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United Kingdom Employment Appeal Tribunal |
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You are here: BAILII >> Databases >> United Kingdom Employment Appeal Tribunal >> Onomor v Osbornes (A Firm) [1999] UKEAT 1372_98_1908 (19 August 1999) URL: http://www.bailii.org/uk/cases/UKEAT/1999/1372_98_1908.html Cite as: [1999] UKEAT 1372_98_1908 |
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At the Tribunal | |
On 23 June 1999 | |
Before
THE HONOURABLE MR JUSTICE CHARLES
LORD DAVIES OF COITY CBE
MR J C SHRIGLEY
APPELLANT | |
RESPONDENT |
Transcript of Proceedings
JUDGMENT
Revised
For the Appellant | MR A STEIN (of Counsel) Instructed By: Miss Amber Hewett Wandsworth & Merton Law Centre 101a Tooting High Street London SW17 0SU |
For the Respondents | MS K STEYN (of Counsel) Instructed By: Miss R Wayte Messrs Osbornes Soliciors 68 Parkway London NW1 7AH |
MR JUSTICE CHARLES: The parties to this appeal are a Miss Onomor, who is the Appellant, and Osbornes, a firm of Solicitors, who are the Respondents.
"(1) An industrial tribunal shall not consider a complaint under section 54 unless it is presented to the tribunal before the end of the period of three months beginning when the act complained of was done.
(6) A court or tribunal may nevertheless consider any such complaint, claim or application which is out of time if, in all the circumstances of the case, it considers that it is just and equitable to do so.
(7) For the purposes of this section -
(a) ...
(b) any act extending over a period shall be treated as done at the end of that period; and
... "
The Relevant Factual Background
(a) The letter of 19 September 1997:
"Dear Yvonne
Your position
I write with reference to our meeting on the 5th September when we discussed in detail a number of serious matters giving rise to concern in relation to your work. It was agreed that both of us would think about your position while you were away.
I raised my concerns at the Partners meeting this Wednesday and I am afraid that the Partners have come to the conclusion, with regret, that the most sensible course of action would be for your employment with Osbornes to end. Our reasons for this decision are as follows:-
1. As detailed in my last letter, I was extremely disappointed that you had failed to follow my instructions in respect of the Green Form claims. Although most of the claims have now been made, Katrina discovered on receiving the balance of the Green Form housing files that the extensions had not been kept up to date, leading to further lost income.
2 I am concerned that your work continues to be subject to unacceptable delays, to the detriment of the client and the reputation of the firm. I refer in particular to the following files: [three files are then referred to]. In this vein, I was unhappy to note that you had not attended to the action required at our last meeting in May in respect of [and then the files of a case are identified].
3 You are consistently late for work and were absent from the office on 18th August 1997 without prior authorisation. That was the second occasion this year.
4 Your work has been sloppy and substandard since my last warning. I refer in particular to [and a file is identified] when you gave incorrect advice in respect of a tenancy agreement and the file of [a file is identified] when you sent the instructions to counsel without the new brief, leading to the instructions being returned and considerable embarrassment on my part. In fact, most of the work you undertook for me has needed revisiting - for example, [reference to two cases is made]. ...
5 You are clearly unhappy with your position. We discussed your feelings in some detail at our meeting and the fact that you gave the impression to members of staff that you were demotivated - in particular, that the continuance of your paralegal work in the family department was not something you wanted to do. In your absence a letter you had sent to McGoldrick Cairns requesting a training contract for 1997 was returned in the post. Quite apart from the fact that you had a personal letter franked, I was concerned that your letter gave an inaccurate impression of your current position here and obviously that you would rather seek a position elsewhere.
I note that you are employed on a fixed term contract which expires in September, having said that, we do not wish to leave you in the lurch and therefore propose that your employment continue until the 31st October 1997 or until you find a new position, if sooner.
I am sorry that things did not work out better and that I have had to write to you while you are away from the office. I had intended to hold a meeting on Monday but given that you are now planning to be away for another week, I felt that you should receive this letter as soon as possible."
(b) The letter dated 22 October 1997:
"Dear Wendy
Re Termination of Employment
You will be aware from my medical certificate I sent to Osbornes that as of today I am able to return to work.
However in the circumstances I consider that both our interests would be better served if I were permitted not to return.
In the meantime I should be grateful if you would provide me with a written reference which reflects my true capabilities particularly since I have worked for the firm as a paralegal for some 18 months.
..."
The Main Issues Arising on this Appeal
(1) whether the notice of dismissal dated 19 September 1997 was an "act complained of" by the Appellant (the "particulars issue"); and
(2) when was the date of the last "act complained of" (the "date issue").
The Particulars Issue
"6 It is the Respondents' contention that the notice of dismissal was not claimed as being the last act. There is no such allegation in the Originating Application or in the Further and Better Particulars (which do not state the dismissal as being discriminatory nor of any particulars ever being given to that effect). In those circumstances, the last act was before September 1997. ..."
In their Notice of Appearance the Respondents had said (amongst other things) the following:
"1. The Respondent denies that it discriminated against the Applicant whether as alleged in the Originating Application or at all.
2. Further, the Originating Application does not disclose any alleged act of discrimination within three months prior to its presentation.
3. In the circumstances, the Respondent requests the Industrial Tribunal to hold a hearing to determine whether:-
(i) the application was presented in time; and
..."
"8. On 8 July 1997, the Applicant was handed a written warning without any prior consultation. The Respondents suggested that she was irresponsible and incompetent. Additionally, the Respondents told the Applicant that due to costs she could not commence her training in September 1997 but instead in September 1998.
9. Following the warning the Applicant requested that she be allowed to defend the allegations contained therein at a scheduled meeting. Although the Respondents agreed to this no meeting took place due to the Respondents postponing the event on several occasions.
10. On 5 September 1997 the Respondents made further allegations about the Applicant's competency. The Applicant was informed that a further meeting would be held following the Applicant's return from sick leave.
11. Before the Applicant returned to work she was dismissed by letter dated 19 September 1997.
12. By reason of the matters set out above the Applicant has suffered unlawful direct race discrimination contrary to the Race Relations Act 1975 (sic)."
"1. Full particulars of the acts of racial discrimination of which the Applicant complains including whether it is alleged that the dismissal was effected on racial grounds and if it is so alleged giving full particulars.
2. Whether it is the Applicant's case that the discrimination was continuing and if it is so alleged giving the last date on which it is alleged there was an act complained of. If it is not so alleged then giving the dates on which acts complained of took place.
3. The racial group to which the Applicant alleges she belongs.
... "
In response by a letter dated 19 May 1998 the Wandsworth and Merton Law Centre, on behalf of the Appellant, replied as follows:
"1. The Applicant was not entitled to a lunch break whilst working as a receptionist. Her successor, however, who was white, was entitled to one.
Despite the fact that the switchboard was extremely busy, the Respondents failed to take any action to alleviate this during the Applicant's time as receptionist. The Respondents also indicated on a number of occasions that the Applicant was not competent to deal with the reception. Complaints were received from Ruth Waite, communicated via the Respondent's Personnel manager, Wendy Wright. Once the Applicant's successor commenced employment steps were taken to install direct lines to staff to reduce the weight of calls. Internal memos were also sent to staff asking them to take account of the volume of calls to the switchboard.
There was a delay in the Applicant commencing her position as paralegal in the matrimonial department as the Respondents delayed in employing a new receptionist. In contrast the paralegal position in the litigation department commenced a period of two months earlier.
The Applicant was the only employee not registered for health insurance.
The Applicant was given conflicting reasons for not being able to complete the second year of her training contract. She was informed by Ruth Waite that the Respondents had insufficient funds and by Wendy Wright that the firm did not want paralegals to become trainees. During this period another paralegal, Fiona Raymond, was training to become a solicitor.
The Applicant received less favourable treatment in relation to her form TC8. Whilst other trainees had their forms signed automatically, the Applicant's form was referred for consideration at a partners board meeting.
2. It is the Applicant's case that the discrimination was continuing. The last date on which it is alleged there was an act complained of is 19 September 1997, the date of the Applicant's dismissal.
3. The racial group to which the Applicant belongs is that of Black British of African origin."
"We refer to your letter of 29 June directing that there should be a preliminary hearing. We realise that there has been an error in our further and better particulars of 19 May. Our letter states (in paragraph 2) that the last date on which there was an act complained of is 19 September 1997, the date of the Applicant's dismissal. However, although the Applicant was dismissed on 19 September, her contract of employment was terminated on 31 October 1997 thereby extending the period in which her originating application could be issued. The requirement for a preliminary hearing therefore appears redundant. We should be grateful for your views."
"In order to see what it is 'the act complained of' within the meaning of section 68(1) it is necessary to look at the originating application. Since these are frequently prepared by an applicant acting without the benefit of professional advice the industrial tribunal should not approach the originating application in a technical manner, but should look at it to see what is the substance of the complaint."
(a) The details attached to the Originating Application provide a chronological account of the Appellant's employment and by paragraphs 8 to 12 this account ends with paragraphs leading to her dismissal by the letter of 19 September 1997 followed by the assertion that:
"by reason of the matter set out above the Applicant has suffered unlawful direct race discrimination",
and in our judgment a natural reading of that document leads to the conclusion that the dismissal asserted is one of the matters relied on by the Appellant to support her claim that she has suffered unlawful direct race discrimination and thus in the terms of the statute is "an act complained of",
(b) notwithstanding the failure in paragraph 1 of the particulars given by the Applicant to refer to the dismissal as an act complained of, when the particulars are read in full paragraph 2 does indicate that the Appellant relied on her dismissal by the letter dated 19 September 1997 as "an act complained of", and this conclusion is supported by the fact that it was known to both parties that the Appellant was not at work at the time the letter was written, and
(c) the letter dated 20 July 1998 supports this conclusion because it shows that it was being asserted by the Appellant that her Originating Application was in time because her dismissal was an act complained of which took place on 31 October 1997.
The Date Issue
(a) to a further passage in the judgment of Balcombe LJ in the Lupetti case which appears at 351 D to G which is in the following terms:
"That is sufficient to dispose of this appeal but, in case it goes elsewhere and in order to give proper respect to the able arguments which were presented to us by both counsel in this case, it is right that we should deal with the two other grounds of appeal. The second ground of appeal was that section 68(7)(b) of the Act of 1976 provides that any act extending over a period should be treated as done at the end of that period. Mr Cofie, for the applicant, argues that the act of dismissal extended over the period between the giving of notice and the date when the notice expired. Accordingly, under that subsection, it should be treated as having occurred at the end of the period.
We accept Mr Jeremy's submissions on that ground of appeal both that it is inconsistent with the earlier argument which we have accepted - although that does not of itself render the earlier argument the less effective - but secondly this was not an act done over a period. It was an act of dismissal. Either that act took place when the notice was given or, as we have held, when the employment terminated. So we reject that ground of appeal."
and
(b) to Gloucester Working Men's Club and Institute v James [1986] ICR 603. The facts of that case appear from the headnote at 604 A to B which were in the following terms:
"The Applicant, a married couple, were employed as stewards at the employer's club and it was a term of their employment that they would not have children. On 18 February 1985, when the wife was expecting a child, they received a written notice stating that they would be dismissed because they were in breach of that term of employment and they were asked to leave on 7 April. ...
The industrial tribunal found that the act of discrimination complained of took place on 18 February when the Applicants received notice of dismissal so that the complaint had not been presented within three months of the act complained of. ..."
and in particular the passage in the judgment of this Tribunal at 606 F to 607 A was relied on by the Respondents, it is in the following terms:
"What is argued by the employers in this case is that what the applicants have complained about in their originating application was something which occurred on 18 February 1985 when they were discriminated against - that they were discriminated against by being given notice based on an alleged discriminatory act. The fact that they are not dismissed for another period of time, it is said, is nothing to the point because the act has then occurred. Once the act has occurred, although then the notice may be withdrawn, as long as it continues the act has arisen on the date when the notice has been given. That, in our judgment, fails to do justice to the section - i.e. section 6(2)(b) - which gives the ground upon which a person can bring a claim of discrimination; and it has to be either dismissal or any other detriment. It is not suggested (although it could be, in our judgment) that the giving of notice for a discriminatory reason is, in the instant case subjecting a person to a detriment. Having the threat of dismissal hanging over somebody even though it is not actually carried out is capable of amounting to subjecting somebody to a detriment. But in this case the claim is of dismissal. Therefore, although the notice of application sets out the date 18 February 1985, the claim stands or falls on whether there has been a dismissal; and if the simple question is posed, 'Well, when was he/she dismissed?' there is only one answer, and that is, in April."
"These authorities show that although the Employment Appeal Tribunal has a discretion to allow a new point of law to be raised (or a conceded point to be reopened) the discretion should be exercised only in exceptional circumstances, especially if the result would be to open up fresh issues of fact which (because the point was not in issue) were not sufficiently investigated before the industrial tribunal. In Kumchyk, the Employment Appeal Tribunal (presided over by Arnold J) expressed the clear view that lack of skill or experience on the part of the Appellant or his advocate would not be a sufficient reason. In Newcastle, the Employment Appeal Tribunal (presided over by Talbot J) said that it was wrong in principle to allow new points to be raised, or conceded points to be reopened, if further factual matters would have to be investigated. In Hellyer, this court (in a judgment of the court delivered by Slade LJ which fully reviews the authorities) was inclined to the view that the test in the Employment Appeal Tribunal should not be more stringent than it is when a comparable point arises on an ordinary appeal to the Court of Appeal. In particular, it was inclined to the view of Widgery LJ in Wilson v Liverpool Corporation [1971] 1 WLR 302, 307, that is to follow:
'The well-known rule of practice that if a point is not taken in the court of trial, it cannot be taken in the appeal court unless that court is in possession of all the material necessary to enable it to dispose of the matter fairly, without injustice to the other party, and without recourse to a further hearing below'."
"Counsel for the Applicant relied heavily on the P45 which set 31 October as the leaving date. That document was dated 27 October 1997. It is Applicant's contention as the Respondents accept in paragraph 5.3 of their submissions that the Applicant resigned on 22 October 1997. If that was the end of the employment (which is not accepted by the Applicant), it was within the 3 month period before the presentation of the Originating Application."
(a) the point can be dealt with without further evidence being given, and
(b) there is some confusion as to the effect and extent of any concession made during the hearing and prior to the start of the hearing it was being asserted that the Appellant was dismissed and that dismissal took effect on 31 October 1997 (see for example the letter of 20 July 1998).
Having the threat of dismissal hanging over somebody even though it is not actually carried out is capable of amounting to subjecting somebody to a detriment.
supports the conclusion that in those circumstances the notice has, or can have, a continuing effect.
Conclusion