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United Kingdom Employment Appeal Tribunal |
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You are here: BAILII >> Databases >> United Kingdom Employment Appeal Tribunal >> Condappa v. Newham Health Care Trust [2001] UKEAT 452_00_0412 (4 December 2001) URL: http://www.bailii.org/uk/cases/UKEAT/2001/452_00_0412.html Cite as: [2001] UKEAT 452_00_0412, [2001] UKEAT 452__412 |
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At the Tribunal | |
On 10 October 2001 | |
Before
THE HONOURABLE MR JUSTICE WALL
DR D GRIEVES CBE
MR D J JENKINS MBE
APPELLANT | |
RESPONDENT |
Transcript of Proceedings
JUDGMENT
Revised
For the Appellant | MR TREVOR SIDDLE (of Counsel) Instructed By: Messrs McKay Beer Solicitors 122a Gloucester Avenue Primrose Hill London NW1 8HX |
For the Respondent | MR KEITH MORTON (of Counsel) Instructed By: Messrs Beechcroft Wansbroughs Solicitors 100 Fetter Lane London EC4A 1BN |
MR JUSTICE WALL:
(i) the Applicant was not a person disabled within the meaning of the Disability Discrimination Act 1995;
(ii) the Applicant was not constructively unfairly dismissed;
(iii) the Respondents have not breached the Appellant's contract of employment."
"(1) Whether the Appellant is a disabled person within the meaning of section 1 of the Disability Discrimination Act.
(2) If she is a disabled person whether the Respondent has failed to take reasonable steps to adjust its employment arrangements for the Appellant.
(3) Whether the Respondent has treated the Appellant less favourably because of her disability in that the Respondent could have made reasonable adjustments.
(4) Whether the behaviour of the Respondent was a breach of contract that went to the root of the contract which entitled the Respondent (sic) to resign and as such claim that she was constructively unfairly dismissed."
The Law
" '1 Meaning of disability" and 'disabled person'
(1) Subject to the provisions of Schedule 1, a person has a disability for the purposes of this Act if he has a physical or mental impairment which has a substantial and long-term adverse effect on his ability to carry out normal day-to-day activities. …
…
2 Past disabilities
(1) The provisions of this Part and Parts II and III apply in relation to a person who has had a disability as they apply in relation to a person who has that disability. …
…
(4) In any proceedings under Part II or Part III of this Act, the question whether a person had a disability at a particular time ('the relevant time') shall be determined, for the purposes of this section, as if the provisions of, or made under, this Act in force when the act complained of was done had been in force at the relevant time.
…
3 Guidance
(1) The secretary of State may issue guidance about the matters to be taken into account in determining –
(a) whether an impairment has a substantial adverse effect on a person's ability to carry out normal day-to-day activities; or
(b) whether such an impairment has a long-term effect.
(2) The guidance may, among other things, give examples of –
(a) effects which it would be reasonable, in relation to particular activities, to regard for purposes of this Act as substantial adverse effects;
(b) effects which it would not be reasonable, in relation to particular activities, to regard for such purposes as substantial adverse effects;
(c) substantial adverse effects which it would be reasonable to regard, for such purposes, as long-term;
(d) substantial adverse effects which it would not be reasonable to regard, for such purposes, as long-term.
(3) A tribunal or court determining, for any purposes of this Act, whether an impairment has a substantial and long-term adverse effect on a person's ability to carry out normal day-to-day activities, shall take into account any guidance which appears to it to be relevant."
"2 – (1) the effect of an impairment is a long-term effect if -
(a) it has lasted at least 12 months;
(b) the period for which it lasts is likely to be at least 12 months; or
(c) it is likely to last for the rest of the life of the person affected.
(2) Where an impairment ceases to have a substantial adverse effect on a person's ability to carry out normal day-to-day activities, it is to be treated as continuing to have that effect if that effect is likely to recur."
"in the vast majority of cases there is unlikely to be any doubt whether or not a person has or has had a disability, but this Guidance should prove helpful in cases where it is not clear."
"Most of the examples are to be found here, and particularly in Section C. B because the purpose of this guidance is to help in the cases where there is doubt, examples of cases where there will not be any doubt are not included."
The Facts
"Following your transfer, you shall continue with your present duties until the appropriate time for you to take on the new duties described in the job description.
Whilst you will be primarily based at the above location, you may be expected to work at some other location within the Authority as may be necessary in the best interests of the Service."
"Rachael has known back pathology which has been thoroughly investigated, and for which specific treatment is unlikely to be available. Although she has long periods where her symptoms are not so significant as to prevent her from attending work, I nonetheless consider that she has a permanent disability.
The natural history of a back condition such as Rachael's is such that she can be expected to return to a state of physical health where she would be capable of carrying out all of the duties of her job description, (including delivery suite, and community work), but that work in areas where there would be significant likelihood of further trauma, would be likely to result in a relapse of her symptoms. Rachael's job description requires her to be multi-functional, and the NHS Pensions Authority would be likely to look favourably upon a request for ill health retirement on the basis that a return to the full duties of her job description would very likely to lead to a recurrence of her symptoms.
From the above it is clear that both permanence and incapacity (to carry out the full duties of her post as described in her job description) are satisfied. On the other hand, I have concerns under the Disability Discrimination Act that a 'reasonable adjustment' for Rachael to continue to work in the Ante-natal Clinic where I consider that the risks of further injury are small, and where she has already worked for a significant period of time without apparently further injuring her back. While you may not need to draw attention to this in an application for ill health retirement, it may nonetheless form a basis for concerns to Rachael herself.
…
If Rachael is to return to work, I would be happy for her to continue in the Ante-natal Clinic or Maternity Day Care Unit. If she is to have a short period of further experience on the labour ward, I would be happy for her to be there under supernumerary capacity only. … ."
The Medical Evidence
"[The Appellant's] employment is not the cause of her back pain problems and she suffered a severe exacerbation of her underlying chronic low back pain prior to moving to ward duties. It is likely therefore that she would have suffered another severe exacerbation at some point and that unfortunately the incident of 21.6.98 was the next trigger event and was an inevitable event of returning to ward work in view of her exacerbation in February 1998. The decision to allocate her to ward duties even with the provision of never lifting alone was a poor choice. She was not however to my mind disabled as defined by the Disability Discrimination Act 1995 at that point in time. Her subsequent deterioration after her exacerbation of 21.5.98 now puts her in that category. Had [the Appellant] not been commenced on ward duties and suffered the incident of 21.5.98 I suspect that she would have maintained her improvement for a number of months more than she has but the eventual outcome would still have occurred by another minor incident / activity. In her present condition [the Appellant] is unable to return to any nursing duties and is unlikely to ever be able to return to these."
"In order to come to a conclusion it was imperative that I fully interview and examine [the Appellant] in order to get an overall picture of her health, past medical history and an idea of possible disability that may now exist."
His conclusion and opinion, after a detailed assessment, was in the following terms:
"Undoubtedly this lady has a long history of degenerative back disease stretching back to as far as 1987. The natural history of this condition is for intermittent periods of exacerbation punctuated by intermittent asymptomatic periods. Unfortunately, the incident in May 1998 has only set off an exacerbation and in my opinion she would have had another exacerbation at some point in time in the future in any case. The clinical examination certainly points to a degenerate spine and it would seem that she is extremely stiff – stiffer than I would expect in somebody with simple degenerative disease. Many people in the working community have degenerative disease of the back and as long as they remain well, exercise, and have a positive outlook on the problem, they remain fairly mobile.
Undoubtedly, her condition does give her adverse affects in her life but she is able to carry out many normal day to day activities such as light shopping, travelling in a car, walking and some gardening. I do not believe that the adverse affects are substantial in nature and therefore, I do not conclude that she is disabled as defined by the Disability Discrimination Act of 1995. I do not think she has been disabled at all during the period of her employment up to 14.01.99 as described in the Disability Discrimination Act of 1995.
Undoubtedly, up until the date of accident on 25.05.98 she was not disabled and indeed she herself had not believed she was disabled up until that point. I believe that if she had had correct and well directed back physiotherapy for mobilisation and back strengthening plus a positive attitude to recovery from symptoms that she had suffered from in the past then I suspect she would have been able to return to work quite adequately as she has done so in the past after episodes of back discomfort."
The Tribunal's Approach
"24 For the purposes of these proceedings the Applicant had been examined by two doctors both of whom have given evidence before us. John Murphy a Consultant, Trauma and Orthopaedic Surgeon at the Northwick Park Hospital, and Malcolm Podmore from the National Orthopaedic Hospital. The two doctors agreed prior to giving evidence the following matters:
(1) The Applicant has improved since they both examined her in June and August 1999.
(2) The activities of daily living show no substantial adverse effect.
(3) The Applicant can modify her behaviour to carry out day to day activities.
(4) In June and August 1999 the Applicant was not capable of working in a ward environment.
25 Mr Murphy and Mr Podmore both concluded that the Applicant suffered from long term mechanical low back pain which up until February 1998 had largely been kept under control. Both doctors agree that prior to May 1998 the Applicant was not a disabled person as defined within the Disability Discrimination Act 1995. Mr Murphy is of the view that the Applicant's subsequent deterioration after May 1998 now puts her into that category. Mr Podmore disagrees. The information given is consistent namely that the Applicant has persistent and constant pain 24 hours a day aggravated by lifting, bending, standing and walking. However she does her own housework, shopping, cleaning and gardening. Her shopping is limited to doing light shopping as she asks her son to lift any heavy shopping. She was able to do her own housework albeit slowly. She was able to look after her grandchildren aged 8 and 2 and she was able to work in the garden but could not bend down to pick up weeds but used either a stool or knelt. Mr Podmore concluded that in general she was able to carry out all the activities of daily living albeit at the end of the day she might be in some discomfort. Both doctors agree that the incident in May 1998 set off an exacerbation of her condition which would have happened at some point in time in any event. Mr Podmore considered that the stiffness manifested by the Applicant at the time of his examination in August 1999 was greater than he would have expected in somebody with simple degenerative disease. Mr Podmore concluded that her condition had an adverse affect in her life but she was able to carry out many normal day to day activities such as light shopping, travelling in a car, walking and gardening and that the adverse affects were not substantial in nature, therefore she was not disabled within the meaning of the Act. Mr Murphy's view that the decision to allocate the Applicant to ward duties even with the provision of never lifting alone was a poor choice and that after the incident on 21 May 1998 the Applicant was disabled within the meaning of the Act.
26 The issue for the Tribunal is whether the Applicant is disabled within the meaning of the Disability Discrimination Act. In order to make that decision the Tribunal must have regard to the guidance. The Tribunal noted that Mr Murphy specifically stated that the improvement now shown by the Applicant was markedly greater than expected. He did not support the theory that the Applicant put forward that her improvement demonstrated within the Tribunal was as a result of improved medication as the medication did not take the pain away they merely make the pain more manageable. All the tasks which the Applicant described she was able to do she would be able to do even if she were not taking the drugs. The Tribunal therefore did not consider further whether the consideration of the Applicant's ability was in some way affected by the taking of the drugs.
27 The guidance states at c(i) that the Act states that an impairment must have long term substantial adverse effect on normal day to day activities which should not include activities which are normal only for a particular person or group of activities and therefore should exclude work. The guidance then advises the Tribunal to consider specific matters and in this case specifically mobility and the ability to lift, carry or otherwise move every day objects. The evidence before the Tribunal is that the Applicant was able to walk without assistance in any form albeit stiffly. She could walk up and down steps, she could travel on public transport and could go out of doors unaided. She could travel in a car for reasonable lengths of time albeit on a long journey she found it uncomfortable.
28 Her ability to life was described that she was able to carry light loads of shopping and would be able to transfer bags of shopping from a supermarket trolley to a car. She would not be able to carry heavy bags of shopping home but she would be able to carry loads of up to about 10 lbs. If she was advised appropriately she would be able to carry a light chair, such as a dining room chair, she was able to lift and carry a kettle of water or a tray. She was able to carry out normal housework such as hoovering and do some gentle gardening. She had had to cease her hobby of reggae dancing but she gave that up only in May 1998.
29 In order for the Applicant to be able to pursue a complaint under the Disability Discrimination Act it is necessary for her to prove that she is a person disabled within the meaning of the Act
30 The Tribunal noted that Mr Murphy was a specialist in the Orthopaedic field as a consultant whereas Dr Podmore was not. The Tribunal also noted that Mr Murphy did not have the guidance on the Disability Discrimination Act before him when he wrote his report; Dr Podmore did. The Tribunal also heard from Dr Dickson. His views as a general practitioner did not carry as much weight as the two doctors asked specifically to address the question of the Applicant's disability. Dr Dickson's role was mainly to advise the Respondent how best to manage the Applicant's back problem within the work environment.
31 The Applicant in common with a huge number of people in Great Britain apparently 50% of people over the age of 50 would have signs of degenerative spinal problems had a bad back. She had to make adjustments to deal with that bad back but it could not be said that the adjustments she made in order to cope with that bad back meant that there was a substantial adverse affect on her day to day living or her ability to carry out normal day to day activities. She clearly had a weak back and would not be in a position to lift or carry heavy loads. She had taken reasonable precautions to adapt her life style according. However the evidence before us was that she could perform albeit with some difficulty difficult tasks of housework such as cleaning the bath which involved complicated stretching and pulling movements; she could do gardening; even weeding involves some degree of manoeuvrability when conducted from a kneeling position or a stall. She was able to pick up shopping from a supermarket trolley and put it in a car, an action which involves considerable bending, stretching and twisting. We therefore concluded having heard the medical evidence and the submissions from both the Applicant and the Respondent and having observed the Applicant whilst in the Tribunal that she was not a person whom it could be said that the problem she had with her back had a substantial adverse affect on her ability to carry out normal day to day activities. It clearly did have an effect on her but it was one, in common with so many other people, that she could manage. Her problems were not such that it was only with the use of drugs that she was able to perform these jobs as the medical evidence was such that the drugs would not have an impact on her ability to perform these tasks.
32 We therefore concluded that the Applicant was not a disabled person within the meaning of section 1 of the Disability Discrimination Act 1995."
"she [the Appellant] was not a person whom it could be said that the problem she had with her back had a substantial adverse effect on her ability to carry out normal day to day activities. It clearly did have an effect on her but it was one, in common with so many other people, that she could manage."
"In order to succeed in her claim under the DDA the Applicant must first establish that at any material time between 18 May 1998 and 14 January 1999 she was a disabled person within the meaning of the Act."
Breach of contract
Constructive Dismissal