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England and Wales High Court (Queen's Bench Division) Decisions |
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You are here: BAILII >> Databases >> England and Wales High Court (Queen's Bench Division) Decisions >> XYZ v Warrington & Halton NHS Foundation Trust [2016] EWHC 331 (QB) (22 February 2016) URL: http://www.bailii.org/ew/cases/EWHC/QB/2016/331.html Cite as: [2016] EWHC 331 (QB) |
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QUEEN'S BENCH DIVISION
MANCHESTER DISTRICT REGISTRY
1 Bridge Street West, Manchester, M60 9DJ (handed down at the RCJ) |
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B e f o r e :
____________________
XYZ |
Claimant |
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- and - |
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WARRINGTON & HALTON NHS FOUNDATION TRUST |
Defendant |
____________________
Charles Feeny (instructed by Hill Dickinson) for the Defendant
Hearing dates: 14th 18th December 2015 and 5th 7th January 2016
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Crown Copyright ©
MR JUSTICE DOVE :
Introduction
The facts
"I reviewed this young lady in clinic today. She underwent a recent MRI scan of her lumbar spine. This does show dehydrated L4/5 disc with a central disk protrusion but no nerve root compression. There is also localised oedema at the posterior/inferior part of the L4 vertebral body suggesting trauma.
As far as her symptoms are concerned, she remains in a lot of discomfort with regard to right sided lower back pain. She has no other symptoms. In particular she has no leg pain.
Mr Shackleford has had a long discussion with Mum today with regard to management of this problem. She has been advised to persevere with simply analgesia for the time being. He would be reluctant for her to have surgery at her age."
"I reviewed XYZ in the clinic today. Unfortunately, her back pain continues. Her MR scan confirms disc regeneration at 4/5 with moderate bulge and a slight apophyseal ring separation.
I have discussed this with her and her mother in great details. I have suggested we try changing her to Tramadol rather than the Co-codamol, keep her active and I will see her again on 31 August when we can have a planned return to activities at school."
"She takes Co-Codamol 8/500 and tries to limit these to 6 a day. She found it difficult to explain whether she had any constipation side effects from this because she is severely anorexic and doesn't have normal bowel function anyway. She has had a TENS machine, which was not very helpful. She is under a psychiatrist at Guardian House and Dr Briggs from paediatrics. She is losing a lot of school. She had the pain problem before she had the anorexia and her mum says that the anorexia is related to the pain problem."
"I reviewed this patient in clinic today with the results of his (sic) MRI scan. This shows mild disc dehydration at L5/S1 but no evidence of nerve root compression and at L4/5 there is mild disc dehydration with a central to left sided disc bulge. The disc bulge is impinging upon the left L5 nerve root within the lateral recess.
I have explained the findings to the patient. Clinically, the pain is in the left leg and this is worse than the back pain. She should like to have something done about this and, if possible, an injection to try to improve his (sic) pain. Straight leg raising is 50 degrees with positive tension and negative in the right leg."
"This lady was seen in clinic today. She had a left L4/L5 foraminal epidural steroid injection 2 months ago and she says the pain got a lot better in the left for the first 4 weeks, even though the pain did not go completely away. She says that in the last 4 weeks the pain has gradually been going back to the same level as before.
At the moment SLR is 50Ί in the left leg, negative in the right leg, positive tension signs.
I have discussed this case with Mr Shackleford and we have explained to the patient that it is obviously a difficult problem to deal with as she has not only got a little bit of disc bulging but also quite a bit of disc dehydration mainly at L4/L5 and also L5/S1. The idea of surgery is difficult to offer to this lady as she is only 15 years old and Mr Shackleford has explained all this to her. For the time being we will try conservative management and we are going to try Pregablin 75mg twice a day to start with and see how she goes. Obviously if the pain in the leg gets worse we could give her forminal epidural injections and try to delay spinal surgery until she is older. She understands this so we will keep an eye on things and we will see her back in 3 months' time to see how she is getting on."
"didn't get to see Shack, was a waste of time going no sooner in than out."
The claimant states that all that was said during the course of the consultation, which did not involve Mr Shackleford, is that she was told that she was too young for surgery to be contemplated. Having considered the evidence I am of the view that Mr Shackleford is mistaken in his recollection of having been present and discussing in person with the claimant and her mother the difficulties with operations as a result of the claimant's age and the risks of any operation on that occasion. The contemporaneous documentation in the form of the diary entry is in my view highly persuasive. I would be wholly unprepared to accept that that diary had been subsequently fabricated and it appears to me highly likely that it reflects the fact that the claimant's mother was frustrated that they had not been able to see Mr Shackleford in person on that occasion. That of course has to be put alongside the letter which was written by Mr Calleja. In my view the letter sets out for the claimant's GP when it talks about Mr Shackleford having "explained all this to her" a record of the conversations which had occurred across the claimant's several visits to the clinic including earlier occasions when Mr Shackleford had rehearsed the difficulties of offering surgery to her bearing in mind her age. Thus whilst I am satisfied that Mr Shackleford is mistaken in suggesting that he had a personal conversation with the claimant and her mother on 23rd September 2008, the correspondence both on this occasion and previously supports the fact that he had previously discussed the problems of offering the claimant surgery bearing in mind her age on earlier occasions when she had visited his clinic.
"This young girl received good benefit from her left L4/5 foraminal epidural injection in July which lasted just over 2 months. Her symptoms have returned now and unfortunately have worsened. I have discussed treatment options with her today. She understands that surgery maybe an option in the future but she also understands that her symptoms may improve and she will not require surgical intervention. She continues to see the clinical psychologist in relation to her initial trauma and we would be keen to have all these issues resolved prior to considering any intervention. Both she and her mum understand this. I have discussed her case with Mr Shackleford and he is happy to place her on the list for a further injection and this has given her some relief. I have therefore listed her for an L4/5 foraminal epidural left side and we will send for her in due course."
"XYZ and her mother tell me that it is your intention to treat her back when her mental state is improved. However, I feel that any surgery should not be delayed because of her mental health problems as the limitation to her activities imposed by her back problems is in itself making her mental health problems worse.
Please do not hesitate to contact me should you require further information."
"I reviewed XYZ in the clinic today. She is struggling worse than ever with back and left leg pain. Her last injection did not help at all and we are now at the stage where we may have to consider surgical intervention though I am very reluctant to go down this line given her age.
We have had communications from the Psychiatrist to say that her back pain is causing major difficulties with treating her psychologically but I have explained once again to her and her mother that the 2 feed off the other as there is no straight forward way of dealing with her back pain and we need to still be cautious.
She is to have a new MR scan and I will see her with the results."
"1. A few fibres of the nerve may be injured
2. Tears of the protective lining of the spinal nerve roots
3. Blood clots in the legs or lungs
4. Infection"
"The intended benefits:
To improve left leg pain
Serious or frequently occurring risks:
Infection, nerve root injury, dural tear, bowel/bladder disturbance, major medical complications (heart attacks, strokes, blood clots in lungs / legs)."
"I reviewed XYZ in the clinic today. Although her MR scan doesn't show any worsening of the situation I think she is now in a state of mind where left leg pain is a major problem and she would like to have something done. She could therefore go ahead with a left L4/5 microdisectomy, we know nothing about the disc pain at this stage."
"Loss of sensation in peri-anal area, had PR from GP no sensation. Has some sensation when passing catheter."
"MRI Spine Lumbar Sacral:
Comparison is made with the previous examination from August 2009.
The L4/5 disc is degenerate and there is a posterior disc protrusion at this level. There has been a slight increase in the degree of posterior bulging on the left, into the left lateral recess. All the nerve roots in the theca appear generally crowded and there may be some nerve root compression in the left lateral recess. There is no exit foraminal stenosis.
At L5/S1 there was previously a small central posterior disc protrusion. This appears unchanged and there is no evidence of nerve root compression.
The rest of the lumbar theca and spine appear normal."
"XYZ appears much the same in her mood as she has over the last 12-18 months, she has suicidal ids but no plans to carry them out (again this is a usual presentation for XYZ). She has had a difficult history and the nature of her condition will be particularly distressing for her. She is anxious about whether she will recover and will benefit from continued reassurance. At present, XYZ is isolated in her room and this is increasing for the time as she has to ruminate on her worries
XYZ says that she is feeling nauseous and this is why she is not eating. This symptom may be physical or may be related to anxiety."
"She gives a very clear story of urine retention and perineal numbness post operatively. She cannot feel the bladder in situ.
This is all as a consequence of the surgery.
There is still time for significant improvement.
She does need further help from the continence service."
"She was assaulted a year or two ago and left with back pain and more recently was found to have a lumbar disc prolapse. The main symptom was sciatica. She underwent an L4/5 microdisectomy just over 3 weeks ago. She gave a very clear story of having perineal numbness immediately post-operatively and no bladder or bowel sensation. This has not improved and she currently has a catheter in situ. She can't feel the catheter. She had been discharged home following surgery and had been admitted to the paediatric ward. She had been seen a couple of times on the paediatric ward by the orthopaedic team. A post-op MRI scan showed no evidence of worsening of her canal stenosis and no further surgery was thought indicated."
"1. She is mobile with two crutches. She is due to commence physiotherapy shortly and social services are being asked to provide a second hand rail. She has just passed her driving test.
2. Bladder she is doing a bladder regime to do ISC seven or eight times daily, she has no bladder sensation and does not know the bladder is filling until she experiences abdominal swelling. She has nocturia once per night when she wakes anyway due to pain, on the nights that she does not wake up she may wet the bet. She is not entirely dry during the day and wears pads. There have been no urinary tract infections.
3. Bowels is prescribed a regime of laxatives such as Movicol and Senna followed the next day by suppositories but two weeks ago she discontinued that because suppositories gave her flashbacks to her previous sexual abuse. She reports that she has not been able to empty her bowels at all in the last two weeks.
4. Sensory numbness left leg and perineal area.
5. Pain back and left leg pain which is constant with exacerbations. Has painful leg spasms to no pattern. The pain keeps her awake at night and on a VAS she had reported 6-7/10."
"MRI Spine whole:
There is dehydration of the L4-5 disk in the central slightly left-sided disk bulge which does extend into the left root exit foramen but is not causing significant compression of the cauda equine. The remainder of the spine appears entirely normal. Normal appearances of the cranial cervical junction."
"On 30th April this year she was walking with elbow crutches and on pain management, was self-catheterising every 4 hours when she had sensation of wanting to void. She was manually evacuated because she had loss of sensation and coordination to defecate. She confirmed this to me on interview when I saw her on the ward on 6th May 2010. Unfortunately a note was not logged on meditech as the tape was lost. Her situation around 29th and 30th April was that she apparently had lost control of both legs because of severe back spasm and has been unable to move or feel her legs since. There has been no change in her bladder or bowel function from before this. She was transferred as an emergency over to the Walton Centre where a further MRI scan was performed. This excluded any obvious change or new pathology. She was therefore, sent back to our ward A9 at Warrington and has remained in bed ever since.
I attended that ward on 6 May at the request of Mr Pradhan and I believe at that time, at the request of the patient as well. I spoke to XYZ and her mother in the first instance and requested to speak to XYZ on her own in the presence of one of the senior staff nurses from the ward. I broached the subject of her legal action against me and suggested that this made things difficult for the both of us. She did not express any concerns regarding this and felt that this was nothing personal. I have a conversation with her and asked her of the circumstances of her admission, her subsequent MRI scan and how she had been coping at home as I had not seen her personally for a long period of time. She was somewhat evasive about this but cooperative.
Examination today confirmed no sensation beyond the L1 level. No voluntary motor function below the L1 level but if anything, slightly increased tone particularly with an extensor equinous posturing. Reflexes were present and brisk, plantars down going. A perineal and rectal examination was performed with a chaperone present and XYZ was found to have anal sensation and voluntary contraction of her anal sphincter. No other intimate examination was performed or attempted. A detailed sensory assessment was not made bearing in mind the other findings. XYZ asked me what I felt was the cause of the symptoms. I told her that I was unable to explain them but it may well be that as this appeared to be a general neurological condition rather than a spinal condition and that this had been ruled out by her MRI scan at the Walton Neurological Centre, then neurology review by Prof Marson and the experts at the Walton Centre should be the next step. I informed her that in the interim, she should be mobile. We would ask the pain team to try and help with pain control and that we should attempt to continue to mobilise her. Throughout this examination, she was not in severe pain and appeared extremely calm and was not distressed. I suggested that if she wished, we could discuss things further between ourselves but this would be entirely up to her. She seemed at that stage to be receptive to this idea. Following this I interviewed her mother at her request to appraise her of the situation and answer any questions. She was extremely concerned that we were missing some major neurological disaster and I was asked to try and explain her current neurological status. I professed that I would not prefer to be involved in this case at this stage as she was actively suing both myself and the trust and that I had not been privy to any of the tests or test results from the Walton Centre or information they had been given from there.
Subsequently I briefly reviewed XYZ on the ward on 11th May and no progress was being made and I had a brief conversation with her this morning, 14th May but again no formal assessment was made.
On 6th May the date of my interview with XYZ and her mother, the next note is from Carol Grindley, nursing staff stating that the patient and the mother at 1100 am were not happy that I had not given her any answers, she was upset that I had expressed it may be psychological and I am accused of trying to get into her head. It is also stated in contradiction to the previous note that she was unhappy to speak to me alone without her mother and that she did not want this. I told her that it is clear that was an offer made to her at the time and it was not my instigation and she was in agreement and felt that this was a good idea. Why this has been communicated to the nursing staff and not back to myself during that day is of concern. There is a further complaint on the same day documented by the physiotherapist Harriet Ivanson in the afternoon. By this stage I had told the patient that the numbness and lack of movement was definitely psychological. This represented a significant breakdown in trust and increasing exaggeration of my opinion which never stated that. There is no mention from XYZ to the physiotherapist that I had recommended a neurological opinion because I was not sure and wanted to exclude all possibilities. The physio assessment at that time once again confirmed a concern as to the non anatomical nature of her neurological deficit. Further physio note confirms that the neurological status is exactly the same with no sign of pressure sores despite the patient being unable to move because of paralysis and severe pain. It is clear with further physio that XYZ was able to sit, has sitting balance and active hamstring contraction to assist with this. There have been noted inconsistent flickers of function in quadriceps and hamstring but not in the level of the ankles. The situation at present is that I don't think I am able or willing to provide any input to this lady's care. She needs to be under the care of Prof Marson and Tim Piggott from the Walton Centre and preferably in their unit."
"The sensory and motor nerve conduction studies were within normal limits in the right lower limb. There was no evidence of a significant generalised large fibre neuropathy.
EMG evaluation undertaken in both lower limbs showed no evidence of active denervation or other neurogenic abnormalities, though the assessment of voluntary motor activity was not satisfactory due to decreased power in the limbs.
Overall, the current studies do not show any evidence for a significant lower motor neurone abnormality in the lower limbs."
"On Saturday I went to the canterlever bridge in Latchford Warrington. I climbed over the railing ready to end my life, and a lovely couple stopped me and to cut things short asked me to climb back over so I did. I stayed a few nights in Bury mental hospital and my life has changed so quickly since. I've realised life IS worth living and I'd like to personally say thanks to these people as they honestly saved my life, so please share as I wouldn't be here today writing this without them. If you're out there please PM me I would really appreciate it!"
Breach of duty
"a doctor is not negligent if he acts
in accordance with a practice accepted at the time as proper by a responsible body of medical opinion even though other doctors adopt a different practice."
"the court is not bound to hold that a defendant doctor escapes liability for negligent treatment or diagnosis just because he leads evidence from a number of medical experts who are genuinely of opinion that the defendant's treatment or diagnosis accorded with sound medical practice. In the Bolam case itself, McNair J. stated [1957] 1 W.L.R. 583, 587, that the defendant had to have acted in accordance with the practice accepted as proper by a "responsible body of medical men." Later, at p. 588, he referred to "a standard of practice recognised as proper by a competent reasonable body of opinion." Again, in the passage which I have cited from Maynard's case [1984] 1 WLR 634, 639, Lord Scarman refers to a "respectable" body of professional opinion. The use of these adjectives -responsible, reasonable and respectable--all show that the court has to be satisfied that the exponents of the body of opinion relied upon can demonstrate that such opinion has a logical basis. In particular in cases involving, as they so often do, the weighing of risks against benefits, the judge before accepting a body of opinion as being responsible, reasonable or respectable, will need to be satisfied that, in forming their views, the experts have directed their minds to the question of comparative risks and benefits and have reached a defensible conclusion on the matter.
in cases of diagnosis and treatment there are cases where, despite a body of professional opinion sanctioning the defendant's conduct, the defendant can properly be held liable for negligence (I am not here considering questions of disclosure of risk). In my judgment that is because, in some cases, it cannot be demonstrated to the judge's satisfaction that the body of opinion relied upon is reasonable or responsible. In the vast majority of cases the fact that distinguished experts in the field are of a particular opinion will demonstrate the reasonableness of that opinion. In particular, where there are questions of assessment of the relative risks and benefits of adopting a particular medical practice, a reasonable view necessarily presupposes that the relative risks and benefits have been weighed by the experts in forming their opinions. But if, in a rare case, it can be demonstrated that the professional opinion is not capable of withstanding logical analysis, the judge is entitled to hold that the body of opinion is not reasonable or responsible.
I emphasise that in my view it will very seldom be right for a judge to reach the conclusion that views genuinely held by a competent medical expert are unreasonable. The assessment of medical risks and benefits is a matter of clinical judgment which a judge would not normally be able to make without expert evidence. As the quotation from Lord Scarman makes clear, it would be wrong to allow such assessment to deteriorate into seeking to persuade the judge to prefer one of two views both of which are capable of being logically supported. It is only where a judge can be satisfied that the body of expert opinion cannot be logically supported at all that such opinion will not provide the bench mark by reference to which the defendant's conduct falls to be assessed."
Did the claimant sustain CES as a result of the operation?
What would the claimant's prognosis had been but for the operation?
"1. Are you able to agree a psychiatric diagnosis in relation to the following periods of time (if you are not able to agree, please advise as to whether the differing diagnoses are significant or academic):-
a. Leading up to her referral to and treatment by Mr Shackleford in 2006?
We are reluctant to give a definitive diagnosis of personality disorder in the context of young age (in childhood such matters would be covered by an Emotional Disorder of Childhood). However, we agree that she suffered an immature personality disorder characterised by psychological and psychosomatic features (e.g. mood disturbance, anorexia nervosa, somatoform disorder (Irritable Bowel Syndrome). We note that pain was cited as a reason for mood disturbance as it was inhibiting her ability to engage in sporting activities.
b. At the time of her surgery in 2009?
We agree at this time her problems were moving towards that of an Emotionally Unstable Personality Disorder borderline type, but with many of the features previously present. We agree that, but for the surgery, she would, nonetheless, have become diagnosable when over the age of 18 as an Emotionally Unstable Personality Disorder borderline type.
c. April 2010?
In addition to the above she was developing what can be described a psychologically mediated lower limb dysfunction superimposed on the above problems. Dr Faith considers that the lower limb dysfunction was a further manifestation of the personality disorder. Dr Holden considers that the lower limb dysfunction occurred in the context of vulnerability of her personality disorder.
d. At the time of you respective examinations (Dr Faith March 2012, Dr Holden March 2013)?
We agree that her situation was similar with a psychologically mediated lower limb dysfunction presentation as a manifestation of somatoform disorder/dissociation conversion disorder. We agree that neither of us found her to be depressed.
e. At the present time (in so far as you able to comment)?
We have no reason to believe that there has been a fundamental change in her symptoms, behaviour or diagnosis, although we understand that there has been a modicum of improvement. We note however, the opinion of her treating Consultant, as it appears in a Tribunal report dated 28/10/14, that she considers that, in addition to the personality disorder, the Claimant may also suffer from psychosis and also, possibly, Post Traumatic Stress Disorder."
Conclusions