United Kingdom Statutory Instruments

"ballast" means a ballast to which these Regulations apply by virtue of regulation 3 (application);

(a) in the period before 21st November 2005, shall be that shown in column 3(a) of the Table below;

(b) in the period beginning with that date, shall be that shown in column 3(b) of that Table.


TABLE
Maximum input power of ballast-lamp circuits


Ballast category	Lamp Power		Maximum input power of Ballast-lamp circuits
Column 1	Column 2		Column 3
	50Hz	HF	(a)	(b)
1	15 W	13.5 W	25 W	23 W
	18 W	16 W	28 W	26 W
	30 W	24 W	40 W	38 W
	36 W	32 W	45 W	43 W
	38 W	32 W	47 W	45 W
	58 W	50 W	70 W	67 W
	70 W	60 W	83 W	80 W
2	18 W	16 W	28 W	26 W
	24 W	22 W	34 W	32 W
	36 W	32 W	45 W	43 W
3	18 W	16 W	28 W	26 W
	24 W	22 W	34 W	32 W
	36 W	32 W	45 W	43 W
4	10 W	9.5 W	18 W	16 W
	13 W	12.5 W	21 W	19 W
	18 W	16.5 W	28 W	26 W
	26 W	24 W	36 W	34 W
5	18 W	16 W	28 W	26 W
	26 W	24 W	36 W	34 W
6	10 W	9 W	18 W	16 W
	16 W	14 W	25 W	23 W
	21 W	19 W	31 W	29 W
	28 W	25 W	38 W	36 W
	38 W	34 W	47 W	45 W

     5. Whenever a ballast is designed for a lamp which falls between two values indicated in the above Table, the maximum input power of the ballast-lamp circuit shall be calculated by linear interpolation between the two values of maximum power for the two closest lamps indicated in the Table.

For example if a ballast in lamp category 1 is rated for a 48W lamp at 50H_z, the maximum input power of the ballast-lamp circuit shall be calaculated as follows - 

(a) in the period before 21st November 2005 - 



47 + (48 - 38) * (70 - 47)/(58 - 38) =58.5W;

(b) in the period beginning with that date - 



45 + (48 - 38) * (67 - 45)/(58 - 38) =56W.

regulation 4(1) (suppliers' duties in respect of ballasts);

regulation 5 (duties in respect of the declaration of conformity);

regulation 6(1), (2), (4) or (5) (duties in respect of technical documentation);

regulation 7 (prohibitions in respect of misleading markings);

paragraph 5 of this Schedule (obstruction of authorised officers and false statements);

paragraph 8(8) of this Schedule (prohibition of purported search and seizure by unauthorised person); or

paragraph 12(1) of this Schedule (restrictions on disclosure of information).

    (2) A person guilty of the offence of contravening paragraph 12(1) of this Schedule shall be liable, on summary conviction, to a fine not exceeding the statutory maximum and, on conviction on indictment, to a fine.

    (3) A person guilty of any other offence specified in sub-paragraph (1) shall be liable on summary conviction to a fine not exceeding level 5 on the standard scale.

Prosecution of offences
     2. Proceedings for an offence under these Regulations shall not be instituted - 

(a) in England and Wales, except by an enforcement authority; and

(b) in Northern Ireland, except by or on behalf of the enforcement authority or the Director of Public Prosecutions for Northern Ireland.

Defences
     3.  - (1) In proceedings against a person for an offence under these Regulations, it shall be a defence for that person to show that he believed that these Regulations did not apply and he had no reasonable grounds for believing that these Regulations might apply.

    (2) In proceedings against a person for an offence under these Regulations, it shall be a defence for that person to show that he took all reasonable steps and exercised all due diligence to avoid committing the offence.

Liability of others
     4.  - (1) Where the commission by any person of an offence under these Regulations is due to an act or default committed by some other person in the course of any business of his, that other person shall be guilty of the offence and may be proceeded against and punished by virtue of this sub-paragraph whether or not proceedings are taken against the first-mentioned person.

    (2) Where a body corporate is guilty of an offence under these Regulations (including where it is so guilty by virtue of sub-paragraph (1)) in respect of any act or default which is shown to have been committed with the consent or connivance of, or to be attributable to any neglect on the part of, any director, manager, secretary or similar officer of the body corporate or any person who was purporting to act in any such capacity, he, as well as the body corporate, shall be guilty of that offence and shall be liable to be proceeded against and punished accordingly.

    (3) Where the affairs of a body corporate are managed by its members, sub-paragraph (2) shall apply in relation to the acts and defaults of a member in connection with his functions of management as if he were a director of the body corporate.

    (4) Where a Scottish partnership is guilty of an offence under these Regulations (including where it is so guilty by virtue of sub-paragraph (1)) in respect of any act or default which is shown to have been committed with the consent or connivance of, or to be attributable to any neglect on the part of, a partner in the partnership, he, as well as the partnership, shall be guilty of that offence and shall be liable to be proceeded against and punished accordingly.

(a) intentionally obstruct a duly authorised officer of an enforcement authority acting in pursuance of any provision of these Regulations; or

(b) intentionally fail to comply with any requirement properly made to him by such an officer under any provision of these Regulations; or

(c) without reasonable cause fail to give any such officer of an enforcement authority who is so acting any other assistance or information which he may reasonably require of him for the purposes of the exercise of the officer's functions under any provision of these Regulations.

    (2) A person shall not, in giving any information which is required of him by virtue of sub-paragraph (1)(c) - 

(a) make any statement which he knows is false in a material particular; or

(b) recklessly make a statement which is false in a material particular.

Power of enforcement authority to require technical documentation
     6. Where an enforcement authority has reason to suspect that the EC mark has been improperly affixed to a ballast or luminaire incorporating a ballast, or that either fails to satisfy the requirements of these Regulations, the authority may require the supplier of the ballast or luminaire to furnish to the authority, within such reasonable time as may be specified in the notice, a copy of the EC declaration of conformity within the meaning of regulation 5 (the EC declaration of conformity) or such technical documentation within the meaning of regulation 6 (duties in respect of technical documentation etc.) as the authority considers appropriate.

Test purchases
     7.  - (1) An enforcement authority shall have power, for the purpose of ascertaining whether any provision of these Regulations has been contravened, to purchase, or to authorise an officer of the authority to purchase, any ballast (including any luminaire incorporating a ballast).

    (2) Where - 

(a) a ballast purchased under this paragraph by or on behalf of an enforcement authority is submitted to a test; and

(b) the test leads to the bringing of proceedings in respect of an offence under these Regulations; and

(c) the authority is requested to do so and it is practicable for the authority to comply with the request,

the authority shall allow the person from whom the ballast was purchased or any person who is a party to the proceedings or has an interest in the ballast to have the ballast tested.

    (3) A test of a ballast purchased under this paragraph, or seized and detained under paragraph 8 (power to enter premises and inspect, seize and detain ballasts etc), shall be carried out in accordance with Schedule 1.

Power to enter premises and inspect, seize and detain ballasts etc.
     8.  - (1) A duly authorised officer of an enforcement authority may, at all reasonable hours and on - 

(a) identifying himself and producing authority in writing from the enforcement authority which appointed him for the exercise by him of powers conferred on the authority by these Regulations, and

(b) stating the purpose of his actions and his grounds for undertaking them,

exercise any of the powers set out in sub-paragraph (2).

    (2) The powers referred to in sub-paragraph (1) are - 

(a) he may, for the purpose of ascertaining whether an offence under these Regulations has been committed, inspect any ballast (including any luminaire incorporating a ballast) and enter any premises other than premises used only as a dwelling;

(b) if he has reasonable cause to suspect that an offence under these Regulations has been committed, he may, for the purpose of ascertaining whether it has been committed, require any person carrying on or employed in connection with a business to produce any records relating to the ballast or luminaire in question and he may take copies of, or of any entry in, those records;

(c) if he has reasonable cause to suspect that an offence under these Regulations has been committed, he may seize and detain any ballast (including any luminaire incorporating a ballast) for the purpose of ascertaining, by testing or otherwise, whether the offence has been committed;

(d) he may seize and detain any ballast (including any luminaire incorporating a ballast) or records which he has reason to believe may be required as evidence in proceedings for an offence under these Regulations;

(e) he may, for the purpose of exercising his powers of seizure under this sub-paragraph, but only if and to the extent that it is reasonably necessary in order to secure that the provisions of these Regulations are duly observed, require any person having authority to do so to break open any container and, if that person does not comply with the requirement or if there is no person present having authority to open it, he may do so himself.

    (3) For the purposes of paragraphs (b) and (d) of sub-paragraph (2), the officer may require information stored electronically to be made available to him in printed form.

    (4) If a justice of the peace is satisfied by any written information on oath - 

(a) that there are reasonable grounds for believing either - 


(i) that any ballast (or luminaire incorporating a ballast) or records, which a duly authorised officer has power under this paragraph to inspect, copy, seize or require to be produced, are on any premises and that their inspection, copying, seizure or production is likely to disclose evidence of the commission of an offence under these Regulations; or

(ii) that any offence under these Regulations has been, is being or is about to be committed on any premises; and



(b) either - 



(i) that admission to the premises has been or is likely to be refused and that notice of intention to apply for a warrant under this sub-paragraph has been given to the occupier; or

(ii) that an application for admission, or the giving of such a notice, would defeat the object of the entry or that the premises are unoccupied or that the occupier is temporarily absent and it might defeat the object of the entry to await his return,



the justice may by warrant under his hand, which shall continue in force for a period of one month, authorise an officer of an enforcement authority to enter the premises, if need be by force.

    (5) An officer entering any premises by authority of a warrant granted under sub-paragraph (4) shall, if the occupier is present, give to the occupier or, if the occupier is temporarily absent, leave in a prominent place on the premises or appropriate part of the premises a notice in writing - 

(a) summarising the officer's powers of seizure and detention of ballasts, luminaires incorporating ballasts and records under this paragraph;

(b) explaining that compensation may be payable for damage caused in entering premises and seizing and removing ballasts, luminaires and records therefrom, and giving the address to which an application for compensation should be directed; and

(c) indicating at which office of the enforcement authority and within which hours a copy of these Regulations is available to be consulted.

    (6) An officer entering any premises by virtue of this paragraph may take with him such other persons and such equipment as may appear to him necessary; and on leaving any premises which he has entered by virtue of a warrant he shall, if the premises are unoccupied or the occupier is temporarily absent, leave them as effectively secured against trespassers as he found them.

    (7) An officer exercising any power of seizure and detention under this paragraph shall as soon as practicable give to the person against whom the power has been exercised, a written notice - 

(a) stating precisely what has been so seized and detained; and

(b) explaining where, within what period and on what grounds an appeal against such detention may be brought under paragraph 9 (appeals against detention of ballasts etc.), and whether the things detained would be released while an appeal was pending.

    (8) A person who is not a duly authorised officer of an enforcement authority shall not purport to act as such under this paragraph.

    (9) In the application of this paragraph to Scotland, the reference in sub-paragraph (4) to a justice of the peace shall include a reference to a sheriff and the references to written information on oath shall be construed as references to evidence on oath.

    (10) In the application of this paragraph to Northern Ireland, the references in sub-paragraph (4) to any information on oath shall be construed as references to any complaint on oath.

Appeals against detention of ballasts etc.
     9.  - (1) Any person having an interest in any ballast, luminaire incorporating a ballast or records which are for the time being detained under paragraph 8 (power to enter premises and inspect, seize and detain ballasts etc.) by an enforcement authority or by a duly authorised officer of an enforcement authority may apply for an order requiring the ballast, luminaire or records to be released to him or to another person.

    (2) An application under this paragraph may be made - 

(a) to any magistrates' court in which proceedings have been brought in England and Wales or Northern Ireland for an offence in respect of a contravention of any provision of these Regulations in relation to the ballast, luminaire or records;

(b) where no such proceedings have been so brought, by way of complaint to a magistrates' court; or

(c) in Scotland, by summary application to the sheriff.

    (3) A magistrates' court or the sheriff shall not make an order under sub-paragraph (1) unless the court or sheriff is satisfied - 

(a) that proceedings have not been brought for an offence in respect of a contravention of any provision of these Regulations in relation to the ballast, luminaire incorporating a ballast or records; and

(b) that more than twelve months have elapsed since the seizure was carried out.

    (4) Any person aggrieved by an order made under this paragraph by a magistrates' court in England and Wales or Northern Ireland, or by a decision of such a court not to make such an order, may appeal against that order or decision - 

(a) in England and Wales, to the Crown Court;

(b) in Northern Ireland, to a county court;

(a) which was obtained by him in consequence of its being given to any person in compliance with any requirement imposed by these Regulations; or

(b) which consists in a secret manufacturing process or trade secret and was obtained by him in consequence of the exercise by any person of any power or duty conferred by these Regulations.

    (2) Sub-paragraph (1) shall not apply to a disclosure of information if the information is publicised information or the disclosure is made -