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England and Wales High Court (Queen's Bench Division) Decisions |
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You are here: BAILII >> Databases >> England and Wales High Court (Queen's Bench Division) Decisions >> Shaw v South Tees Hospitals NHS Foundation Trust [2019] EWHC 2280 (QB) (30 July 2019) URL: http://www.bailii.org/ew/cases/EWHC/QB/2019/2280.html Cite as: [2019] EWHC 2280 (QB) |
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QUEEN'S BENCH DIVISION
B e f o r e :
____________________
LINDSAY SHAW |
Claimant |
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- and – |
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SOUTH TEES HOSPITALS NHS FOUNDATION TRUST |
Defendant |
____________________
Ms Jane Mishcon (instructed by DAC Beachcroft) for the Defendant
Hearing dates: 16th, 17th and 18th July 2019
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Crown Copyright ©
His Honour Judge Simpkiss:
Introduction
The background
"All women should be offered a single further scan at 23 weeks of pregnancy to complete the screening examination if the image quality of the first examination is compromised by one of the following:
- Increased maternal body mass index (BMI)
- Uterine fibroids
- Abnormal scarring
- Sub-optimal fetal position"
"Where an adequate assessment of the fetal anatomy remains compromised after the second scan, all women should be told that the screening is incomplete and this should be recorded in all formats".
"Where the first examination is sub-optimal and the sonographer is suspicious of a possible fetal abnormality, a second opinion should be sought as soon as possible. This should be recorded in all mentioned formats."
"It is important that both women and health professionals appreciate that the scan is a screening test and because of that it has limitations. Inevitably some conditions will be missed or misidentified. Women should receive comprehensible information before the scan and if a woman chooses to decline the screening test then this must be respected".
The Law
"My Lords, I agree with these submissions to the extent that, in my view, the court is not bound to hold that a defendant doctor escapes liability for negligent treatment or diagnosis just because he leads evidence from a number of medical experts who are genuinely of the opinion that the defendant's treatment or diagnosis accorded with sound medical practice. In the Bolam case itself, McNair J stated [1957] 1 W.L.R. 583 at 587, that the defendant had to have acted in accordance with the practice accepted as proper by a "responsible body of medical men." Later, at p. 588 he referred to "a standard of practice recognised as proper by a competent reasonable body of opinion." Again, in the passage which I have cited from Maynard's case, Lord Scarman refers to a "respectable" body of professional opinion. The use of these adjectives – responsible, reasonable and respectable – all show that the court has to be satisfied that the exponents of the body of opinion relied upon can demonstrate that such opinion has a logical basis. In particular cases involving, as they so often do, the weighing of risks against benefits, the judge before accepting a body of opinion as being responsible, reasonable or respectable, will need to be satisfied that, in forming their views, the experts have directed their minds to the question of comparative risks and benefits and have reached a defensible conclusion on the matter."
"In the present case I have received evidence from 4 experts, 2 on each side. It seems to me that in the light of the case law the following principles and considerations apply to the assessment of such expert evidence in a case such as the present:
i) Where a body of appropriate expert opinion considers that an act or omission alleged to be negligent is reasonable a Court will attach substantial weight to that opinion.
ii) This is so even if there is another body of appropriate opinion which condemns the same act or omission as negligent.
iii) The Court in making this assessment must not however delegate the task of deciding the issue to the expert. It is ultimately an issue that the Court, taking account of that expert evidence, must decide for itself.
iv) In making an assessment of whether to accept an expert's opinion the Court should take account of a variety of factors including (but not limited to): whether the evidence is tendered in good faith; whether the expert is "responsible", "competent" and/or "respectable"; and whether the opinion is reasonable and logical.
v) Good faith: A sine qua non for treating an expert's opinion as valid and relevant is that it is tendered in good faith. However, the mere fact that one or more expert opinions are tendered in good faith is not per se sufficient for a conclusion that a defendant's conduct, endorsed by expert opinion tendered in good faith, necessarily accords with sound medical practice.
vi) Responsible/competent/respectable: In Bolitho Lord Brown Wilkinson cited each of these three adjectives as relevant to the exercise of assessment of an expert opinion. The judge appeared to treat these as relevant to whether the opinion was "logical". It seems to me that whilst they may be relevant to whether an opinion is "logical" they may not be determinative of that issue. A highly responsible and competent expert of the highest degree of respectability may, nonetheless, proffer a conclusion that a Court does not accept, ultimately, as "logical". Nonetheless these are material considerations. In the course of my discussions with Counsel, both of whom are hugely experienced in matters of clinical negligence, I queried the sorts of matters that might fall within these headings. The following are illustrations which arose from that discussion. "Competence" is a matter which flows from qualifications and experience. In the context of allegations of clinical negligence in an NHS setting particular weight may be accorded to an expert with a lengthy experience in the NHS. ….. but I do accept that lengthy experience within the NHS is a matter of significance. …. "Respectability" is also a matter to be taken into account. Its absence might be a rare occurrence, but many judges and litigators have come across so called experts who can "talk the talk" but who veer towards the eccentric or unacceptable end of the spectrum. … A "responsible" expert is one who does not adapt an extreme position, who will make the necessary concessions and who adheres to the spirit as well as the words of his professional declaration (see CPR35 and the PD and Protocol).
vii) Logic/reasonableness: By far and away the most important consideration is the logic of the expert opinion tendered. A Judge should not simply accept an expert opinion; it should be tested both against the other evidence tendered during the course of a trial, and, against its internal consistency. For example, a judge will consider whether the expert opinion accords with the inferences properly to be drawn from the Clinical Notes or the CTG. A judge will ask whether the expert has addressed all the relevant considerations which applied at the time of the alleged negligent act or omission. …. First, a matter of some importance is whether the expert opinion reflects the evidence that has emerged in the course of the trial. …. Secondly, a further issue arising in the present case emerges from the trenchant criticisms that Mr Spencer QC, for the Claimant, made of the Defendant's two experts due to the incomplete and sometimes inaccurate nature of the summaries of the relevant facts (and in particular the Clinical Notes) that were contained within their reports. It seems to me that it is good practice for experts to ensure that when they are reciting critical matters, such as Clinical Notes, they do so with precision. These notes represent short documents (in the present case two sides only) but form the basis for an important part of the analytical task of the Court. If an expert is giving a précis then that should be expressly stated in the body of the opinion and, ideally, the Notes should be annexed and accurately cross-referred to by the expert. If, however, the account from within the body of the expert opinion is intended to constitute the bedrock for the subsequent opinion then accuracy is a virtue. Having said this, the task of the Court is to see beyond stylistic blemishes and to concentrate upon the pith and substance of the expert opinion and to then evaluate its content against the evidence as a whole and thereby to assess its logic. If on analysis of the report as a whole the opinion conveyed is from a person of real experience, exhibiting competence and respectability, and it is consistent with the surrounding evidence, and of course internally logical, this is an opinion which a judge should attach considerable weight to."
Dr. Caric's evidence
The Experts
"Conclusions: In a significant proportion of cases, most of the indirect signs of ACC are either absent or barely visible at the time of midtrimester screening ultrasound examination. Therefore ACC may escape diagnosis at midtrimester screening ultrasound. In particular, a third of examinations in foetuses with pACC may not show any abnormality in the transventricular screening view < 24 weeks. The medicolegal implications of such findings are important and should be considered.
Discussion
Direct ultrasound diagnosis of ACC is made on the midsagittal view of the fetal head. However, suspicion of such malformation is usually raised at the midtrimester anomaly scan on the basis of an abnormal transventricular view, due to colpocephaly, absent cavum septi pellucidi and/or ventricular dilation. These sonographic signs have always been considered clear clues for diagnosis of ACC in the fetus and, until now, it was believed but not fully demonstrated that these signs become more evident with advancing gestational age. The present study shows that most of these indirect signs are either absent or barely visible at the time of the midtrimester screening ultrasound in a significant proportion of cases. In particular, before 24 weeks, ventriculomegaly (atria width > 9.9mm) was present in 26.5% of cases and colpocephaly in 20.6% of cases. In agreement with other series, the cavum septi pellucidi was almost normal in 15/23 (65.2% foetuses). In addition, a midline cystic structure which may cause a false impression of a cavum septi pellucidi was either present (pACC cases) or its absence could be missed (cACC cases)".
( Image quality is affected by high maternal body mass, fetal position, gestational age, the quality of the equipment used and the skill and training of the staff performing the scans. The position of the placenta also affects the image.
( That it is harder to identify abnormalities where the normal feature is simply not visible, since this may be due to poor views rather than genuine absence.
( Identification of the CSP should be seen at the 21 week scan as one of the landmarks on the plane used to measure the head circumference and ventricular atrium diameter.
( If all the features required to be identified at the first scan (in this case Dr. Caric's scan at 21+6 weeks is to be treated as the first scan) then a second scan should be offered at 23 weeks.
( Of the 3 signs of ACC referred to in the Winter paper, there was no colpocephaly and no ventricular atrium abnormality.
( Both experts agreed that the sonographer was in a better position to judge the structures of the brain than someone looking at the images frozen in time, because in real time the sonographer is not just seeing a snapshot, even if the images are intended to represent the best picture obtainable.
Conclusion