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United Kingdom Employment Appeal Tribunal |
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You are here: BAILII >> Databases >> United Kingdom Employment Appeal Tribunal >> London Underground Ltd v. Laher [2005] UKEAT 0592_04_0403 (4 March 2005) URL: http://www.bailii.org/uk/cases/UKEAT/2005/0592_04_0403.html Cite as: [2005] UKEAT 0592_04_0403, [2005] UKEAT 592_4_403 |
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At the Tribunal | |
On 16 November 2004 | |
Before
HIS HONOUR JUDGE D SEROTA QC
MR K EDMONDSON JP
MR J C SHRIGLEY
APPELLANT | |
RESPONDENT |
Transcript of Proceedings
JUDGMENT
For the Appellant | MR S CATHERWOOD (Of Counsel) Instructed by: Messrs Eversheds Solicitors Holland Court The Close Norwich Norfolk NR1 4DX |
For the Respondent | MR R SAMUEL (Of Counsel) Messrs Ashby Cohen Solicitors 18 Hanover Street London W1S 1YN |
Appeal allowed because ET misconstrued language of disciplinary charge and failed to make findings of fact that were relevant to Polkey deduction.
HIS HONOUR JUDGE SEROTA QC
Introduction
Background
The Decision of the Employment Tribunal
(a) whether LUL had a reasonable belief in the facts of the alleged gross misconduct
(b) whether there were reasonable grounds for sustaining that belief
(c) whether LUL carried out a reasonable investigation into the allegations
(d) whether LUL acted reasonably or unreasonably in treating the gross misconduct as a sufficient reason for dismissing Mr Laher.
The Employment Tribunal stated that it paid:
"particular attention to the issue of whether such a dismissal was within the band of reasonable responses of a reasonable employer in these circumstances."
LUL's Attendance at Work Procedure and Manager's Guidelines at paragraph 3.10 is in the following terms:
"Situations where employees are found to be acting in a way incompatible with their declared reason for absence will be treated as gross misconduct and normal disciplinary procedures will be followed."
An explanatory notes is in the following terms:
"3.10 refers to where employees are found to be acting in a way incompatible with their declared reason for absence. Where evidence is provided of this, or they are found to be performing another job, then normal disciplinary procedures should be followed i.e. fact finding etc. Do not judge until you have gathered all the facts."
" … inconsistent with the declared reason for absence". Taking those factors together it is difficult to see how the Respondents had a reasonable belief that the facts of the allegation and had made out the charge under 3.10. Furthermore, given the evidence in the judgment of the Tribunal there was no reasonable grounds to sustain the belief that the Applicant was acting inconsistently with the declared reason for his absence and thus committing an act under the charge of gross misconduct particular 3.10."
The Employment Tribunal then went on to consider the reasonableness of the investigation. The Employment Tribunal accepted that the investigation did not have to be a counsel of perfection but it was in the opinion of the Employment Tribunal defective in a number of respects:
(a) There was a failure to include sufficient documentation in the disciplinary brief; namely the evidence that Mr Laher had contracted malaria. He had signed the consent form to release his medical records or report from his GP which was not followed up neither apparently was a report from LUL's Occupation Health Adviser.
(b) The fact finding interview was flawed because there was no prior warning and further at the start of the meeting Mr Laher was not warned that it was a fact finding meeting.
"…that the Respondents could have genuinely believed that the Applicant had committed an act of gross misconduct namely acting in a way incompatible with the declared reason for absence."
In coming to this conclusion as to whether the dismissal was fair or unfair the Employment Tribunal stated that:
"… it had regard to all the facts. It had found, the size and administrable (sic) resources of LUL and are not satisfied given their findings that the decision to dismiss was fair and reasonable in all the circumstances or was indeed a reasonable response for a reasonable employer on the facts before us."
Grounds of Appeal and Submission in Support
"…In paragraph 4 the Tribunal seems to have taken the view that since Mr Hutchinson had produced a sick note it was no concern of the employers to challenge whether or not he was in fact sick. They say 'it was not reasonable for the employer to go behind that sick note'. To make clear what they mean, they go on to say that the employers were not concerned with where he was or what he was doing. That, in our view, is a total misapprehension. The employer is concerned to see that his employees are working, when fit to do so; and if they are doing things away from their business which suggests that they are fit to work, then that is a matter that concerns them."
Conclusion on remaining issues