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England and Wales High Court (Patents Court) Decisions |
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You are here: BAILII >> Databases >> England and Wales High Court (Patents Court) Decisions >> Moelnlycke Health Care AB v Brightwake Ltd (t/a Advancis Medical) [2011] EWHC 376 (Pat) (25 February 2011) URL: http://www.bailii.org/ew/cases/EWHC/Patents/2011/376.html Cite as: [2011] EWHC 376 (Pat) |
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CHANCERY DIVISION
PATENTS COURT
133-137 Fetter Lane London EC4A 1HD |
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B e f o r e :
(Sitting as a judge of the Patents Court)
____________________
MÖLNLYCKE HEALTH CARE AB |
Claimant |
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- and - |
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BRIGHTWAKE LIMITED (Trading as Advancis Medical) |
Defendant |
____________________
DR. JUSTIN TURNER QC and MR. MILES COPELAND (instructed by Wragge & Co. LLP) for the Defendant
Hearing dates: 26th, 27th, 28th and 31st January, 3rd and 4th February 2011
____________________
Crown Copyright ©
JUDGE BIRSS :
Contents:
Topic | Para |
Introduction | 1 |
The witnesses | 4 |
Technical background | 22 |
The patent | 28 |
The claims | 52 |
The person skilled in the art | 57 |
Common general knowledge | 65 |
Construction – the law | 83 |
Construction of the claims in this case | 95 |
- perforated carrier material [feature (ii)] | 96 |
- silicone gel [feature (iii) and (v)] | 109 |
- the carrier material is impervious to air and fluid, or only slightly permeable to air and fluid [feature (iv)] | 122 |
- the carrier material is coated with silicone gel on only one side thereof [feature (v)] | 137 |
- claims 7 and 10 | 150 |
Infringement | |
- the Brightwake products | 155 |
- do the Brightwake products infringe? | 162 |
- alternative approach (b) – carrier material is MBPU alone | 178 |
- alternative approach (c) – carrier material is MBPU + acrylic | 190 |
- dependent claims on the alternative bases | 198 |
- another matter | 200 |
Novelty | 205 |
Brassington | 207 |
What does Brassington disclose? | 224 |
Enablement | 242 |
- Enablement – the law | 243 |
- Evidence on enablement | 248 |
- Mr Fabo | 251 |
- the Dillingham Experiments | 256 |
- the repeats at Imperial | 265 |
- the opinions of the experts | 272 |
- conclusion | 282 |
Inventive Step | 284 |
Brassington | 290 |
- claims 7 and 10 | 312 |
- coating silicone on one side only | 315 |
Fabo | 324 |
Conclusion | 326 |
Introduction
The witnesses
Technical background
i) Foam dressings. They did not shed particles or fibres and could be easily cut or shaped to fit. The example exhibited by Prof White is Mölnlycke's own LYOFOAM product.ii) Hydrocolloids, which typically comprised a relatively thick layer of a gel-forming adhesive and a covering layer made of another material. Prof White's example is Convatec's GRANUFLEX dressing.
iii) Alginates, which are gel forming pads of seaweed extract and have high absorbency. Prof White's example is Convatec's Kaltostat product.
The patent
The present invention relates to a method and to an arrangement of apparatus for manufacturing wound dressings of the kind which comprise a perforated carrier material and a layer of hydrophobic silicone gel which lies against the wound, or sore when the dressing is worn. The invention also relates to a wound dressing manufactured in accordance with the inventive method.
i) Col 1 line 35 onwards describes "a method of manufacturing wound dressings" including various steps. Essentially the method involves applying the uncured silicone mixture to the upper surface of a perforated carrier material and blowing cold air on the underside in order to blow the mixture away from the perforations and prevent clogging of the holes. At the same time the cold air ensures that the silicone does not begin to cure before it has spread over the carrier. The air flow will prevent the silicone mixture running through the holes. Heat is used to cure the silicone mixture.ii) Col 1 line 51 onwards describes "an arrangement for carrying out the aforedescribed method" which includes various aspects. There is an air blowing unit to blow the cold air on the underside of the carrier so that the silicone mixture is blown away from the perforations.
iii) Col 2 line 1 et seq. describes a "wound dressing suited for manufacture by means of the aforesaid method". This wound dressing is described in terms which are obviously meant to be the same as the characterising part of claim 6.
In order to prevent the silicone mixture from being blown from the carrier material, it is essential that the carrier material is impervious to air, or at least so impervious that essentially all air will flow through the perforations. However, material which permits air to diffuse therethrough can be used beneficially when practicing the invention. The carrier material shall also be impervious to fluid, or at least have a fluid-permeability which is so low that the thick-viscous fluid, i.e. the silicone mixture prior to curing, is unable to run therethrough.
Another method of ensuring good adherence between silicone gel and carrier material is to use a perforated two-ply material as the carrier material. This two-ply material may, for instance, consist of a laminate which comprises a plastic sheet and a layer of non-woven or textile material which can be laminated with the aid of heat or a binding agent. The two-layer material may also be comprised of a coated fibre material having a plastic film moulded on one side thereof. (Col 3 line 37-45)
That side of the carrier material which is not coated with silicone gel will preferably have a uniform and smooth surface, so as to have low adherence to any dried wound fluid which may have exuded through the perforations as the dressing is worn. This is particularly important when the dressing is used together with an overlying absorbent body or pad, since it must be possible to remove the absorbent body without the dressing being disturbed as a result of wound fluid that has dried on the absorbent body adhering to the carrier material and entraining the material in the initial stages of removing the absorbent body.
This invention thus provides a simple and effective method of manufacturing a wound dressing having a layer of hydrophobic silicone gel which is intended to lie against the wound or sore, and a layer of carrier material which when the dressing is worn faces outwardly and which is not sticky and will not adhere to clothing and the like. As in the case of the aforesaid known dressing, the layer of hydrophobic silicone gel which lies against the wound or sore is soft and adheres to dry skin, and the inventive dressing will therewith facilitate healing of the wound in the same beneficial fashion as the known dressing. According to the present invention, the silicone gel is comprised of chemically cross-linked, two-component addition-curing silicone gel.
The Claims
1. A method of manufacturing wound dressings including the step of applying a coating of curable silicone mixture (3) to the upper surface of a perforated carrier material (2) and then applying heat to the silicone mixture until it has cured, characterized by blowing cold air onto the underside of the coated carrier material so that the silicone mixture is blown away from the perforations in the carrier material so as to form through penetrating perforations and prevent clogging of the perforations in the carrier material before the applying of heat.
4. An arrangement for manufacturing a wound dressing which comprises a perforated carrier material (2) and a layer of hydrophobic silicone gel (3), which arrangement includes means (1) for coating the upper surface of the carrier material with a mixture of components which when cured by means (5) for delivering heat to the component mixture applied to the upper surface of the carrier material form a silicone gel, characterized in that the arrangement includes an air-blowing unit (4) which functions to blow cold air onto the underside of the carrier material so that the silicone mixture is blown away from the perforations in the carrier material so as to form through penetrating perforations and prevent clogging of the perforations in the carrier material and which is placed opposite the coating means
i) A wound dressing comprisingii) a perforated carrier material (2) and
iii) a layer of hydrophobic silicone gel (3) which lies against the wound surface when the dressing is worn,
characterized in that
iv) the carrier material is impervious to air and fluid, or only slightly permeable to air and fluid in the parts thereof lying between the perforations;
and in that
v) the carrier material is coated with silicone gel on only one side thereof.
7 A wound dressing according to claim 6, characterized in that the carrier material (2) is comprised of a relatively soft plastic film.
10 A wound dressing according to any one of claims 7 - 9, characterized in that the carrier material is comprised of a two-ply material, including a plastic layer and a layer of fibre material.
The person skilled in the art
Common General Knowledge
Silicones
Use of silicones in wound dressings in 1992
Construction - legal principles
12. First in Kirin-Amgen itself Lord Hoffmann said that the skilled reader:
[33] … reads the specification on the assumption that its purpose is to both describe and demarcate an invention – a practical idea which the patentee has had for a new product or process.
And:
[34] … it must be recognised that the patentee is trying to describe something which, at any rate in his opinion, is new ..
13. So the skilled reader is taken to suppose that the patentee knew some patent law – that his claim is for the purpose of defining the monopoly and that it should be for something new. Knowledge of that may well affect how the claim is read – for instance one would not expect the patentee to have used language which covered what he expressly acknowledged was old.
20. From this [certain EPO cases] Mr Vanhegan invited us to conclude that the skilled reader would have no, or at the very least only a slight presumption, that the pre-characterising portion of a claim was describing what the patentee considered to be old. He particularly emphasised the Board's statement that it is "primarily relevant to the patent grant procedure." Mr Meade on the other hand submitted that when the skilled man sees a pre-characterising clause he will strongly incline to the view that the skilled man saw that as being old. And that inclination will be reinforced (perhaps steepened is a better word) where the clause concerned is clearly said by the patentee to be based on prior art which he specifically acknowledges.
21. We accept Mr Meade's contention. Even without a two-part claim structure, because the skilled reader knows that the patentee is trying to claim something which he, the patentee, considers to be new, he will be strongly averse to ascribe to the claim a meaning which covers that which the patentee acknowledges is old. And if the patentee not only acknowledges that a particular piece of prior art is old but then has a pre-characterising clause which is fairly obviously based on it, the skilled reader will be even more strongly inclined to read that clause as intended to describe that old art.
Terms of art
Mr Watson, Q.C., who appeared for the plaintiffs, submitted that the judge was right to hold that prima facie the word "dimension" should, appearing as it does in a patent specification, be given its scientific meaning. He submitted that there was a rebuttable presumption that when a word was contained in a technical document, such as a patent specification, it was used as a technical word.
Despite being referred to authority which suggests that technical words in technical documents should prima facie be given the technical meaning, I do not believe that there is a rebuttable presumption that words in a patent specification that can have a technical meaning do have that technical meaning. The court is entitled to hear evidence as to the meaning of technical words and thereafter must decide the meaning from the context in which they are used. A patent specification is a technical document to be construed by the court with the advantage of the knowledge of the notional skilled man in the art. Where, as in this case, the dispute between the parties turns upon whether the word "dimension" is used to denote diameter or volume, it would be wrong to start the task of construction with any preconceived idea. Having obtained the knowledge of the notional skilled man, the specification must be read as a whole to ascertain its meaning and from that the court has to decide the ambit of the monopoly claimed using the guidance in the Protocol.
The respondents also submitted that the construction now advanced by the appellants was contrary to the evidence. So what? The words under consideration did not have their technical meaning in statistics and none of the witnesses were experts on construction of patent specifications and therefore could not give any worthwhile evidence as to their meaning. In those circumstances construction of the claim is for the court. The words of Lord Tomlin in British Celanese Limited v. Courtaulds Limited (1935) 52 R.P.C. 171 at 195 are still apt:
The proceedings in the Trial Court provide an illustration of the licence which in these days in cases of this kind is enjoyed by expert witnesses and by Counsel examining them.
In my judgment the time has come to curtail that licence whatever be the difficulties involved in doing so.
The area of the territory in which in cases of this kind an expert witness may legitimately move is not doubtful. He is entitled to give evidence as to the state of the art at any given time. He is entitled to explain the meaning of any technical terms used in the art. He is entitled to say whether in his opinion that which is described in the specification on a given hypothesis as to its meaning is capable of being carried into effect by a skilled worker. He is entitled to say what at a given time to him as skilled in the art a given piece of apparatus or a given sentence on any given hypothesis as to its meaning would have taught or suggested to him. He is entitled to say whether in his opinion a particular operation in connection with the art could be carried out and generally to give any explanation required as to facts of a scientific kind.
He is not entitled to say nor is Counsel entitled to ask him what the specification means, nor does the question become any more admissible if it takes the form of asking him what it means to him as an engineer or as a chemist. Nor is he entitled to say whether any given step or alteration is obvious, that being a question for the Court.
What Lord Tomlin said in 1935 is particularly applicable today when a witness's evidence is contained in a Witness Statement. Inadmissible evidence should not be included. It would normally be appropriate to take that into account when deciding who should pay costs.
Uninfringeable claims
Construction of the claims in this case
- perforated carrier material (feature (ii));
- silicone gel (feature (iii) and (v));
- the carrier material is impervious to air and fluid, or only slightly permeable to air and fluid (feature (iv));
- the carrier material is coated with silicone gel on only one side thereof (feature (v)).
perforated carrier material [feature (ii)]
Perforations
silicone gel [Feature (iii) and (v)]
25. Looking at the immediate documentary context, reading claim 16 on its own does not provide any support for the conclusion that one should give the term "a slit" the rather artificially narrow meaning which PCMC suggests. Indeed, unless there is any other persuasive reason to the contrary, it would seem almost perverse to attribute to the patentee an intention to use the word "slit" in a rather artificially narrow sense. It involves attributing to the patentee a desire to limit unnecessarily the scope of the claim, and, therefore, the extent of his monopoly. (It is fair to say that if PCMC's insufficiency argument, discussed in the passage at paragraphs 51-55 below, had been correct, that might provide a sound reason for its case on the meaning of "slit", but, for reasons given in that passage, the insufficiency argument is bad.)
26. PCMC also argues that if one refers to certain passages in the specification of the 929 Patent, they justify the narrow interpretation of "a slit" for which it contends. The two primary passages on which PCMC relies are quoted in the judgment below at [2009] EWHC 1929 (Pat), paragraphs 51-52, and constitute descriptions of specific apparatus. But the fact that a particular type of slit in specific apparatus is called "a slit" in a document which includes a description of that apparatus, cannot justify the notion that, whenever the document uses the term "a slit", it must have the same limited and specific meaning. As Perini says in its skeleton argument, just because "the word 'slit' is used when describing the gap between the plates of a nozzle … it does not follow that 'slit' is therefore used to mean that."
carrier material is impervious to air and fluid, or only slightly permeable to air and fluid [feature (iv)]
the carrier material is impervious to air and fluid, or only slightly permeable to air and fluid in the parts thereof lying between the perforations.
i) The context of feature (iv) in the patent is the manufacturing processii) The point of the feature is self-evidently explained in the patent at col 3 line 22-25;
iii) Permeability can only sensibly be judged in the context of the actual Brightwake manufacturing process. This involves a depth and therefore a pressure of silicone which is 100 times less than what was being used in the experiments. Mr Cotton said that the amount of silicone used in Brightwake's manufacturing process created no pressure.
iv) In Brightwake's manufacturing process, as Mr Cotton explained, the liquid silicone precursor stays on the substrate for only 30-40 seconds prior to curing. In the Mölnlycke experiments the spots of silicone appeared over a 10 minute period.
v) Thus Mölnlycke submit that their experiment does not represent Brightwake's actual processing conditions. In the process conditions used to make Brightwake's product, Brightwake's material satisfies claim 6.
carrier material is coated with silicone gel on only one side thereof [feature (v)]
Silicone on both sides in claim 6 and Brassington
Points on construction of claim 7 and 10
Infringement
The Brightwake products
Do the Brightwake products infringe?
Approach (b) – MBPU alone
the question of a lack of repeat will go to weight and I shall make it absolutely clear that that is a serious matter. It means that the parties need to be aware that it is possible that if it turns out, having heard the evidence, that a repeat really would have answered various questions, then the court may give these experiments no weight at all.
i) Mr Fabo was not able to give evidence about what Dr Eklund was asked to do. Dr Eklund was operating under the instructions of Mölnlycke's in house patent attorney and Mr Fabo did not know what the instructions were.ii) He could not say which images Dr Eklund chose to record and which he chose to disregard.
iii) He did not know the extent to which the lawyers were involved in deciding which images to present to court.
iv) Mr Fabo was not able to say what would be seen in parts of the Episil product other than those shown in the particular images in court. He was not present when those images were recorded.
v) Mr Fabo could not explain how to distinguish between acrylic adhesive and MBPU from the elemental analysis.
vi) Mr Fabo explained that the labelling of the layers on the images by Dr Eklund had come after discussions not just between himself and Dr Eklund but following discussions between Dr Eklund and the patent attorneys.
Approach (c) – MBPU and acrylic
Dependent claims on the alternative bases
Another matter
Novelty
Brassington
A wound dressing comprises, in one embodiment, a layer of apertured material, such as a cotton gauze, coated with a tacky silicone gel or a non-tacky silicone elastomer. In an alternative embodiment, the dressing has a tacky silicone gel on one surface and a non-tacky silicone elastomer on the other surface. The gel and elastomer may be formed by crosslinking a mixture of a vinyl-substituted poly(dimethylsiloxane) and a hydride-containing poly(dimethylsiloxane).
This invention relates to dressings such as wound dressings, and more particularly to dressings having a cross-linked silicone coating on a skin-contacting surface thereof.
Intermediate in physical properties between these two extremes are silicone elastomers such as gels and rubbers.
According to the present invention there is provided a liquid permeable dressing comprising one or more sheets of apertured material coated with a cross-linked silicone
It has now been found that by the use of tacky silicone gels the disadvantages of conventional tulle gras dressings are avoided, while their advantages are retained. In particular, tacky silicone gels provide a coating which is exceptionally non-adherent to wounds, but which is significantly self-adherent. Moreover, such gels are entirely immobile and unaffected by heat or body exudates. This means that dressings according to the invention retain their non-adherent properties even after they have been in place for a substantial period of time, for example several days. Moreover, the fibres of the gauze are effectively encapsulated by the silicone gel, so that fibre loss into the wound is virtually eliminated.
Dressings according to the present invention may have a cross linked silicone coating which is non-tacky. Such dressings offer an effective alternative to dressings currently available with non-adherent plastics wound contacting layers. In common with dressings containing tacky silicone gels, the non-tacky dressings according to the present invention are highly conformable and flexible, highly non-adherent, relatively inexpensive, unaffected by wound exudate and are virtually Incapable of shedding fibres
The apertured material which forms the substrate for the silicone coating may, if desired, be an apertured plastics film. Alternatively, it may, for example, be a woven or non-woven or knitted mesh, such as a cotton gauze. The effectiveness with which silicone elastomers can encapsulate the fibres of a fabric means that low quality, inexpensive fabrics may be used without sacrificing the quality of the resultant dressing. Moreover, the effectiveness of encapsulation by silicone elastomers means that the apertured material may be printed or dyed with decorative or informative matter with little danger of the ink or dye being released into the wound to which the dressing is applied.
has the advantage of being convenient to use, in that it will readily remain in position while being secured with a bandage, and it has the further advantage of being non-tacky on the surface which may come into contact with the wearer's clothing.
What does Brassington disclose?
i) does Brassington disclose a carrier material which would be impermeable to air and fluid to the degree required by claim 6?ii) does Brassington disclose a carrier material coated with silicone gel on only one side thereof?
iii) (for claim 7) does Brassington disclose a carrier material comprised of a relatively soft plastics film?
Does Brassington disclose coating silicone (of any kind) on only one side?
The tacky/non-tacky disclosures of Brassington with respect to claim 6
Enablement
Enablement – the law
Onus
Although the onus is on [Brightwake], in a normal case the court will proceed on the basis that the technical results set out in the [prior art] document can be achieved as asserted. It is enough if [Brightwake] asserts that the instructions in the [prior art] document work to produce the results claimed for them. A claim to [lack of novelty] is, implicitly, such an assertion of enablement. If that is not effectively challenged then [Brightwake] has done enough.
It follows that [Mölnlycke] should do more than merely issue a challenge to [anticipation]. He must explain the manner in which he says there is failure to enable. This should be set out in his pleadings. He will have to support his assertions by evidence. The court should be able to proceed on the basis that the experimental data in the [prior art] document is not only right but reasonably repeatable. Although the onus remains on [Brightwake], the evidential burden shifts to [Mölnlycke]. In some cases he may not be able to discharge it without supporting experiments.
Evidence on enablement
i) Mr Fabo's difficulties in coating apertured films in 1992 which led to his invention of the air blowing technique;ii) The report of Dr Dillingham served under the claimant's first notice of experiments;
iii) The repeats carried out at Imperial College by Ms Walker and Prof Alford; and
iv) The rival opinions of Prof Clarson and Dr Meirowitz.
Mr Fabo
The Dillingham Experiments
i) Dr Dillingham was approached by US lawyers Ballard Spahr and in August/September 2009 given a copy of Brassington and was asked if he could attempt to produce a wound dressing, without being inventive, using apertured plastics film by either or both of the processes described at col 5 line 62 – col 6 line 26.ii) Dr Dillingham's witness statement stated that he produced a protocol of experiments he considered suitable in conjunction with Ballard Spahr. In cross-examination he made clear that this meant Ballard Spahr had input into the protocol and there were amendments to it. What all the amendments were cannot now be determined. Dr Dillingham also explained that certain experimental work had gone on before he arrived at the protocol. This had not been made clear in the report or in his witness statement.
iii) Apart from viscosity measurements and initial attempts at spraying which were carried out by Dr Dillingham's employees, Dr Dillingham carried out the experiments written up in the Report which eventually was served with the notice of experiments.
iv) Dr Dillingham was given sheets of perforated urethane to coat. In my judgment Dr Dillingham did not understand that it was open to him to vary the size or shape of the apertures because in answer to the question "did you vary the size of the apertures?" he replied "No. I was provided substrates to coat."
The repeats at Imperial
i) Dr Dillingham had used a bird film applicator which Dr Meirowitz explained could be used to produce an even coating. The height of the applicator bar can be adjusted by micrometers (microns) to vary the coat weight and film thickness. However the protocol for the Imperial repeats provided that a ruler with guiding rods would be used to spread the silicone because no bird film applicator was available. Dr Meirowitz said he would be astonished if such an applicator was not available in London.ii) In the repeats actually carried out no guiding rods were even used. Instead the silicone was applied in what Dr Meirowitz described as a rather crude manner by dragging it by hand across the film using the ruler.
iii) In the repeats the edges of the film were inadequately secured causing wrinkles and deformations which were exacerbated as the ruler was dragged over the surface. On the video Dr Meirowitz could hear the knife clicking as it was dragged over the wrinkles.
iv) Multiple applications of silicone took place and multiple scrapes with the ruler. In Dr Meirowitz's opinion this whole approach would not apply a uniform coating.
Opinions of the experts on enablement
Q. So you have never tried to apply it to a film such as Brassington describes, with apertures of that size, correct?
A. With apertures of that size, no.
Q. So you cannot say from your own experience whether the problems that Dr. Dillingham experienced are problems that would be generally experienced by anyone who was trying to do it or not, can you?
A. Yes, actually I think I can, in that when I looked at the report there was one attempt made with 1 mm holes with one type of RTV at one viscosity, using a bird feeder applicator on a non-secured film, which would pretty much be all things that could be rectified. So before I would look at that and say this cannot be done, there are many variables that are non-inventive.
Q. But you did not actually try any of them, did you?
A. I was not asked to.
Q. We will never know, will we? The only person who has ever actually tried it failed. Correct?
A. Yes.
[Day 4/500]
Conclusion on enablement
Inventive step
Inventive step – the law
(1) (a) Identify the notional "person skilled in the art";
(b) Identify the relevant common general knowledge of that person;
(2) Identify the inventive concept of the claim in question or if that cannot readily be done, construe it;
(3) Identify what, if any, differences exist between the matter cited as forming part of the "state of the art" and the inventive concept of the claim or the claim as construed;
(4) Viewed without any knowledge of the alleged invention as claimed, do those differences constitute steps which would have been obvious to the person skilled in the art or do they require any degree of invention?
The question of obviousness must be considered on the facts of each case. The court must consider the weight to be attached to any particular factor in the light of all the relevant circumstances. These may include such matters as the motive to find a solution to the problem the patent addresses, the number and extent of the possible avenues of research, the effort involved in pursuing them and the expectation of success.
Disclosure and enablement in the context of obviousness
Inventive step in this case
Brassington
What sort of materials would it be obvious to use?
Was it obvious how to make the wound dressing?
Obviousness – as a whole
Obviousness claim 7 and 10
Coating silicone on one side only?
The Fabo prior art
Conclusion