to tolerate'.
v) Art 13(b) looks to the future: the situation as it would be if the child were returned forthwith to his or her home country. The situation which the child will face on return depends crucially on the protective measures which can be put in place to ensure that the child will not be called upon to face an intolerable situation when he or she gets home. Where the risk is serious enough the court will be concerned not only with the child's immediate future because the need for protection may persist.
vi) Where the defence under Art 13(b) is said to be based on the anxieties of a respondent mother about a return with the child which are not based upon objective risk to her but are nevertheless of such intensity as to be likely, in the event of a return, to destabilise her parenting of the child to a point where the child's situation would become intolerable, in principle, such anxieties can found the defence under Art 13(b).
30. In Re E, the Supreme Court made clear that in examining whether the exception in Art 13(b) has been made out, the court is required to evaluate the evidence against the civil standard of proof, namely the ordinary balance of probabilities whilst being mindful of the limitations involved in the summary nature of the Convention process. Within the context of this tension between the need to evaluate the evidence against the civil standard of proof and the summary nature of the proceedings, the Supreme Court further made clear that the approach to be adopted in respect of the harm defence is not one that demands the court engage in a fact-finding exercise to determine the veracity of the matters alleged as grounding the defence under Art 13(b). Rather, the court should assume the risk of harm at its highest and then, if that risk meets the test in Art 13(b), go on to consider whether protective measures sufficient to mitigate harm can be identified.
31. The methodology articulated in Re E forms part of the court's general process of reasoning in its appraisal of the exception under Art 13(b) (see Re S (A Child) (Abduction: Rights of Custody) [2012] 2 WLR 721), and this process will include evaluation of the evidence before the court in a manner commensurate with the summary nature of the proceedings. Within this context, the assumptions made with respect to the maximum level of risk must be reasoned and reasonable assumptions based on an evaluation that includes consideration of the relevant admissible evidence that is before the court, albeit an evaluation that is undertaken in a manner consistent with the summary nature of proceedings under the 1980 Hague Convention.
32. In determining whether protective measures, including those available in the requesting State beyond the protective measures proposed by one or both parties, can meet the level of risk reasonably assumed to exist on the evidence, the following principles can be drawn from the recent Court of Appeal decisions concerning protective measures in Re P (A Child) (Abduction: Consideration of Evidence) [2018] 4 WLR 16 , Re C (Children) (Abduction: Article 13(b)) [2019] 1 FLR 1045 and Re S (A Child) (Hague Convention 1980: Return to Third State) [2019] 2 FLR 194:
i) The court must examine in concrete terms the situation that would face a child on a return being ordered. If the court considers that it has insufficient information to answer these questions, it should adjourn the hearing to enable more detailed evidence to be obtained.
ii) In deciding what weight can be placed on undertakings as a protective measure, the court has to take into account the extent to which they are likely to be effective both in terms of compliance and in terms of the consequences, including remedies, in the absence of compliance.
iii) The issue is the effectiveness of the undertaking in question as a protective measure, which issue is not confined solely to the enforceability of the undertaking.
iv) There is a need for caution when relying on undertakings as a protective measure and there should not be a too ready acceptance of undertakings which are not enforceable in the courts of the requesting State.
v) There is a distinction to be drawn between the practical arrangements for the child's return and measures designed or relied on to protect the children from an Art 13(b) risk. The efficacy of the latter will need to be addressed with care.
vi) The more weight placed by the court on the protective nature of the measures in question when determining the application, the greater the scrutiny required in respect of their efficacy.
33.With respect to undertakings, what is therefore required is not simply an indication of what undertakings are offered by the left behind parent as protective measures, but sufficient evidence as to extent to which those undertakings will be effective in providing the protection they are offered up to provide.
Discussion
i) September/October 2018- Mother alleges Father hit her on the arms and legs for the first time. She says that ZK became upset upon hearing Mother shouting before Father slapped her on the face.
ii) On 9 June 2019- Mother alleges Father hit her at a barbeque given by her family. She further alleges that he degraded her by calling her fat before dragging her by her hair and slapping her face. She says he had been drinking before the incident took place.
iii) On an undated occasion (but later than the previous allegation) she alleges that there was abuse occurring at the paternal grandmother's home. She alleges that the father was again drinking before dragging her to the floor and hitting her. On this occasion she says that his brother intervened to stop the abuse.
iv) On 31 May 2020- Mother alleges that the father shouted and fought with a friend of the Mother. This escalated and he pushed Mother to the ground. Again, this she alleges followed a time where the father had been drinking.
v) The most recent allegation is dated 20th February 2023. The mother alleges that on this occasion the Father used both hands to choke and strangle her before kicking her thighs and arms. She says that she was in fear for her life. For this incident she has provided photographs of injuries which she says were sustained as a result and describes the injuries making it difficult to walk for three days. This incident was reported to the police and she had provided evidence of a summons in consequence.
i) To fund airline tickets for Mother and ZK to back to Slovakia
ii) Not to attend the airport when Mother and ZK return
iii) Not to support any prosecution or civil action in relation to ZK's wrongful removal from Slovakia
iv) Not to remove ZK from his mother's care once returned to Slovakia pending any decisions made by the Family court there (save for any contact by prior arrangement in writing )
v) Not to remove ZK from school or from the care of any person to whom the mother has delegated his care (save for any contact by prior arrangement in writing)
vi) Not to attend at any property at which the Mother and ZK are living (save by prior invitation and arrangement in writing for the purposes of contact with ZK)
vii) To vacate the former home so that the mother and ZK may have sole occupation of it or in the alternative and at the mother's election to meet the cost of a rental property
viii) To continue to make payments at the present rate for the financial support pending any decisions by the Slovakian court
ix) Undertakings in standard non molestation forms
i) Emergency orders within 30 days of application (or within 24 hours in case of urgency)
ii) Orders restricting access to a residence; orders to protect a victim of violence; restricting contact with or proximity to an individual where the victims physical or mental well-being would be endangered by the actions of an alleged perpetrator. I accept on the evidence before me that these are akin to the orders available in this jurisdiction in for example Family Law Act terms.
iii) The evidence from the Slovak Central Authority further indicated that Slovak courts are mandated to recognise and enforce foreign orders relating to the safeguarding of children
iv) There are mechanisms for the enforcement of protective orders or undertakings by application or on the court's own motion
v) There are appeal processes in relation to enforcement
vi) The court in the district where the child resides (or would reside on any return) has jurisdiction
vii) The Slovak Courts recognise and enforce both the Hague Convention and the Lugano Convention 2007