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United Kingdom Employment Appeal Tribunal |
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You are here: BAILII >> Databases >> United Kingdom Employment Appeal Tribunal >> Bruce v Addleshaw Booth & Co [2004] UKEAT 0404_03_1102 (11 February 2004) URL: http://www.bailii.org/uk/cases/UKEAT/2004/0404_03_1102.html Cite as: [2004] UKEAT 404_3_1102, [2004] UKEAT 0404_03_1102 |
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At the Tribunal | |
Before
THE HONOURABLE MR JUSTICE RIMER
(SITTING ALONE)
APPELLANT | |
RESPONDENT |
Transcript of Proceedings
JUDGMENT
Revised
For the Appellant | THE APPELLANT WAS NEITHER PRESENT NOR REPRESENTED |
For the Respondent | THE RESPONDENT WAS NEITHER PRESENT NOR REPRESENTED |
THE HONOURABLE MR JUSTICE RIMER
"15 Miscellaneous powers
…
(2) A tribunal may -
…
(c) subject to paragraph (3), at any stage of the proceedings, order to be struck out or amended any originating application or notice of appearance, or anything in such application or notice of appearance, on the grounds that it is scandalous, misconceived or vexatious;
…
(3) Before making an order under sub-paragraph (c) … of paragraph (2) the tribunal shall send notice to the party against whom it is proposed that the order should be made giving him an opportunity to show cause why the order should not be made; but this paragraph shall not be taken to require the tribunal to send such notice to that party if the party has been given an opportunity to show cause orally why the order should not be made."
"13) On [Mr Bruce's] application at the Preliminary Hearing for the appeal to be decided by written submissions, for the saving of costs, for convenience of the parties and to make a reasonable adjustment for Mr Bruce's disability (the Employment Tribunal decision having been made on written submissions), subject to any objection made by [Addleshaw] in writing within 7 days of the seal date of this Order, the application be granted and the following directions to apply."
Paragraph 16 of that order also gave liberty to both sides to apply on paper on notice to the other party to vary or discharge the order of 13 November. I understand that no objection to the written submissions directions was made by Addleshaw and I have had the benefit of full written submissions not just from Mr Bruce but also from Mr Nigel Grundy, counsel for Addleshaw.
Mr Bruce's claim
good faith, made allegations against them that they had discriminated against him contrary to, the DDA. He then alleged that Addleshaw had subjected him to victimisation within section 55 of the DDA:
"… in that they have treated me less favourably than they have treated other people whose circumstances are the same as mine, that is people who have applied for employment with them, and who are not disabled. Such people would not have made claims against them under [the DDA] and therefore [Addleshaw] would not have subjected them to the same distressing treatment"
"5.1.6 But for my disability and the fact that I have pursued employment opportunities and subsequently taken claims under the [DDA] I would not have suffered this treatment. [Addleshaw] has afforded me this treatment only because I have taken Employment Tribunal proceedings against them and other potential employers. [Addleshaw] has pursued this course of action to discredit me and victimise me for pursuing claims that were lawfully instigated by me under the [DDA] against other respondents."
Mr Bruce then alleged that Addleshaw's treatment has caused him anxiety, distress and unhappiness.
The legislation
4. Discrimination against applicants and employers
(1) It is unlawful for an employer to discriminate against a disabled person -
(a) in the arrangements which he makes for the purpose of determining to whom he should offer employment;(b) in the terms on which he offers that person employment; or(c) by refusing to offer, or deliberately not offering, him employment.(2) It is unlawful for an employer to discriminate against a disabled person whom he employs-(a) in the terms of employment which he affords him;(b) in the opportunities which he affords him for promotion, a transfer, training or receiving any other benefit;(c) by refusing to afford him, or deliberately not affording him, any such opportunity; or(d) by dismissing him, or subjecting him to any other detriment.(3) Subsection (2) does not apply to benefits of any description if the employer is concerned with the provision (whether or not for payment) of benefits of that description to the public, or to a section of the public which includes the employee in question, unless-(a) that provision differs in a material respect from the provision of the benefits by the employer to his employees; or(b) the provision of the benefits to the employee in question is regulated by his contract of employment; or(c) the benefits relate to training.(4) In this Part "benefits" includes facilities and services.(5) In the case of an act which constitutes discrimination by virtue of section 55, this section also applies to discrimination against a person who is not disabled.(6) This section applies only in relation to employment at an establishment in Great Britain.
5. Meaning of "discrimination".
(1) For the purposes of this Part, an employer discriminates against a disabled person if -
(a) for a reason which relates to the disabled person's disability, he treats him less favourably than he treats or would treat others to whom that reason does not or would not apply; and(b) he cannot show that the treatment in question is justified.
(2) For the purposes of this Part, an employer also discriminates against a disabled person if-
(a) he fails to comply with a section 6 duty imposed on him in relation to the disabled person; and(b) he cannot show that his failure to comply with that duty is justified.
(3) Subject to subsection (5), for the purposes of subsection (1) treatment is justified if, but only if, the reason for it is both material to the circumstances of the particular case and substantial.(4) For the purposes of subsection (2), failure to comply with a section 6 duty is justified if, but only if, the reason for the failure is both material to the circumstances of the particular case and substantial.(5) If, in a case falling within subsection (1), the employer is under a section 6 duty in relation to the disabled person but fails without justification to comply with that duty, his treatment of that person cannot be justified under subsection (3) unless it would have been justified even if he had complied with the section 6 duty.(6) Regulations may make provision, for purposes of this section, as to circumstances in which-
(a) treatment is to be taken to be justified;(b) failure to comply with a section 6 duty is to be taken to be justified;(c) treatment is to be taken not to be justified;(d) failure to comply with a section 6 duty is to be taken not to be justified.
(7) Regulations under subsection (6) may, in particular -
(a) make provision by reference to the cost of affording any benefit; and(b) in relation to benefits under occupational pension schemes, make provision with a view to enabling uniform rates of contributions to be maintained."
"(1) A complaint by any person that another person -
(a) has discriminated against him in a way which is unlawful under this Part, or(b) is, by virtue of section 57 or 58, to be treated as having discriminated against him in such a way,
may be presented to an employment tribunal.
(2) Where an employment tribunal finds that a complaint presented to it under this section is well-founded, it shall take such of the following steps as it considers just and equitable -
(a) making a declaration as to the rights of the complainant and the respondent in relation to the matters to which the complaint relates;(b) ordering the respondent to pay compensation to the complainant;(c) recommending that the respondent take, within a specified period, action appearing to the tribunal to be reasonable, in all the circumstances of the case, for the purpose of obviating or reducing the adverse effect on the complainant of any matter to which the complaint relates."
"55 Victimisation
(1) For the purposes of Part II, Part 3 of Part 4, a person ("A") discriminates against another person ("B") if –
(a) he treats B less favourably than he treats or would treat another persons whose circumstances are the same as B's; and(b) he does so for a reason mentioned in subsection (2).
(2) The reasons are that –
(a) B has –
(i) brought proceedings against A or any other person under this Act; or(ii) given evidence or information in connection with such proceedings brought by any person; or(iii) otherwise done anything under this Act in relation to A or any other person; or(iv) alleged that A or any other person has (whether or not the allegation so states) contravened this Act; or
(b) A believes or suspects that B has done or intends to do any of those things.
(3) Where B is a disabled person, or a person who has had a disability, the disability in question shall be disregarded in comparing his circumstances with those of any other person for the purposes of subsection (1)(a).
(3A) For the purposes of Chapter 1 of Part 4 -
(a) references in subsection (2) to B include references to -
(i) a person who is, for the purposes of that Chapter, B's parent; and(ii) a sibling of B; and
(b) references in that subsection to this Act are, as respects a person mentioned in sub-paragraph (i) or (ii) of paragraph (a), restricted to that Chapter.
(4) Subsection (1) does not apply to treatment of a person because of an allegation made by him if the allegation was false and not made in good faith."
The decision of the employment tribunal
"8. By this originating application [Mr Bruce] complains of "discrimination by victimisation contrary to section 55 of the [DDA]". The particulars of that complaint refer to the ingredients of section 55 and identify the less favourable treatment (in terms of section 55) of which he complains. In essence, he complains that [Addleshaw] has written to third parties and other solicitors to seek information about other claims made by [Mr Bruce] and has sought to persuade the Attorney - General to commence "vexatious litigant" proceedings against [Mr Bruce]. He complains that thereby he has been caused to be subjected to detriment(s) by other potential employers and third parties.
9. Section 55 creates no cause of action. It is not a free-standing provision. So far as is relevant to the jurisdiction of an Employment Tribunal, it merely defines discrimination for the purposes of acts which are made unlawful (if at all) by Part II of the Act. The unlawful acts of which an applicant might complain are set out in section 4 of the Act. The originating application makes no reference to section, 4 either expressly or by implication. [Mr Bruce] cannot rely upon section 4(2) because [Addleshaw] is not his employer nor does [Addleshaw] otherwise employ him. A general reference in the particulars of the complaint to "detriment" is not sufficient to bring the claim within section 4(2)(d) where there is no employment relationship between the parties. He does not rely upon section 4(1) (which would apply to an applicant for employment) and he does not assert in this originating application that [Addleshaw] has discriminated against him by way of victimisation in any of the ways contemplated by section 4(1)(a)-(c).
10. Accordingly, the complaint in this originating application cannot succeed as a matter of law. It identifies no cause of action falling within the jurisdiction of the Tribunal. It has no reasonable prospect of success. It is thus misconceived. It is ordered to be struck out in accordance with rule 15(2)(c) of the Employment Tribunal Rules of Procedure 2001."
The appeal to this appeal tribunal.
"…I have pursued employment opportunities and subsequently taken claims under this Act …[Addleshaw] has afforded me this treatment only because I have taken Employment Tribunal proceedings against them and other potential employers."
"(2) It is unlawful for an employer to discriminate against a disabled person whom he employs or refused to employ –
…
(d) by dismissing him, or subjecting him to any other detriment."
and/or (c). This is not, of course, to say that a claim for victimisation can never be brought by an unsuccessful job applicant. Assume, for example, that A, a disabled person, applies to B for a job which is refused as a result of which A takes employment tribunal proceedings against B alleging discrimination on the grounds of disability. A then applies to C for a job who (let it be assumed) refuses to employ him on the retaliatory ground that he has taken disability proceedings against B. In those circumstances A would have an arguable claim against C for victimising him in refusing to offer him a job. But that is not this case. The acts of victimisation that Mr Bruce alleges against Addleshaw do not amount to discrimination against him of the nature referred to in any of section 4(1)(a), (b) or (c) and it is to be noted in particular that section 4(1)(c) does not, unlike section 4(2)(d), contain any sweeping up provision such as "or subjecting him to any other detriment".
section 4(2) of the DDA and its equivalent in the other legislation extended not just to persons currently employed by the respondent, but also to persons who had formerly been so employed. The answer was 'yes', but the decision on that issue is of no assistance in disposing of this appeal. This is not a section 4(2) case.
"135 The structure of the relevant parts of each of the Acts is also similar. They start with a definition of the relevant test of discriminatory conduct: Part I in the 1975 Act. They continue by defining (with elaborations or qualifications) the 'fields' in which the Act is to apply: Parts II and III of the 1975 Act. They then add provisions making some related acts unlawful and granting some general exceptions to the application of the 'fields': Parts IV and V of the 1975 Act. The words directly involved in the Adekeye point are in the Part defining the 'employment field'. All these cases were said to arise in the employment field, which in all three Acts is the primary field of application. The victimisation point arises from provisions which in the 1975 and 1976 Acts appear in the Part defining discriminatory conduct but which, in the 1995 Act, are placed in the later Part which (inter alia) makes other related acts unlawful (Part VII). In all three Acts the actual wording of the victimisation provision is similar and is by way of extending the definition of 'discrimination'. In relation to sex discrimination, what is involved in victimisation has been the subject of a decision of the European Court of Justice in the case of Coote (case C-185/97) applied by Morison J in Coote (No. 2) [1999] IRLR 452, to which I will revert later.
…
147 Victimisation
What I have said in the proceeding paragraphs is also largely dispositive of the treatment of victimisation cases. Victimisation is in principle a free-standing unlawful wrong. It is ancillary to the main provisions of the relevant Act. It is not dependant upon the primary criterion of discrimination - sex, race, disability. The criteria are different. For example, to use the wording of s.4 of the 1975 Act, the victimisation arises from the complainant having made a sex discrimination complaint against the discriminator or any other person or having assisted another to do so or having given evidence in support of that other. The section has even been amended to bring in other Acts and extends to suspected conduct of the victim either past or future. These criteria go far beyond anything specific to any employment relationship between the victim and the alleged discriminator and are in themselves gender (or race or disability) neutral. There is a saving in each of the Acts to exclude 'victims' who have made false allegations or acted in had faith.
148 However it is still necessary for the person making a victimisation complaint to show that the discriminator has treated the person victimised 'less favourably than in those circumstances he treats or would treat other persons'. This brings one back to the 'field' provisions and, in the 1975 Act, to s.6(2). The less favourable treatment has to come within one part or another of s.6 and, if it is upon s.6(2) that the complainant relies, the complainant must show the requisite connection between the less favourable treatment complained of and her employment, whether it be prospective, future, current, or past, by the alleged discriminator. Again the decision of the ECJ is compelling. The Acts must be construed so as not to amount to the denial of a remedy for victimisation and, in particular, not so as to apply an arbitrary temporal test. Once it can be shown that it is a detriment - a disadvantage - to which the employer does not subject others and it can fairly, in the context of s.6(2), be termed any other detriment, the victimised complainant will have proved what is required in this respect. It is certainly not disproved by the mere fact that the complainant is no longer employed by the discriminator."
"Victimisation is in principle a free-standing unlawful wrong."
In my judgment, however, Lord Hobhouse was not there saying that a provision such as section 55 of the DDA confers a separate free-standing cause of action on proof of facts falling within the definition of victimisation that section 55 provides. All he was saying was that victimisation is a free-standing wrong in the sense that it is not dependent on the primary criterion of discrimination, that is discrimination on the grounds of sex, race or disability. He makes it clear in paragraph 148, for example, that in a claim of victimisation under the Sex Discrimination Acts 1975 it is still necessary to bring the victimisation claim within the 'field' which incorporates the victimisation definition and in, for example, the sex discrimination case which was before the House that meant bringing it within section 6(2) in Part II of the Sex Discrimination Act 1975, the Part headed 'Discrimination in the Employment Field'. The point that victimisation is not a free-standing wrong in the sense in which Mr Bruce interprets Lord Hobhouse's words is also made clear in the speech of Lord Scott of Foscote, who said in paragraph 201:
"201 Special problems arise where the discrimination allegation is, or includes an allegation of victimisation. Victimisation (s.4 of the 1975 Act, s.2 of the 1976 Act, and s.55 of the 1995 Act) is not per se unlawful. It is a form of discrimination that becomes unlawful if it takes place in circumstances in which the Act declares it to be unlawful, eg in relation to an employed person by subjecting the person to any detriment (s.6(2) of the 1975 Act). Victimisation does not, therefore, extend the scope of protection against discrimination. It simply requires a different comparison to be made than that which has to be made for other
forms of discrimination. If, for example, a reference is refused to an ex-employee as an act of victimisation, the relevant Act is no more, and no less, applicable than it would have been if the discrimination had taken some other form. But where the victimisation claim is brought under the 1975 Act, the position is complicated by the need to take account of European Community law."