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High Court of Ireland Decisions |
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You are here: BAILII >> Databases >> High Court of Ireland Decisions >> Minister for Agriculture and Food v. Information Commissioner [1999] IEHC 66; [2000] 1 IR 309 [2001] 1 ILRM 40 (17th December, 1999) URL: http://www.bailii.org/ie/cases/IEHC/1999/66.html Cite as: [2000] 1 IR 309 [2001] 1 ILRM 40, [1999] IEHC 66 |
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1. The
background to the case is that, on the 16th day of April 1998, Mr. Sean Glynn,
an employee of the Department of Agriculture and Food made a request to the
Department pursuant to the provisions of Section 7 of the Freedom of
Information Act, 1997 for a “sight of my entire personnel file.”
The said request was deemed by the Department to have been received on the 21st
day of April 1998; being the date of commencement of the said Act. On the
18th day of May 1998, the Department granted to Mr. Glynn access to the records
on his personnel file from the 21st day of April 1995 but, in purported
reliance upon the provisions of Section 6(6)(c) of the said Act, refused to
grant access to records created prior to that date on the grounds that those
records were not being used, or were not proposed to be used in a manner or for
a purpose that effects, or would or may effect, adversely the interests of Mr.
Glynn. On the 20th day of May 1998, pursuant to the provisions of Section 14
of the said Act, Mr. Glynn sought a review of the said refusal to grant him
access to records on his personnel file created prior to the 21st day of April
1995 and, on the 24th day of June 1998, the Appellant affirmed the decision to
refuse to grant to Mr. Glynn access to those records. From that decision,
Mr. Glynn, by letter in writing dated the 5th day of October 1998 addressed to
the Respondent, sought a review pursuant to the provisions of Section 34 of the
said Act; to which request the Respondent acceded and, having reviewed that
decision in the light of relevant records and of submissions by Mr. Glynn and
by the Department of Agriculture and Food, the Respondent, in a decision given
pursuant to the provisions of Section 34(2) of the Act and dated the 29th day
of April 1999, decided to vary the said decision of the Appellant and to grant
to Mr. Glynn full access to certain records specified in the said decision and
partial access to other records also specified in the said decision.
2. Pursuant
to the provisions of Section 42(1) of the Act and by notice dated the 26th day
of May 1999, the Appellant has appealed against the said decision of the
Respondent dated the 29th day of April 1999 seeking relief in the following
terms, namely:-
3. At
the outset, I think it relevant to emphasise the following matters with regard
to the provisions of the Freedom of Information Act, 1997 and, in particular,
with regard to the rights conferred by the Act on members of the public to
access to records held by public bodies, the manner in which those rights may
be exercised and the limitations to the right of appeal to the High Court
against a decision by the Respondent following a review by him under Section 34
of the Act. In this regard, I think that it is very significant that, in its
preamble, the Freedom of Information Act, 1997 is described (
inter
alia
)
as
“an Act to enable members of the public to obtain access,
to the greatest extent possible consistent with the public interest and the
right to privacy,
(my
emphasis)
to information in the possession of public bodies”,
and that, by virtue of the provisions of Section 6(1) of the Act, every person
has a right to and shall, on request therefore, be offered access to any
records held by a public body, subject only to the provisions of the Act.
Moreover, by virtue of the provisions of Section 8(4) of the Act, the reason
why any person might seek access to records to which he/she is entitled is
irrelevant, by virtue of the provisions of Section 34(12)(b) of the Act, in a
review by the Respondent pursuant to Section 34, a decision to refuse to grant
a request under Section 7 of the Act shall be presumed not to have been
justified unless the head concerned shows to the satisfaction of the
Commissioner that the decision was justified and the right to appeal to the
High Court against a decision by the Respondent following a review by him under
Section 34 of the Act, which is conferred by Section 42(1) of the Act, is
specifically limited to points of law. In those circumstances, I think that
it follows that, save where access to records is specifically prohibited by the
Act e.g. an “exempt record” within the meaning of Section 2(1) of
the Act, there is a very heavy onus on a public body, which refuses to grant
access to records sought from it, to justify that refusal. Moreover, given
that the reason for requesting access to records is not relevant when
considering whether or not access should be granted, then, in reviewing a
decision to refuse to grant such access, it is not always necessary or
desirable that the content of those records be considered.
4. As
I have indicated, in response to Mr. Glynn’s request of the 16th day of
April 1998, the Appellant purported to be entitled to restrict access to
records on his personnel file which were created after the 21st day of April
1995 by virtue of the provisions of Section 6(6)(c) of the said Act of 1997
which provides as follows:-
5. In
his said decision dated the 29th day of April 1997, the Respondent indicated
that, in reviewing the decision of the Appellant of the 24th day of June 1998,
he considered Mr. Glynn’s records and submissions from Mr. Glynn and from
the Department of Agriculture and Food. Given that by virtue of the
provisions of Section 8(4) of the said Act of 1997 which provides:-
6. I
am not persuaded that, when the provisions of Section 6(6)(c) of the Act are
relied on to withhold access to records to which the Applicant for access is
otherwise entitled, it is either necessary or desirable that, when considering
a review under Section 34 of the Act of a decision to refuse such access, the
Respondent should examine or consider those records. In this regard, it seems
to me that, as with a request under Section 7, a review by the Respondent under
Section 34 is not concerned with the reason why the requester seeks access to
the records or with the belief or opinion of the head of the public body from
whom access to the records are sought as to what those reasons are, no regard
may be had to those reasons or opinions in conducting a review under Section 34
of the Act and, accordingly, the contents of those records are totally
irrelevant to the decision that the Respondent may arrive at following such
review. Indeed, it seems to me that a consideration of the contents of such
records, when conducting a review under Section 34, is likely to distract the
Respondent from the real question that he has to decide, which of course, is
whether or not, irrespective of those reasons or opinions, the body refusing
access to the records is entitled to do so or, at least, is likely to colour
his view in that regard.
7. Having
regard to the foregoing, it is my view that, when reviewing the decision of the
Appellant of the 24th day of June 1998 to withhold access from Mr Glynn to the
records in question, the Respondent unnecessarily and wrongly embarked upon a
consideration of the contents of those records with the result that, it is,
clear from his decision of the 29th day of April 1998 that the contents of the
records to which Mr. Glynn had been refused access were the subject of
discussion between Mr. Glynn, representatives of the Department of Agriculture
and Food and the Respondent and clearly influenced the decision which the
Respondent ultimately arrived at. Moreover it is manifest that, during the
course of the review being conducted by the Respondent, the Representatives of
the Department maintained that some of the records to which Mr. Glynn was
being denied access were, in fact, exempt records within the meaning of
Sections 23(1)(a)(i) to (iii) and (b) and Section 26(1)(a) of the said Act, in
that, they contained information obtained in confidence so that their release
would materially prejudice or impair the Department’s ability to carry
out investigations in the work area in question; these being allegations which
were not included among the grounds upon which Mr Glynn had originally being
refused access to the records which he sought and, consequently, were not
grounds which were included in the decision of the Appellant of the 24th day of
June 1998 which he (the Respondent) was in the act of reviewing. Moreover,
the Respondent, himself, concluded that some of those records are records to
which Section 22 of the Act applied and were exempt on the grounds of legal
professional privilege which, again, was not a ground relied upon by the
Appellant in reaching his decision of the 24th June, 1998. In those
circumstances, it seems to me that the Respondent, when conducting his review
of the Appellants decision of the 24th of June 1998, was not entitled to take
into account the relevance, or otherwise, of the provisions of either Section
22, Section 23 or Section 26 of the said Act to the records with which he was
dealing but was limited to considering the application of Section 6(6)(c) of
the Act to those records because that was the only section upon which the
Department of Agriculture and Food relied in their decision of the 24th of June
1998 when they decided to withhold access to those records from Mr Glynn.
8. In
his decision of the 29th of April 1999, the Respondent points to the fact that
there are 41 records on Mr Glynn's Personnel File created in the period from
the 1st of November 1990 to the 21st of April 1995, which he (the Respondent)
numbered consecutively and he maintained that, with one exception, all of those
records were concerned with an incident involving Mr Glynn in the month of July
1992 and its aftermath. Given that some of those records were created prior to
the month of July 1992, that assertion would not appear to be correct.
However, as it is my view that the contents of those records were not relevant
to any issue which the Respondent had to decide when reviewing the
Appellant’s decision of the 24th of June 1998 and, indeed, are not
relevant to any issue which I have to decide, I do not consider that that error
(if it be one) is of any consequence. In his said decision of the 29th of
April 1999, the Respondent also records that, in the course of reviewing the
said decision of the 24th of June 1998, Mr Glynn produced to him a letter dated
the 2nd day of December 1993 addressed to Mr Glynn and purporting to have been
sent by the Department of Agriculture and Food but that there was no copy of
that letter in the personnel file relating to Mr Glynn which was submitted to
the Respondent by the Department. That omission was never explained and I can
only speculate on the reason for the absence of a copy of that letter on Mr
Glynn's personnel file. However, that as it may be, in his decision of the
29th of April 1999, the Respondent also records that, on the 27th of October
1998, which was well after Mr Glynn's request for a
“sight
of my entire personnel file
”
a total of 16 of the 41 records, which the Respondent noted on Mr Glynn's
personnel file, were placed by the Department of Agriculture and Food in a
sealed envelope to which was attached a notice signed by the personnel officer
in the said Department in the following terms, namely;
9. On
behalf of the Appellant, it is submitted that the fact that the said records
were placed in a sealed envelope to which was attached a notice in the terms
aforesaid, is persuasive evidence that the said records were not currently
being used, nor was it proposed that they be used in a manner or for a purpose
that effects, or will or may effect, adversely the interests of Mr Glynn , as
required by Section 6(6)(c) of the said Act of 1997, and, moreover, as it is
evidence which was uncontroverted in the course of the review being conducted
by the Respondent and the bona fides of the Department of Agriculture and Food
was not challenged in the course of that review, the Respondent was not
entitled, as he did, to conclude that the provisions of Section 6(6)(c) of the
said Act did not apply to those records. In that regard, it is clear from the
Respondent’s decision of the 29th of April 1999 that Mr Glynn was not
prepared to accept that the sealing of his records in the manner aforesaid
indicated that those records would not be used in the future in any way that
might adversely effect his interests; arguing that it was possible, that in the
future, the notice attached to the sealed envelope would be ignored by the then
staff in the personnel section of the Department of Agriculture and Food. For
his part, it is clear that the Respondent’s reaction to the sealing by
the Department of the records in question was that, that fact, by itself, was
not sufficient to refuse Mr Glynn access to those records. Given that the
Department of Agriculture and Food had not seen fit to seal those records until
after Mr Glynn had sought access to them and given that the personnel file
relating to Mr Glynn, which was submitted to the Respondent by the Department
of Agriculture and Food, does not appear to have been complete, in that, a copy
of a letter dated the 2nd of December 1993 from the Department to Mr Glynn was
not included in it, I have sympathy for the views in that behalf expressed by
both Mr Glynn and by the Respondent. However, I think that it is also clear
from the Respondent’s decision of the 29th of April 1999 that his view
that the sealing of Mr Glynn's records in the manner described was not
sufficient to allow the Department to refuse Mr Glynn access to those records
was influenced by the fact that he (the Respondent) believed that a further
consultation of those records could easily effect Mr Glynn's future in an
adverse way. In other words, he was influenced by the contents of those
records which, in my view, he was not entitled to take into account when
considering the application of the provisions of Section 6(6)(c) to them. This
begs the question; if placing the said records in a sealed envelope to which is
attached a notice in the terms aforesaid is not sufficient evidence that those
records are not being used and are not proposed to be used in a manner adverse
to Mr Glynn's interests, then, in the absence of evidence of
mala
fides
on the part of the Department, what evidence is necessary to satisfy the
requirements of Section 6(6)(c) of the said Act? In this regard, I think that
it is significant that the wording of Section 6(6)(c) is that the record to
which access is sought is not “being used” or
“proposed” to be used and not “will not” be used.
Accordingly, it seems to me that one must construe that subsection as relating
to a situation which exists at the time when the implications of the subsection
are being considered and not in relation to what might happen in the future.
In other words, when considering whether or not a record in respect of which
access is sought is being used or is proposed to be used in a manner which
might adversely effect the interests of the person to whom the record relates,
one can only take into account what is actually happening to the record and
what is the stated intention of the keeper of the record unless there are
reasonable grounds for doubting the evidence of one’s own eyes or the
stated intention of the keeper.
10. Arising
out of the foregoing, as I interpret the Respondent’s decision of the
29th April 1999, there was no evidence available to him to suggest, or even to
give rise to the suspicion, that, at the time that Mr. Glynn sought access to
his records, or at any time thereafter, those records were being used by the
Department of Agriculture and Food and, accordingly, I do not think that he was
entitled to come to any conclusion other than that those records were not being
used at any material time. However, what of the future? It is now stated on
behalf of the Appellant and noted on Mr. Glynn’s personnel file (or, at
least, on a sealed envelope on his file which contains many of the records to
which Mr. Glynn seeks access) that those records may be regarded as
“closed records” and, so as to ensure that they are not used in any
manner which might adversely affect Mr. Glynn’s interests, they are not
to be consulted in the future. Taken at its face value, the combination of the
sealing of those records and the accompanying notice would appear to satisfy
the requirements of Section 6(6)(c) of the said Act of 1997 whereby the
Appellant is entitled to withhold access to those records. However, is the
Respondent bound to accept that a record is not proposed to be used in a manner
which might adversely affect the interests of the person to whom the record
relates merely because it is enclosed in a sealed envelope to which is attached
a notice to the effect that it is not to be so used? In this regard, as I have
already indicated, it seems to me that, when considering whether or not a
record in respect of which access is sought is proposed to be used in a manner
which might adversely affect the interests of the person to whom the record
relates, regard must be had to the stated intention of the keeper of the record
unless there are reasonable grounds for doubting that stated intention; always
bearing in mind that the onus is on the keeper of the record to justify a
refusal to grant access to it. Accordingly, if it were the case that the
records to which Mr. Glynn sought access had been sealed in an envelope to
which a notice was attached that they were not to be consulted in the future
before Mr. Glynn had requested access to them, I think that the Respondent
would be bound to accept that that was compelling evidence that those were
records to which Section 6(6)(c) of the Act applied. However, given that the
personnel file relating to Mr. Glynn which was submitted to the Respondent by
the Department does not appear to have been complete, given that only some of
the records on Mr. Glynn’s personnel file had been placed in a sealed
envelope and not only had that sealing taken place after Mr. Glynn had
requested access to them, but it took place after the Respondent had commenced
his review, and, given that the sealed envelope was permitted to remain in Mr.
Glynn’s personnel file so that its mere presence, with a note attached to
it that it was not to be consulted in the future, is more likely than not to
excite the curiosity of anyone who consulted the file; so much so, that such a
person would be tempted to open the sealed envelope, in which event, its
contents might well be used to Mr. Glynn’s detriment and I think that
those are reasonable grounds for doubting the stated intention that it was not
proposed that the records would be used in a manner which might adversely
affect Mr. Glynn’s interests. This is all the more so when regard is had
to the fact that the note attached to the sealed envelope is only signed by the
Personnel Officer and, therefore, is unlikely to be perceived as having binding
effect on a superior officer or even an officer of equal rank and, in any
event, the Respondent was entitled to ask himself why was the file being
maintained at all, if it was not proposed to use it? Is not its continued
maintenance a statement of intent to use? I would accept the validity of the
submission on behalf of the Appellant that, when considering the application of
Section 6(6)(c) of the Act to records in respect of which access is sought, one
does not have to be satisfied as a matter of certainty that those records will
not be used in a manner adverse to the interests of the person to whom they
relate before deciding that the subsection does not apply to them. Indeed, far
from requiring certainty as to the future use of those records, I would accept
that the subsection does not even contemplate consideration of a remote or
hypothetical possibility with regard to the use to which those records might be
put at some time in the future; assuming that there are no circumstances which
obtain at the time when the request for access to them is made which might
suggest that the possibility of future use has been contemplated. However, if,
when considering whether or not the provisions of Section 6(6)(c) of the Act
apply to a record in respect of which access is sought, there are reasonable
grounds for believing that the possibility of future use has not been ruled
out, then I think that it would be wrong to conclude that the provisions of the
subsection apply to such a record. In this case, for the reasons that I have
given, I think that there were grounds upon which the Respondent was entitled
to conclude that the Department of Agriculture and Food had not ruled out the
possibility of future use of the records in respect of which Mr. Glynn sought
access.
11. Arising
from the foregoing, in the case of
James
Howard and Others v. The Commissioner of Public Works in Ireland and Sean
Byrne, Garech de Brur and Dieter Clissman v. The Commissioners of Public Works
in Ireland
(1994) 1 I.R. at page 101) it was held by the Supreme Court that, in
interpreting statutes, the task of the Courts is to ascertain the intention of
the legislature and this intention was primarily to be sought in the words used
in the statute. As Denham J. stated in the course of one of the judgments of
the Court:-
12. In
this regard, in the light of its preamble, it seems to me that there can be no
doubt but that it was the intention of the legislature, when enacting the
provisions of the Freedom of Information Act, 1997, that it was only in
exceptional cases that members of the public at large should be deprived of
access to information in the possession of public bodies and this intention is
exemplified by the provision of Section 34(12)(b) of the Act which provides
that a decision to refuse to grant access to information sought shall be
presumed not to have been justified until the contrary is shown. Accordingly,
it seems to me that the entire Act must be construed in that light and, in
particular, the provisions of Section 6(6)(c) of the Act must be construed as
meaning that, if there is evidence to suggest that future use of a record to
which access is sought appears to be contemplated, then that subsection cannot
be used to justify a refusal to grant access to that record. In this regard,
the case of
Henry
Denny and Sons (Ireland) Limited T/A Kerry Foods v. The Minister for Social
Welfare
(1998) 1 I.R. at page 34) to which I was referred, is authority for the
proposition that the High Court should not interfere with findings of a person,
whose decision is being reviewed by the Court, unless those findings are
incapable of being supported by the facts or are based on an erroneous view of
the law. As I have already indicated, as a matter of law, I am satisfied that,
when reviewing the Appellant’s decision of the 24th June, 1998, the
Respondent was not entitled to take into account the relevance or otherwise of
the provisions of Sections 22, 23 or 26 of the said Act to the records in
respect of which access was sought by Mr. Glynn for the reason that the
provisions of those sections were not relied on by the Appellant when arriving
at his decision of the 24th June, 1998. To that extent, in the light of the
decision given in Henry Denny and Sons (Ireland) Limited v. The Minister for
Social Welfare, I think that I am obliged to conclude that, insofar as the
Respondent affirmed the decision of the Appellant to refuse access to any
portion of the records in respect of which Mr. Glynn sought access on the
grounds that they were records to which the provisions of Sections 22, 23 or 26
of the Act applied, he was wrong in law. However, for the reasons that I have
already given, I am satisfied that there was adequate evidence to support the
Respondent’s findings that the provisions of Section 6(6)(c) of the Act
did not apply to any of the records to which Mr. Glynn sought access. For the
sake of completeness, I should add that, in the circumstance that it is my
judgment that the Respondent was not entitled to take into account the
relevance, or otherwise, of the provisions of Sections 22, 23 or 26 of the said
Act when reviewing the Appellant’s decision of the 24th June, 1998, the
Australian cases of
Department
of Health and Another v. Jephcott
(62 A.L.R. at page 42) and
Corrs,
Pavey, Whiting and Byrne v. Collector of Customs (V.I.C.) and Another
(74 A.L.R. at page 428) and the New Zealand case of
Commissioner
of Police v. Ombudsman
(1988 1 NZ LR at page 385) to which I was referred by Counsel for the
Appellants do not appear to have any relevance to the issues which I have to
decide in this case. I might add that, in the circumstance that Counsel for
the Appellant challenged the entitlement of the Respondent to alter records in
respect of which he was conducting a review under the provisions of Section 34
of the Act by deleting portions therefrom to the intent that the remaining
portions would not offend the provisions of Section 22, 23 and 26 of the Act
and while, as I have already indicated, I am satisfied that no one of these
three sections had any relevance to any issue which the Respondent had to
decide, or which I have to decide in these proceedings, nevertheless, I am
quite satisfied that, by virtue of the provisions of Section 13 of the Act, the
Respondent would have been quite entitled to make those alterations.
13. In
the light of the foregoing, I will dismiss this appeal and vary the decision of
the Respondent of the 29th April, 1999 and grant access to Mr. Glynn to all
records on his personnel file in the Department of Agriculture and Food.