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England and Wales High Court (Administrative Court) Decisions |
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You are here: BAILII >> Databases >> England and Wales High Court (Administrative Court) Decisions >> Teewary v The General Medical Council [2021] EWHC 376 (Admin) (24 February 2021) URL: http://www.bailii.org/ew/cases/EWHC/Admin/2021/376.html Cite as: [2021] EWHC 376 (Admin), (2021) 179 BMLR 207 |
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QUEEN'S BENCH DIVISION
ADMINISTRATIVE COURT
In the Matter of an Appeal under the Medical Act 1983
2 Park Street, Cardiff, CF10 1ET |
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B e f o r e :
siting as a Judge of the High Court
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CLAY KUMAR TEEWARY |
Appellant |
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- and - |
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THE GENERAL MEDICAL COUNCIL |
Respondent |
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Rory Dunlop QC (instructed by The Solicitor to the General Medical Council) for the Respondent
Hearing date: 19 February 2021
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Crown Copyright ©
Covid-19 Protocol: This judgment was handed down remotely by circulation to the parties by email and release to BAILII. The date and time for hand-down is deemed to be 10.30 a.m. on Wednesday 24 February 2021.
See: OrderJUDGE KEYSER QC:
Introduction
The legal framework and relevant guidance
"(1) The General Council may make rules—
(a) authorising the giving of directions by any of—
(i) the Investigation Committee,
(ii) a Medical Practitioners Tribunal,
(iii) such other persons as may be specified in the rules,
requiring an assessment of a kind referred to in sub-paragraph (1A) to be carried out;
…
(1A) The assessments referred to in sub-paragraph (1) are—
(a) in the case of a registered person, an assessment of the standard of a person's professional performance;
…
(c) in either case, an assessment of the person's physical or mental health.
…
(2B) An assessment of a person's physical or mental health may include an assessment of the person's physical or mental health at any time prior to the assessment and may include an assessment of the person's physical or mental health at the time of the assessment.
(3) If the Registrar is of the opinion that a registered person who is required to submit to an assessment by virtue of this paragraph has failed to submit to that assessment or to comply with requirements imposed in respect of the assessment, the Registrar—
(a) may refer that matter to the MPTS for them to arrange for it to be considered by a Medical Practitioners Tribunal, and
(b) if he does so, must without delay serve on the person concerned a notification of the making of such a referral.
(3B) Where a matter is referred to the MPTS under sub-paragraph (3) …, the MPTS must arrange for the matter to be considered by a Medical Practitioners Tribunal.
…
(3D) The Medical Practitioners Tribunal, on their consideration of a matter under sub-paragraph (3B) …, may, if they think fit—
(a) direct that the person's registration in the register is to be suspended (that is to say, is not to have effect) during such period not exceeding twelve months as may be specified in the direction; or
(b) direct that the person's registration is to be conditional on the person's compliance, during such period not exceeding three years as may be specified in the direction, with such requirements so specified as the Tribunal think fit to impose for the protection of members of the public or in the person's interests.
(3E) Where, under sub-paragraph (3D), the Tribunal give a direction for suspension or a direction for conditional registration, the MPTS must without delay serve on the person concerned notification of the direction and of the person's right to appeal against it under sub-paragraph (5).
…
(3H) In deciding whether to give a direction under sub-paragraph (3D), a Medical Practitioners Tribunal must have regard to the over-arching objective.
…
(5) An appeal shall lie to the relevant court (within the meaning of section 40(5) of this Act) from any direction of a Medical Practitioners Tribunal given under sub-paragraph (3D) above, and on an appeal under this sub-paragraph the relevant court may—
(a) quash the direction;
(b) substitute for the direction any other direction which the Tribunal could have made; or
(c) remit the case to the MPTS for them to arrange for a Medical Practitioners Tribunal to dispose of it in accordance with the court's directions,
and the decision of the court on any appeal under this sub-paragraph shall be final."
For the purposes of paragraph 5A(5), in England and Wales "the relevant court" is the High Court. The time limit for an appeal is 28 days from service of the tribunal's decision.
"A9 When considering the issue of non-compliance with a GMC direction or request to provide information the tribunal will need to consider whether or not:
a) the doctor has failed to comply with the GMC's direction or request to provide information
b) there was a good reason for the doctor's failure to comply.
A10 The tribunal will not consider whether the doctor's fitness to practise is impaired when determining the issue of non-compliance.
…
A16 When considering the issue of the doctor's compliance with a GMC direction or request to provide information, the tribunal should ask the following questions:
a) Has the doctor failed to comply with the GMC's direction or request to provide information?
b) If so, is there a good reason for the doctor's failure to comply?
…
Has the doctor failed to comply with the GMC's direction or request to provide information?
A18 A doctor may have failed to comply with a GMC direction or request to provide information where they have:
a) explicitly refused to submit to a direction to undergo an assessment or provide the information requested from them
b) agreed to submit to a direction to undergo an assessment but subsequently failed to comply with some or all of the requirements imposed in respect of that assessment
c) agreed to provide the information requested but subsequently failed to provide it in part or in full
d) failed to respond to a direction to undergo an assessment or request to provide information
e) been prevented from participating in an assessment by reason of their adverse physical or mental health (health-related non-compliance).
A19 An explicit refusal must be clearly documented and unambiguous.
…
If so, is there a good reason for the doctor's failure to comply?
A23 When considering the issue of whether there is a good reason for a doctor's failure to comply with a GMC direction or request to provide information, the tribunal will need to make a judgement based on the individual circumstances of the case.
A24 Examples of good reason for failing to comply with a GMC direction or request to provide information could include, but are not limited to, where:
a) there is objective evidence that demonstrates a doctor's adverse physical or mental health prevented them from complying with a GMC direction or request to provide information, and there is a realistic prospect of the doctor being able to comply in a reasonable timeframe in the future (see below)
b) a doctor can demonstrate they did not receive the GMC's direction or request to provide information and, since its existence came to the doctor's attention, they have not been provided with an opportunity, and / or sufficient time, to comply
c) a doctor can demonstrate they are not, or could not reasonably be expected to be, in possession of the information requested by the GMC
d) a doctor can demonstrate that, in all the circumstances, it was not reasonable for them to comply with the GMC's direction or request to provide information (see below)
e) a doctor can demonstrate that their failure to comply does not create a risk to public protection because the GMC can still investigate the concern (see below).
…
A29 Stated intentions by a doctor to; no longer practise in the UK, relinquish their licence to practise, or submit an application to have their name removed from the register, are also insufficient to amount to good reasons for failing to comply.
…
In all the circumstances, it was not reasonable for the doctor to comply with the GMC's direction or request to provide information
A37 A doctor may say that, given all the circumstances known at the time the GMC made its direction or request to provide information, it was not reasonable for them to comply.
A38 Where this is raised, the tribunal should consider the full circumstances of the case to decide whether it was reasonable for the doctor to comply. However, the tribunal should not make a finding on whether the direction or request to provide information was lawful.
…
The doctor's failure to comply has not created a risk to public protection because the GMC can still investigate the concern
A46 There is a clear risk to public protection where a concern about a doctor's fitness to practise has been raised but cannot be investigated other than by means of an assessment, or by requiring a doctor to provide information, and the doctor does not comply. The absence of such evidence may interfere with the GMC's ability to take forward a case on the grounds of impairment.
A47 The outcome of the assessment, or the information requested from the doctor, should be material to the GMC's investigation. If, without it, the GMC is unable to proceed with the investigation in a proportionate way and take action in response to the concern, the failure to comply will create a risk to public protection.
A48 If there are other proportionate means by which the allegations can otherwise be adequately investigated, or the information requested from the doctor can be acquired, this may indicate that the doctor's failure to comply has not created a risk to public protection because the GMC can still investigate."
"C7 In considering whether to make a non-compliance order, the question for the tribunal is whether, on the basis of their finding in respect of non-compliance, action is needed to protect the public.
C8 Protection of the public means acting in a way that meets the three elements of the statutory overarching objective:
i. protecting, promoting and maintaining the health, safety and wellbeing of the public
ii. promoting and maintaining public confidence in the profession
iii. promoting and maintaining proper professional standards and conduct for the members of the profession.
C9 Where a tribunal has made a finding of non-compliance, some action against the doctor's registration is likely to be necessary in order to protect the public. The tribunal should consider the relevance of, and impact on, each of the three elements of the statutory overarching objective and specify in their decision which elements are met by the order of conditional registration or suspension.
…
C23 When considering whether a period of suspension is a proportionate response to a doctor's non-compliance, the tribunal may want to take into account the previous opportunities the doctor has had to comply and the level of the doctor's engagement with the fitness to practise process.
C24 Suspension is likely to be appropriate where a doctor has explicitly refused to comply with a direction or request to provide information, or has failed to respond to a direction or request to provide information, and there is no mitigating information to suggest that conditions are likely to be sufficient.
…
Immediate and interim orders
…
C35 Where a non-compliance order has been made the tribunal is required to consider whether an immediate order is necessary. Before making a decision the tribunal must consider any further evidence and submissions received from the parties.
…
C38 The tribunal may impose an immediate order where it is satisfied that it is:
a) necessary to protect members of the public
b) desirable in the public interest to maintain public confidence and uphold proper standards of conduct and behaviour
c) in the interests of the doctor.
C39 An immediate order might be particularly appropriate in cases where the doctor poses a risk to patient safety, or where immediate action is required to protect public confidence in the medical profession.
C40 In considering whether to impose an immediate order, the tribunal should have regard to the seriousness of the matter that led to the direction of conditions or suspension being made and consider carefully whether it is appropriate for the doctor to continue in unrestricted practice pending the non-compliance order taking effect."
The facts
"I wanted a professional body to assess this issue, and hopefully to urge or impose on [Dr Teewary] to get the necessary psychological or psychiatric guidance. I don't require apologies or anything and I especially do not want any direct contact with [Dr Teewary] (ever again). But what he is doing is not justifiable and there is a risk for the future."
"THE TALKATIVENESS AND CHATTINESS ON THE EMAILS COMES FROM THE FACT THAT ITS HIGHTLY ABNORMAL TO HAVE SOCIAL INTERACTION ON EMAIL, WITHOUT OTHER PERSON REPLYING-SO NO FEEDBACK, NO WAY OF KNOWING SHE LIKED IT OR NOT.
ITS A GAME WHICH WE CHOSE TO PARTICIPATE WILLINGLY. THIS WAS OUR THING. THAT IS WHY I WANTED TO PUT CONTEXT TO IT ASAP.
…
Using emails to interact with me was her choice and I accepted it. Both of us knew its perils but I trusted her at that time.
SHE NEVER REPLIES DIRECTLY TO MY EMAILS WHETHER SHE LIKES IT OR NOT.
THIS HAS BEEN THE WAY SINCE NOV 2017. THIS IS OUR THING. ONLY INDIRECT FEEDBACK LIKE ACCEPTING MY GIFTS. SHE NEVER SAYS NO TO MY EMAILS. NO FEEDBACK AT ALL. THIS HOLDS TRUE FOR LIKALBE/UNLIKABLE EMAILS, LESS EMAILS / MORE EMAILS, ALL SCENARIOS. SHE NEVER SAYS NO. SHE JUST ACCEPTS EMAILS.
ITS A GAME WE HAVE BEEN PLAYING. THIS WAS OUR THING."
Dr Teewary's complaint about the first Investigation Officer (Kris) was that he had failed to listen to Dr Teewary's explanations and had been unwilling to view the emails in their proper context, namely a consensual game. This is an example of the complaint:
"THAT IS WHY, RIGHT FROM THE GETGO I WANTED TO SPEAK TO KRIS ON PHONE -BUT HE KEPT CUTTING ME OFF SEVERAL TIMES, I WANTED TO WRITE THIS TO PUT CONTEXT TO IT- SO THAT NOBODY INNOCENT GET HARMED AND FOOLED BY SEEING WHAT IS WRITTEN AND TAKES THINGS AT FACE VALUE BUT HE SIMPLY WAS TOO ADAMANT AND SIMPLY WOULD NOT BUDGE AT ALL, HAD THIS MALINTENT TO TAKE ACTION AGAINST ME AT ALL COSTS AND THINGS I HAVE MENTIONED IN PREVIOUS EMAILS. THIS IS ALL THE WHILE HE TALKED ON PHONE ABOUT THE CONTENTS, HIS THOUGHTS ETC BUT REFUSED TO LIESTEN TO ME.
RESULTING IN UNIMAGINALBE AMOUNT OF GRIEF TO ME. SO MUCH GRIEF, I HAVE NEVER EXPERIENCED IN LIFE. MY EVEREST TRIP HAS BEEN TROWN OFF. MY TRAINING HAS DERAILED. I AM SEEKING COUSELING AND PSYCHIATRIC TREATMENT DUE TO THE TRAUMA HE CAUSED TO ME AND SO MUCH MORE.
…
I BELIEVE I AM THE BRAVEST PERSON BUT FOR THE FIRST TIME I WAS SCARED IN MY LIFE. THAT IS BECAUSE I AM INNOCENT. BUT WHEN KRIS BECAME OBSTRUCTIVE, HAD MALINTENT ETC I WENT THROUGH A DURESS OF MY LIFE AND PAIN I WILL ALWAYS WISH NOBODY ELSE HAS TO GO THOUGH IN THEIR LIVES."
"I have decided to direct a health assessment. I have made this decision based on the information enclosed an Annex A at the end of this letter, which suggests your health may be affecting your fitness to practise due to:
• delusional disorder (F22),
• mania (F30),
• schizoaffective disorder (F25),
• a personality disorder (F60) or Mental & Behavioural disorder due to use of cocaine (F14) and cannabis (F12)".
The letter explained that the health assessment would involve examination by two independent medical examiners, who would then report on Dr Teewary's fitness to practise. It asked Dr Teewary to complete and return a health assessment form. Under the heading, "What happens if I don't comply?", it said:
"I am sure this won't happen in your case, but I want to let you know that an assistant registrar may refer you to a medical practitioner's tribunal non-compliance hearing if you:
• do not agree to an assessment;
• agree to an assessment but change your mind or don't turn up;
• do not reply to this letter within 28 days (18 April 2019).
If your case was referred to a non-compliance hearing, it would consider whether our direction is reasonable and whether you have failed to comply without good reason.
If the tribunal finds that you have not complied, it may suspend your registration for up to 12 months, or may give you conditions for up to three years."
"I went through the email.
As you know already, I have been on an expedition, climbing in Nepal.
From the emails, I can gather that you are already aware of my move to India.
I understand that you would like to know when I will become available and I will let you know regarding that."
"[M]y move to India is permanent. I am not sure when I will come to the UK but I will inform as soon as I know … I understand that you wold like to know when I am going to be available and I will duly inform you of that as soon as I have any plans …""
The email to the health assessor and the Investigation Officer said that he would not be attending the appointment on 12 June 2019 and that he would keep the GMC informed of his availability.
"I am more than willing to undergo any GMC compliance requirements, and I will promptly inform when I become available in the UK. I have been advised to point out that my drug test report, the psychiatry test report and GP health record are already available …"
This is a reference to the fact that, although Dr Teewary had not found it convenient to attend an examination by one of the GMC's examiners or to arrange for Cansford Laboratories to take a sample of his hair for drug testing, he had arranged his own drug test (he has arranged others since) and his own psychiatric report.
"On 21 March 2019 the Assistant Registrar directed that you undertake a health assessment in light of the information collected during our investigation.
While you did initially agree to undergo a health assessment, you then did not comply with the reasonable requirements of the assessment team.
This has impeded our investigation and our ability to fulfil our purpose to protect the public.
I have decided that the matter should be referred to a Medical Practitioners Tribunal for a non-compliance hearing in accordance with Schedule 4 of the Medical Act 1983. I have included the decision reasoning at Annex A."
Annex A recorded that the completed health assessment consent forms had been received from Dr Teewary on 9 April 2019, and it set out a chronology of events thereafter. The reasons for the decision to refer the matter to the MPTS were, in summary: that the direction of a health assessment was reasonable, as the evidence available to the medical case examiner and the Assistant Registrar suggested that Dr Teewary might be suffering from a mental health condition; that Dr Teewary had failed to comply with the direction for a health assessment, despite having consented to such an assessment and having received notice of the appointment; and that his failure to comply with the direction had impeded the GMC's investigation.
"Kindly cancel my health assessment.
We had requested for certain disclosures from the GMC, the documents which could be crucial for the decision maker/health assessor to get the full context and full picture in order to make the accurate judgement.
But our disclosure request has been denied.
So now we are moving to the High Court and we are seeking appropriate remedy for that."
The second assessment, similarly, did not proceed.
"The substance of the claimant's application relates to the decision of the MPTS, on 25 August 2020, to refuse his application for a stay of proceedings. that decision was reached after hearing submissions from the claimant and from the representative of the GMC at an oral hearing and after consideration of the evidence relied on by the claimant. I understand that the claimant is facing non-compliance proceedings for failing to undergo health assessments with two health assessors as part of the GMC investigatory process. The particular issue raised by the claimant in support of his application for a stay of the proceedings related to the information and material that would be provided to the two health assessors. He contended that the process was unfair as the GMC would not provide the assessors with all relevant material (in particular, with medical reports that he had obtained). As the decision of the MPTS makes clear, however, it would be open to the claimant to provide such further material to the assessors as he considered relevant: that was expressly the position of the GMC (as stated by its representative at the hearing on 25 August 2020) and the MPTS permissibly concluded that there was no abuse of process or other basis for granting the application for the stay.
The material provided by the claimant does not demonstrate any serious issue to be tried nor would the balance of convenience favour staying the MPTS proceedings."
The Tribunal's Decision
The decision on non-compliance
"36. The Tribunal took account of the complaint made to the GMC by [Ms V], relating to numerous emails from Dr Teewary to her including romantic and sexual content, unsolicited gifts and [Ms V's] fear for her safety at the hands of Dr Teewary. Following the GMC's contact with Dr Teewary in relation to that complaint, he began to send numerous emails per day to the GMC. It bore in mind that the Assistant Registrar had concluded on the basis both of the original complaint and the content of Dr Teewary's emails to the GMC, that Dr Teewary's fitness to practise may be impaired by reason of his physical or mental health.
37. In April 2019 Dr Teewary consented to undergo examination by two independent health examiners appointed by the GMC.
38. The Tribunal has taken into account everything that has happened since the original direction and found that Dr Teewary has appeared to resist and frustrate attempts to undertake a health assessment and undermined the process instigated by the GMC. The Tribunal determined that this is an alarming and continuing pattern of behaviour which lends credibility to the GMC's direction that it is necessary and proportionate for Dr Teewary to undertake a health assessment.
39. The Tribunal also took into account Dr Teewary's assertion that there are no patient safety concerns in this case. The Tribunal is of the view Dr Teewary's position is misconceived. The GMC has raised a concern and made a direction for Dr Teewary to undertake a properly organised health assessment. Dr Teewary has not attended this and now contends that it is not necessary and that the GMC is not treating him fairly. By not engaging with his regulator, Dr Teewary is presenting a potential risk to patient safety and is not acting in the public interest. The Tribunal was of the firm view that the credibility, or otherwise, of [Ms V] was for another tribunal to determine, and not a matter for this non-compliance tribunal.
40. In all the circumstances of the case, the Tribunal is satisfied that the GMC's direction was reasonable. It has not been successfully challenged by Dr Teewary and in any event this Tribunal is not required to consider the lawfulness of the said direction."
"41. The evidence before the Tribunal demonstrates that Dr Teewary has not complied with the GMC's direction to undergo two health assessments. The GMC had provided Dr Teewary with several opportunities to comply with its direction. Most recently the GMC had applied for a postponement of these proceedings in order to allow Dr Teewary to attend health assessments later in January 2020. However, when Dr Teewary indicated that he would not be able to attend any assessments until April 2020 and later until June 2020, that application for postponement was withdrawn.
42. The Tribunal noted that Dr Teewary contacted the GMC in June 2019 stating that he was unable to attend health assessments as he was not in the UK. He stated that he would contact the GMC upon his return; Dr Teewary did not contact the GMC. The Tribunal has concluded that Dr Teewary has made no effort to comply with the GMC's direction. In the circumstances it has determined that Dr Teewary has not complied with the GMC's direction.
43. Dr Teewary conceded at the hearing in January 2020 that he had not attended a health assessment directed by the GMC. He stated that this was a matter of "fact". Nothing has changed since that time."
"44. The Tribunal noted that the initial reason provided by Dr Teewary for his failure to comply with the GMC's direction that he undergo health assessments was that he was outside of the UK, attempting to climb Mount Everest. The Tribunal bore in mind that Dr Teewary's primary duties are to the public and to his regulator. This was not sufficient reason for not complying with the GMC's direction, did not constitute a reasonable excuse nor was his failure to comply unavoidable.
45. The Tribunal has already refused Dr Teewary's application for a stay of proceedings on the basis of an abuse of process by the GMC.
46. The Tribunal had regard to the earlier submissions of Dr Teewary. It found that his statements were at times disjointed and that he was evasive in his answers. It was apparent that Dr Teewary did not accept that he may have demonstrated inappropriate behaviour towards [Ms V]. This is reinforced by his contention that it would be unfair for him to have to undertake a health assessment by the GMC. Dr Teewary stated that the decision by the GMC to refer him for a health assessment was totally without merit and that the direction was not reasonable and was based on false assumptions. The Tribunal determined that Dr Teewary had produced no objective evidence or reasoning that it could rely on to agree with this assertion. The Tribunal found that Dr Teewary appeared to be deliberately frustrating the GMC and MPTS proceedings with his erratic and unreasonable behaviour.
47. The Tribunal has determined that on balance, there is no good reason for Dr Teewary's failure to comply with the direction."
The Tribunal took note of the favourable medical reports that Dr Teewary had obtained unilaterally since the proceedings started, but it observed that they could be given limited weight because the assessors were not accredited by the GMC and, anyway, had not had access to all material information. It also made the pertinent observation that Dr Teewary had taken it upon himself to obtain the reports at the same time as he was not cooperating with the GMC's direction. It concluded:
"51. The Tribunal determined that Dr Teewary's ongoing resistance to undertaking a health assessment and limited cooperation with this process is demonstrative of a pattern of behaviour.
52. The Tribunal determined that it does not accept the assertions submitted by Dr Teewary for not complying with the reasonable direction of the GMC. It determined that there is no good reason for not having complied.
53. In all the circumstances the Tribunal has determined that non-compliance has been found."
The decisions on sanction
"20. The Tribunal had regard to the evidence of Dr Teewary's continued non-cooperation with the GMC and absence of insight into his health concerns as identified by the GMC. The Tribunal took into account Dr Teewary's submission that he believed that the whole process is completely misconceived and that the GMC's direction to undertake a HA [health assessment] is an injustice to him. This is demonstrative that Dr Teewary does not have insight into the need for a HA and/or to cooperate with a direction from his regulator. The Tribunal notes that Dr Teewary has consistently evaded taking a GMC directed HA, made excuses not to attend and has denied that a HA is necessary at all.
21. The Tribunal carefully considered, despite the above, whether it was appropriate or proportionate to impose conditions on Dr Teewary's registration, including a condition to undertake a HA. However, it is not satisfied, on the balance of probability and on the evidence it has received, that Dr Teewary will undertake a GMC directed HA. On this basis, the Tribunal noted that there is little evidence before it to suggest that Dr Teewary would comply with any conditions it imposed. The Tribunal was not satisfied that a period of conditional registration was the appropriate or proportionate sanction in this case.
22. The Tribunal took into account that there is no evidence before it to suggest that Dr Teewary had failed to comply with the current order of conditions on his registration initially imposed on his registration by an IOT in April 2019. However, it considered that the IOT was not in full possession of the information that was available to this Tribunal.
23. The Tribunal determined that conditions would not be workable, appropriate or meet the overarching objective in this case."
"25. The Tribunal took into account all parts of the [Non-Compliance] Guidance, however it considered the following paragraphs were all integral to its decision making progress and all engaged in this case. Paragraphs C22, C23, C24 and C25 provide:
'C22. In the context of non-compliance, an order of suspension sends a message about the important role the GMC and MPTS play in making sure that a doctor's practice meets the expected standards and that the public is adequately protected where fitness to practise concerns have been raised.
C23. When considering whether a period of suspension is a proportionate response to a doctor's non-compliance, the tribunal may want to take into account the previous opportunities the doctor has had to comply and the level of the doctor's engagement with the fitness to practise process.
C24. Suspension is likely to be appropriate where a doctor has explicitly refused to comply with a direction or request to provide information, or has failed to respond to a direction or request to provide information, and there is no mitigating information to suggest that conditions are likely to be sufficient.
C25. Suspension has a deterrent effect and can be used to send a signal to the doctor, the profession and public about what behaviour is expected from a registered doctor. Suspension from the register also has a punitive effect, in that it prevents the doctor from practising and therefore from earning a living as a doctor during the period of suspension, although this is not its purpose.'
26. The Tribunal had regard to the history of this case. It noted Dr Teewary's recent non-cooperation with the GMC and his non-compliance with its direction that he undergo a HA has been ongoing since 2019. Further, the Tribunal noted that despite Dr Teewary being subject to conditions for more than 18 months, this has not prompted him to engage with his professional regulator and seek to demonstrate his compliance by undergoing the HA as directed. It also noted Dr Teewary's principle (sic) submission that a HA was not required (due to 'misconceived proceedings') and that the IOT order should be revoked. This, in the Tribunal's view demonstrated a complete lack of insight with regulatory cooperation. The Tribunal concluded that, considering the initial serious concerns about his health, his unwillingness to cooperate with his regulator and his continuing non-compliance, it was appropriate to conclude that Dr Teewary may pose a risk to patient safety.
27. The Tribunal was of the view that given Dr Teewary's persistent failure to cooperate with his professional regulator, the public interest would not be satisfied if a period of suspension was not imposed.
28. Taking all of this into account, the Tribunal concluded that it is appropriate, proportionate, in the public interest and in Dr Teewary's own interest to impose a period of suspension on Dr Teewary's registration for 12 months which would uphold the overarching objective. The 12 month duration of the suspension is intended to afford Dr Teewary sufficient time to organise a HA with the GMC, undertake the assessment and for a report to be produced, taking into account the current global pandemic."
"8. The Tribunal determined that given the serious nature of its non-compliance and sanction determinations, an immediate order of suspension is necessary, appropriate and proportionate. This is in order to protect members of the public, maintain public confidence in the medical profession, uphold proper professional standards and is in the doctor's own interest.
9. The Tribunal determined that Dr Teewary persists in his submissions that he will not undertake the HA until he is satisfied that all documents that he considers relevant are placed before the Health Assessors. This submission is of particular concern to the Tribunal. The Tribunal is of the view that, if an immediate order is not imposed, Dr Teewary will be able to continue in current practice as a doctor, while there are ongoing, unresolved health concerns and non-compliance with the regulator's direction. The Tribunal reminded itself of its finding at the non-compliance and sanction stage, that Dr Teewary has consistently and persistently failed to comply with the direction from his regulator to undertake a HA.
10. With regard to the reference to the purported retraction statement, the Tribunal remains of the firm view that it relates to distinct issues separate from these non-compliance proceedings.
11. The Tribunal determined that to protect the confidence in the profession, to maintain standards in the profession, in the public interest and in Dr Teewary's own interests, it is necessary, appropriate and proportionate to impose an immediate order of suspension.
12. This means that Dr Teewary's registration will be suspended immediately."
The Appeal
- The direction to undergo a health assessment was inappropriate, at least by the time the Tribunal made its decision. Dr Teewary did not (at least, before me) go so far as to seek to challenge the legality of the direction, but he did contend that it did not provide a rational basis for a decision of non-compliance or for the imposition of a sanction. This was because: (a) the communications to Ms V did not provide a proper basis for concern as to his health, if they were interpreted in their proper context; (b) any concerns as to his health were properly allayed by the favourable medical reports and clear drug tests that he had since obtained and by his work record since the direction was made; (c) the original complaint had been withdrawn.
- The Tribunal ought not to have found that Dr Teewary had refused to comply with the direction. (I still am unsure whether the submission was intended to go this far, though at times it was expressed in terms that suggested it was. It needs, anyway, to be taken together with the next point.)
- The Tribunal ought to have found that there was a good reason for any non-compliance with the direction, because the GMC had consistently refused to send relevant papers to the medical examiners, thereby rendering the process unfair, and Dr Teewary was at all times willing to comply with a fair process. Dr Teewary said that this point raised a matter of general concern in respect of the GMC's conduct regarding directions to undergo health assessments.
- The proceedings before the Tribunal were unfair, because Dr Teewary was effectively excluded from the critical stage of the proceedings at which he would have made submissions on the question of non-compliance. Therefore his right to a fair hearing was violated.
"46. Firstly, it is not appropriate to add any qualification to the test in CPR Part 52, for example, by requiring that the decision should be 'clearly wrong'. The authority for that principle is Fatnani and Raschid v GMC [2007] EWCA Civ 46.
47. Secondly, the court should recognise that the purpose of regulatory sanction is not to punish, but is to protect the public and the reputation of the profession. As a result, evidence of purely personal mitigation is likely to be of less significance than in a case concerning retributive punishment. The authority for that principle is also Fatnani.
48. Thirdly, the court should give respect and due weight to the expertise of the MPT to make the required judgment about what is necessary to maintain public confidence and proper standards in the profession. This is derived from both Fatnani as well as Ghosh v General Medical Council [2001] 1 WLR 1915, and Cheatle v General Medical Council [2009] EWHC 645 (Admin).
49. Fourthly, the court will correct material errors of fact and of law. The authority for that principle is Fatnani. However, in relation to errors of primary fact, the court would be reluctant to interfere, especially where a finding is based upon an assessment of credibility of witnesses. The authority for that principle is Southall v GMC [2010] EWCA Civ 407. The court may also draw inferences of fact which it considers justified.
50. Finally, in considering the exercise of the MPT's discretion, the court will exercise a judgment – which is distinctly and firmly, a secondary judgment, again based on Fatnani - taking into account that the MPT's overall value judgment is akin to a jury question as to which there may reasonably be different answers. In other words, the court does not simply substitute its view of the merits for that of the MPT."
Discussion
"3. Dr Teewary submitted that the matters in question are not in relation to clinical care or patient safety, but rather relate to a personal issue. He submitted that patients have never been put at risk and that he has provided evidence that he is a good, competent clinician, supported by testimonials, patient/colleague feedback and two independent health reports.
4. Dr Teewary submitted the GMC have consistently refused to provide all the evidence to the health assessors which he considers vitally important to support with understanding the context surrounding the events and evidence as alleged and of the reasoning to undertake a health assessment. He submitted that it would be impossible for him to fairly discharge his duty to undertake a health assessment for this reason. He submitted that the GMC is trying to subvert the fairness of the process, manipulate the information provided to the health assessors and prevent him from providing a complete set of information for fair assessment of his health. Dr Teewary further submitted that the GMC have repeatedly 'dodged' his request for disclosure of a complete set of information which would be provided to the health assessors to assist them when undertaking the assessment. Dr Teewary submitted that, for these reasons, the process has not been fair and that the GMC has abused its position of power.
5. Dr Teewary submitted that his contention of abuse of process is not directed at the GMC organisation as a whole, or the MPTS or the Tribunal, rather it is directed at specific individuals within the GMC.
6. Dr Teewary also submitted in support of his application for a stay, that the GMC are aware of the lack of credibility (his contention) regarding the original complaint (to which he contends he has no case to answer) and are therefore manipulating the process to allow for an allegation of non-compliance."
The Tribunal gave its reasons for refusing the application:
"17. The Tribunal notes, that Dr Teewary has provided two independent medical reports which he relies on as evidence of the non-compliance proceedings being unnecessary. The Tribunal particularly notes that the authors of those two reports were themselves in possession of limited information or material and were not aware of the details of the allegations in this case. The Tribunal is of the view that Dr Teewary is able, if he so wishes, to provide any material or information to the GMC appointed health assessors. The Tribunal's view is that the provision of the information or material by Dr Teewary avoids any prejudice whether serious or otherwise. The Tribunal accepts the submission made by Mr Breen that the application by Dr Teewary for a stay is therefore fundamentally flawed.
18. The Tribunal noted Mr Breen's submission [for the GMC] that Dr Teewary is able to provide any information he deems necessary to the health assessors to support their assessment. It determined that this fact undermines Dr Teewary's argument that he is being prevented from providing a complete set of information to the health assessors. Therefore, the application is misjudged.
19. The Tribunal is of the view that this application is the continuation of a pattern of behaviour from Dr Teewary to delay the timely execution of these proceedings and that it demonstrates his continuing lack of understanding of GMC procedures and the findings and determinations of this Tribunal or the High Court."
"There may be in your submission a good reason for failing to attend and that is what we need to hear, please. Okay? So it is now over to you. We have already heard Mr Breen back in January. We don't need to hear from him again at this stage. But I need you to now, please, tell us … give us your submissions and provide any evidence that you wish to assist us."
"DR TEEWARY: Okay. I was saying, sir, that I need to read this determination, and I do not consent for the tribunal to move ahead any further. I believe there is a massive injustice been, you know, done to me in the past and there is a massive risk of injustice right now as well. So I need to read that determination. I am not asking for 30 minutes or 40 minutes. It might just be five or seven minutes and then I will be done, because I just received it like two minutes back, or five minutes back, actually. You know, I just need to, you know, get a message of what this can be, or the grounds of the reasons, so that I can actually advise …
THE CHAIR: Doctor, can I again make this clear? The panel wish to be very patient, courteous, polite to you, etc, and we have been, and will continue to be, but we cannot delay this matter any further, okay? Now I know you may say, 'Well, five, seven minutes isn't long.' That is fine; I understand that, but you will have plenty of time to read that determination when the panel are considering the issue of non-compliance. When we go into private session then, that is when you can read it. At the moment, I am not going to allow this hearing to be delayed any further, okay? We are going to get cracking with it now. Please understand that position, okay? I appreciate entirely it does not sit well with you. If you don't consent to it, I am not asking for your consent, Doctor, okay? We don't need your consent, okay? I am asking you to now just give us, please, your submissions. If you don't want to, then that is fine. We will proceed without them, which is not what I want to do, or the panel want to do. We want to hear from you, because that is important, but we need to hear from you now.
DR TEEWARY: But, sir, just (inaudible – distortion), I mean my main problem is okay, actually, but I think we can still – what I'm saying is that the issue of, you know, me knowing the determination is because I will just put it very succinctly is that I have got an obligation, and the public body like the GMC has got an obligation as well, and they must go about doing that in a fair way. For me, (inaudible – distortion), allegation that there has been an abuse of process, because that comes first. First, they have to make sure that what they expect from me is (inaudible – distortion). They have got a duty of acting fairly, to act fairly first, and then, of course, they can make allegations that yes, I have failed to not do my side of duty. So I need to see that determination. I have been advised to see that determination. I am not asking you (inaudible – distortion), because (inaudible – distortion).
THE CHAIR: Listen, I have made the position clear. I don't know how clearer I can make it, okay? I can only say this to you: we are very patient as a panel, have been, will continue to be, but please don't abuse that patience. We really need to just get cracking with it, okay? So please, I am going to ask you again: please let us have your submissions now. You will have time to read that determination. We are not going to deal with, or revisit that determination, or allow this to be delayed further. What you do in the High Court is a matter for you. Please now, let us carry on with this non-compliance, and I invite you to, please, cooperate and assist the panel to help you, okay? So please, let us have your submissions now.
DR TEEWARY: I mean, if I am compelled and I have no option, then I will proceed with your order and my objections, but I would just want to submit once that yes, you know, I agree that you have been, and the tribunal …(Pause)"
"1. On 25 [scil. 26] August 2020, day 4 of proceedings, at approximately 10.45am Dr Teewary informed the Tribunal via email that he was unable to access the internet in order to make his oral submissions in relation to non-compliance. Dr Teewary was able to engage with proceedings on the previous day and prior to this technical issue. The Tribunal adjourned until 15.06pm, in order to allow Dr Teewary to engage and submit written submissions as an alternative, when it heard submissions from the GMC in relation to proceeding in Dr Teewary's absence.
2. Dr Teewary submitted, via email, that because he was unable to access the internet the proceedings should not go ahead without him being present. Dr Teewary did not make an application to adjourn proceedings, but rather that the Tribunal should wait for him to resolve his issue with his internet. He did not offer any information on when the issue could or would be resolved.
3. On behalf of the GMC, Mr Breen opposed the application to adjourn and submitted that proceedings should continue in Dr Teewary's absence. He submitted that Dr Teewary's absence was an on-going pattern of behaviour whereby Dr Teewary was seeking to frustrate proceedings and not make his submissions in relation non-compliance. Mr Breen submitted that Dr Teewary had already, multiple times, sought to adjourn to a later date and these had been refused. He submitted that there was no credible evidence that Dr Teewary was unable to access the internet to engage with proceedings and he had in fact utilised the internet to email the Tribunal.
4. The Tribunal went on to consider whether to exercise its discretion under Rule 31 of the Rules to proceed with the hearing in Dr Teewary's absence. The Tribunal was conscious that the discretion to proceed in the absence of a doctor should be exercised with the utmost care and caution, balancing the interests of the doctor with the wider public interest.
5. The Tribunal referred to the case of GMC v Adeogba [2016] EWCA Civ 162, which applies the principles set out in Jones to regulatory proceedings. It states in paragraphs 19 and 20 of the judgement:
'First, the GMC represent the public interest in relation to standards of healthcare. It would run entirely counter to the protection, promotion and maintenance of the health and safety of the public if a practitioner could effectively frustrate the process and challenge a refusal to adjourn when that practitioner had deliberately failed to engage in the process. The consequential cost and delay to other cases is real. Where there is good reason not to proceed, the case should be adjourned; where there is not, however, it is only right that it should proceed.'
And;
'Second, there is a burden on medical practitioners, as there is with all professionals subject to a regulatory regime, to engage with the regulator, both in relation to the investigation and ultimate resolution of allegations made against them. That is part of the responsibility to which they sign up when being admitted to the profession.'
6. The Tribunal was concerned that Dr Teewary had sought several adjournments and this latest development represented a long-standing pattern of behaviour from Dr Teewary. The Tribunal acknowledges that technical issues can occur, however, Dr Teewary had been available on the previous day and in the morning and despite being given the majority of the day to resolve his internet issues, had not taken the opportunity to make any meaningful submissions, despite being able to send email communication. The Tribunal noted that Dr Teewary had been informed in January 2020 that he needed to have submissions ready for when the Tribunal reconvened and had not done this.
7. The Tribunal was concerned that it was now on the fourth day of proceedings and that it had already lost almost three days dealing with repeated attempts from Dr Teewary to dismiss the case against him completely or to adjourn to later dates. The Tribunal determined that it has a duty to conduct these proceedings in a fair, expeditious fashion and that it was in the public interest to do so. It also determined that it was in Dr Teewary's own interest to have a resolution to these proceedings.
8. Accordingly, the Tribunal has determined to proceed in Dr Teewary's absence."
"1. On 19 November 2020, the Tribunal informed parties that it would be announcing its decision in relation to the matter of non-compliance, and parties were asked to be available from 09.00 am. Once the determination was complete, the Tribunal informed parties that the decision would be announced at approximately 10.30 am. Dr Teewary informed the Tribunal, through the MPTS, that he would not be logging into the conference unless the Tribunal accepted and received a number of documents from him.
2. The Tribunal treated the information provided, to the MPTS staff, by Dr Teewary as his submissions. On the telephone to MPTS staff and via email on the morning of the hearing and the day before, Dr Teewary provided documentation to go before the Tribunal. He stated that these documents supported his contention that the proceedings should go no further and end immediately. He further stated that this documentation did not require the prior approval of the GMC for the purpose of placing it before the Tribunal. It was indicated that the documentation purported to show the withdrawal of the original complaint by the complainant and went to the heart of the requirement for compliance with the GMC's direction to undergo a HA.
3. On behalf of the GMC, Mr Breen opposed the demand from Dr Teewary and submitted that it was right and proper to proceed, in the interest of justice and in the public interest. He submitted that Dr Teewary had provided no good reason for his non-attendance and that this was further demonstrative of the continuing and persistent pattern of behaviour and conduct that Dr Teewary had engaged in to disrupt these proceedings.
4. The Tribunal went on to consider whether to exercise its discretion under Rule 31 of the Rules to proceed with the hearing in Dr Teewary's absence. The Tribunal was conscious that the discretion to proceed in the absence of a doctor should be exercised with the utmost care and caution, balancing the interests of the doctor with the wider public interest.
5. The Tribunal referred to the case of GMC v Adeogba [2016] EWCA Civ 162, which applies the principles set out in Jones to regulatory proceedings. It states in paragraphs 19 and 20 of the judgement:
'First, the GMC represent the public interest in relation to standards of healthcare. It would run entirely counter to the protection, promotion and maintenance of the health and safety of the public if a practitioner could effectively frustrate the process and challenge a refusal to adjourn when that practitioner had deliberately failed to engage in the process. The consequential cost and delay to other cases is real. Where there is good reason not to proceed, the case should be adjourned; where there is not, however, it is only right that it should proceed.'
And;
'Second, there is a burden on medical practitioners, as there is with all professionals subject to a regulatory regime, to engage with the regulator, both in relation to the investigation and ultimate resolution of allegations made against them. That is part of the responsibility to which they sign up when being admitted to the profession.'
6. The Tribunal was concerned that Dr Teewary had sought several adjournments and this latest development represented a long-standing pattern of behaviour from Dr Teewary. It was of the view that Dr Teewary was, in effect, refusing to participate in these proceedings and therefore voluntarily absented himself.
7. The Tribunal was concerned that it was now the sixth day of these proceedings and despite Dr Teewary communicating with the MPTS Team prior to the announcement of the Tribunal's decision on non-compliance, he subsequently refused to participate.
8. The Tribunal was firmly of the view that Dr Teewary was seeking to reopen and make further submissions on the issue of non-compliance after the Tribunal had determined, albeit not announced the same. The Tribunal considered that the documentation that Dr Teewary wished to submit was not relevant to these proceedings.
9. The Tribunal determined that it has a duty to conduct these proceedings in a fair, expeditious fashion and that it was in the public interest to do so. It also determined that it was in Dr Teewary's own interest to have a resolution to these proceedings.
10. Accordingly, the Tribunal has determined to proceed in Dr Teewary's absence."
See: Order