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2002 No. 2685

TRIBUNALS AND INQUIRIES, ENGLAND

The Town and Country Planning (Enforcement) (Determination by Inspectors) (Inquiries Procedure) (England) Rules 2002

  Made 23rd October 2002 
  Laid before Parliament 1st November 2002 
  Coming into force 23rd December 2002 

The Lord Chancellor, in exercise of the powers conferred upon him by section 9 of the Tribunals and Inquiries Act 1992[1] and of all other powers enabling him in that behalf, and after consultation with the Council on Tribunals, hereby makes the following Rules:

Citation, commencement and extent
     1.  - (1) These Rules may be cited as the Town and Country Planning (Enforcement) (Determination by Inspectors) (Inquiries Procedure) (England) Rules 2002 and shall come into force on [23rd December] 2002.

    (2) These Rules extend to England only.

Interpretation
    
2. In these Rules - 

whichever is the later;

Application of the Rules
     3.  - (1) These Rules apply in relation to any local inquiry held in England by an inspector before he determines an appeal made on or after 23rd December 2002 under - 

but do not apply to any local inquiry by reason of the application of any provision mentioned in this rule by or under any other enactment.

    (2) Where these Rules apply in relation to an appeal which at some time fell to be disposed of in accordance with - 

any step taken or thing done under those Rules which could have been done under any corresponding provision of these Rules shall have effect as if it had been taken or done under that corresponding provision.

Preliminary information to be supplied by local planning authority
     4.  - (1) The Secretary of State shall, as soon as practicable after it is determined to hold an inquiry under these Rules, inform the appellant and the local planning authority in writing that an inquiry is to be held.

    (2) The local planning authority shall within 2 weeks of the starting date - 

Notification of name of inspector
    
5.  - (1) The Secretary of State shall, subject to paragraph (2), notify the name of the inspector to every person entitled to appear at the inquiry.

    (2) Where the Secretary of State appoints another inspector instead of the person previously appointed and it is not practicable to notify the new appointment before the inquiry is held, the inspector holding the inquiry shall, at its commencement, announce his name and the fact of his appointment.

Service of statements of case etc.
    
6.  - (1) The local planning authority shall, within 6 weeks of the starting date, serve 2 copies of their statement of case on the Secretary of State and, in the case of an enforcement appeal, a copy on any person on whom a copy of the enforcement notice has been served.

    (2) The local planning authority shall include in their statement of case details of the time and place where the opportunity will be given to inspect and take copies described in paragraph (13).

    (3) The appellant shall, within 6 weeks of the starting date, serve 2 copies of his statement of case on the Secretary of State and, in the case of an enforcement appeal, a copy on any person on whom a copy of the enforcement notice has been served.

    (4) The Secretary of State shall, as soon as practicable after receipt, send a copy of the local planning authority's statement of case to the appellant and a copy of the appellant's statement of case to the local planning authority.

    (5) The appellant and the local planning authority may in writing each require the other to send them a copy of any document, or the relevant part of any document, referred to in the list of documents comprised in that party's statement of case; and any such document, or relevant part, shall be sent, as soon as practicable, to the party who required it.

    (6) The Secretary of State may in writing require any other person who has notified him of an intention or a wish to appear at the inquiry, to serve - 

and the Secretary of State shall, as soon as practicable after receipt, send a copy of each such statement of case to the local planning authority and to the appellant.

    (7) The Secretary of State shall, as soon as practicable - 

    (8) The Secretary of State may in writing require any person, who has served on him a statement of case in accordance with this rule, to provide such further information about the matters contained in the statement of case as he may specify and may specify the time within which the information shall be sent to him.

    (9) A local planning authority or appellant required to provide further information, shall send within the time specified - 

and the Secretary of State shall, as soon as practicable after receipt, send a copy of the further information received from the local planning authority to the appellant and a copy of the further information received from the appellant to the local planning authority.

    (10) Any other person required to provide further information shall send within the time specified - 

and the Secretary of State shall, as soon as practicable after receipt, send a copy of the further information to the local planning authority and the appellant.

    (11) Any person other than the appellant who serves a statement of case on the Secretary of State shall send with it a copy of - 

referred to in the list comprised in that statement, unless a copy of the document or part of the document in question is already available for inspection pursuant to paragraph (13).

    (12) The Secretary of State shall, as soon as practicable after receipt, send to the inspector any statement of case, document, further information and written comments sent to him in accordance with this rule and received by him within the relevant period, if any, specified in this rule.

    (13) The local planning authority shall give any person who so requests a reasonable opportunity to inspect and, where practicable, take copies of - 

    (14) If the local planning authority or the appellant wish to comment on another person's statement of case, they shall send within 9 weeks of the starting date - 

and the Secretary of State shall, as soon as practicable after receipt, send a copy of the written comments received from the appellant to the local planning authority and a copy of the written comments received from the local planning authority to the appellant.

    (15) Any person, other than the local planning authority or the appellant, who serves a statement of case on the Secretary of State under this rule and who wishes to comment on another person's statement of case, shall send, not less than 4 weeks before the date fixed for the holding of the inquiry - 

and the Secretary of State shall, as soon as practicable after receipt, send a copy of the written comments to the local planning authority and to the appellant.

Statement of matters and pre-inquiry meetings
    
7.  - (1) An inspector may, within 12 weeks of the starting date, send to the appellant, the local planning authority and, in the case of an enforcement appeal, any person on whom a copy of the enforcement notice has been served, a written statement of the matters about which he particularly wishes to be informed for the purposes of his consideration of the appeal.

    (2) An inspector shall hold a pre-inquiry meeting - 

    (3) An inspector shall give not less than 2 weeks' written notice of a pre-inquiry meeting to - 

    (4) The inspector - 

    (5) An inspector may request any further information from the appellant or the local planning authority at the pre-inquiry meeting.

    (6) The appellant and the local planning authority shall - 

within 4 weeks of the conclusion of the pre-inquiry meeting.

    (7) The inspector shall, as soon as practicable after receipt, send a copy of the further information received from the local planning authority to the appellant and a copy of any further information received from the appellant to the local planning authority.

Inquiry timetable
    
8.  - (1) In respect of inquiries that appear to the Secretary of State likely to last for 4 days or more, the inspector shall prepare a timetable for the proceedings.

    (2) In respect of shorter inquiries, the inspector may at any time prepare a timetable for the proceedings at, or at part of, an inquiry.

    (3) The inspector may, at any time, vary the timetable prepared under the preceding paragraphs.

    (4) The inspector may specify in a timetable prepared pursuant to this rule a date by which any proof of evidence and summary sent in accordance with rule 15(1) shall be sent to him.

Date and notification of inquiry
    
9.  - (1) The date fixed by the Secretary of State for the holding of an inquiry shall be - 

    (2) Unless the Secretary of State agrees a lesser period of notice with the appellant and the local planning authority, he shall give not less than 4 weeks written notice of the date, time and place fixed by him for the holding of an inquiry to every person entitled to appear at the inquiry.

    (3) The Secretary of State may vary the date fixed for the holding of an inquiry, whether or not the date as varied is within the period of 20 weeks mentioned in paragraph (1); and paragraph (2) shall apply to a variation of a date as it applied to the date originally fixed.

    (4) The Secretary of State may vary the time or place for the holding of an inquiry and shall give such notice as appears to him to be reasonable.

    (5) The Secretary of State may in writing require the local planning authority to take one or more of the following steps - 

    (6) Where the land is under the control of the appellant, he shall - 

    (7) Every notice of inquiry published, sent or posted pursuant to paragraph (5), or affixed pursuant to paragraph (6), shall contain - 

Notification of appointment of assessor
    
10. Where the Secretary of State appoints an assessor he shall notify every person entitled to appear at the inquiry of the name of the assessor and of the matters on which he is to advise the inspector.

Appearances at inquiry
    
11.  - (1) The persons entitled to appear at the inquiry are - 

    (2) Nothing in paragraph (1) shall prevent the inspector from permitting any other person to appear at an inquiry and such permission shall not be unreasonably withheld.

    (3) Any person entitled or permitted to appear may do so on his own behalf or be represented by any other person.

Information to be provided by all parties
     12. Any person entitled or permitted to appear at the inquiry, who proposes to give, or call another person to give evidence at the inquiry, shall send in writing to the Secretary of State no later than 4 weeks before the inquiry - 

Representatives of government departments at inquiry
    
13.  - (1) Where the Secretary of State or any other Minister of the Crown or any government department has expressed in writing to the local planning authority a view on an appeal and the authority refer to that view in a statement prepared pursuant to rule 6(1), the appellant may, not later than 4 weeks before the date of an inquiry, apply in writing to the Secretary of State for a representative of the Secretary of State or of the other Minister or department concerned to be made available at the inquiry.

    (2) Where an application is made in accordance with paragraph (1), the Secretary of State shall make a representative available to attend the inquiry or, as the case may be, send the application to the other Minister or department concerned, who shall make a representative available to attend the inquiry.

    (3) A person attending an inquiry as a representative pursuant to this rule shall state the reasons for the expressed view and shall give evidence and be subject to cross-examination to the same extent as any other witness.

    (4) Nothing in paragraph (3) shall require a representative of a Minister or government department to answer any question, which in the opinion of the inspector, is directed to the merits of government policy.

Inspector may act in place of Secretary of State
    
14. An inspector may in place of the Secretary of State take such steps as the Secretary of State is required or enabled to take under or by virtue of rule 6(6) to (10), (14) and (15), rules 9, 22 and 23; and where an inspector requires further information or copies pursuant to rules 6(8) or 23, that information or copies shall be sent to him.

Proofs of evidence
    
15.  - (1) Any person entitled to appear at an inquiry who proposes to give, or to call another person to give, evidence at the inquiry by reading a proof of evidence shall - 

and the Secretary of State shall, as soon as practicable after receipt, send a copy of each proof of evidence together with any summary to the local planning authority and the appellant.

    (2) No written summary shall be required where the proof of evidence proposed to be read contains no more than 1500 words.

    (3) The proof of evidence and any summary shall be sent to the Secretary of State no later than - 

    (4) The Secretary of State shall send to the inspector, as soon as practicable after receipt, any proof of evidence together with any summary sent to him in accordance with this rule within the relevant period, specified in this rule.

    (5) Where a written summary is provided in accordance with paragraph (1), only that summary shall be read at the inquiry, unless the inspector permits or requires otherwise.

    (6) Any person, required by this rule to send copies of a proof of evidence to the Secretary of State, or any other person, shall send with them the same number of copies of the whole, or the relevant part, of any document referred to in the proof of evidence, unless a copy of the document or part of the document in question is already available for inspection pursuant to rule 6(13).

    (7) The local planning authority shall give any person who so requests a reasonable opportunity to inspect and, where practicable, take copies of any document sent to or by them in accordance with this rule.

Statement of common ground
    
16.  - (1) The local planning authority and the appellant shall together prepare an agreed statement of common ground and shall send it to - 

not less than 4 weeks before the date fixed for the holding of the inquiry.

    (2) The local planning authority shall give any person who asks, a reasonable opportunity to inspect, and where practicable, take copies of the statement of common ground sent to the Secretary of State.

Procedure at inquiry
    
17.  - (1) Except as otherwise provided in these Rules, the inspector shall determine the procedure at an inquiry.

    (2) At the start of the inquiry the inspector shall identify what are, in his opinion, the main issues to be considered at the inquiry and any matters on which he requires further explanation from the persons entitled or permitted to appear.

    (3) Nothing in paragraph (2) shall preclude any person entitled or permitted to appear from referring to issues which they consider relevant to the consideration of the appeal but which were not issues identified by the inspector pursuant to that paragraph.

    (4) Unless the inspector otherwise determines, the appellant shall begin and shall have the right of final reply; and the other persons entitled or permitted to appear shall be heard in such order as the inspector may determine.

    (5) A person entitled to appear at an inquiry shall be entitled to call evidence and the appellant, the local planning authority and, in the case of an enforcement appeal, any person on whom a copy of the enforcement notice has been served shall be entitled to cross-examine persons giving evidence, but, subject to the foregoing and paragraphs (6) and (7), the calling of evidence and the cross-examination of persons giving evidence shall otherwise be at the discretion of the inspector.

    (6) The inspector may refuse to permit the - 

which he considers to be irrelevant or repetitious; but where he refuses to permit the giving of oral evidence, the person wishing to give the evidence may submit to him any evidence or other matter in writing before the close of the inquiry.

    (7) Where a person gives evidence at an inquiry by reading a summary of his proof of evidence in accordance with rule 15(5) - 

    (8) The inspector may direct that facilities shall be made available to any person appearing at an inquiry to take or obtain copies of documentary evidence open to public inspection.

    (9) The inspector may - 

but any such person may submit to him any evidence or other matter in writing before the close of the inquiry.

    (10) The inspector may allow any person to alter or add to a statement of case served under rule 6 so far as may be necessary for the purposes of the inquiry; but he shall (if necessary by adjourning the inquiry) give every other person entitled to appear who is appearing at the inquiry an adequate opportunity of considering any fresh matter or document.

    (11) The inspector may proceed with an inquiry in the absence of any person entitled to appear at it.

    (12) The inspector may take into account any written representation or evidence or other document received by him from any person before an inquiry opens or during the inquiry provided that he discloses it at the inquiry.

    (13) The inspector may from time to time adjourn an inquiry and, if the date, time and place of the adjourned inquiry are announced at the inquiry before the adjournment, no further notice shall be required.

    (14) Where the Secretary of State expects an inquiry to last for 4 days or more, any person who appears at the inquiry and makes closing submissions, shall before the close of the inquiry, provide the inspector with a copy of their closing submissions in writing.

Site inspections
    
18.  - (1) The inspector may make an unaccompanied inspection of the land before or during an inquiry without giving notice of his intention to the persons entitled to appear at the inquiry.

    (2) During an inquiry or after its close, the inspector - 

    (3) In all cases where the inspector intends to make an accompanied site inspection he shall announce during the inquiry the date and time at which he proposes to make it.

    (4) The inspector shall not be bound to defer an inspection of the kind referred to in paragraph (2) where any person mentioned in that paragraph is not present at the time appointed.

Procedure after inquiry
    
19.  - (1) Where an assessor has been appointed, he may, after the close of the inquiry make a report in writing to the inspector in respect of the matters on which he was appointed to advise, and where he does so the inspector shall state in his notification of his decision pursuant to rule 20 that such a report was made.

    (2) When making his decision the inspector may disregard any written representations or evidence or any other document received after the close of the inquiry.

    (3) If, after the close of the inquiry, an inspector proposes to take into consideration any new evidence or any new matter of fact (not being a matter of government policy) which was not raised at the inquiry and which he considers to be material to his decision, he shall not come to a decision without first - 

and they shall send such written representations or request to re-open the inquiry to the Secretary of State within 3 weeks of the date of the notification.

    (4) An inspector may, as he thinks fit, cause an inquiry to be re-opened, and he shall do so if asked by the appellant or the local planning authority in the circumstances and within the period mentioned in paragraph (3); and where an inquiry is re-opened - 

Notification of decision
    
20.  - (1) The inspector shall, as soon as practicable after reaching his decision, notify his decision on an appeal, and his reasons for it in writing to - 

    (2) Any person entitled to be notified of the inspector's decision under paragraph (1) may apply to the Secretary of State in writing for an opportunity to inspect any documents listed in the notification and any report made by an assessor and the Secretary of State shall give him that opportunity.

    (3) Any application made pursuant to paragraph (2) shall be sent to the Secretary of State within 6 weeks of the date of the decision.

Procedure following remitting of appeal
    
21.  - (1) Where a decision of an inspector on an appeal for which an inquiry has been held is remitted by any court to the Secretary of State for rehearing and redetermination, the Secretary of State - 

    (2) Those persons making representations or asking for the inquiry to be re-opened under paragraph (1)(b) shall send such representations or requests to the Secretary of State within 3 weeks of the date of the written statement sent under paragraph (1)(a).

Allowing further time
    
22. The Secretary of State may at any time in any particular case allow further time for the taking of any step which is required or enabled to be taken by virtue of these Rules, and references in these Rules to a day by which, or period within which, any step is required or enabled to be taken shall be construed accordingly.

Additional copies
    
23.  - (1) The Secretary of State may at any time before the close of the inquiry request from any person entitled to appear additional copies of the following - 

and may specify the time within which such copies should be sent to him.

    (2) Any person so requested shall send the copies to the Secretary of State within the period specified.

Service of notices by post
    
24. Notices or documents required or authorised to be served or sent under these Rules may be sent by post.

Revocation and savings
    
25.  - (1) Subject to paragraph (2), the Town and Country Planning (Enforcement) (Inquiries Procedure) Rules 1992[10] ("the 1992 Rules") shall continue to apply to any local inquiry in England held for the purposes of - 

which was made before 23rd December 2002.

    (2) Where a decision of an inspector on an appeal to which the 1992 Rules applied is subsequently remitted by any court to the Secretary of State for rehearing and redetermination, the matter shall be redetermined in accordance with these Rules or the Town and Country Planning (Enforcement) (Inquiries Procedure) (England) Rules 2002[11].


Rosie Winterton
Parliamentary Secretary, Lord Chancellors Department

23rd October 2002



EXPLANATORY NOTE

(This note is not part of the Rules)


These Rules set out the procedure to be followed in connection with local inquiries in England held by inspectors appointed by the Secretary of State to determine appeals against - 

The procedure for determination of such appeals to be determined by Inspectors and by the Secretary of State was formerly set out in the Town and Country Planning (Enforcement) (Inquiries Procedure) Rules 1992 ("the 1992 Rules"). The Town and Country Planning (Enforcement) (Inquiries Procedure) (England) Rules 2002 revoke the 1992 Rules and set out the procedure for such appeals where they are determined by the Secretary of State. These Rules set out the procedure where such appeals are to be determined by inspectors.

The principal changes made by these Rules are set out below:

Rule 4(1) contains an additional requirement for the Secretary of State to inform the appellant and the local planning authority that an inquiry is to be held and rule 4(2) additionally requires the local planning authority to return their completed questionnaires to the Secretary of State within 2 weeks of the starting date.

Rule 6 requires the local planning authority and the appellant to serve 2 copies of their statement of case on the Secretary of State and, in the case of an enforcement appeal, a copy on any person upon whom an enforcement notice was served, within 6 weeks of the starting date. It also provides for the statements of case to be copied by the Secretary of State to the main parties and sets out time limits for the sending of further information and comments to the Secretary of State.

Rule 7 provides that a pre-inquiry meeting must be held in the case of inquiries likely to last for 4 days or more unless the inspector considers it unnecessary. It also allows the inspector to ask parties at the pre-inquiry meeting for further information.

Rule 8 requires the inspector to prepare an inquiry timetable where the inquiry is likely to last for 4 days or more.

Rule 9 requires the date fixed for the holding of the inquiry to be not later than 20 weeks from the starting date, or the earliest practicable date after that.

Rule 11 allows the Historic Buildings and Monuments Commission for England to appear at an inquiry where - 

Rule 12 requires any person who proposes to give, or call or another to give, evidence at the inquiry to send particular information to the Secretary of State at least 4 weeks before the inquiry.

Rule 15 requires proofs of evidence to be sent to the Secretary of State no later than 4 weeks before the inquiry and for the Secretary of State to send these on to the inspector.

Rule 16 contains an additional requirement for the local planning authority and the appellant to prepare a statement of common ground and send it to the Secretary of State and any person on whom an enforcement notice was served, at least 4 weeks before the inquiry.

Rule 17(2) provides that at the start of the inquiry the inspector will state what he considers to be the main issues to be considered at the inquiry and rule 17(5) allows any person on whom a copy of the enforcement notice was served to cross examine persons giving evidence. Rule 17(14) requires the inspector to be provided with a copy of closing submissions in writing before the close of the inquiry where the inquiry is expected to last for 4 days or more.

Rule 19(2) enables the inspector to disregard any evidence, submissions etc, received after the close of the inquiry.

Rule 20 requires the inspector to notify his decision in writing to the appellant, the local planning authority, all other persons entitled to appear at the inquiry who did so and any other person who did appear and asked to be notified of the decision.

Rule 23 allows the Secretary of State to request additional copies of documents before the close of the inquiry.

There are also minor and drafting amendments.

A Regulatory Impact Assessment has been prepared in relation to the Rules. It has been placed in the Library of each House of Parliament and copies may be obtained from Development Control Policy Division, Office of the Deputy Prime Minister, Bressenden Place, London SW1E 5DU, (Tel 020 7944 3969).


Notes:

[1] 1992 c. 53, to which there are amendments not relevant to these Rules.back

[2] 1990 c. 9, section 39 was amended by paragraph 3 of Schedule 3 to the Planning and Compensation Act 1991 (c. 34), Schedule 3 was amended by section 25 and Schedule 3, part II, paragraph 28 of that Act and by S.I. 1997/2971. Section 12 was amended by section 17 of the Transport and Works Act 1992 (c. 42). There are other amendments not relevant to these Rules.back

[3] 1990 c. 8, section 174 was amended by section 6(1) of, and paragraph 22 of Schedule 7 to the Planning and Compensation Act 1991 (c. 34) and section 195 was amended by paragraph 32 of that Schedule. Schedule 6 was amended by the Planning and Compensation Act 1991 (c. 34), sections 3 and 84(b), Schedule 7 paragraphs 8 and 54 and Schedue 19 part I. Schedule 6 was also amended by section 18 of, and Schedule 3, paragraph 28 to, the Tribunals and Inquiries Act 1992 (c. 53), by Schedule 22, paragraph 44 to the Environment Act 1995 (c. 25) and S.I. 1992/1491 and S.I. 1997/2971. There are also other amendments not relevant to these Rules.back

[4] S.I. 2002/[2682].back

[5] S.I. 2002/[2686].back

[6] S.I. 1992/1903.back

[7] 1980 c. 65, to which there are amendments not relevant to these Rules.back

[8] 1988 c. 4, to which there are amendments not relevant to these Rules.back

[9] 1988 c. 50, section 67(1) was amended by sections 3, 4, Schedule 1, part 1 and Schedule 2, paragraph 79(3) of the Planning (Consequential Provisions) Act 1990 (c. 11).back

[10] SI 1992/1903back

[11] S.I. 2002/[2686].back



ISBN 0 11 042915 X


  Prepared 1 November 2002


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