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United Kingdom Employment Appeal Tribunal |
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You are here: BAILII >> Databases >> United Kingdom Employment Appeal Tribunal >> McAlpine Ltd v Telford [2003] UKEAT 0018_03_1305 (13 May 2003) URL: http://www.bailii.org/uk/cases/UKEAT/2003/0018_03_1305.html Cite as: [2003] UKEAT 0018_03_1305, [2003] UKEAT 18_3_1305 |
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At the Tribunal | |
Before
THE HONOURABLE MR JUSTICE BURTON (PRESIDENT)
MR M R SIBBALD
MR R P THOMSON
APPELLANT | |
RESPONDENT |
Transcript of Proceedings
JUDGMENT
For the Appellants | Mr P Grant-Hutchison, Advocate, Instructed by- Messrs Eversheds Solicitors Senator House 58 Queen Victoria Street LONDON EC4Y 4JL |
For the Respondent |
Mr B A Murphy, Solicitor Of- Messrs A C White Solicitors 23 Wellington Square AYR KA7 1HG |
THE HONOURABLE MR JUSTICE BURTON (PRESIDENT)
(i) Where there is an allegation of fraud or criminal conduct, it must, in due course, be proved, albeit on a civil basis, to a higher standard, and certainly must be fully particularised.
(ii) In that kind of area, there is, of course, always in an appropriate case, the question arising of privilege against self-incrimination, and any party must be given an adequate opportunity to consider that aspect.
(iii) Tribunals are, or, at any rate, may be subject, not only to the ordinary principles of fair play which are well known to the civil courts in the United Kingdom, but also to Article 6 considerations.
(iv) Finally there is a point which has arisen particularly acutely in this case in the course of submissions before us. There is the obligation owed to the court as well as to the parties by advocates in the Courts and Tribunals, be they barristers, advocates or solicitors, as a result of their professional codes of practice. This involves considerations of propriety in relation to the asking of questions. If an allegation is to be made of fraudulent conduct, for example, in cross-examination, then clearly an advocate would not dream of putting a derogatory question without some kind of evidential basis in his possession for doing so. If there is no such basis, other than reasonable suspicion, then it can be done by way of a straightforward question which does not expect the answer "yes" or "no", and which certainly does not involve, in the framing of it, any allegation which makes it look as though the advocate asking the question has any information to support it. Thus, "Did you do so and so?" would be likely to be acceptable, rather than, "I suggest you did so and so", unless the advocate has information available which suggests the witness did do it. If the advocate has that evidence available, then in most cases that is evidence which ought already to have been disclosed but which, in any event, ought to be adduced before the Court at some stage so that it can be set against the answers to the question put, and itself tested. This is the more important where the hearsay is strictly not inadmissible as in Tribunals such as the Employment Tribunals, and, thus, there is no basis of avoiding the advocate's obligation only to ask questions in that form by procuring a witness, with a similar absence of support, to give hearsay evidence – except, of course, where the question in issue is as to the belief of the witness, reasonable or otherwise.
(i) Did the applicant make a complaint in November 1997? That itself appears to be in issue between the parties.
(ii) If he made that complaint, did he make a complaint about this alleged practice?
(iii) If he made that complaint about that alleged practice, did he reasonably believe that it was happening?
(iv) Always of assistance in order to decide the question of reasonable belief, would be included the question as to whether, in fact, it was happening; because, if it was happening, then that would assist the Tribunal in deciding that his belief that it was happening was a reasonable one, although it would not of itself be determinative of that aspect, one way or the other.
(v) The question as to whether there was a detriment, and whether that detriment, insofar as the question of constructive dismissal then arises, led to constructive dismissal or not.
(vi) Whether, if that whistle-blowing occasion occurred in November 1997, it had any causal connection with the alleged detriments, really quite some time later in November 1999. Plainly this is a situation in which the respondents would be able to say, with some force, that if there was any matter that occurred in 1997, the applicant would be likely to fail to show that the detriment, if there was detriment, in November 1999, was by reason of what he had said, if he did say it, two years earlier.
"It is clear that the applicant has an alternative case that the respondents acted fraudulently, that their fraud constituted a fundamental breach of contract, and that he left in consequence of that fraud."
"We add that, even if the applicant's case were restricted to one brought in terms of Section 103A, we would still have found against the respondents on this issue."
As will be apparent in a moment, Mr Murphy accepts that there is no BCCI case presently pleaded, and, in those circumstances we would, in any event, have doubted that it was appropriate for the Tribunal to rest its case on the existence of such an alleged case, quite apart from any consideration of any strength that it might have.
"Additionally, as part of his "ordinary" constructive dismissal case the applicant suggests he was subjected to detriment i.e. the denial of promotion which he says he might otherwise have reasonably achieved. In this regard it is his claim that his work record was deliberately falsified to reflect badly on him."
(i) Unless it becomes apparent that there is evidence which this applicant can directly himself give – and there may now be as a result of the reference to October 2000 – he should not deal with these matters in chief.
(ii) For the purpose of identifying whether there is any such evidence that he can give, a witness statement should be served by the applicant in which this can become apparent.
(iii) If there are any witnesses whom it is intended by the applicant to call to support the existence of any allegedly corrupt activity of the respondents in relation to this football contract continuing after November 1997, witness statements or, at any rate, synopses of evidence intended or believed to be admissible and given by those witnesses, should be served by the applicant.
(iv) Production of any further documents should similarly be given by the applicant, if there is such case to be made out.
(v) If there is a positive case thus to be made, then it can both be made as part of the applicant's case and, of course, will in normal course, be the subject matter of cross-examination by Mr Murphy, on behalf of his client, when the respondents' evidence is given, if and when the relevant witnesses are called.
(vi) But if there is no such positive case which is to be made on behalf of the applicant, then, it appears to us, the furthest that it can be taken, is proper questioning in cross-examination by Mr Murphy of the respondents' witnesses and, when we refer to proper questioning, the kind of unloaded question, leading to an answer "yes" or "no", can, if appropriate, be asked, with the answers being accepted as final answers: because there will be no way in which it can be suggested that they are wrong, either in the form of the initial question, or in any follow-up questions, in the absence of any evidence in the possession of the applicant.