APPEAL COURT, HIGH COURT OF JUSTICIARY
|
Lord Eassie
Lord Clarke
Lord Mackay of
Drumadoon
|
OPINION OF THE COURT
delivered by LORD MACKAY
OF DRUMADOON
in
NOTE OF APPEAL AGAINST
CONVICTION
by
JOHN JOSEPH HOPKINSON
Appellant
against
HER MAJESTY'S ADVOCATE
Respondent
_______
|
Appellant: Shead,
Livingston; Hamilton Burns & Co
Respondent: Bain, A.D.; Crown Agent
23 January 2009
Introduction
[1] The appellant
was prosecuted in the High Court of Justiciary along with a co-accused,
Amy Anne Stewart, on an indictment libelling a charge of murder in
the following terms:
"On 28 or 29 August 2003 at the
pathway between Bain Street and Claythorn Park, Calton, Glasgow you
JOHN JOSEPH HOPKINSON and AMY ANNE STEWART ALSO KNOWN AS
AMY LEE STEWART, did assault Allan John Lennox, then
residing at Flat 6C, 8 Silverfir Court, Glasgow and hold a knife
against his throat, rob him of a quantity of money and strike him on the body
with a knife all to his severe injury and did murder him."
After trial, both the appellant and co-accused were convicted
of murder.
[2] In his report
to this Court, the trial judge summarised the evidence which must have been
accepted by the jury. He did so in the following terms:
"The deceased was aged 21 and was an
apprentice electrician. He was an
excellent worker and was due to complete his apprenticeship very soon. As part of his apprenticeship he had attended
Cardonald College where he
had been named as apprentice of the year.
He had never been in trouble with the police. He lived with his mother and stepfather in
the Gorbals. On 28 August 2003 he had
been given his weekly wages of £193.00.
They were given to him in a brown envelope. He did not often go out drinking but on that
day one of his workmates was leaving and so he and a few friends went to a public
house in the West End of Glasgow for a few drinks. He telephoned his mother to inform her of
this, asking her to keep his supper for him and saying that he would be home
about 10.30-11pm.
Shortly
after 10pm the
deceased left the public house with two of his friends and walked down West Nile
Street towards Argyle
Street.
The friends broke off to go and get a bus and the deceased continued on
his way. This was at about 10.15pm.
It was estimated that he had probably spent £30-40 in the public
house. The deceased was drunk but was
able to walk in a straight line and talk coherently. He was not "steaming". On two occasions about this time the deceased
telephoned on his mobile phone a former girlfriend whom he still kept in touch
with every day by phone or text message.
On the first occasion he sent a text message saying he was drunk and
trying to get home. On the second
occasion, at about 10.30pm, he said
he had been out with friends but was now on his own and on his way home to get
his dinner. That was his last known
contact before he and the co-accused were seen going into the Blue Triangle
hostel at 211 Gallowgate and up to the appellant's flat on the third
floor. This was recorded by the video
camera which was in the hostel. The time
was about 10.50pm. The only evidence as to how he met up with
the co-accused came from the co-accused herself. She was a prostitute and she said that he had
approached her in the Gallowgate wishing to have sex and offering her more
money than the £30 she normally charged.
(To go via the Gallowgate was one way for the deceased to get home from Argyle
Street).
The co-accused said that she had agreed but then realised he had been
drinking and became apprehensive. So she
said that she would go with him to get her boyfriend (the appellant) who would
come with them to see that she was all right.
The deceased did not object and so they went to the appellant's
flat. The co-accused had never done that
before in the week or so that she had known the appellant. While they were in the flat - which the
appellant shared with another man, Colin Daniels - the co-accused told the
appellant that the deceased had some money and they hatched a plan to rob him
of it. How this came to be and what
precisely it was differed somewhat in the evidence given by the appellant and
co-accused. The appellant said that the
co-accused asked to speak to him privately in his bedroom. There she told him that the deceased had
money and suggested that he rob him of it.
The appellant said he was willing to do that. He invited Colin Daniels to join them but he
refused. The appellant got dressed to go
out and armed himself with a knife which he took from a knife block in the
kitchen. The co-accused and the deceased
were in the hall at this time and did not see him do that, although the
appellant said that while they were in the bedroom he told the co-accused that
he would take a knife in order to scare the deceased. The plan was, he said, to take the deceased
somewhere and rob him of his money, using the knife to scare him. The knife was not otherwise to be used. He understood that the deceased was a
customer of the co-accused but that in fact no sex would take place. The co-accused was to lure him to a secluded
place apparently for sex but would play no other part.
The
co-accused, on the other hand, said that after she had gone to the appellant's
flat with the deceased she had asked the appellant to come with her while she
had sex with the deceased, for her own security. Throughout a very long interview with the
police (in the course of which, as she admitted in evidence, much of what she
said was lies) and throughout her evidence on the ninth day of the trial she
denied having a knife. The tenth day was
spent by the parties' representatives investigating the video evidence in
greater detail than had previously been thought necessary. Then over the weekend following the tenth
day, having been shown video evidence which, on close analysis, appeared to
show that she did have a knife, she accepted that she did have one. By this time she was being cross-examined by
the Advocate Depute. She said that she
had got the knife in the flat. It came
from the same block as the knife which the appellant had. There was no plan to stab the deceased,
however. She was to lure him and the
appellant was to rob him.
The
appellant, co-accused and the deceased then left the flat. They went to a chip shop in the Gallowgate
near the hostel. The video camera
recorded them there. They arrived
shortly after 11pm. On the way there the appellant said that the
co-accused had poked him in the leg with her knife to let him know that she had
one. Until then he had not known that
she had one. He indicated to her that he
had one. The co-accused, having long
denied it, when faced with the evidence from the video camera in the chip shop,
accepted that the appellant's evidence on this point was the truth.
While
in the chip shop all three made purchases.
As the appellant had no money, the deceased gave him some to pay for a
half pizza. They left the chip shop at 11.10pm, crossed the Gallowgate and headed
towards a small park nearby known as Claythorn Park. By this time the deceased, perhaps realising
that something was amiss, was repeatedly asking for a main road so that he
could get to his home in the Gorbals.
Why he should do this was not explained.
He would almost certainly have known how to get home from the
Gallowgate. In any event, he went into Claythorn Park with the
appellant and co-accused. There,
according to the appellant's eventual account in his police interview and also
in his evidence, the appellant grabbed the deceased's jacket with one hand and
with the other held his knife against his throat, telling him that if he gave
them the money nothing would happen to him.
The deceased said he hadn't got any money. He fell to the ground, in part stumbling and
in part being put there by the appellant.
Eventually the appellant got the deceased's wage packet from one of his
back trouser pockets. He took the money
out and was counting it when the co-accused stabbed the deceased. He thought the stab was to the top of one of
his legs.
The
co-accused's version of events in her evidence after she had accepted that she
had a knife was as follows. She said
that she stabbed the deceased when the appellant had the knife at his throat. It was not part of the plan that he should be
stabbed. The deceased had not been
robbed at that stage. It was very
shortly before he was robbed. The
deceased was trying to get up from the ground and she panicked because she did
not know what he was going to do. She
thought she had stabbed him on the leg.
Immediately
after this the appellant and co-accused ran off. They left the deceased on the ground in Claythorn Park. They ran out of the park and up Millroad
Street, which is to one side of the Park.
A street
CCTV camera recorded them doing this at 11.15pm.
They stopped for a moment so that the appellant could hide the two
knives in some loose ground (he later led the police to them). They then made their way to James Duncan House
in Bell Street. Another CCTV camera recorded them there at 11.20pm.
There they bought heroin with some of the proceeds of the robbery and
then returned to the appellant's flat at the Blue Triangle hostel in the
Gallowgate. The video camera recorded
them arriving back at 11.30pm. Colin Daniels was in the flat. They told him what they had done. The appellant also gave him some of the
heroin they had got. The appellant and
co-accused left the flat together at 12.20am.
It
was not until after midnight that the
deceased was found in Claythorn Park. As it happened, the people who found him
there were a man and another prostitute, Catherine Grant, who had not long
before seen the two accused at James Duncan House in Bell Street and to whom
the appellant had said: "We've just done a turn for money". They telephoned for the emergency
services. In the meantime the man tried
to resuscitate the deceased. Police officers
were called to the scene at 12.20am and
arrived shortly thereafter. The deceased
was lying in a large pool of congealed blood.
His body was cold, he was not breathing and there was no sign of a
pulse. They also tried
resuscitation. The ambulance was also
called at 12.20am and
arrived at 12.28am. It left the scene at 12.45am and arrived with the deceased at the
Accident and Emergency Department of Glasgow Royal Infirmary at 12.50am.
Although the deceased appeared to be already dead, further resuscitation
was attempted but in vain. At 12.56am life was pronounced extinct.
.............
At
about 1pm on Friday
29 August a friend of the appellant's, William Esdale, went to the appellant's
flat. He met the appellant in the
hall. The co-accused was in the
appellant's bedroom. The appellant told
Mr Esdale that he had missed out the night before. When he was asked what he meant the appellant
rubbed his finger and thumb together to indicate money. It was known by this time that the deceased
had been killed. Mr Esdale said that the
appellant told him that he and the co-accused had killed him and had obtained
money from him. That was why the police
were in the area, which had been taped off.
The appellant was quite high on drugs and indicated that he didn't care
that they had killed the deceased. He
also said that he had put a knife to the deceased's throat and robbed him and
that the co-accused had stabbed him. He
said the knives had come from the kitchen.
The deceased's money had been in a brown wage packet and the money had been
spent on drugs. Mr Esdale was shocked at
what he had been told. He went into the
living room, collected his girlfriend and left the flat. He approached police officers who were in Bain
Street, which also borders Claythorn Park, and told
them he had information about the killing.
Another police officer later contacted him and took a statement.
Mr
Esdale also said in his evidence that on 2 September 2003 the appellant was in his (Mr
Esdale's) kitchen and took a knife from a block of knives there and showed him
what the co-accused had done. He said
the knives they had had were hidden and would not be found.
On
4 September the appellant was detained in terms of section 14 of the
Criminal Procedure (Scotland) Act
1995. He was then interviewed under
tape-recorded conditions. The tapes were
played and a corrected transcript was distributed to the jury. After initially denying any involvement the
appellant eventually admitted that what had happened was as he said in his
evidence - except that it was only in his evidence that he said that it was on
the way to the chip shop that he learned that the co-accused also had a
knife. Towards the end of the interview
the appellant agreed to go with the police to recover the knives. The interview was therefore interrupted while
that happened. At the end of the
interview the appellant was cautioned and charged with assault and murder and
also with robbery. He admitted being
involved in the robbery but denied stabbing the deceased. On 5 September at his Judicial
Examination the appellant denied murder and stated that he wished to incriminate
the co-accused. Prior to the trial he
lodged a notice of incrimination. His
position therefore remained consistent from the time of his confession during
the police interview. He accepted that
he had assaulted and robbed the deceased in the manner alleged in the charge
but denied striking him on the body with a knife and murdering him.
On
4 September 2003 the
co-accused was also detained and then interviewed by the police under
tape-recorded conditions. The tapes were
played and a corrected transcript was distributed to the jury. Despite changing her position repeatedly, she
eventually conceded, when faced with the video evidence, that she had been with
the appellant at the scene of the crime.
She denied, however, that she had been party to any plan with the
appellant to rob the deceased and she denied that there had been a
robbery. The plan had been that when the
deceased handed her the money for sex she would just take it but not have sex
with him. She also denied that she had a
knife and had stabbed the deceased. At
one stage she said it was the deceased himself who pulled out a knife and
assaulted her. She said that he had held
the knife at her throat. The appellant
had then pushed him and he had fallen and it was then that the knife had gone
into his leg. She then took it off
him. Later she said it was the appellant
who had a knife, not the deceased and that the appellant held the knife at the
deceased's throat, robbed him and stabbed him.
At her Judicial Examination on 5 September she said she wished to
make no comment when asked if she admitted the charge of assault, robbery and
murder. She explained in evidence that
she said that on the advice of her lawyer.
Prior to the trial she lodged a notice of incrimination against the
appellant. Her defence was conducted on
that basis and her evidence was as stated above until on the morning of the
eleventh day of the trial, after she had been confronted with the video
evidence showing her in the chip shop with a knife in her cardigan pocket, she
tendered a plea of guilty to the charge but to culpable homicide rather than
murder. That was rejected by the
Advocate Depute. She then continued with
her evidence, agreeing that the plan with the appellant was to rob the deceased
and that she had taken the knife for that purpose. She also agreed that she had stabbed the
deceased but that was not part of the plan.
The plan was that she was to lure the deceased and the appellant was
then to rob him. She said the reason she
had told lies was that she was trying to escape the consequences of what she
had done.
Eventually,
therefore, it was essentially clear on the evidence which of the appellant and
co-accused had done what and the issues for the jury were relatively
narrow. For the appellant it was accepted
that he was guilty of assault and robbery but it was contended that he was not
art and part in the stabbing and murder of the deceased. For the co-accused it was accepted that she
was guilty of culpable homicide of the deceased but, it was contended, not of
murder. From their verdicts it is clear
that the jury rejected both these contentions."
Grounds of
Appeal
[3] The
original ground of appeal lodged on behalf of the appellant contended that
there had been a miscarriage of justice in respect that:
"1. Brief Synopsis of Facts
1.1 The Appellant (the first named panel) and
his co-accused (the second named panel) formed a common criminal purpose to
assault and rob the deceased. In
furtherance of that plan they armed themselves with knives [Judge's Charge:
page 24, lines 12-18].
1.2 The Appellant's position was that there
was a plan to rob the deceased, and he accepted that as part of that plan he
armed himself with a knife, but claimed that the knife was to be used only to
scare the deceased as part of the robbery.
His position was that it was not to be used to injure the deceased, and
that he in fact used his knife in that way by putting it to the throat of the
deceased as part of the robbery, but did not injure the deceased [Judge's
Charge pages 25-26, lines 24-9].
1.3 The Appellant claimed that it was
unforeseeable by him that the second panel would stab the deceased and that he
remonstrated with her when she unexpectedly did so [Judge's Charge
page 26, lines 10-20]. That
was his consistent position from part of the way through a police interview
shortly after the event.
1.4 The Appellant accepted in evidence that
on his way to the robbery he discovered for the first time that the second
accused had acquired a knife but he did not foresee, and claimed he had no
reason to foresee, that she might use it in the way that she did [Judge's
Charge page 26-27, lines 21-1].
1.5 The second accused stabbed the deceased
with a knife once in the lower right groin area. The blow penetrated the lower abdomen and cut
the femoral artery, leading to death.
This matter is dealt with in the Judge's Charge [pages 29-30, lines
9-2].
1.6 The fatal blow was approximately
8 centimetres long and did not require great force [Crown Pathologist Dr
Tobias Hatter].
2. Legal Issues Arising from these
Facts
2.1 The weight of the evidence was that the
plan was to use the knives only to effect the robbery by scaring the deceased
into parting with his money [Judge's Charge page 32, lines 14-22].
2.2 The Judge charged the jury that if it was
within the scope of the plan, or foreseeable, that the deceased would be
stabbed or might be stabbed, as opposed to being simply scared with the knife,
then the Appellant was guilty of whatever crime the second pane was convicted of,
whether that be murder or culpable homicide [Judge's Charge page 33,
lines 8-23].
2.3 The Judge charged the jury that if it was
not foreseeable that the deceased would be stabbed, the Appellant would be
found guilty only of assault by holding a knife at the deceased's throat and
robbing him [Judge's Charge
pages 33-34, lines 24-10].
2.4 The Judge charged the jury that it was
for the Crown to establish that it was foreseeable in the sense of being an
obvious risk that the knives or one of them might be used to cause physical
injury to the deceased, rather than only to scare him [Judge's Charge pages
35-36, lines 24-7, and again at page 36m, lines 8-16].
2.5 The Judge confirmed that the jury's task,
so far as it concerned the Appellant, was to determine whether it was an
obvious risk that the deceased might be stabbed. If so, he too was guilty of whatever the
actor was guilty of [Judge's charge page 38, lines 4, 8-22].
3 Basis of Appeal
3.1 It is respectfully submitted that a third
issue or possibility remained open to the jury, namely that the Appellant was
guilty only of culpable homicide, notwithstanding any conviction in respect of
the second panel. It is respectfully
submitted that it was open to the jury to consider that a stabbing by the second
panel might be foreseeable, but that the stabbing contemplated would fall short
of a murderous one, as described in the Judge's charge at pages 29-30,
lines 9-2, although greater than the anticipated use claimed for by the
Appellant, namely merely to frighten the deceased. It is submitted that for a conviction for
murder, it was necessary for the Crown to establish that it was foreseeable
that the weapon 'was liable to be used 'with lethal effect' (emphasis
added).
See the case of McKinnon v H.M. Advocate 2003 SCCR page 224, at
paragraphs 30 and 31, at pages 238 and 239, copy attached."
[4] A
supplementary ground of appeal was subsequently lodged and allowed by the
Court. It was in the following
terms:
"The trial
Judge failed to direct the jury on the approach they should take to the
appellant's pre-trial statements. It is
submitted that these were mixed statements.
That being so, the jury should have been directed that if they accepted
the parts which exculpated the appellant of murder or if that evidence raised a
reasonable doubt they should acquit the appellant. It is submitted that there was material in
the statements which would have entitled the jury to acquit the appellant of
murder.
Separatim.
In any event the jury should have been directed that it was open to them
to take account of the previous consistent statements when assessing the
appellant's credibility. It is submitted
that the direction given at page 26 was not sufficiently clear to alert
the jury to the need to undertake this exercise.
Accordingly there has been a
miscarriage of justice."
Submissions
for the appellant
[5] In
advancing the original ground of appeal, Mr Shead for the appellant
described it as the primary ground of the appeal. He submitted that if the evidence before the
jury in a murder case would entitle the jury to return a verdict of guilty of
culpable homicide, as opposed to one of guilty of murder, the trial judge
should include appropriate directions as to a verdict of culpable homicide in
his charge to the jury. The question as
to which verdicts may be open to a jury on the evidence that they had heard was
not one on which the defence speech could bind or restrict the trial
judge.
[6] Counsel
drew attention to certain parts of the trial judge's charge including a passage
on page 23 where he reminded the jury that the appellant accepted he had
held a knife against the deceased's throat and robbed him of a quantity of
money. The trial judge directed the jury
that "(the appellant) is admitting his guilt of assault and robbery to that
extent". Turning to the position of the
co-accused the trial judge continued:
"The second
accused accepts that she struck the deceased on the body with a knife with the
one blow that caused his death. So she
is admitting that she killed the deceased.
Whether that killing amounted to murder in law or was culpable homicide
is of course a major issue, but I shall return to that later."
[7] The
trial judge then dealt with the basis on which the Crown sought a conviction of
murder against each of the appellant and the co-accused. The trial judge suggested to the jury that
having regard to the evidence they had heard from both accused they would have
little difficulty in holding that there had been a common criminal purpose by
the two of them to assault and rob the deceased and that in furtherance of the
plan they had both armed themselves with knives. The trial judge then summarised the
respective positions of the parties. The
Crown's position was that the killing of the deceased by the co-accused had
been murder. The Crown also contended
that it had been foreseeable on the part of the appellant that the knife which
the co-accused had in her possession was liable to be used not just to scare
the deceased. Thus when the co-accused
had stabbed the deceased, that made the appellant guilty of the killing of the
deceased and of his murder, by application of the law of concert.
[8] The
trial judge explained that in defence of the charge of murder the appellant
accepted that there had been a plan to rob the deceased and that it had been
part of the plan that he would arm himself with a knife, but that the knife was
to be used to scare, as opposed to injure, the deceased and that he had only
used his knife in that way. The appellant
had consistently maintained that it had not been foreseeable to him that the
co-accused would stab the deceased with the knife which she had in her
possession, of which the appellant had only become aware on the way to the chip
shop with the deceased.
[9] The
trial judge also directed the jury as to the position of the co-accused, which
included her admission of acting with the appellant in assaulting and robbing
the deceased of a quantity of money in furtherance of a common plan between
them. Although the co-accused admitted
stabbing and killing the deceased, she disputed that had amounted to the crime
of murder.
[10] Counsel for the appellant submitted that there were
two other passages of the trial judge's Charge which were critical to this
primary ground of appeal. The first
begins at page 33, line 11:
" If at the end of the day you find it
proved that it was within the scope of the plan or was foreseeable in the sense
I have described that the deceased would be stabbed or might be stabbed, as
opposed to just scaring him with a knife, then the first accused is guilty
of whatever crime the second accused is convicted of, whether it is murder or
culpable homicide (emphasis added). By reason of the application of the law of
concert, he would then be as guilty of whichever crime it is, just as if he had
done the stabbing himself.
If, on the other hand, it was not
part of the plan, not part of the common criminal purpose that the deceased
would be stabbed, and it was not foreseeable in the sense that I have described
that he might be stabbed, then the Crown have not proved the first accused is
responsible in law for the killing of the deceased and in that situation you
would find him guilty of assaulting the deceased, holding a knife at his throat,
and robbing him of money, but not the remainder of the charge."
At page 35, line 10 the trial
judge continued:
" So in summary, ladies and gentlemen,
the two principal issues you have to decide are these. In relation to the second accused, the principal
issue is this: have the Crown proved
beyond reasonable doubt that her stabbing of the deceased, and so causing his
death, amounted to murder in terms of the second part of the definition I gave
you?
If the answer to that question is
yes, then you should convict her of murder.
If the answer is no, then you should convict her of culpable
homicide.
In relation to the first accused the
principal issue is: have the Crown proved beyond reasonable doubt that it was
either part of the plan, the common criminal purpose, or that it was
foreseeable in the sense of being an obvious risk, that the knives or one or
other of them might be used to cause physical injury to the deceased, rather
than be used only to scare him?
I will just repeat that, because it
is rather lengthy. The issue is: have the Crown proved beyond reasonable doubt
that it was either part of the plan or common criminal purpose or that it was
foreseeable in the sense of being an obvious risk that the knives or any one or
other of them, might be used to cause physical injury to the deceased rather
than be used only to scare him?
If the answer to that question is
yes, then you should convict the first accused of the same crime as you convict
the second accused whether it be murder or culpable homicide (emphasis added). If the answer is no, you should acquit him of
the responsibility for the killing of the deceased."
[11] In advancing his submissions on this original ground of appeal
counsel for the appellant referred to McKinnon v HM Advocate 2003 JC 29; 2003 SCCR 224; at
paras. [25]-[32]; Touati and
Gilfillan v HM Advocate [2007] HCJAC 73; 2008 JC 214; 2008 SCCR 211; at paras [28]-[31]; and R v Coutts
[2006] 1 WLR 2154, per Lord Bingham of Cornhill at para 12 and
Lord Rodger of Earlsferry at para 82.
[12] The submissions advanced on behalf of the appellant in respect
of the supplementary ground of appeal were limited in scope. Under reference to Thomson v HM Advocate 1998
SCCR 683 and Sneddon v HM Advocate 2006 SCCR 40, counsel for
the appellant argued that the police interview of the appellant, which had been
conducted on 4 September 2003, and what had been said by the appellant at
Judicial Examination, the following day, had been mixed statements. The trial judge had failed to give the jury
the directions which it was appropriate they should have received when such
mixed statements had formed part of the evidence before them and which they
required to receive in a case such as the present, where the accused had given
evidence. In addition, the trial judge
had failed to give the jury adequate directions on the extent to which the jury
could rely on those parts of the pre-trial statements of the appellant which
had been consistent with the evidence he had given during the trial.
Submissions
for Crown
[13] In responding to the appellant's submissions, the Advocate depute
submitted that the evidence led by the Crown had established a powerful case of
antecedent concert to commit a robbery upon the deceased involving the use of knives. The assault and robbery upon which both
accused had embarked had resulted in a murder.
That was clear from the summary of the evidence set out in the trial
judge's report. Amplifying upon what the trial judge had included in his report
about what had been said by the appellant when the witness William Esdale
had gone to the appellant's flat on 29 August 2003, the day after the deceased
was killed, the Advocate depute informed us the jury had heard evidence that
the appellant had said words to the effect that "We fucking done it and I don't
give a fuck if he's dead". She also
stressed that there had been a measure of inconsistency between what the
appellant had said during his evidence and what he had said during his police
interview. This she sought to
demonstrate by reference to certain passages in her cross-examination of the
appellant (see pages 168-175 of the transcript of his evidence).
[14] The Advocate depute argued that having regard to the evidence
before the jury, and in particular the evidence given by the appellant, there
had been no middle ground upon which it would have been open to the jury to
have convicted the appellant of culpable homicide, whilst convicting the
co-accused of murder. Even if that
possibility had been raised by the solicitor advocate for the appellant, when
he addressed the jury, the trial judge would have required to direct the jury
that such would not have been an option open to them. In any event, even if there had been any
misdirection on the part of the trial judge there had been no miscarriage of
justice, because the case of murder against the appellant had been founded on
very powerful evidence.
Discussion
[15] In considering this appeal we have available to us not only a
transcript of the trial Judge's Charge but also transcripts of the speeches
made to the jury by the Advocate depute; by Mr Burns, the solicitor advocate
who defended the appellant at the trial; and by senior counsel who appeared for
the co-accused. During her address to
the jury, the Advocate depute raised the issue of whether the deceased's death
was what the jury would say was a murder.
She argued that was a matter for their community assessment, as the
jurors in the case. She posed the
question "Was this a murder or were the accused simply responsible for the
deceased's death, culpable homicide?".
She went on to indicate that the trial Judge would tell the jury about
culpable homicide. She later said - "But
if you consider the situation to be that the part played by John Hopkinson was
only to scare and rob, then you may be able to convict him of the lesser crime
of culpable homicide or, as he contends, only for robbery".
[16] When he addressed the jury on behalf of the appellant his
solicitor advocate submitted that there was no evidence whatever on the part of
the appellant at the outset of an intention to kill. He continued:
" - whether
that be killing by way of murder or whether, as the Advocate Depute also says
is open to you, by way of what our law calls culpable homicide. Now we use these words every day but if you
just tease them together to their meaning, culpable means blameworthy, homicide
means the killing of a person. So it is the blameworthy killing of a person and
that of course is a serious crime, a very serious crime. The Crown say that when you look at all the
evidence that is an option open to you.
Well, of course it is but my submission to you, ladies and gentlemen,
and I want to set out my stall at the beginning so that you know plainly where
I am coming from and what I have to say to you is that at the end of the day,
and in my life it has been a long day, the truth or 95 per cent plus of it has
finally been run out and the truth is that John Hopkinson, as he has said,
from that moment in front of the police when he realised the futility and
pointlessness of what he was doing and decided to tell the truth, what he has
said from then is that he is a robber, what he did was despicable, there is no
difficulty about that, he saw a young man who no doubt like yourselves worked
for that money and they thought 'we'll steal it from him and if he demurs I'll
point a knife at him."
[17] In our opinion, it is clear from those passages that at the
trial both the Advocate depute and solicitor advocate for the appellant acknowledged
that it would have been open to the jury to convict the appellant and the
co-accused either of the crime of murder or the crime of culpable
homicide. The terms in which senior
counsel for co-accused addressed the jury were also consistent with the
possibility of such verdicts being returned.
Furthermore there can be no dispute that as a matter of law it would
have been open to the jury to have convicted the co-accused of murder or
culpable homicide and to have restricted any conviction of the appellant to one
of guilty of assault and robbery.
[18] When they addressed the jury neither the Advocate depute nor
the solicitor advocate for the appellant explicitly raised with the jury, as
possible verdicts, that the jury might convict the co-accused of murder and the
appellant of culpable homicide.
Nevertheless, it has to be noted that the transcript of the Advocate
depute's speech to the jury (at page 16) includes the following sentence, which
we have already quoted:
"But if you
consider the situation to be that the part played by John Hopkinson was
only to scare or rob then you may be able to convict him of the lesser crime of
culpable homicide, or, as he contends, only for robbery".
Quite what the Advocate Depute
intended by that submission, is not entirely clear.
[19] In his report to this Court the trial judge acknowledges that
he did not deal in his charge with the possibility that the jury might find the
appellant guilty of culpable homicide, notwithstanding their convicting the
co-accused of murder. He informs this
Court that was not an oversight on his part.
He indicates that he was very conscious of the decision in McKinnon v H M Advocate. However, he
explains that in his view a charge to a jury should deal with the issues in the
case. In the present case, where the
positions of the Crown and the appellant had been crystal clear, he took the
view that it would not be helpful and probably not appropriate to canvass other
theoretical possibilities with the jury.
Indeed he ventures the opinion that, had that been done, and had the
jury returned a verdict of culpable homicide in respect of the appellant,
whilst convicting the co-accused of murder he, the trial judge, might well have
been criticised by those acting for the appellant for introducing a possibility
which neither the Crown nor the appellant wished the jury to consider.
[20] We have reached the conclusion that the trial judge erred in
the approach he took. In our opinion, it would have been open to the jury to
have convicted the co-accused of murder and the appellant of culpable homicide.
The trial judge's decision not to direct the jury to that effect amounted to a
misdirection. That possible effect of decision has to be considered in the
context of the directions which he gave on pages 33 and 35 of his charge, which
we have highlighted in the two passages we have quoted in paragraph [10] of
this Opinion. In our opinion, these directions also amounted to misdirections.
In both passages, the members of the jury were directed that if they held that
the killing of the deceased had occurred in pursuance of a common criminal
purpose, which had included the use of a knife not just to scare the deceased,
but to inflict injury on him, or which it was foreseeable that a knife might be
used to inflict injury, they should convict the appellant of the same crime as
they convicted the co-accused, whether that crime be murder or culpable
homicide.
[21] In our opinion the trial judge ought to have directed the jury
along the lines discussed in paras [27]-[32] of the Opinion of the Court in McKinnon. The jury should have been directed that if it
had been proved that the appellant and the co-accused had embarked upon a
common criminal purpose to assault and rob the deceased with the use of knives,
but that it had not been proved to their satisfaction either that the common
criminal purpose had included the taking of human life or had carried with it
the foreseeable risk that fatal injury might be inflicted, it would have been necessary for them to consider whether to
acquit the appellant of any responsibility for the killing of the deceased,
(which was the verdict the appellant sought), or to convict him of culpable
homicide. The jury ought to have been directed as to the circumstances in which
either of those verdicts would be open to them if they intended to convict the
co-accused of murder or to convict her of culpable homicide.
[22] The directions to the jury should have made clear that they
would require to consider whether any agreement between the appellant and his
co-accused, relating to the use of knives, (a) had been restricted to the
limited purpose of scaring the deceased, without there having been any
foreseeable risk of injury being inflicted; or (b) had involved the foreseeable
risk that a knife might be used to inflict some form of non-fatal injury to the
deceased; or (c) had involved the foreseeable risk of the infliction of
life-threatening injury to the deceased. The jury should have been directed
that if the first of these alternatives applied the appellant could not have
been convicted of culpable homicide; and that if the second or third
alternative applied, such a verdict was available to the jury, provided they
intended to convict the co-accused of murder or culpable homicide. It follows
that there was more than one possible basis upon which the jury could have
convicted the appellant of culpable homicide. For that reason, the opportunity
of the jury returning such a verdict should not have been withdrawn by the
trial judge.
[23] In our opinion the ultimate responsibility for explaining to a
jury which verdicts are open to them rests upon the trial judge. That responsibility must be discharged by the
trial judge irrespective of the positions adopted by counsel during the course
of the trial and in particular during defence counsel's speech to the jury (see
Touati at para [27]; and Coutts at paras 12 and 82). In passing we should note that in the course
of preparing this Opinion, we have had the opportunity of reading the Opinion of
the Court in Ferguson v HM Advocate [2008] HCJAC 71 (Unreported 25 November 2008), which was issued following the hearing
in this appeal.
[24] It is clear from the
speeches of the Advocate depute, the solicitor advocate for the appellant, and
senior counsel for the co-accused that they all correctly anticipated the jury
would require to consider, as among the possible verdicts, a verdict of guilt
of culpable homicide in respect of each accused or against the co-accused
alone. Likewise there was no dispute
before us, nor was there any during the trial, that both accused could have
been convicted of murder or of culpable homicide. However, as we have indicated, it was, as a
matter of law, open to the jury to convict the appellant of culpable homicide
whilst returning a verdict of guilty of murder against the co-accused. As we
read the trial judge's report, he agrees with that view. In such circumstances,
if, having heard the Advocate depute's speech to the jury, the trial judge
apprehended that the solicitor advocate for the appellant might not address
such a possible verdict, during the course of his own speech, then the trial
judge could and should have alerted the solicitor advocate to the fact that he
intended to direct the jury as to the availability of such a verdict.
[25] In these circumstances we have reached the conclusion that the
trial judge misdirected the jury. In our
opinion, the misdirections were material.
We cannot be satisfied that if the correct directions had been given the
jury would have returned the same verdict in respect of the appellant that they
did. On the contrary we consider that
the failure to give the correct directions resulted in the appellant being
deprived of the opportunity of having a verdict of culpable homicide returned
to his favour, in circumstances where the co-accused was to be convicted of
murder. In our opinion that gave rise to
a miscarriage of justice. In these
circumstances we have reached the conclusion that the appellant's conviction of
murder cannot stand.
[26] Standing the view that we have reached on the principal grounds
of appeal, the issues raised in the supplementary ground of appeal are no
longer of any practical significance. In
these circumstances we have reached the view that it is not necessary for us to
express any conclusions on them.
[27] In these circumstances, we will arrange that the appeal be put
out for a further hearing to enable the Court to be addressed by the Advocate
Depute and counsel for the appellant as to the course of action which ought to
be taken in the light of our Opinion. At that hearing, it will be open to the
Crown to move the court, if so advised, to authorise a fresh prosecution or for
either party to move the court, if so advised, to substitute a verdict of culpable
homicide for the verdict reached by the jury.