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England and Wales High Court (Family Division) Decisions |
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You are here: BAILII >> Databases >> England and Wales High Court (Family Division) Decisions >> S (Inherent Jurisdiction: Transgender Surgery Abroad) [2023] EWHC 347 (Fam) (01 February 2023) URL: http://www.bailii.org/ew/cases/EWHC/Fam/2023/347.html Cite as: [2023] 4 WLR 25, [2023] WLR(D) 98, [2023] EWHC 347 (Fam) |
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FAMILY DIVISION
B e f o r e :
PRESIDENT OF THE FAMILY DIVISION
____________________
Re S (Inherent Jurisdiction: Transgender Surgery Abroad) |
____________________
Mr Richard Jones & Ms Melissa Elsworth (instructed by Payne Hicks Beach LLP) for 1st Respondent mother
Ms Sharon Segal & Ms Niamh Daly (instructed by Goodman Ray) for 2nd Respondent father
Ms Deirdre Fottrell K.C. and Junior Counsel (instructed by A Firm of Solicitors) for 3rd Respondent – 'Sam'
Hearing dates: 30th , 31st January and 1st February 2023
____________________
Crown Copyright ©
This judgment was delivered in private. The judge has given leave for this version of the judgment to be published. The anonymity of the children and members of their family must be strictly preserved. All persons, including representatives of the media, must ensure that this condition is strictly complied with. Failure to do so will be a contempt of court.
Sir Andrew McFarlane. P :
100.— Restrictions on use of wardship jurisdiction.
(1) Section 7 of the Family Law Reform Act 1969 (which gives the High Court power to place a ward of court in the care, or under the supervision, of a local authority) shall cease to have effect.
(2) No court shall exercise the High Court's inherent jurisdiction with respect to children—
(a) so as to require a child to be placed in the care, or put under the supervision, of a local authority;
(b) so as to require a child to be accommodated by or on behalf of a local authority;
(c) so as to make a child who is the subject of a care order a ward of court; or
(d) for the purpose of conferring on any local authority power to determine any question which has arisen, or which may arise, in connection with any aspect of parental responsibility for a child.
(3) No application for any exercise of the court's inherent jurisdiction with respect to children may be made by a local authority unless the authority have obtained the leave of the court.
(4) The court may only grant leave if it is satisfied that—
(a) the result which the authority wish to achieve could not be achieved through the making of any order of a kind to which subsection (5) applies; and
(b) there is reasonable cause to believe that if the court's inherent jurisdiction is not exercised with respect to the child he is likely to suffer significant harm.
(5) This subsection applies to any order—
(a) made otherwise than in the exercise of the court's inherent jurisdiction; and
(b) which the local authority is entitled to apply for (assuming, in the case of any application which may only be made with leave, that leave is granted).
The progress of the proceedings
'The local authority does not intend to apply for a care or supervision order at this time. The risk of significant harm that we were concerned about has currently been substantially reduced by our involvement, namely through the existing court order to prevent [Sam] having the operation. Currently the parents are engaging with us and have agreed to a Child in Need process which is positive. It is considered that applying for any further orders at this current time is unnecessary and to do [so] could be oppressive. The local authority does not feel that it is in [Sam's] best interests at this time and could cause more distress for [Sam] and his family.'
The local authority's pre-hearing case
a. The word 'harm' only appears on six occasions in this substantial document. Two of these references relate to the expert legal opinion and not to Sam. The remaining four references are to there being a balance of harm between, on the one hand, allowing the surgery to proceed and, on the other, prohibiting it until age 18. The local authority document does not refer at any stage to there being a likelihood of Sam suffering significant harm.
b. In like manner, the word 'welfare' only appears on six occasions in the local authority document. Five of those relate to a description of the case-law or the approach to be adopted in law, and not directly to Sam. The sixth reference is at the commencement of a short concluding passage which seeks to balance the harm arising if the court were to continue its prohibition on surgery before age 18, against the harm of allowing surgery to take place.
c. There is no reference to the need to afford paramount consideration to Sam's welfare. No reference to the welfare checklist in CA 1989, s 1(3). Indeed there is no reference at all to the CA 1989 and in particular s 100.
a. The basis upon which leave was granted to the local authority to make an application under CA 1989, s 100;
b. Whether, in the circumstances that are now known, CA 1989, s 100(4) is satisfied;
c. Whether the application made by the local authority engages s 100(2)(d).
The local authority application to withdraw
Position of the other parties
i. The recently received further expert and family evidence, together with the report of the guardian, did not, in reality, contain anything 'new'. The expert position was simply a re-statement of that which had been available earlier. A chronology drawn from the previously available material prepared by the father's team was not new and will have been well known to the local authority, which had prepared its own lengthy chronology. The family evidence had been directed towards matters to do with the court process rather than the merits and the guardian's record of Sam's considered position was no more than a further presentation of his consistent position and was on all-fours with that given in the social worker's statement at the beginning of the case;
ii. At the very latest, the local authority should have reviewed its position and come to the decision to withdraw in November, at the time of preparation for the aborted final hearing in December, once the further material directed by Judge A had been filed and such 'gaps' as there may have been in the evidence had been filled;
iii. The reality is that it is the court's email on the eve of the hearing inviting that local authority to consider s 100 which has led to the application to withdraw;
iv. The making of this application and its prosecution over a period of in excess of 6 months has caused harm to Sam and to each of his parents. The impact on him has been 'excruciating' and has, in particular, detrimentally affected his schooling. The father's description of the effect that the local authority's intervention has had on Sam is one of devastation. The parents have described the court process as very frightening. The mother has been particularly focussed on the possibility that she might be sent to prison if court orders are disobeyed. Both parents are now on medication to help them cope with the consequences of the litigation. The impact of these proceedings on this small family is likely to last into the long-term;
v. The local authority's focus on the validity of consent had not been a feature of its case in the early months and only appeared for the first time in October before becoming, as it did, one of the twin pillars of its case. The issue of consent was misconceived and ignored the clear evidence of the high level of Sam's and his parents' understanding that was recorded by the social worker in her first statement;
vi. The local authority has failed to have regard to the need to avoid delay;
vii. The provisions of CA 1989, s 100 should remain under review by the court throughout any proceedings for which leave to apply under the inherent jurisdiction has been given. The basic principles of CA 1989, s 1 apply in every case but have been ignored by the local authority in the present proceedings from the time of the first social work statement through to the preparation of its Opening Note;
viii. On the question of costs, the test is whether the local authority has behaved unreasonably;
ix. It was 'unreasonable' for the local authority not to review the decision to proceed at an earlier stage and it was particularly unreasonable only to do so on the morning of the first day of the final hearing.
Applications by local authorities under CA 1989, s 100
'Having started with prohibiting the use of the inherent jurisdiction to place the child in local authority care or under their supervision, it then prevents the court using the inherent jurisdiction to order the accommodation of a child by a local authority, and, of course, prevents it being used to put the local authority in a position to determine any question in connection with parental responsibility. This seems to me to be entirely consistent with the aim being to confine matters to the statutory scheme in Part IV of the Children Act 1989, the thinking being that a local authority needing the power to determine any question in connection with parental responsibility must seek it through the medium of a care order.
'It must also be borne in mind that Parliament made it very clear that it was not intended that the inherent jurisdiction should be entirely unavailable to local authorities, and that it appreciated that there could be cases in which it would be necessary to have recourse to it because there was reason to believe that the child would otherwise be likely to suffer significant harm. This is evident from sections 100(3) to (5). Like the express prohibitions in sections 100(1) and (2), the more general conditions imposed by subsections (3) to (5) are shaped to confine the local authority to orders otherwise available to them but building in a safety net where those other orders would not achieve the required result in a risky situation.' [emphasis added]
a. Although the only direct reference to a need to evaluate 'reasonable grounds to believe that the child is likely to suffer significant harm' occurs in s 100(4) with respect to the initial stage when the court is considering whether to grant leave to apply under the inherent jurisdiction, the need to continue to have regard to whether there is a likelihood of significant harm must surely continue throughout the substantive proceedings and be, as Lady Black describes, a requisite factor in determining whether to exercise that jurisdiction by granting the order sought by the local authority at a final hearing;
b. To hold otherwise would be:
i. at odds with the central policy and structure of Part 4 of the 1989 Act;
ii. allow a local authority to access the jurisdiction at a short urgent hearing on the basis of such 'reasonable grounds' where, at a later hearing, when more information is available, it is clear that no such reasonable grounds exist;
c. there is no indication that the test of 'likelihood of significant harm' in s 100 should be approached in a manner that differs in any way from the approach to the threshold criteria for future harm in s 31. In particular, whilst the court may undertake an analysis of the balance of harm as between two possible courses of action, the jurisdiction should only be exercised in favour of imposing a restriction on action that would otherwise be permitted where a likelihood of significant harm to the child is proved;
d. although issues of legality, consent and other important matters may be relevant to a court's ultimate decision, the child's welfare remains the paramount consideration under the inherent jurisdiction, just as it is under the 1989 Act itself. In common with all similar welfare decisions, what is required is a comprehensive and holistic review of all of the relevant factors before determining which outcome best meets the child's global welfare needs. In undertaking this task reference to the CA 1989, s 1(3) welfare checklist is likely to be helpful, albeit that it is not required by statute.
The withdrawal application
Costs