BAILII is celebrating 24 years of free online access to the law! Would you consider making a contribution?
No donation is too small. If every visitor before 31 December gives just £5, it will have a significant impact on BAILII's ability to continue providing free access to the law.
Thank you very much for your support!
[Home] [Databases] [World Law] [Multidatabase Search] [Help] [Feedback] | ||
United Kingdom Employment Appeal Tribunal |
||
You are here: BAILII >> Databases >> United Kingdom Employment Appeal Tribunal >> Deman v Owen & Anor [2006] UKEAT 0304_05_1503 (15 March 2006) URL: http://www.bailii.org/uk/cases/UKEAT/2006/0304_05_1503.html Cite as: [2006] UKEAT 304_5_1503, [2006] UKEAT 0304_05_1503 |
[New search] [Printable RTF version] [Help]
At the Tribunal | |
Before
THE HONOURABLE MR JUSTICE BEAN
DR B V FITZGERALD MBE
MR P R A JACQUES CBE
APPELLANT | |
THE UNIVERSITY OF SHEFFIELD |
RESPONDENT |
Transcript of Proceedings
JUDGMENT
For the Appellant | MR JOHN DAVIES QC (One of Her Majesty's Counsel) Instructed by: Messrs Hudgell & Partners 35/36 Market Street Woolwich London SE18 6QP |
For the Respondents | MR DAMIAN BROWN (of Counsel) Instructed by: Messrs Beachcroft Wansbroughs 7 Park Square East Leeds LS1 2LW |
SUMMARY
Race Discrimination: Inferring Discrimination & Victimisation
Direct discrimination alleged. Employment Tribunal finding that selection panel rejected Appellant for shortlist because he did not have the specialist qualifications required upheld.
Victimisation: unclear findings by Employment Tribunal. Case remitted for rehearing by fresh Employment Tribunal.
THE HONOURABLE MR JUSTICE BEAN
30. When, in 2000, Mr Deman applied for three posts, Professors Owen and Humphrey were, of course, aware of what had happened before and, yes, said Professor Owen, he had not met the receipt of Mr Deman's latest application "with pleasure". Nonetheless, after taking advice from the University's Human Resources Department, it was deemed imperative that Mr Deman's latest application be dealt with even handedly just like everyone else's. To this end each application would be considered on its merits and a short listing panel would meet. Short listing panels have, in the past, been chosen by means of elections. More recently however they have been chosen on a "rotation" basis, this to ensure that as many of the academic staff as possible gain experience of being on selection panels:' In the event there was a short listing panel of four. It was, we were told, wholly necessary for Professor Owen to be one of the selectors, notwithstanding any past dealings he may have had with the applicant because he, after all, was head of school and would ultimately be responsible for any new incumbents in posts which were senior posts. Professor Humphrey, too, held a very senior role and his involvement was also deemed not only apt but necessary. Another panel member Ms Linda Lewis, had in 1997 been one of those who had short listed the applicant for the jobs he had then applied for. She herself, however had not been a member of the subsequent interviewing panel in 1997. The fourth member of the short listing panel was Professor Maltby who had been at the University for quite some time. She had certainly been there prior to 1997 when Mr Deman had earlier applied unsuccessfully for posts at the University. She had not actually been involved herself on that occasion and no one sought to ascertain what, if anything, she knew or remembered about it. She did tell us, in the event, that she had an idea that Mr Deman might be one and the same as had been involved with the University earlier. She told us that whatever recall she had stemmed from what she may have seen in one of the local newspapers.
31. The exercise in 2000 had been carried out in this way. The applications had arrived and together with the accompanying CVs, distributed to the four members of the short listing team, this to enable each of them to study the applications and form their individual views as to the respective merits of the various candidates prior to any meeting for short listing purposes. Professor Owen who chaired the panel, conscious as he was of his and Professor Humphrey's more direct involvement in 1997, decided that at the forthcoming meeting the views of Professor Maltby and Ms Lewis should be sought first of all i.e. before he or Professor Humphrey expressed any views themselves. If either or both women saw merit in Mr Deman's would have declared their direct knowledge of Mr Deman and, if necessary, short listed him if that was deemed appropriate following further discussion. Professor Owen said that at that stage he would again have taken advice from the Human Resources Department and would likely have excused himself from sitting on any subsequent interviewing panel.
32. Professor Owen thus took a conscious decision not to declare in advance his knowledge of Mr Deman because it might be seen as unfair. Further he was the senior figure within the short listing team and was anxious to avoid any risk whatsoever of Ms Lewis perhaps deferring to his views on account of his seniority over her, confident though he was that no one on the panel was likely to be unduly influenced or feel pressurised by himself or Professor Humphrey if they were to voice different views.
33. In the event Professor Humphrey was unwell on the day of the short listing meeting, 16 February 2000. His views, set out in hand written notes which he passed on to Professor Owen, would be revealed by Professor Owen but only after Ms Lewis and Professor Maltby had aired their own.
34. As things turned out both Professor Maltby and Ms Lewis were strongly of the view that Mr Deman should not be short listed. Indeed they confirmed those views and gave their reasons for them at the hearing before us. They felt he had not the qualifications, experience, background or interest suited for the posts which needed to be filled, more particularly given the path the department was, at that time, wanting to follow in terms of its development and in terms of submitting its next RAE returns. Their views in relation to those matters were entirely shared by Professors Owen and Humphrey who had themselves considered all the applications and CVs including that of Mr Deman according to merit. So, as it turned out, there was complete agreement and a consensus to exclude Mr Deman from the short list for both jobs in that particular department i.e. senior lecturer and lecturer. In view of that no one felt that any problem stemmed from earlier knowledge of Mr Deman. The exercise had been carried out in as neutral and proper a manner as was possible and without regard to race, colour or nationality. It was done on a wholly professional basis and from a purely academic standpoint to best fill the vacancies and meet the needs of the department and the University".
"None of us have any doubt whatsoever that Mr Deman would have had an uphill struggle to persuade either of these two gentlemen that he should work along side them, within the department in which they worked".
That presented a difficulty for the University. Professor Owen was the head of the School of Accounting and Finance. Obviously, the University and the School of Accounting and Finance were entitled to say that the head of the department should take part in the selection of a new senior lecturer and lecturer for the department.
"57. Each individual responsible for short listing decided that the applicant's qualifications, experience and interests were less suited for the posts they sought to fill within their department than were those of the candidates they chose instead, particularly when having regard to how the next RAE returns would be submitted. It turned out to be an unanimous view.
58. As far as this tribunal is concerned, it is virtually impossible for us to second-guess the "experts", Mr Deman on the one hand spoke of his own record of achievements and strongly challenged each individual witness for the respondent in relation to the respective merits of himself and each of the other candidates who were put on the short list. Mr Deman drew some concessions but the respondents' witnesses remained firmly of the view that he was more orientated towards economics and given the direction the department was then seeking to follow his selection was, it was felt, inappropriate. As in any exercise of this nature some succeed and others do not, often as a result of the subjective views on selection and, sometimes, genuine mistakes are made. There was in this case, however, nothing to suggest to us that those views were not honestly held or were tainted by anything to do with race either intentionally or otherwise".
"A bald statement saying that X's evidence was preferred to Y's is, we think, both implausible and unreasoned and therefore unacceptable and it might appear to have been included simply to try and prevent any appeal…It is always unacceptable for a Tribunal to assert its conclusion in the decision without giving reasons".
Sedley LJ warmed to this theme and said at the end of paragraph 25, after references to judgments of Robert Goff LJ and Henry LJ:
"Credibility, in other words, is not necessarily the end of the road. A witness may be credible, honest and mistaken and never more so than when his evidence concerns things of which he himself may not be conscious".
"To make further findings if they are able…as to why the successful candidates should be (sic) – [that ought to read 'were'] short listed as compared to the Appellant".
The Tribunal helpfully did so in a unanimous supplementary decision of 27 May 2004. They set out the qualifications and basic CV of the three candidates who were short listed for the post of senior lecturer, each of whom was professionally qualified in accountancy. They then carried out the same process in relation to the six candidates short listed for the lectureship within the same department. In those cases, four of them were considered in the jargon of higher education as "fully RAE returnable", though the Tribunal do not specify that this in accounting and another was a woman seen as an excellent teacher who held a PhD. They then, for good measure, carried out the same exercise for the five candidates short listed for the research fellowship with which we have already dealt.
"(1) A person ('the discriminator') discriminates against another person ('the person victimised') in any circumstances relevant for the purposes of any provision of this Act if he treats the person victimised less favourably than in those circumstances he treats or would treat other persons, and does so by reason that the person victimised has-
(a) brought proceedings against the discriminator or any other person under this Act; or
…
(d) alleged that the discriminator or any other person has committed an act which (whether or not the allegation so states) would amount to a contravention of this Act…
(2) Subsection (I) does not apply to treatment of a person by reason of any allegation made by him if the allegation was false and not made in good faith".
(1) Was Mr Deman less favourably treated in 2000 than he would otherwise have been by reason of having done a protected act, namely having alleged racial discrimination in his 1998 claim against the University? If the answer to question 1 is "no", that would be the end of the case on victimisation. If the answer to question "1" is yes, then question 2 would be:
(2) If so, were the allegations which were the reason for the less favourable treatment false and not made in good faith?
"The plain fact is that he did not say that he actually had obtained one, though we do accept that the Respondents were earlier misled into believing that he had one. We are not able, therefore, to find that Mr Deman had made a false statement in relation to that. Can we say that he has not acted in good faith?"
"67. The tribunal members are divided on the issue of whether or not Mr Deman was victimised within the terms of Section 2 of the Race Relations Act 1976. The majority (Mr North and the Chairman) find that he was not whilst Mr Abbasi concludes that he was. First of all, this is Mr Abbasi's view. He accepts that the selection process was, despite serious misgivings on the part of Professor Humphrey and Professor Owen in relation to Mr Deman, and despite his (Mr Abbasi's) own concerns as to a seeming lack of transparency inasmuch as no notes are available and the "singling out" of Mr Deman's application for comment by Professor Dowd, a fact originally denied, carried out fairly in the end and that the respondents made the best choices available as the shortlists for sound and fair reasons. Why then does Mr Abbasi believe that Mr Deman was victimised? Professor Owen, in evidence before this Tribunal, told us that when he saw Mr Deman's application for jobs in 2000, his reaction was 'not a reaction of pleasant surprise'. He went on to tell us that 'it was because he'd (Mr Deman) concocted a catalogue of lies at the interview (i.e. the one in 1997 when Professor Owen was on the interviewing panel). He wasn't someone I'd want to work with. He misled us over qualifications and told scurrilous lies, here at the tribunal, not at the Interview i.e. the allegations he chose to make. Not unnaturally it was the way the case was presented – it was totally unacceptable". Professor Owen was, in saying this, clearly alluding to the tribunal case in 1998 when referring to 'the way the case was presented' and to the interview in 1997 when referring to their being 'misled over qualifications'. Professor Humphrey too, was clearly influenced by what had gone on in the 1997 interview. He had, to say the least, not been at all impressed by Mr Deman's behaviour there and had thought he had interviewed appallingly. Indeed Professor. Humphrey described the interview as the worst he had been involved in. Mr Abbasi takes the view that Professor Owen's evidence clearly suggests that he treated Mr Deman less favourably because he had brought earlier proceedings and made allegations of race discrimination against himself and certain of his colleagues at his tribunal hearing in 1998. Mr Abbasi cannot find that the applicant has the sense of their being untruthful and Mr Abbasi is convinced, whatever any outside observer might say or believe, that Mr Deman genuinely believes that he has suffered discrimination and victimisation. Mr Abbasi sees the treatment of Mr Deman as being 'less favourable' because he had, in effect, to jump through a number of hoops before descending on any level playing field though, having landed upon that field, Mr Abbasi was treated fairly and thus ultimately suffered no detriment. He had to jump through hoops' because of the allegations he had earlier made. Mr Abbasi finds that the arrangements made in relation to Mr Deman for the purpose of determining who should be short listed (which could, in turn, help determine who should be offered employment) were tailored to meet the fact that Mr Deman's past record was known to Professors Owen and Humphrey. Whilst accepting that Mr Deman's eventual selection for short listing purposes had nothing whatsoever to do with his race or nationality, Mr Abbasi, nonetheless does not believe that one can say that the fact that Mr Deman had to do more to arrive at the level playing field than did his competitors was not less favourable treatment for the purposes of Section 2 of the Act, i.e. in relation to victimisation. In Mr Abbasi's view it was due to the fact that Mr Deman had made allegations of race discrimination, not simply the manner of his doing so, thinks Mr Abbasi, as there is he feels, hardly any nice way of saying so if one believes he has deliberately been discriminated against. Professors Owen and Humphrey were harder to persuade than they would otherwise have been, this because of Mr Deman's earlier accusations and the bringing of his earlier claim. Mr Abbasi cannot therefore accept that Mr Deman has not been victimised. Mr Abbasi believes that Mr Deman's victimisation claim is made out because, despite the eventual merit of the decision not to short list Mr Deman, it is nonetheless true that the method of approaching the short listing task in relation to his case was a direct consequence of the 'protected act' i.e. his having earlier accused members of the University's staff of racial bias and the bringing of his earlier claim to the Employment Tribunal. Mr Deman, says Mr Abbasi, has not been found to have made any false allegations in relation to his present claim and he does not doubt, however misguided he may be, Mr Deman's good faith.
68. The Chairman and Mr North take a different view. They are not persuaded that the applicant was victimised within the terms of Section 2. They have already accepted that the selection process was carried out fairly and despite certain shortcomings in the way the process was carried out e.g. no notes, they do not believe that Mr Deman suffered discrimination on grounds of race. This is, of course, a view shared by Mr Abbasi. It has in the past been said, more recently by Mr Justice Elias in the case of The Law Society v Bahl [2003] IRLR 640 that all racist language is offensive but not all offensive language is racist. By the same token not all behaviour which is unfair is necessarily discriminatory on grounds of race or sex though discriminatory conduct is itself always unfair. The majority are willing to accept that Mr Deman had a harder furrow to plough to persuade Professors Owen and Humphrey that he should work alongside them. There is no doubt whatsoever that Professor Owen in particular made plain in a forceful response to a question from the panel that he was offended by Mr Deman's contentions that he was someone who had deliberately discriminated against him on racial grounds in the past. What he said in answer to one of Mr North's questions is recorded in paragraph 67 within this decision. How, therefore, can one say that Mr Deman was not out of the frame from the outset when he applied for posts in 2000? The reason we say he was fairly treated is because we are persuaded that the respondents have proved to us that they acted professionally and set aside any feelings of resentfulness against Mr Deman for the purpose of dealing with this applications. We have no doubt that matters may have become ore difficult had Mr Deman gained a place on any of the shortlists and we believe he could have done if those on the short listing panel (including Professors Humphrey and Owen) felt his application and CV merited it. As things transpired however it never came to that and the process ran smoothly and fairly.
69. The Chairman and Mr North are both content to accept that neither Professor Humphrey nor Professor Owen would have readily countenanced Mr Deman being employed amongst them. This however had nothing whatsoever to do with his race, nationality or colour. It was, as far as Professor Owen at least was concerned, all to do with the way he had behaved at his interview in 1997 by his conduct and demeanour at the interview himself i.e. by seeking to deceive the panel into believing that he held a PhD and by falsely suggesting, that Professor Gow had chosen someone else for the post in 1997 and congratulated him before Mr Deman himself was interviewed. These suggested that Mr Deman had made false allegations and had not acted in good faith. Further the two Professors had been singularly unimpressed with Mr Deman's performance at the interview with Professor Humphrey, as already stated, described as the worst in his experience. Neither of these two Professors wanted Mr Deman to work with them. That was not because of his race, colour or nationality. It was because they did not feel he had sufficient integrity or possessed the necessary professional ethics and because they believed there would be severe limitations, on his capacity to work at the University, in particular, on his capacity to teach.
70. Mr Deman had made what were found to have been false allegations at the tribunal hearing in June 1998. The respondents certainly did and do not believe that the applicant has been acting in good faith.
71. ….
72. ….
73. The majority here i.e. the Chairman and Mr North, find that the applicant made false statements in 1997 because the earlier panel found that to have been the case. It is also evident from the applicant's long CV in the present case that he sought to perpetuate the notion that if he did not have a PhD it was effectively in place 'all bar the shouting', why else put 'PhD awaited'? Clearly what he had said in 1997 led that interviewing panel to believe that he did hold a PhD. His actions in that respect and not least in attempting to have Judge Prophet brought to the tribunal suggest to the majority that Mr Deman has not been acting entirely in good faith. Furthermore, whilst he is perfectly entitled (as claimed by himself) to bring actions, however often, against whoever he believes deals unlawfully with him, the number of applications he had made against higher education establishments up and down the country paints a picture of someone who is not prepared, and is unlikely ever to be prepared, to accept that the system works fairly in relation to himself.
74. The applicant's good faith is very questionable and, the majority believe, he has not acted in that manner. Undoubtedly he has told untruths. In the majority's view Mr Deman has not been discriminated against on grounds of race by the University or by Professor Owen. What he has reaped in terms of Professor Owen's lack of respect for him, and the same applies to Professor Humphrey too, is largely a result of what he himself has sown. That has nothing whatsoever to do with his race, nationality or colour. It is more than anything extremely sad because undoubtedly Mr Deman is a highly talented individual with, perhaps, much to offer if he could only rid himself of his obsessions and move forward.
75. What Professor Owen particularly objected to was not the fact that Mr Deman had brought a discrimination claim or made earlier allegations of racial basis but that he had mounted them on the back of a number of lies and gross distortions of the truth. Furthermore they each concluded, having interviewed him in 1997, that he was unfitted for a post at the University, because of the way he had conducted himself and performed".
"Mr Deman sought a witness order to secure the attendance of His Honour Judge Prophet…A draft statement was provided which the Applicant admitted had been drafted for Judge Prophet's signature. This, he said, had not been approved by Judge Prophet but he, Mr Deman, was quite confident that it contained what Judge Prophet would be content to say were he attend to give evidence. Judge Prophet, it should be added, had declined to become involved and had given no authorisation in respect of the statement.
…
No order was made to require Judge Prophet's attendance".